Haiyu Wu

Haiyu Wu, Vítor Albiero, K. S. Krishnapriya et al.

We explore varying face recognition accuracy across demographic groups as a phenomenon partly caused by differences in face illumination. We observe that for a common operational scenario with controlled image acquisition, there is a large difference in face region brightness between African-American and Caucasian, and also a smaller difference between male and female. We show that impostor image pairs with both faces under-exposed, or both overexposed, have an increased false match rate (FMR). Conversely, image pairs with strongly different face brightness have a decreased similarity measure. We propose a brightness information metric to measure variation in brightness in the face and show that face brightness that is too low or too high has reduced information in the face region, providing a cause for the lower accuracy. Based on this, for operational scenarios with controlled image acquisition, illumination should be adjusted for each individual to obtain appropriate face image brightness. This is the first work that we are aware of to explore how the level of brightness of the skin region in a pair of face images (rather than a single image) impacts face recognition accuracy, and to evaluate this as a systematic factor causing unequal accuracy across demographics. The code is at https://github.com/HaiyuWu/FaceBrightness.

Xuanzhao Dong, Wenhui Zhu, Xiwen Chen et al.

The advancement of general medical Multimodal Large Language Models (MLLMs) has shown great potential for building conversational assistants to support clinical diagnosis. However, their adaptation to highly specialized domains such as ophthalmology remains underexplored, primarily due to the scarcity of large-scale, domain-specific instruction-tuning data. Existing ophthalmic datasets for conversational agents are often limited in scale and largely rely on images from established public benchmarks, limiting the scalability of ophthalmic MLLMs and their ability to capture real-world clinical complexity. To address this gap, we propose $\textbf{OphIn-Engine}$, an ophthalmology-specific instruction data curation pipeline that constructs high-quality instruction data from open-access ophthalmology web-scale videos. The pipeline integrates multimodal transcription for extracting image-transcript pairs, visual cue separation and scoring for identifying clinically relevant visual descriptions, and instruction synthesis with quality control for generating accurate and diverse clinical dialogues. Using this engine, we introduce $\textbf{OphIn-500K}$, a large-scale multimodal ophthalmology instruction-tuning dataset containing over 500,000 instruction instances and more than 151,000 unique images from over 29,000 video clips, formatted as visual question answering (VQA), multi-turn conversational interactions, and chain-of-thought (CoT) reasoning. Built upon this dataset, we further develop $\textbf{OphIn-VL}$, an ophthalmology-specific MLLM with advanced visual understanding and conversational capabilities. Comprehensive experiments and case studies demonstrate that OphIn-VL achieves superior performance compared with state-of-the-art general medical and domain-specific MLLMs.

Haiyu Wu, Grace Bezold, Aman Bhatta et al.

Face attribute research has so far used only simple binary attributes for facial hair; e.g., beard / no beard. We have created a new, more descriptive facial hair annotation scheme and applied it to create a new facial hair attribute dataset, FH37K. Face attribute research also so far has not dealt with logical consistency and completeness. For example, in prior research, an image might be classified as both having no beard and also having a goatee (a type of beard). We show that the test accuracy of previous classification methods on facial hair attribute classification drops significantly if logical consistency of classifications is enforced. We propose a logically consistent prediction loss, LCPLoss, to aid learning of logical consistency across attributes, and also a label compensation training strategy to eliminate the problem of no positive prediction across a set of related attributes. Using an attribute classifier trained on FH37K, we investigate how facial hair affects face recognition accuracy, including variation across demographics. Results show that similarity and difference in facial hairstyle have important effects on the impostor and genuine score distributions in face recognition. The code is at https:// github.com/ HaiyuWu/ LogicalConsistency.

Haiyu Wu, Kevin W. Bowyer

The issue of demographic disparities in face recognition accuracy has attracted increasing attention in recent years. Various face image datasets have been proposed as 'fair' or 'balanced' to assess the accuracy of face recognition algorithms across demographics. These datasets typically balance the number of identities and images across demographics. It is important to note that the number of identities and images in an evaluation dataset are {\em not} driving factors for 1-to-1 face matching accuracy. Moreover, balancing the number of identities and images does not ensure balance in other factors known to impact accuracy, such as head pose, brightness, and image quality. We demonstrate these issues using several recently proposed datasets. To improve the ability to perform less biased evaluations, we propose a bias-aware toolkit that facilitates creation of cross-demographic evaluation datasets balanced on factors mentioned in this paper.

