Kevin W. Bowyer

Haiyu Wu, Vítor Albiero, K. S. Krishnapriya et al.

We explore varying face recognition accuracy across demographic groups as a phenomenon partly caused by differences in face illumination. We observe that for a common operational scenario with controlled image acquisition, there is a large difference in face region brightness between African-American and Caucasian, and also a smaller difference between male and female. We show that impostor image pairs with both faces under-exposed, or both overexposed, have an increased false match rate (FMR). Conversely, image pairs with strongly different face brightness have a decreased similarity measure. We propose a brightness information metric to measure variation in brightness in the face and show that face brightness that is too low or too high has reduced information in the face region, providing a cause for the lower accuracy. Based on this, for operational scenarios with controlled image acquisition, illumination should be adjusted for each individual to obtain appropriate face image brightness. This is the first work that we are aware of to explore how the level of brightness of the skin region in a pair of face images (rather than a single image) impacts face recognition accuracy, and to evaluate this as a systematic factor causing unequal accuracy across demographics. The code is at https://github.com/HaiyuWu/FaceBrightness.

Aman Bhatta, Vítor Albiero, Kevin W. Bowyer et al.

It is broadly accepted that there is a "gender gap" in face recognition accuracy, with females having higher false match and false non-match rates. However, relatively little is known about the cause(s) of this gender gap. Even the recent NIST report on demographic effects lists "analyze cause and effect" under "what we did not do". We first demonstrate that female and male hairstyles have important differences that impact face recognition accuracy. In particular, compared to females, male facial hair contributes to creating a greater average difference in appearance between different male faces. We then demonstrate that when the data used to estimate recognition accuracy is balanced across gender for how hairstyles occlude the face, the initially observed gender gap in accuracy largely disappears. We show this result for two different matchers, and analyzing images of Caucasians and of African-Americans. These results suggest that future research on demographic variation in accuracy should include a check for balanced quality of the test data as part of the problem formulation. To promote reproducible research, matchers, attribute classifiers, and datasets used in this research are/will be publicly available.

Haiyu Wu, Grace Bezold, Aman Bhatta et al.

Face attribute research has so far used only simple binary attributes for facial hair; e.g., beard / no beard. We have created a new, more descriptive facial hair annotation scheme and applied it to create a new facial hair attribute dataset, FH37K. Face attribute research also so far has not dealt with logical consistency and completeness. For example, in prior research, an image might be classified as both having no beard and also having a goatee (a type of beard). We show that the test accuracy of previous classification methods on facial hair attribute classification drops significantly if logical consistency of classifications is enforced. We propose a logically consistent prediction loss, LCPLoss, to aid learning of logical consistency across attributes, and also a label compensation training strategy to eliminate the problem of no positive prediction across a set of related attributes. Using an attribute classifier trained on FH37K, we investigate how facial hair affects face recognition accuracy, including variation across demographics. Results show that similarity and difference in facial hairstyle have important effects on the impostor and genuine score distributions in face recognition. The code is at https:// github.com/ HaiyuWu/ LogicalConsistency.

Haiyu Wu, Kevin W. Bowyer

The issue of demographic disparities in face recognition accuracy has attracted increasing attention in recent years. Various face image datasets have been proposed as 'fair' or 'balanced' to assess the accuracy of face recognition algorithms across demographics. These datasets typically balance the number of identities and images across demographics. It is important to note that the number of identities and images in an evaluation dataset are {\em not} driving factors for 1-to-1 face matching accuracy. Moreover, balancing the number of identities and images does not ensure balance in other factors known to impact accuracy, such as head pose, brightness, and image quality. We demonstrate these issues using several recently proposed datasets. To improve the ability to perform less biased evaluations, we propose a bias-aware toolkit that facilitates creation of cross-demographic evaluation datasets balanced on factors mentioned in this paper.

Aman Bhatta, Gabriella Pangelinan, Michael C. King et al.

Most studies to date that have examined demographic variations in face recognition accuracy have analyzed 1-to-1 matching accuracy, using images that could be described as "government ID quality". This paper analyzes the accuracy of 1-to-many facial identification across demographic groups, and in the presence of blur and reduced resolution in the probe image as might occur in "surveillance camera quality" images. Cumulative match characteristic curves (CMC) are not appropriate for comparing propensity for rank-one recognition errors across demographics, and so we use three metrics for our analysis: (1) the well-known d' metric between mated and non-mated score distributions, and introduced in this work, (2) absolute score difference between thresholds in the high-similarity tail of the non-mated and the low-similarity tail of the mated distribution, and (3) distribution of (mated - non-mated rank-one scores) across the set of probe images. We find that demographic variation in 1-to-many accuracy does not entirely follow what has been observed in 1-to-1 matching accuracy. Also, different from 1-to-1 accuracy, demographic comparison of 1-to-many accuracy can be affected by different numbers of identities and images across demographics. More importantly, we show that increased blur in the probe image, or reduced resolution of the face in the probe image, can significantly increase the false positive identification rate. And we show that the demographic variation in these high blur or low resolution conditions is much larger for male / female than for African-American / Caucasian. The point that 1-to-many accuracy can potentially collapse in the context of processing "surveillance camera quality" probe images against a "government ID quality" gallery is an important one.

