Lefei Zhang

Yuchun Miao, Sen Zhang, Liang Ding et al.

Despite the success of reinforcement learning from human feedback (RLHF) in aligning language models with human values, reward hacking, also termed reward overoptimization, remains a critical challenge. This issue primarily arises from reward misgeneralization, where reward models (RMs) compute reward using spurious features that are irrelevant to human preferences. In this work, we tackle this problem from an information-theoretic perspective and propose a framework for reward modeling, namely InfoRM, by introducing a variational information bottleneck objective to filter out irrelevant information. Notably, we further identify a correlation between overoptimization and outliers in the IB latent space of InfoRM, establishing it as a promising tool for detecting reward overoptimization. Inspired by this finding, we propose the Cluster Separation Index (CSI), which quantifies deviations in the IB latent space, as an indicator of reward overoptimization to facilitate the development of online mitigation strategies. Extensive experiments on a wide range of settings and RM scales (70M, 440M, 1.4B, and 7B) demonstrate the effectiveness of InfoRM. Further analyses reveal that InfoRM's overoptimization detection mechanism is not only effective but also robust across a broad range of datasets, signifying a notable advancement in the field of RLHF. The code will be released upon acceptance.

Yuchun Miao, Sen Zhang, Liang Ding et al.

This work identifies the Energy Loss Phenomenon in Reinforcement Learning from Human Feedback (RLHF) and its connection to reward hacking. Specifically, energy loss in the final layer of a Large Language Model (LLM) gradually increases during the RL process, with an excessive increase in energy loss characterizing reward hacking. Beyond empirical analysis, we further provide a theoretical foundation by proving that, under mild conditions, the increased energy loss reduces the upper bound of contextual relevance in LLMs, which is a critical aspect of reward hacking as the reduced contextual relevance typically indicates overfitting to reward model-favored patterns in RL. To address this issue, we propose an Energy loss-aware PPO algorithm (EPPO) which penalizes the increase in energy loss in the LLM's final layer during reward calculation to prevent excessive energy loss, thereby mitigating reward hacking. We theoretically show that EPPO can be conceptually interpreted as an entropy-regularized RL algorithm, which provides deeper insights into its effectiveness. Extensive experiments across various LLMs and tasks demonstrate the commonality of the energy loss phenomenon, as well as the effectiveness of EPPO in mitigating reward hacking and improving RLHF performance.

Yuchun Miao, Liang Ding, Sen Zhang et al.

Despite the success of Reinforcement Learning from Human Feedback (RLHF) in aligning language models with human values, reward hacking-or reward over-optimization-remains a major challenge. We identify two key obstacles to its mitigation: (1) reward misgeneralization in reward modeling, where reward models overfit to spurious, preference-irrelevant features; and (2) the lack of suitable regularization during RL optimization, as existing token-level constraints often over-restrict the policy space. To address these issues, we propose InfoRM, an information-theoretic reward modeling framework based on the Information Bottleneck (IB) principle, which filters out preference-irrelevant information to alleviate reward misgeneralization. We further observe that reward-hacked responses manifest as pronounced outliers in InfoRM's IB latent space, measured by Mahalanobis distance from the SFT-induced distribution. Motivated by this, we introduce IBL, a distribution-level regularization that penalizes such deviations, effectively expanding the optimization landscape while maintaining alignment. We prove that IBL is theoretically equivalent to the pessimistic RL objective within the IB latent space. Finally, we present Mahalanobis Outlier Probability (MOP), a statistical metric for quantifying reward hacking severity, enabling principled hyperparameter tuning and online mitigation such as early stopping. Extensive experiments across diverse LLMs and datasets confirm the generality of our findings, the effectiveness of InfoRM and IBL, and the reliability of MOP as a diagnostic tool-collectively advancing the state of RLHF.