Haiyu Wu, Randall Balestriero, Morgan Levine

Self-supervised learning methods prevent embedding collapse via modeling heuristics or explicit regularization of the embedding space. Among the latter, VICReg decomposes regularization into variance and covariance objectives, offering flexibility and interpretability. However, covariance captures only second-order statistics -- encouraging decorrelation but failing to enforce the full distributional shape needed for stable training. Sketching-based methods such as SIGReg address this by aligning embeddings to an isotropic Gaussian, but lack flexibility and suffer from vanishing gradients under collapse. We propose Variance-Invariance-Sketching Regularization (VISReg), which replaces covariance with a Sliced-Wasserstein-based sketching objective that enforces full distributional shape, while retaining a variance term for scale control. By decoupling scale and shape, VISReg combines VICReg's flexibility with the distributional rigor of sketching methods, providing robust gradients even under collapse. We show that VISReg scales linearly, outperforms existing regularization on low-quality datasets, and is resilient to long-tailed and low-rank regimes. Pre-trained on ImageNet-1K, VISReg achieves state-of-the-art performance on out-of-distribution datasets. Pre-trained on ImageNet-22K, it matches DINOv2's OOD performance despite the latter using 10x more data (LVD-142M). Project and code: https://haiyuwu.github.io/visreg.

Kagan Ozturk, Grace Bezold, Aman Bhatta et al.

A person's facial hairstyle, such as presence and size of beard, can significantly impact face recognition accuracy. There are publicly-available deep networks that achieve reasonable accuracy at binary attribute classification, such as beard / no beard, but few if any that segment the facial hair region. To investigate the effect of facial hair in a rigorous manner, we first created a set of fine-grained facial hair annotations to train a segmentation model and evaluate its accuracy across African-American and Caucasian face images. We then use our facial hair segmentations to categorize image pairs according to the degree of difference or similarity in the facial hairstyle. We find that the False Match Rate (FMR) for image pairs with different categories of facial hairstyle varies by a factor of over 10 for African-American males and over 25 for Caucasian males. To reduce the bias across image pairs with different facial hairstyles, we propose a scheme for adaptive thresholding based on facial hairstyle similarity. Evaluation on a subject-disjoint set of images shows that adaptive similarity thresholding based on facial hairstyles of the image pair reduces the ratio between the highest and lowest FMR across facial hairstyle categories for African-American from 10.7 to 1.8 and for Caucasians from 25.9 to 1.3. Facial hair annotations and facial hair segmentation model will be publicly available.

Haiyu Wu, Grace Bezold, Manuel Günther et al.

We report the first systematic analysis of the experimental foundations of facial attribute classification. Two annotators independently assigning attribute values shows that only 12 of 40 common attributes are assigned values with >= 95% consistency, and three (high cheekbones, pointed nose, oval face) have essentially random consistency. Of 5,068 duplicate face appearances in CelebA, attributes have contradicting values on from 10 to 860 of the 5,068 duplicates. Manual audit of a subset of CelebA estimates error rates as high as 40% for (no beard=false), even though the labeling consistency experiment indicates that no beard could be assigned with >= 95% consistency. Selecting the mouth slightly open (MSO) for deeper analysis, we estimate the error rate for (MSO=true) at about 20% and (MSO=false) at about 2%. A corrected version of the MSO attribute values enables learning a model that achieves higher accuracy than previously reported for MSO. Corrected values for CelebA MSO are available at https://github.com/HaiyuWu/CelebAMSO.

Haiyu Wu, Sicong Tian, Huayu Li et al.