Gabriella Pangelinan, K. S. Krishnapriya, Vitor Albiero et al.

In recent years, media reports have called out bias and racism in face recognition technology. We review experimental results exploring several speculated causes for asymmetric cross-demographic performance. We consider accuracy differences as represented by variations in non-mated (impostor) and / or mated (genuine) distributions for 1-to-1 face matching. Possible causes explored include differences in skin tone, face size and shape, imbalance in number of identities and images in the training data, and amount of face visible in the test data ("face pixels"). We find that demographic differences in face pixel information of the test images appear to most directly impact the resultant differences in face recognition accuracy.

Haiyu Wu, Grace Bezold, Manuel Günther et al.

We report the first systematic analysis of the experimental foundations of facial attribute classification. Two annotators independently assigning attribute values shows that only 12 of 40 common attributes are assigned values with >= 95% consistency, and three (high cheekbones, pointed nose, oval face) have essentially random consistency. Of 5,068 duplicate face appearances in CelebA, attributes have contradicting values on from 10 to 860 of the 5,068 duplicates. Manual audit of a subset of CelebA estimates error rates as high as 40% for (no beard=false), even though the labeling consistency experiment indicates that no beard could be assigned with >= 95% consistency. Selecting the mouth slightly open (MSO) for deeper analysis, we estimate the error rate for (MSO=true) at about 20% and (MSO=false) at about 2%. A corrected version of the MSO attribute values enables learning a model that achieves higher accuracy than previously reported for MSO. Corrected values for CelebA MSO are available at https://github.com/HaiyuWu/CelebAMSO.

Haiyu Wu, Sicong Tian, Huayu Li et al.

Ensuring logical consistency in predictions is a crucial yet overlooked aspect in multi-attribute classification. We explore the potential reasons for this oversight and introduce two pressing challenges to the field: 1) How can we ensure that a model, when trained with data checked for logical consistency, yields predictions that are logically consistent? 2) How can we achieve the same with data that hasn't undergone logical consistency checks? Minimizing manual effort is also essential for enhancing automation. To address these challenges, we introduce two datasets, FH41K and CelebA-logic, and propose LogicNet, an adversarial training framework that learns the logical relationships between attributes. Accuracy of LogicNet surpasses that of the next-best approach by 23.05%, 9.96%, and 1.71% on FH37K, FH41K, and CelebA-logic, respectively. In real-world case analysis, our approach can achieve a reduction of more than 50% in the average number of failed cases compared to other methods.

Aman Bhatta, Domingo Mery, Haiyu Wu et al.

State-of-the-art deep CNN face matchers are typically created using extensive training sets of color face images. Our study reveals that such matchers attain virtually identical accuracy when trained on either grayscale or color versions of the training set, even when the evaluation is done using color test images. Furthermore, we demonstrate that shallower models, lacking the capacity to model complex representations, rely more heavily on low-level features such as those associated with color. As a result, they display diminished accuracy when trained with grayscale images. We then consider possible causes for deeper CNN face matchers "not seeing color". Popular web-scraped face datasets actually have 30 to 60% of their identities with one or more grayscale images. We analyze whether this grayscale element in the training set impacts the accuracy achieved, and conclude that it does not. We demonstrate that using only grayscale images for both training and testing achieves accuracy comparable to that achieved using only color images for deeper models. This holds true for both real and synthetic training datasets. HSV color space, which separates chroma and luma information, does not improve the network's learning about color any more than in the RGB color space. We then show that the skin region of an individual's images in a web-scraped training set exhibits significant variation in their mapping to color space. This suggests that color carries limited identity-specific information. We also show that when the first convolution layer is restricted to a single filter, models learn a grayscale conversion filter and pass a grayscale version of the input color image to the next layer. Finally, we demonstrate that leveraging the lower per-image storage for grayscale to increase the number of images in the training set can improve accuracy of the face recognition model.

Aman Bhatta, Domingo Mery, Haiyu Wu et al.

The first layer of a deep CNN backbone applies filters to an image to extract the basic features available to later layers. During training, some filters may go inactive, mean ing all weights in the filter approach zero. An inactive fil ter in the final model represents a missed opportunity to extract a useful feature. This phenomenon is especially prevalent in specialized CNNs such as for face recogni tion (as opposed to, e.g., ImageNet). For example, in one the most widely face recognition model (ArcFace), about half of the convolution filters in the first layer are inactive. We propose a novel approach designed and tested specif ically for face recognition networks, known as "CRAFT: Contextual Re-Activation of Filters for Face Recognition Training". CRAFT identifies inactive filters during training and reinitializes them based on the context of strong filters at that stage in training. We show that CRAFT reduces fraction of inactive filters from 44% to 32% on average and discovers filter patterns not found by standard training. Compared to standard training without reactivation, CRAFT demonstrates enhanced model accuracy on standard face-recognition benchmark datasets including AgeDB-30, CPLFW, LFW, CALFW, and CFP-FP, as well as on more challenging datasets like IJBB and IJBC.

