Tao Qi

Tao Qi, Fangzhao Wu, Chuhan Wu et al. · tencent-ai

Vertical federated learning (VFL) is a privacy-preserving machine learning paradigm that can learn models from features distributed on different platforms in a privacy-preserving way. Since in real-world applications the data may contain bias on fairness-sensitive features (e.g., gender), VFL models may inherit bias from training data and become unfair for some user groups. However, existing fair machine learning methods usually rely on the centralized storage of fairness-sensitive features to achieve model fairness, which are usually inapplicable in federated scenarios. In this paper, we propose a fair vertical federated learning framework (FairVFL), which can improve the fairness of VFL models. The core idea of FairVFL is to learn unified and fair representations of samples based on the decentralized feature fields in a privacy-preserving way. Specifically, each platform with fairness-insensitive features first learns local data representations from local features. Then, these local representations are uploaded to a server and aggregated into a unified representation for the target task. In order to learn a fair unified representation, we send it to each platform storing fairness-sensitive features and apply adversarial learning to remove bias from the unified representation inherited from the biased data. Moreover, for protecting user privacy, we further propose a contrastive adversarial learning method to remove private information from the unified representation in server before sending it to the platforms keeping fairness-sensitive features. Experiments on three real-world datasets validate that our method can effectively improve model fairness with user privacy well-protected.

Chuhan Wu, Fangzhao Wu, Tao Qi et al. · tencent-ai

Contrastive learning is widely used for recommendation model learning, where selecting representative and informative negative samples is critical. Existing methods usually focus on centralized data, where abundant and high-quality negative samples are easy to obtain. However, centralized user data storage and exploitation may lead to privacy risks and concerns, while decentralized user data on a single client can be too sparse and biased for accurate contrastive learning. In this paper, we propose a federated contrastive learning method named FedCL for privacy-preserving recommendation, which can exploit high-quality negative samples for effective model training with privacy well protected. We first infer user embeddings from local user data through the local model on each client, and then perturb them with local differential privacy (LDP) before sending them to a central server for hard negative sampling. Since individual user embedding contains heavy noise due to LDP, we propose to cluster user embeddings on the server to mitigate the influence of noise, and the cluster centroids are used to retrieve hard negative samples from the item pool. These hard negative samples are delivered to user clients and mixed with the observed negative samples from local data as well as in-batch negatives constructed from positive samples for federated model training. Extensive experiments on four benchmark datasets show FedCL can empower various recommendation methods in a privacy-preserving way.

Chuhan Wu, Fangzhao Wu, Tao Qi et al. · tencent-ai

Ensemble knowledge distillation can extract knowledge from multiple teacher models and encode it into a single student model. Many existing methods learn and distill the student model on labeled data only. However, the teacher models are usually learned on the same labeled data, and their predictions have high correlations with groudtruth labels. Thus, they cannot provide sufficient knowledge complementary to task labels for student teaching. Distilling on unseen unlabeled data has the potential to enhance the knowledge transfer from the teachers to the student. In this paper, we propose a unified and effective ensemble knowledge distillation method that distills a single student model from an ensemble of teacher models on both labeled and unlabeled data. Since different teachers may have diverse prediction correctness on the same sample, on labeled data we weight the predictions of different teachers according to their correctness. In addition, we weight the distillation loss based on the overall prediction correctness of the teacher ensemble to distill high-quality knowledge. On unlabeled data, there is no groundtruth to evaluate prediction correctness. Fortunately, the disagreement among teachers is an indication of sample hardness, and thereby we weight the distillation loss based on teachers' disagreement to emphasize knowledge distillation on important samples. Extensive experiments on four datasets show the effectiveness of our proposed ensemble distillation method.

Chuhan Wu, Fangzhao Wu, Tao Qi et al. · tencent-ai

Adversarial learning is a widely used technique in fair representation learning to remove the biases on sensitive attributes from data representations. It usually requires to incorporate the sensitive attribute labels as prediction targets. However, in many scenarios the sensitive attribute labels of many samples can be unknown, and it is difficult to train a strong discriminator based on the scarce data with observed attribute labels, which may lead to generate unfair representations. In this paper, we propose a semi-supervised fair representation learning approach based on adversarial variational autoencoder, which can reduce the dependency of adversarial fair models on data with labeled sensitive attributes. More specifically, we use a bias-aware model to capture inherent bias information on sensitive attribute by accurately predicting sensitive attributes from input data, and we use a bias-free model to learn debiased fair representations by using adversarial learning to remove bias information from them. The hidden representations learned by the two models are regularized to be orthogonal. In addition, the soft labels predicted by the two models are further integrated into a semi-supervised variational autoencoder to reconstruct the input data, and we apply an additional entropy regularization to encourage the attribute labels inferred from the bias-free model to be high-entropy. In this way, the bias-aware model can better capture attribute information while the bias-free model is less discriminative on sensitive attributes if the input data is well reconstructed. Extensive experiments on two datasets for different tasks validate that our approach can achieve good representation learning fairness under limited data with sensitive attribute labels.