Ensuring logical consistency in predictions is a crucial yet overlooked aspect in multi-attribute classification. We explore the potential reasons for this oversight and introduce two pressing challenges to the field: 1) How can we ensure that a model, when trained with data checked for logical consistency, yields predictions that are logically consistent? 2) How can we achieve the same with data that hasn't undergone logical consistency checks? Minimizing manual effort is also essential for enhancing automation. To address these challenges, we introduce two datasets, FH41K and CelebA-logic, and propose LogicNet, an adversarial training framework that learns the logical relationships between attributes. Accuracy of LogicNet surpasses that of the next-best approach by 23.05%, 9.96%, and 1.71% on FH37K, FH41K, and CelebA-logic, respectively. In real-world case analysis, our approach can achieve a reduction of more than 50% in the average number of failed cases compared to other methods.

Aman Bhatta, Domingo Mery, Haiyu Wu et al.

State-of-the-art deep CNN face matchers are typically created using extensive training sets of color face images. Our study reveals that such matchers attain virtually identical accuracy when trained on either grayscale or color versions of the training set, even when the evaluation is done using color test images. Furthermore, we demonstrate that shallower models, lacking the capacity to model complex representations, rely more heavily on low-level features such as those associated with color. As a result, they display diminished accuracy when trained with grayscale images. We then consider possible causes for deeper CNN face matchers "not seeing color". Popular web-scraped face datasets actually have 30 to 60% of their identities with one or more grayscale images. We analyze whether this grayscale element in the training set impacts the accuracy achieved, and conclude that it does not. We demonstrate that using only grayscale images for both training and testing achieves accuracy comparable to that achieved using only color images for deeper models. This holds true for both real and synthetic training datasets. HSV color space, which separates chroma and luma information, does not improve the network's learning about color any more than in the RGB color space. We then show that the skin region of an individual's images in a web-scraped training set exhibits significant variation in their mapping to color space. This suggests that color carries limited identity-specific information. We also show that when the first convolution layer is restricted to a single filter, models learn a grayscale conversion filter and pass a grayscale version of the input color image to the next layer. Finally, we demonstrate that leveraging the lower per-image storage for grayscale to increase the number of images in the training set can improve accuracy of the face recognition model.

Aman Bhatta, Domingo Mery, Haiyu Wu et al.

The first layer of a deep CNN backbone applies filters to an image to extract the basic features available to later layers. During training, some filters may go inactive, mean ing all weights in the filter approach zero. An inactive fil ter in the final model represents a missed opportunity to extract a useful feature. This phenomenon is especially prevalent in specialized CNNs such as for face recogni tion (as opposed to, e.g., ImageNet). For example, in one the most widely face recognition model (ArcFace), about half of the convolution filters in the first layer are inactive. We propose a novel approach designed and tested specif ically for face recognition networks, known as "CRAFT: Contextual Re-Activation of Filters for Face Recognition Training". CRAFT identifies inactive filters during training and reinitializes them based on the context of strong filters at that stage in training. We show that CRAFT reduces fraction of inactive filters from 44% to 32% on average and discovers filter patterns not found by standard training. Compared to standard training without reactivation, CRAFT demonstrates enhanced model accuracy on standard face-recognition benchmark datasets including AgeDB-30, CPLFW, LFW, CALFW, and CFP-FP, as well as on more challenging datasets like IJBB and IJBC.

Haiyu Wu, Jaskirat Singh, Sicong Tian et al.

This paper studies how to synthesize face images of non-existent persons, to create a dataset that allows effective training of face recognition (FR) models. Besides generating realistic face images, two other important goals are: 1) the ability to generate a large number of distinct identities (inter-class separation), and 2) a proper variation in appearance of the images for each identity (intra-class variation). However, existing works 1) are typically limited in how many well-separated identities can be generated and 2) either neglect or use an external model for attribute augmentation. We propose Vec2Face, a holistic model that uses only a sampled vector as input and can flexibly generate and control the identity of face images and their attributes. Composed of a feature masked autoencoder and an image decoder, Vec2Face is supervised by face image reconstruction and can be conveniently used in inference. Using vectors with low similarity among themselves as inputs, Vec2Face generates well-separated identities. Randomly perturbing an input identity vector within a small range allows Vec2Face to generate faces of the same identity with proper variation in face attributes. It is also possible to generate images with designated attributes by adjusting vector values with a gradient descent method. Vec2Face has efficiently synthesized as many as 300K identities, whereas 60K is the largest number of identities created in the previous works. As for performance, FR models trained with the generated HSFace datasets, from 10k to 300k identities, achieve state-of-the-art accuracy, from 92% to 93.52%, on five real-world test sets (\emph{i.e.}, LFW, CFP-FP, AgeDB-30, CALFW, and CPLFW). For the first time, the FR model trained using our synthetic training set achieves higher accuracy than that trained using a same-scale training set of real face images on the CALFW, IJBB, and IJBC test sets.