Haiyu Wu, Jaskirat Singh, Sicong Tian et al.

This paper studies how to synthesize face images of non-existent persons, to create a dataset that allows effective training of face recognition (FR) models. Besides generating realistic face images, two other important goals are: 1) the ability to generate a large number of distinct identities (inter-class separation), and 2) a proper variation in appearance of the images for each identity (intra-class variation). However, existing works 1) are typically limited in how many well-separated identities can be generated and 2) either neglect or use an external model for attribute augmentation. We propose Vec2Face, a holistic model that uses only a sampled vector as input and can flexibly generate and control the identity of face images and their attributes. Composed of a feature masked autoencoder and an image decoder, Vec2Face is supervised by face image reconstruction and can be conveniently used in inference. Using vectors with low similarity among themselves as inputs, Vec2Face generates well-separated identities. Randomly perturbing an input identity vector within a small range allows Vec2Face to generate faces of the same identity with proper variation in face attributes. It is also possible to generate images with designated attributes by adjusting vector values with a gradient descent method. Vec2Face has efficiently synthesized as many as 300K identities, whereas 60K is the largest number of identities created in the previous works. As for performance, FR models trained with the generated HSFace datasets, from 10k to 300k identities, achieve state-of-the-art accuracy, from 92% to 93.52%, on five real-world test sets (\emph{i.e.}, LFW, CFP-FP, AgeDB-30, CALFW, and CPLFW). For the first time, the FR model trained using our synthetic training set achieves higher accuracy than that trained using a same-scale training set of real face images on the CALFW, IJBB, and IJBC test sets.

Haiyu Wu, Sicong Tian, Aman Bhatta et al.

Reported face verification accuracy has reached a plateau on current well-known test sets. As a result, some difficult test sets have been assembled by reducing the image quality or adding artifacts to the image. However, we argue that test sets can be challenging without artificially reducing the image quality because the face recognition (FR) models suffer from correctly recognizing 1) the pairs from the same identity (i.e., genuine pairs) with a large face attribute difference, 2) the pairs from different identities (i.e., impostor pairs) with a small face attribute difference, and 3) the pairs of similar-looking identities (e.g., twins and relatives). We propose three challenging test sets to reveal important but ignored weaknesses of the existing FR algorithms. To challenge models on variation of facial attributes, we propose Hadrian and Eclipse to address facial hair differences and face exposure differences. The images in both test sets are high-quality and collected in a controlled environment. To challenge FR models on similar-looking persons, we propose twins-IND, which contains images from a dedicated twins dataset. The LFW test protocol is used to structure the proposed test sets. Moreover, we introduce additional rules to assemble "Goldilocks1" level test sets, including 1) restricted number of occurrence of hard samples, 2) equal chance evaluation across demographic groups, and 3) constrained identity overlap across validation folds. Quantitatively, without further processing the images, the proposed test sets have on-par or higher difficulties than the existing test sets. The datasets are available at: https: //github.com/HaiyuWu/SOTA-Face-Recognition-Train-and-Test.

Deeksha Arun, Kevin W. Bowyer, Patrick Flynn

Ear occlusions (arising from the presence of ear accessories such as earrings and earphones) can negatively impact performance in ear-based biometric recognition systems, especially in unconstrained imaging circumstances. In this study, we assess the effectiveness of a diffusion-based ear inpainting technique as a pre-processing aid to mitigate the issues of ear accessory occlusions in transformer-based ear recognition systems. Given an input ear image and an automatically derived accessory mask, the inpainting model reconstructs clean and anatomically plausible ear regions by synthesizing missing pixels while preserving local geometric coherence along key ear structures, including the helix, antihelix, concha, and lobule. We evaluate the effectiveness of this pre-processing aid in transformer-based recognition systems for several vision transformer models and different patch sizes for a range of benchmark datasets. Experiments show that diffusion-based inpainting can be a useful pre-processing aid to alleviate ear accessory occlusions to improve overall recognition performance.

Deeksha Arun, Kevin W. Bowyer, Patrick Flynn

The rectangular tokens common to vision transformer methods for visual recognition can strongly affect performance of these methods due to incorporation of information outside the objects to be recognized. This paper introduces PaW-ViT, Patch-based Warping Vision Transformer, a preprocessing approach rooted in anatomical knowledge that normalizes ear images to enhance the efficacy of ViT. By accurately aligning token boundaries to detected ear feature boundaries, PaW-ViT obtains greater robustness to shape, size, and pose variation. By aligning feature boundaries to natural ear curvature, it produces more consistent token representations for various morphologies. Experiments confirm the effectiveness of PaW-ViT on various ViT models (ViT-T, ViT-S, ViT-B, ViT-L) and yield reasonable alignment robustness to variation in shape, size, and pose. Our work aims to solve the disconnect between ear biometric morphological variation and transformer architecture positional sensitivity, presenting a possible avenue for authentication schemes.

Haiyu Wu, Jaskirat Singh, Sicong Tian et al.