Jingwei Yi, Fangzhao Wu, Huishuai Zhang et al.

Federated learning (FL) enables multiple clients to collaboratively train models without sharing their local data, and becomes an important privacy-preserving machine learning framework. However, classical FL faces serious security and robustness problem, e.g., malicious clients can poison model updates and at the same time claim large quantities to amplify the impact of their model updates in the model aggregation. Existing defense methods for FL, while all handling malicious model updates, either treat all quantities benign or simply ignore/truncate the quantities of all clients. The former is vulnerable to quantity-enhanced attack, while the latter leads to sub-optimal performance since the local data on different clients is usually in significantly different sizes. In this paper, we propose a robust quantity-aware aggregation algorithm for federated learning, called FedRA, to perform the aggregation with awareness of local data quantities while being able to defend against quantity-enhanced attacks. More specifically, we propose a method to filter malicious clients by jointly considering the uploaded model updates and data quantities from different clients, and performing quantity-aware weighted averaging on model updates from remaining clients. Moreover, as the number of malicious clients participating in the federated learning may dynamically change in different rounds, we also propose a malicious client number estimator to predict how many suspicious clients should be filtered in each round. Experiments on four public datasets demonstrate the effectiveness of our FedRA method in defending FL against quantity-enhanced attacks.

Chuhan Wu, Fangzhao Wu, Tao Qi et al.

Effectively finetuning pretrained language models (PLMs) is critical for their success in downstream tasks. However, PLMs may have risks in overfitting the pretraining tasks and data, which usually have gap with the target downstream tasks. Such gap may be difficult for existing PLM finetuning methods to overcome and lead to suboptimal performance. In this paper, we propose a very simple yet effective method named NoisyTune to help better finetune PLMs on downstream tasks by adding some noise to the parameters of PLMs before fine-tuning. More specifically, we propose a matrix-wise perturbing method which adds different uniform noises to different parameter matrices based on their standard deviations. In this way, the varied characteristics of different types of parameters in PLMs can be considered. Extensive experiments on both GLUE English benchmark and XTREME multilingual benchmark show NoisyTune can consistently empower the finetuning of different PLMs on different downstream tasks.

Chuhan Wu, Fangzhao Wu, Tao Qi et al.

Vertical federated learning (VFL) aims to train models from cross-silo data with different feature spaces stored on different platforms. Existing VFL methods usually assume all data on each platform can be used for model training. However, due to the intrinsic privacy risks of federated learning, the total amount of involved data may be constrained. In addition, existing VFL studies usually assume only one platform has task labels and can benefit from the collaboration, making it difficult to attract other platforms to join in the collaborative learning. In this paper, we study the platform collaboration problem in VFL under privacy constraint. We propose to incent different platforms through a reciprocal collaboration, where all platforms can exploit multi-platform information in the VFL framework to benefit their own tasks. With limited privacy budgets, each platform needs to wisely allocate its data quotas for collaboration with other platforms. Thereby, they naturally form a multi-party game. There are two core problems in this game, i.e., how to appraise other platforms' data value to compute game rewards and how to optimize policies to solve the game. To evaluate the contributions of other platforms' data, each platform offers a small amount of "deposit" data to participate in the VFL. We propose a performance estimation method to predict the expected model performance when involving different amount combinations of inter-platform data. To solve the game, we propose a platform negotiation method that simulates the bargaining among platforms and locally optimizes their policies via gradient descent. Extensive experiments on two real-world datasets show that our approach can effectively facilitate the collaborative exploitation of multi-platform data in VFL under privacy restrictions.

Chuhan Wu, Fangzhao Wu, Tao Qi et al.

Federated learning (FL) is a feasible technique to learn personalized recommendation models from decentralized user data. Unfortunately, federated recommender systems are vulnerable to poisoning attacks by malicious clients. Existing recommender system poisoning methods mainly focus on promoting the recommendation chances of target items due to financial incentives. In fact, in real-world scenarios, the attacker may also attempt to degrade the overall performance of recommender systems. However, existing general FL poisoning methods for degrading model performance are either ineffective or not concealed in poisoning federated recommender systems. In this paper, we propose a simple yet effective and covert poisoning attack method on federated recommendation, named FedAttack. Its core idea is using globally hardest samples to subvert model training. More specifically, the malicious clients first infer user embeddings based on local user profiles. Next, they choose the candidate items that are most relevant to the user embeddings as hardest negative samples, and find the candidates farthest from the user embeddings as hardest positive samples. The model gradients inferred from these poisoned samples are then uploaded to the server for aggregation and model update. Since the behaviors of malicious clients are somewhat similar to users with diverse interests, they cannot be effectively distinguished from normal clients by the server. Extensive experiments on two benchmark datasets show that FedAttack can effectively degrade the performance of various federated recommender systems, meanwhile cannot be effectively detected nor defended by many existing methods.