Xiwen Chen, Wenhui Zhu, Peijie Qiu et al.

Recent advances in reinforcement learning for language model post-training, such as Group Relative Policy Optimization (GRPO), have shown promise in low-resource settings. However, GRPO typically relies on solution-level and scalar reward signals that fail to capture the semantic diversity among sampled completions. This leads to what we identify as a diversity-quality inconsistency, where distinct reasoning paths may receive indistinguishable rewards. To address this limitation, we propose $\textit{Diversity-aware Reward Adjustment}$ (DRA), a method that explicitly incorporates semantic diversity into the reward computation. DRA uses Submodular Mutual Information (SMI) to downweight redundant completions and amplify rewards for diverse ones. This encourages better exploration during learning, while maintaining stable exploitation of high-quality samples. Our method integrates seamlessly with both GRPO and its variant DR.~GRPO, resulting in $\textit{DRA-GRPO}$ and $\textit{DGA-DR.~GRPO}$. We evaluate our method on five mathematical reasoning benchmarks and find that it outperforms recent strong baselines. It achieves state-of-the-art performance with an average accuracy of 58.2%, using only 7,000 fine-tuning samples and a total training cost of approximately $55. The code is available at https://github.com/xiwenc1/DRA-GRPO.

Haiyu Wu, Sicong Tian, Aman Bhatta et al.

Reported face verification accuracy has reached a plateau on current well-known test sets. As a result, some difficult test sets have been assembled by reducing the image quality or adding artifacts to the image. However, we argue that test sets can be challenging without artificially reducing the image quality because the face recognition (FR) models suffer from correctly recognizing 1) the pairs from the same identity (i.e., genuine pairs) with a large face attribute difference, 2) the pairs from different identities (i.e., impostor pairs) with a small face attribute difference, and 3) the pairs of similar-looking identities (e.g., twins and relatives). We propose three challenging test sets to reveal important but ignored weaknesses of the existing FR algorithms. To challenge models on variation of facial attributes, we propose Hadrian and Eclipse to address facial hair differences and face exposure differences. The images in both test sets are high-quality and collected in a controlled environment. To challenge FR models on similar-looking persons, we propose twins-IND, which contains images from a dedicated twins dataset. The LFW test protocol is used to structure the proposed test sets. Moreover, we introduce additional rules to assemble "Goldilocks1" level test sets, including 1) restricted number of occurrence of hard samples, 2) equal chance evaluation across demographic groups, and 3) constrained identity overlap across validation folds. Quantitatively, without further processing the images, the proposed test sets have on-par or higher difficulties than the existing test sets. The datasets are available at: https: //github.com/HaiyuWu/SOTA-Face-Recognition-Train-and-Test.

Xiwen Chen, Wenhui Zhu, Peijie Qiu et al.

Vision-language models (VLMs) such as CLIP demonstrate strong performance but struggle when adapted to downstream tasks. Prompt learning has emerged as an efficient and effective strategy to adapt VLMs while preserving their pre-trained knowledge. However, existing methods still lead to overfitting and degrade zero-shot generalization. To address this challenge, we propose an optimal transport (OT)-guided prompt learning framework that mitigates forgetting by preserving the structural consistency of feature distributions between pre-trained and fine-tuned models. Unlike conventional point-wise constraints, OT naturally captures cross-instance relationships and expands the feasible parameter space for prompt tuning, allowing a better trade-off between adaptation and generalization. Our approach enforces joint constraints on both vision and text representations, ensuring a holistic feature alignment. Extensive experiments on benchmark datasets demonstrate that our simple yet effective method can outperform existing prompt learning strategies in base-to-novel generalization, cross-dataset evaluation, and domain generalization without additional augmentation or ensemble techniques. The code is available at https://github.com/ChongQingNoSubway/Prompt-OT

Haiyu Wu, Jaskirat Singh, Sicong Tian et al.