When synthesizing identities as face recognition training data, it is generally believed that large inter-class separability and intra-class attribute variation are essential for synthesizing a quality dataset. % This belief is generally correct, and this is what we aim for. However, when increasing intra-class variation, existing methods overlook the necessity of maintaining intra-class identity consistency. % To address this and generate high-quality face training data, we propose Vec2Face+, a generative model that creates images directly from image features and allows for continuous and easy control of face identities and attributes. Using Vec2Face+, we obtain datasets with proper inter-class separability and intra-class variation and identity consistency using three strategies: 1) we sample vectors sufficiently different from others to generate well-separated identities; 2) we propose an AttrOP algorithm for increasing general attribute variations; 3) we propose LoRA-based pose control for generating images with profile head poses, which is more efficient and identity-preserving than AttrOP. % Our system generates VFace10K, a synthetic face dataset with 10K identities, which allows an FR model to achieve state-of-the-art accuracy on seven real-world test sets. Scaling the size to 4M and 12M images, the corresponding VFace100K and VFace300K datasets yield higher accuracy than the real-world training dataset, CASIA-WebFace, on five real-world test sets. This is the first time a synthetic dataset beats the CASIA-WebFace in average accuracy. In addition, we find that only 1 out of 11 synthetic datasets outperforms random guessing (\emph{i.e., 50\%}) in twin verification and that models trained with synthetic identities are more biased than those trained with real identities. Both are important aspects for future investigation. Code is available at https://github.com/HaiyuWu/Vec2Face_plus

Ying Qiu, Vítor Albiero, Michael C. King et al.

This paper is the first to explore the question of whether images that are classified incorrectly by a face analytics algorithm (e.g., gender classification) are any more or less likely to participate in an image pair that results in a face recognition error. We analyze results from three different gender classification algorithms (one open-source and two commercial), and two face recognition algorithms (one open-source and one commercial), on image sets representing four demographic groups (African-American female and male, Caucasian female and male). For impostor image pairs, our results show that pairs in which one image has a gender classification error have a better impostor distribution than pairs in which both images have correct gender classification, and so are less likely to generate a false match error. For genuine image pairs, our results show that individuals whose images have a mix of correct and incorrect gender classification have a worse genuine distribution (increased false non-match rate) compared to individuals whose images all have correct gender classification. Thus, compared to images that generate correct gender classification, images that generate gender classification errors do generate a different pattern of recognition errors, both better (false match) and worse (false non-match).

Zhaoyuan Fang, Adam Czajka, Kevin W. Bowyer

Diversity and unpredictability of artifacts potentially presented to an iris sensor calls for presentation attack detection methods that are agnostic to specificity of presentation attack instruments. This paper proposes a method that combines two-dimensional and three-dimensional properties of the observed iris to address the problem of spoof detection in case when some properties of artifacts are unknown. The 2D (textural) iris features are extracted by a state-of-the-art method employing Binary Statistical Image Features (BSIF) and an ensemble of classifiers is used to deliver 2D modality-related decision. The 3D (shape) iris features are reconstructed by a photometric stereo method from only two images captured under near-infrared illumination placed at two different angles, as in many current commercial iris recognition sensors. The map of normal vectors is used to assess the convexity of the observed iris surface. The combination of these two approaches has been applied to detect whether a subject is wearing a textured contact lens to disguise their identity. Extensive experiments with NDCLD'15 dataset, and a newly collected NDIris3D dataset show that the proposed method is highly robust under various open-set testing scenarios, and that it outperforms all available open-source iris PAD methods tested in identical scenarios. The source code and the newly prepared benchmark are made available along with this paper.

Vítor Albiero, Nisha Srinivas, Esteban Villalobos et al.

Matching live images (``selfies'') to images from ID documents is a problem that can arise in various applications. A challenging instance of the problem arises when the face image on the ID document is from early adolescence and the live image is from later adolescence. We explore this problem using a private dataset called Chilean Young Adult (CHIYA) dataset, where we match live face images taken at age 18-19 to face images on ID documents created at ages 9 to 18. State-of-the-art deep learning face matchers (e.g., ArcFace) have relatively poor accuracy for document-to-selfie face matching. To achieve higher accuracy, we fine-tune the best available open-source model with triplet loss for a few-shot learning. Experiments show that our approach achieves higher accuracy than the DocFace+ model recently developed for this problem. Our fine-tuned model was able to improve the true acceptance rate for the most difficult (largest age span) subset from 62.92% to 96.67% at a false acceptance rate of 0.01%. Our fine-tuned model is available for use by other researchers.

