Dongrui Liu

Lewen Yan, Jilin Mei, Tianyi Zhou et al.

LLM-based trading agents are increasingly deployed in real-world financial markets to perform autonomous analysis and execution. However, their reliability and robustness under adversarial or faulty conditions remain largely unexamined, despite operating in high-risk, irreversible financial environments. We propose TradeTrap, a unified evaluation framework for systematically stress-testing both adaptive and procedural autonomous trading agents. TradeTrap targets four core components of autonomous trading agents: market intelligence, strategy formulation, portfolio and ledger handling, and trade execution, and evaluates their robustness under controlled system-level perturbations. All evaluations are conducted in a closed-loop historical backtesting setting on real US equity market data with identical initial conditions, enabling fair and reproducible comparisons across agents and attacks. Extensive experiments show that small perturbations at a single component can propagate through the agent decision loop and induce extreme concentration, runaway exposure, and large portfolio drawdowns across both agent types, demonstrating that current autonomous trading agents can be systematically misled at the system level. Our code is available at https://github.com/Yanlewen/TradeTrap.

Jie Zhang, Dongrui Liu, Chen Qian et al.

Personality psychologists have analyzed the relationship between personality and safety behaviors in human society. Although Large Language Models (LLMs) demonstrate personality traits, the relationship between personality traits and safety abilities in LLMs still remains a mystery. In this paper, we discover that LLMs' personality traits are closely related to their safety abilities, i.e., toxicity, privacy, and fairness, based on the reliable MBTI-M scale. Meanwhile, the safety alignment generally increases various LLMs' Extraversion, Sensing, and Judging traits. According to such findings, we can edit LLMs' personality traits and improve their safety performance, e.g., inducing personality from ISTJ to ISTP resulted in a relative improvement of approximately 43% and 10% in privacy and fairness performance, respectively. Additionally, we find that LLMs with different personality traits are differentially susceptible to jailbreak. This study pioneers the investigation of LLM safety from a personality perspective, providing new insights into LLM safety enhancement.

Chen Qian, Dongrui Liu, Jie Zhang et al.

Ensuring awareness of fairness and privacy in Large Language Models (LLMs) is critical. Interestingly, we discover a counter-intuitive trade-off phenomenon that enhancing an LLM's privacy awareness through Supervised Fine-Tuning (SFT) methods significantly decreases its fairness awareness with thousands of samples. To address this issue, inspired by the information theory, we introduce a training-free method to \textbf{S}uppress the \textbf{P}rivacy and fa\textbf{I}rness coupled \textbf{N}eurons (\textbf{SPIN}), which theoretically and empirically decrease the mutual information between fairness and privacy awareness. Extensive experimental results demonstrate that SPIN eliminates the trade-off phenomenon and significantly improves LLMs' fairness and privacy awareness simultaneously without compromising general capabilities, \eg improving Qwen-2-7B-Instruct's fairness awareness by 12.2\% and privacy awareness by 14.0\%. More crucially, SPIN remains robust and effective with limited annotated data or even when only malicious fine-tuning data is available, whereas SFT methods may fail to perform properly in such scenarios. Furthermore, we show that SPIN could generalize to other potential trade-off dimensions. We hope this study provides valuable insights into concurrently addressing fairness and privacy concerns in LLMs and can be integrated into comprehensive frameworks to develop more ethical and responsible AI systems. Our code is available at https://github.com/ChnQ/SPIN.

Kun Wang, Guibin Zhang, Zhenhong Zhou et al. · mit

The remarkable success of Large Language Models (LLMs) has illuminated a promising pathway toward achieving Artificial General Intelligence for both academic and industrial communities, owing to their unprecedented performance across various applications. As LLMs continue to gain prominence in both research and commercial domains, their security and safety implications have become a growing concern, not only for researchers and corporations but also for every nation. Currently, existing surveys on LLM safety primarily focus on specific stages of the LLM lifecycle, e.g., deployment phase or fine-tuning phase, lacking a comprehensive understanding of the entire "lifechain" of LLMs. To address this gap, this paper introduces, for the first time, the concept of "full-stack" safety to systematically consider safety issues throughout the entire process of LLM training, deployment, and eventual commercialization. Compared to the off-the-shelf LLM safety surveys, our work demonstrates several distinctive advantages: (I) Comprehensive Perspective. We define the complete LLM lifecycle as encompassing data preparation, pre-training, post-training, deployment and final commercialization. To our knowledge, this represents the first safety survey to encompass the entire lifecycle of LLMs. (II) Extensive Literature Support. Our research is grounded in an exhaustive review of over 800+ papers, ensuring comprehensive coverage and systematic organization of security issues within a more holistic understanding. (III) Unique Insights. Through systematic literature analysis, we have developed reliable roadmaps and perspectives for each chapter. Our work identifies promising research directions, including safety in data generation, alignment techniques, model editing, and LLM-based agent systems. These insights provide valuable guidance for researchers pursuing future work in this field.

Jie Ren, Yuhang Zhang, Dongrui Liu et al.

Direct preference optimization (DPO) has shown success in aligning diffusion models with human preference. Previous approaches typically assume a consistent preference label between final generations and noisy samples at intermediate steps, and directly apply DPO to these noisy samples for fine-tuning. However, we theoretically identify inherent issues in this assumption and its impacts on the effectiveness of preference alignment. We first demonstrate the inherent issues from two perspectives: gradient direction and preference order, and then propose a Tailored Preference Optimization (TailorPO) framework for aligning diffusion models with human preference, underpinned by some theoretical insights. Our approach directly ranks intermediate noisy samples based on their step-wise reward, and effectively resolves the gradient direction issues through a simple yet efficient design. Additionally, we incorporate the gradient guidance of diffusion models into preference alignment to further enhance the optimization effectiveness. Experimental results demonstrate that our method significantly improves the model's ability to generate aesthetically pleasing and human-preferred images.

Zicheng Liu, Lige Huang, Jie Zhang et al.

The increasing autonomy of Large Language Models (LLMs) necessitates a rigorous evaluation of their potential to aid in cyber offense. Existing benchmarks often lack real-world complexity and are thus unable to accurately assess LLMs' cybersecurity capabilities. To address this gap, we introduce PACEbench, a practical AI cyber-exploitation benchmark built on the principles of realistic vulnerability difficulty, environmental complexity, and cyber defenses. Specifically, PACEbench comprises four scenarios spanning single, blended, chained, and defense vulnerability exploitations. To handle these complex challenges, we propose PACEagent, a novel agent that emulates human penetration testers by supporting multi-phase reconnaissance, analysis, and exploitation. Extensive experiments with seven frontier LLMs demonstrate that current models struggle with complex cyber scenarios, and none can bypass defenses. These findings suggest that current models do not yet pose a generalized cyber offense threat. Nonetheless, our work provides a robust benchmark to guide the trustworthy development of future models.