When synthesizing identities as face recognition training data, it is generally believed that large inter-class separability and intra-class attribute variation are essential for synthesizing a quality dataset. % This belief is generally correct, and this is what we aim for. However, when increasing intra-class variation, existing methods overlook the necessity of maintaining intra-class identity consistency. % To address this and generate high-quality face training data, we propose Vec2Face+, a generative model that creates images directly from image features and allows for continuous and easy control of face identities and attributes. Using Vec2Face+, we obtain datasets with proper inter-class separability and intra-class variation and identity consistency using three strategies: 1) we sample vectors sufficiently different from others to generate well-separated identities; 2) we propose an AttrOP algorithm for increasing general attribute variations; 3) we propose LoRA-based pose control for generating images with profile head poses, which is more efficient and identity-preserving than AttrOP. % Our system generates VFace10K, a synthetic face dataset with 10K identities, which allows an FR model to achieve state-of-the-art accuracy on seven real-world test sets. Scaling the size to 4M and 12M images, the corresponding VFace100K and VFace300K datasets yield higher accuracy than the real-world training dataset, CASIA-WebFace, on five real-world test sets. This is the first time a synthetic dataset beats the CASIA-WebFace in average accuracy. In addition, we find that only 1 out of 11 synthetic datasets outperforms random guessing (\emph{i.e., 50\%}) in twin verification and that models trained with synthetic identities are more biased than those trained with real identities. Both are important aspects for future investigation. Code is available at https://github.com/HaiyuWu/Vec2Face_plus

Gabriella Pangelinan, Grace Bezold, Haiyu Wu et al.

Facial brightness is a key image quality factor impacting face recognition accuracy differentials across demographic groups. In this work, we aim to decrease the accuracy gap between the similarity score distributions for Caucasian and African American female mated image pairs, as measured by d' between distributions. To balance brightness across demographic groups, we conduct three experiments, interpreting brightness in the face skin region either as median pixel value or as the distribution of pixel values. Balancing based on median brightness alone yields up to a 46.8% decrease in d', while balancing based on brightness distribution yields up to a 57.6% decrease. In all three cases, the similarity scores of the individual distributions improve, with mean scores maximally improving 5.9% for Caucasian females and 3.7% for African American females.

Sicong Tian, Haiyu Wu, Michael C. King et al.

One-to-many facial identification is documented to achieve high accuracy in the case where both the probe and the gallery are "mugshot quality" images. However, an increasing number of documented instances of wrongful arrest following one-to-many facial identification have raised questions about its accuracy. Probe images used in one-to-many facial identification are often cropped from frames of surveillance video and deviate from "mugshot quality" in various ways. This paper systematically explores how the accuracy of one-to-many facial identification is degraded by the person in the probe image choosing to wear dark sunglasses. We show that sunglasses degrade accuracy for mugshot-quality images by an amount similar to strong blur or noticeably lower resolution. Further, we demonstrate that the combination of sunglasses with blur or lower resolution results in even more pronounced loss in accuracy. These results have important implications for developing objective criteria to qualify a probe image for the level of accuracy to be expected if it used for one-to-many identification. To ameliorate the accuracy degradation caused by dark sunglasses, we show that it is possible to recover about 38% of the lost accuracy by synthetically adding sunglasses to all the gallery images, without model re-training. We also show that the frequency of wearing-sunglasses images is very low in existing training sets, and that increasing the representation of wearing-sunglasses images can greatly reduce the error rate. The image set assembled for this research is available at https://cvrl.nd.edu/projects/data/ to support replication and further research.

Paul Jonas Kurz, Haiyu Wu, Kevin W. Bowyer et al.