Joseph McGrath, Kevin W. Bowyer, Adam Czajka

This paper proposes the first, known to us, open source presentation attack detection (PAD) solution to distinguish between authentic iris images (possibly wearing clear contact lenses) and irises with textured contact lenses. This software can serve as a baseline in various PAD evaluations, and also as an open-source platform with an up-to-date reference method for iris PAD. The software is written in C++ and Python and uses only open source resources, such as OpenCV. This method does not incorporate iris image segmentation, which may be problematic for unknown fake samples. Instead, it makes a best guess to localize the rough position of the iris. The PAD-related features are extracted with the Binary Statistical Image Features (BSIF), which are classified by an ensemble of classifiers incorporating support vector machine, random forest and multilayer perceptron. The models attached to the current software have been trained with the NDCLD'15 database and evaluated on the independent datasets included in the LivDet-Iris 2017 competition. The software implements the functionality of retraining the classifiers with any database of authentic and attack images. The accuracy of the current version offered with this paper exceeds 99% when tested on subject-disjoint subsets of NDCLD'15, and oscillates around 85% when tested on the LivDet-Iris 2017 benchmarks, which is on par with the results obtained by the LivDet-Iris 2017 winner.

Siamul Karim Khan, Patrick Tinsley, Mahsa Mitcheff et al.

Synthesis of same-identity biometric iris images, both for existing and non-existing identities while preserving the identity across a wide range of pupil sizes, is complex due to the intricate iris muscle constriction mechanism, requiring a precise model of iris non-linear texture deformations to be embedded into the synthesis pipeline. This paper presents the first method of fully data-driven, identity-preserving, pupil size-varying synthesis of iris images. This approach is capable of synthesizing images of irises with different pupil sizes representing non-existing identities, as well as non-linearly deforming the texture of iris images of existing subjects given the segmentation mask of the target iris image. Iris recognition experiments suggest that the proposed deformation model both preserves the identity when changing the pupil size, and offers better similarity between same-identity iris samples with significant differences in pupil size, compared to state-of-the-art linear and non-linear (bio-mechanical-based) iris deformation models. Two immediate applications of the proposed approach are: (a) synthesis of, or enhancement of the existing biometric datasets for iris recognition, mimicking those acquired with iris sensors, and (b) helping forensic human experts examine iris image pairs with significant differences in pupil dilation. Images considered in this work conform to selected ISO/IEC 29794-6 quality metrics to make them applicable in biometric systems. The source codes and model weights are offered with this paper.

Gabriella Pangelinan, Grace Bezold, Haiyu Wu et al.

Facial brightness is a key image quality factor impacting face recognition accuracy differentials across demographic groups. In this work, we aim to decrease the accuracy gap between the similarity score distributions for Caucasian and African American female mated image pairs, as measured by d' between distributions. To balance brightness across demographic groups, we conduct three experiments, interpreting brightness in the face skin region either as median pixel value or as the distribution of pixel values. Balancing based on median brightness alone yields up to a 46.8% decrease in d', while balancing based on brightness distribution yields up to a 57.6% decrease. In all three cases, the similarity scores of the individual distributions improve, with mean scores maximally improving 5.9% for Caucasian females and 3.7% for African American females.

Sicong Tian, Haiyu Wu, Michael C. King et al.

One-to-many facial identification is documented to achieve high accuracy in the case where both the probe and the gallery are "mugshot quality" images. However, an increasing number of documented instances of wrongful arrest following one-to-many facial identification have raised questions about its accuracy. Probe images used in one-to-many facial identification are often cropped from frames of surveillance video and deviate from "mugshot quality" in various ways. This paper systematically explores how the accuracy of one-to-many facial identification is degraded by the person in the probe image choosing to wear dark sunglasses. We show that sunglasses degrade accuracy for mugshot-quality images by an amount similar to strong blur or noticeably lower resolution. Further, we demonstrate that the combination of sunglasses with blur or lower resolution results in even more pronounced loss in accuracy. These results have important implications for developing objective criteria to qualify a probe image for the level of accuracy to be expected if it used for one-to-many identification. To ameliorate the accuracy degradation caused by dark sunglasses, we show that it is possible to recover about 38% of the lost accuracy by synthetically adding sunglasses to all the gallery images, without model re-training. We also show that the frequency of wearing-sunglasses images is very low in existing training sets, and that increasing the representation of wearing-sunglasses images can greatly reduce the error rate. The image set assembled for this research is available at https://cvrl.nd.edu/projects/data/ to support replication and further research.

Paul Jonas Kurz, Haiyu Wu, Kevin W. Bowyer et al.

Face recognition systems (FRS) exhibit significant accuracy differences based on the user's gender. Since such a gender gap reduces the trustworthiness of FRS, more recent efforts have tried to find the causes. However, these studies make use of manually selected, correlated, and small-sized sets of facial features to support their claims. In this work, we analyse gender bias in face recognition by successfully extending the search domain to decorrelated combinations of 40 non-demographic facial characteristics. First, we propose a toolchain to effectively decorrelate and aggregate facial attributes to enable a less-biased gender analysis on large-scale data. Second, we introduce two new fairness metrics to measure fairness with and without context. Based on these grounds, we thirdly present a novel unsupervised algorithm able to reliably identify attribute combinations that lead to vanishing bias when used as filter predicates for balanced testing datasets. The experiments show that the gender gap vanishes when images of male and female subjects share specific attributes, clearly indicating that the issue is not a question of biology but of the social definition of appearance. These findings could reshape our understanding of fairness in face biometrics and provide insights into FRS, helping to address gender bias issues.

Haiyu Wu, Sicong Tian, Jacob Gutierrez et al.

A fundamental tenet of pattern recognition is that overlap between training and testing sets causes an optimistic accuracy estimate. Deep CNNs for face recognition are trained for N-way classification of the identities in the training set. Accuracy is commonly estimated as average 10-fold classification accuracy on image pairs from test sets such as LFW, CALFW, CPLFW, CFP-FP and AgeDB-30. Because train and test sets have been independently assembled, images and identities in any given test set may also be present in any given training set. In particular, our experiments reveal a surprising degree of identity and image overlap between the LFW family of test sets and the MS1MV2 training set. Our experiments also reveal identity label noise in MS1MV2. We compare accuracy achieved with same-size MS1MV2 subsets that are identity-disjoint and not identity-disjoint with LFW, to reveal the size of the optimistic bias. Using more challenging test sets from the LFW family, we find that the size of the optimistic bias is larger for more challenging test sets. Our results highlight the lack of and the need for identity-disjoint train and test methodology in face recognition research.

Xavier Merino, Gabriella Pangelinan, Samuel Langborgh et al.

Automated one-to-many (1:N) face recognition is a powerful investigative tool commonly used by law enforcement agencies. In this context, potential matches resulting from automated 1:N recognition are reviewed by human examiners prior to possible use as investigative leads. While automated 1:N recognition can achieve near-perfect accuracy under ideal imaging conditions, operational scenarios may necessitate the use of surveillance imagery, which is often degraded in various quality dimensions. One important quality dimension is image resolution, typically quantified by the number of pixels on the face. The common metric for this is inter-pupillary distance (IPD), which measures the number of pixels between the pupils. Low IPD is known to degrade the accuracy of automated face recognition. However, the threshold IPD for reliability in human face recognition remains undefined. This study aims to explore the boundaries of human recognition accuracy by systematically testing accuracy across a range of IPD values. We find that at low IPDs (10px, 5px), human accuracy is at or below chance levels (50.7%, 35.9%), even as confidence in decision-making remains relatively high (77%, 70.7%). Our findings indicate that, for low IPD images, human recognition ability could be a limiting factor to overall system accuracy.

Kagan Ozturk, Aman Bhatta, Haiyu Wu et al.

Understanding how deep neural networks make decisions is crucial for analyzing their behavior and diagnosing failure cases. In computer vision, a common approach to improve interpretability is to assign importance to individual pixels using post-hoc methods. Although they are widely used to explain black-box models, their fidelity to the model's actual reasoning is uncertain due to the lack of reliable evaluation metrics. This limitation motivates an alternative approach, which is to design models whose decision processes are inherently interpretable. To this end, we propose a face similarity metric that breaks down global similarity into contributions from restricted receptive fields. Our method defines the similarity between two face images as the sum of patch-level similarity scores, providing a locally additive explanation without relying on post-hoc analysis. We show that the proposed approach achieves competitive verification performance even with patches as small as 28x28 within 112x112 face images, and surpasses state-of-the-art methods when using 56x56 patches.

Aman Bhatta, Maria Dhakal, Michael C. King et al.

A central problem in one-to-many facial identification is that the person in the probe image may or may not have enrolled image(s) in the gallery; that is, may be In-gallery or Out-of-gallery. Past approaches to detect when a rank-one result is Out-of-gallery have mostly focused on finding a suitable threshold on the similarity score. We take a new approach, using the additional enrolled images of the identity with the rank-one result to predict if the rank-one result is In-gallery / Out-of-gallery. Given a gallery of identities and images, we generate In-gallery and Out-of-gallery training data by extracting the ranks of additional enrolled images corresponding to the rank-one identity. We then train a classifier to utilize this feature vector to predict whether a rank-one result is In-gallery or Out-of-gallery. Using two different datasets and four different matchers, we present experimental results showing that our approach is viable for mugshot quality probe images, and also, importantly, for probes degraded by blur, reduced resolution, atmospheric turbulence and sunglasses. We also analyze results across demographic groups, and show that In-gallery / Out-of-gallery classification accuracy is similar across demographics. Our approach has the potential to provide an objective estimate of whether a one-to-many facial identification is Out-of-gallery, and thereby to reduce false positive identifications, wrongful arrests, and wasted investigative time. Interestingly, comparing the results of older deep CNN-based face matchers with newer ones suggests that the effectiveness of our Out-of-gallery detection approach emerges only with matchers trained using advanced margin-based loss functions.

Kagan Ozturk, Deeksha Arun, Kevin W. Bowyer et al.

Ear recognition has gained attention as a reliable biometric technique due to the distinctive characteristics of human ears. With the increasing availability of large-scale datasets, convolutional neural networks (CNNs) have been widely adopted to learn features directly from raw ear images, outperforming traditional hand-crafted methods. However, the effect of bilateral ear symmetry on the features learned by CNNs has received little attention in recent studies. In this paper, we investigate how bilateral ear symmetry influences the effectiveness of CNN-based ear recognition. To this end, we first develop an ear side classifier to automatically categorize ear images as either left or right. We then explore the impact of incorporating this side information during both training and test. Cross-dataset evaluations are conducted on five datasets. Our results suggest that treating left and right ears separately during training and testing can lead to notable performance improvements. Furthermore, our ablation studies on alignment strategies, input sizes, and various hyperparameter settings provide practical insights into training CNN-based ear recognition systems on large-scale datasets to achieve higher verification rates.