Face recognition systems (FRS) exhibit significant accuracy differences based on the user's gender. Since such a gender gap reduces the trustworthiness of FRS, more recent efforts have tried to find the causes. However, these studies make use of manually selected, correlated, and small-sized sets of facial features to support their claims. In this work, we analyse gender bias in face recognition by successfully extending the search domain to decorrelated combinations of 40 non-demographic facial characteristics. First, we propose a toolchain to effectively decorrelate and aggregate facial attributes to enable a less-biased gender analysis on large-scale data. Second, we introduce two new fairness metrics to measure fairness with and without context. Based on these grounds, we thirdly present a novel unsupervised algorithm able to reliably identify attribute combinations that lead to vanishing bias when used as filter predicates for balanced testing datasets. The experiments show that the gender gap vanishes when images of male and female subjects share specific attributes, clearly indicating that the issue is not a question of biology but of the social definition of appearance. These findings could reshape our understanding of fairness in face biometrics and provide insights into FRS, helping to address gender bias issues.

Haiyu Wu, Sicong Tian, Jacob Gutierrez et al.

A fundamental tenet of pattern recognition is that overlap between training and testing sets causes an optimistic accuracy estimate. Deep CNNs for face recognition are trained for N-way classification of the identities in the training set. Accuracy is commonly estimated as average 10-fold classification accuracy on image pairs from test sets such as LFW, CALFW, CPLFW, CFP-FP and AgeDB-30. Because train and test sets have been independently assembled, images and identities in any given test set may also be present in any given training set. In particular, our experiments reveal a surprising degree of identity and image overlap between the LFW family of test sets and the MS1MV2 training set. Our experiments also reveal identity label noise in MS1MV2. We compare accuracy achieved with same-size MS1MV2 subsets that are identity-disjoint and not identity-disjoint with LFW, to reveal the size of the optimistic bias. Using more challenging test sets from the LFW family, we find that the size of the optimistic bias is larger for more challenging test sets. Our results highlight the lack of and the need for identity-disjoint train and test methodology in face recognition research.

Kagan Ozturk, Aman Bhatta, Haiyu Wu et al.

Understanding how deep neural networks make decisions is crucial for analyzing their behavior and diagnosing failure cases. In computer vision, a common approach to improve interpretability is to assign importance to individual pixels using post-hoc methods. Although they are widely used to explain black-box models, their fidelity to the model's actual reasoning is uncertain due to the lack of reliable evaluation metrics. This limitation motivates an alternative approach, which is to design models whose decision processes are inherently interpretable. To this end, we propose a face similarity metric that breaks down global similarity into contributions from restricted receptive fields. Our method defines the similarity between two face images as the sum of patch-level similarity scores, providing a locally additive explanation without relying on post-hoc analysis. We show that the proposed approach achieves competitive verification performance even with patches as small as 28x28 within 112x112 face images, and surpasses state-of-the-art methods when using 56x56 patches.

Fukang Tian, Haiyu Wu, Bo Xu

Currently, deep learning methods have been widely applied in and thus promoted the development of different fields. In the financial accounting field, the rapid increase in the number of financial tickets dramatically increases labor costs; hence, using a deep learning method to relieve the pressure on accounting is necessary. At present, a few works have applied deep learning methods to financial ticket recognition. However, first, their approaches only cover a few types of tickets. In addition, the precision and speed of their recognition models cannot meet the requirements of practical financial accounting systems. Moreover, none of the methods provides a detailed analysis of both the types and content of tickets. Therefore, this paper first analyzes the different features of 482 kinds of financial tickets, divides all kinds of financial tickets into three categories and proposes different recognition patterns for each category. These recognition patterns can meet almost all types of financial ticket recognition needs. Second, regarding the fixed format types of financial tickets (accounting for 68.27\% of the total types of tickets), we propose a simple yet efficient network named the Financial Ticket Faster Detection network (FTFDNet) based on a Faster RCNN. Furthermore, according to the characteristics of the financial ticket text, in order to obtain higher recognition accuracy, the loss function, Region Proposal Network (RPN), and Non-Maximum Suppression (NMS) are improved to make FTFDNet focus more on text. Finally, we perform a comparison with the best ticket recognition model from the ICDAR2019 invoice competition. The experimental results illustrate that FTFDNet increases the processing speed by 50\% while maintaining similar precision.

Huayu Li, Haiyu Wu, Xiwen Chen et al.