Aman Bhatta, Michael C. King, Kevin W. Bowyer

One common critique of biometric authentication is that if an individual's biometric is compromised, then the individual has no recourse. The concept of revocable biometrics was developed to address this concern. A biometric scheme is revocable if an individual can have their current enrollment in the scheme revoked, so that the compromised biometric template becomes worthless, and the individual can re-enroll with a new template that has similar recognition power. We show that modern deep CNN face matchers inherently allow for a robust revocable biometric scheme. For a given state-of-the-art deep CNN backbone and training set, it is possible to generate an unlimited number of distinct face matcher models that have both (1) equivalent recognition power, and (2) strongly incompatible biometric templates. The equivalent recognition power extends to the point of generating impostor and genuine distributions that have the same shape and placement on the similarity dimension, meaning that the models can share a similarity threshold for a 1-in-10,000 false match rate. The biometric templates from different model instances are so strongly incompatible that the cross-instance similarity score for images of the same person is typically lower than the same-instance similarity score for images of different persons. That is, a stolen biometric template that is revoked is of less value in attempting to match the re-enrolled identity than the average impostor template. We also explore the feasibility of using a Vision Transformer (ViT) backbone-based face matcher in the revocable biometric system proposed in this work and demonstrate that it is less suitable compared to typical ResNet-based deep CNN backbones.

Deeksha Arun, Kagan Ozturk, Kevin W. Bowyer et al.

Ear recognition has emerged as a promising biometric modality due to the relative stability in appearance during adulthood. Although Vision Transformers (ViTs) have been widely used in image recognition tasks, their efficiency in ear recognition has been hampered by a lack of attention to overlapping patches, which is crucial for capturing intricate ear features. In this study, we evaluate ViT-Tiny (ViT-T), ViT-Small (ViT-S), ViT-Base (ViT-B) and ViT-Large (ViT-L) configurations on a diverse set of datasets (OPIB, AWE, WPUT, and EarVN1.0), using an overlapping patch selection strategy. Results demonstrate the critical importance of overlapping patches, yielding superior performance in 44 of 48 experiments in a structured study. Moreover, upon comparing the results of the overlapping patches with the non-overlapping configurations, the increase is significant, reaching up to 10% for the EarVN1.0 dataset. In terms of model performance, the ViT-T model consistently outperformed the ViT-S, ViT-B, and ViT-L models on the AWE, WPUT, and EarVN1.0 datasets. The highest scores were achieved in a configuration with a patch size of 28x28 and a stride of 14 pixels. This patch-stride configuration represents 25% of the normalized image area (112x112 pixels) for the patch size and 12.5% of the row or column size for the stride. This study confirms that transformer architectures with overlapping patch selection can serve as an efficient and high-performing option for ear-based biometric recognition tasks in verification scenarios.

Yongle Yuan, Kevin W. Bowyer

This study presents the first automated classifier designed to determine whether a pair of iris images originates from monozygotic individuals, addressing a previously untackled problem in biometric recognition. In Daugman-style iris recognition, the textures of the left and right irises of the same person are traditionally considered as being as different as the irises of two unrelated persons. However, previous research indicates that humans can detect that two iris images are from different eyes of the same person, or eyes of monozygotic twins, with an accuracy of about 80%. In this work, we employ a Siamese network architecture and contrastive learning to categorize a pair of iris images as coming from monozygotic or non-monozygotic irises. This could potentially be applied, for example, as a fast, noninvasive test to determine if twins are monozygotic or non-monozygotic. We construct a dataset comprising both synthetic monozygotic pairs (images of different irises of the same individual) and natural monozygotic pairs (images of different images from persons who are identical twins), in addition to non-monozygotic pairs from unrelated individuals, ensuring a comprehensive evaluation of the model's capabilities. To gain deeper insights into the learned representations, we train and analyze three variants of the model using (1) the original input images, (2) iris-only images (masking everything but the iris region), and (3) non-iris-only images (masking the iris region). This comparison reveals that both iris texture and surrounding ocular structure contain information useful for the model to classify the image pairs as monozygotic or non-monozygotic. Our approach achieves accuracy levels using the full iris image that exceed those previously reported for human classification of monozygotic iris pairs.

Aidan Boyd, Patrick Tinsley, Kevin W. Bowyer et al.