Convolutional layers in Artificial Neural Networks (ANN) treat the channel features equally without feature selection flexibility. While using ANNs for image denoising in real-world applications with unknown noise distributions, particularly structured noise with learnable patterns, modeling informative features can substantially boost the performance. Channel attention methods in real image denoising tasks exploit dependencies between the feature channels, hence being a frequency component filtering mechanism. Existing channel attention modules typically use global statics as descriptors to learn the inter-channel correlations. This method deems inefficient at learning representative coefficients for re-scaling the channels in frequency level. This paper proposes a novel Sub-band Pyramid Attention (SPA) based on wavelet sub-band pyramid to recalibrate the frequency components of the extracted features in a more fine-grained fashion. We equip the SPA blocks on a network designed for real image denoising. Experimental results show that the proposed method achieves a remarkable improvement than the benchmark naive channel attention block. Furthermore, our results show how the pyramid level affects the performance of the SPA blocks and exhibits favorable generalization capability for the SPA blocks.

Fukang Tian, Haiyu Wu, Bo Xu

With the development of the economy, the number of financial tickets increases rapidly. The traditional manual invoice reimbursement and financial accounting system bring more and more burden to financial accountants. Therefore, based on the research and analysis of a large number of real financial ticket data, we designed an accurate and efficient all contents text detection and recognition method based on deep learning. This method has higher recognition accuracy and recall rate and can meet the actual requirements of financial accounting work. In addition, we propose a Financial Ticket Character Recognition Framework (FTCRF). According to the characteristics of Chinese character recognition, this framework contains a two-step information extraction method, which can improve the speed of Chinese character recognition. The experimental results show that the average recognition accuracy of this method is 91.75\% for character sequence and 87\% for the whole ticket. The availability and effectiveness of this method are verified by a commercial application system, which significantly improves the efficiency of the financial accounting system.

Fukang Tian, Haiyu Wu, Bo Xu

Facing the rapid growth in the issuance of financial tickets (or bills, invoices etc.), traditional manual invoice reimbursement and financial accounting system are imposing an increasing burden on financial accountants and consuming excessive manpower. To solve this problem, we proposes an iterative self-learning Framework of Financial Ticket intelligent Recognition System (FFTRS), which can support the fast iterative updating and extensibility of the algorithm model, which are the fundamental requirements for a practical financial accounting system. In addition, we designed a simple yet efficient Financial Ticket Faster Detection network (FTFDNet) and an intelligent data warehouse of financial ticket are designed to strengthen its efficiency and performance. At present, the system can recognize 194 kinds of financial tickets and has an automatic iterative optimization mechanism, which means, with the increase of application time, the types of tickets supported by the system will continue to increase, and the accuracy of recognition will continue to improve. Experimental results show that the average recognition accuracy of the system is 97.07%, and the average running time for a single ticket is 175.67ms. The practical value of the system has been tested in a commercial application, which makes a beneficial attempt for the deep learning technology in financial accounting work.

Huayu Li, Xiwen Chen, Haiyu Wu et al.

Digital in-line holography is commonly used to reconstruct 3D images from 2D holograms for microscopic objects. One of the technical challenges that arise in the signal processing stage is removing the twin image that is caused by the phase-conjugate wavefront from the recorded holograms. Twin image removal is typically formulated as a non-linear inverse problem due to the irreversible scattering process when generating the hologram. Recently, end-to-end deep learning-based methods have been utilized to reconstruct the object wavefront (as a surrogate for the 3D structure of the object) directly from a single-shot in-line digital hologram. However, massive data pairs are required to train deep learning models for acceptable reconstruction precision. In contrast to typical image processing problems, well-curated datasets for in-line digital holography does not exist. Also, the trained model highly influenced by the morphological properties of the object and hence can vary for different applications. Therefore, data collection can be prohibitively cumbersome in practice as a major hindrance to using deep learning for digital holography. In this paper, we proposed a novel implementation of autoencoder-based deep learning architecture for single-shot hologram reconstruction solely based on the current sample without the need for massive datasets to train the model. The simulations results demonstrate the superior performance of the proposed method compared to the state of the art single-shot compressive digital in-line hologram reconstruction method.