This work explores how human judgement about salient regions of an image can be introduced into deep convolutional neural network (DCNN) training. Traditionally, training of DCNNs is purely data-driven. This often results in learning features of the data that are only coincidentally correlated with class labels. Human saliency can guide network training using our proposed new component of the loss function that ConveYs Brain Oversight to Raise Generalization (CYBORG) and penalizes the model for using non-salient regions. This mechanism produces DCNNs achieving higher accuracy and generalization compared to using the same training data without human salience. Experimental results demonstrate that CYBORG applies across multiple network architectures and problem domains (detection of synthetic faces, iris presentation attacks and anomalies in chest X-rays), while requiring significantly less data than training without human saliency guidance. Visualizations show that CYBORG-trained models' saliency is more consistent across independent training runs than traditionally-trained models, and also in better agreement with humans. To lower the cost of collecting human annotations, we also explore using deep learning to provide automated annotations. CYBORG training of CNNs addresses important issues such as reducing the appetite for large training sets, increasing interpretability, and reducing fragility by generalizing better to new types of data.

Vítor Albiero, Kai Zhang, Michael C. King et al.

Media reports have accused face recognition of being ''biased'', ''sexist'' and ''racist''. There is consensus in the research literature that face recognition accuracy is lower for females, who often have both a higher false match rate and a higher false non-match rate. However, there is little published research aimed at identifying the cause of lower accuracy for females. For instance, the 2019 Face Recognition Vendor Test that documents lower female accuracy across a broad range of algorithms and datasets also lists ''Analyze cause and effect'' under the heading ''What we did not do''. We present the first experimental analysis to identify major causes of lower face recognition accuracy for females on datasets where previous research has observed this result. Controlling for equal amount of visible face in the test images mitigates the apparent higher false non-match rate for females. Additional analysis shows that makeup-balanced datasets further improves females to achieve lower false non-match rates. Finally, a clustering experiment suggests that images of two different females are inherently more similar than of two different males, potentially accounting for a difference in false match rates.

Jeremy Speth, Nathan Vance, Patrick Flynn et al.

Remote photoplethysmography (rPPG) is a technique for estimating blood volume changes from reflected light without the need for a contact sensor. We present the first examples of presentation attacks in the digital and physical domains on rPPG from face video. Digital attacks are easily performed by adding imperceptible periodic noise to the input videos. Physical attacks are performed with illumination from visible spectrum LEDs placed in close proximity to the face, while still being difficult to perceive with the human eye. We also show that our attacks extend beyond medical applications, since the method can effectively generate a strong periodic pulse on 3D-printed face masks, which presents difficulties for pulse-based face presentation attack detection (PAD). The paper concludes with ideas for using this work to improve robustness of rPPG methods and pulse-based face PAD.

Jeremy Speth, Nathan Vance, Adam Czajka et al.

We present the Deception Detection and Physiological Monitoring (DDPM) dataset and initial baseline results on this dataset. Our application context is an interview scenario in which the interviewee attempts to deceive the interviewer on selected responses. The interviewee is recorded in RGB, near-infrared, and long-wave infrared, along with cardiac pulse, blood oxygenation, and audio. After collection, data were annotated for interviewer/interviewee, curated, ground-truthed, and organized into train / test parts for a set of canonical deception detection experiments. Baseline experiments found random accuracy for micro-expressions as an indicator of deception, but that saccades can give a statistically significant response. We also estimated subject heart rates from face videos (remotely) with a mean absolute error as low as 3.16 bpm. The database contains almost 13 hours of recordings of 70 subjects, and over 8 million visible-light, near-infrared, and thermal video frames, along with appropriate meta, audio and pulse oximeter data. To our knowledge, this is the only collection offering recordings of five modalities in an interview scenario that can be used in both deception detection and remote photoplethysmography research.

KS Krishnapriya, Michael C. King, Kevin W. Bowyer

News reports have suggested that darker skin tone causes an increase in face recognition errors. The Fitzpatrick scale is widely used in dermatology to classify sensitivity to sun exposure and skin tone. In this paper, we analyze a set of manual Fitzpatrick skin type assignments and also employ the individual typology angle to automatically estimate the skin tone from face images. The set of manual skin tone rating experiments shows that there are inconsistencies between human raters that are difficult to eliminate. Efforts to automate skin tone rating suggest that it is particularly challenging on images collected without a calibration object in the scene. However, after the color-correction, the level of agreement between automated and manual approaches is found to be 96% or better for the MORPH images. To our knowledge, this is the first work to: (a) examine the consistency of manual skin tone ratings across observers, (b) document that there is substantial variation in the rating of the same image by different observers even when exemplar images are given for guidance and all images are color-corrected, and (c) compare manual versus automated skin tone ratings.

Vítor Albiero, Kevin W. Bowyer

Recent news articles have accused face recognition of being "biased", "sexist" or "racist". There is consensus in the research literature that face recognition accuracy is lower for females, who often have both a higher false match rate and a higher false non-match rate. However, there is little published research aimed at identifying the cause of lower accuracy for females. For instance, the 2019 Face Recognition Vendor Test that documents lower female accuracy across a broad range of algorithms and datasets also lists "Analyze cause and effect" under the heading "What we did not do". We present the first experimental analysis to identify major causes of lower face recognition accuracy for females on datasets where previous research has observed this result. Controlling for equal amount of visible face in the test images reverses the apparent higher false non-match rate for females. Also, principal component analysis indicates that images of two different females are inherently more similar than of two different males, potentially accounting for a difference in false match rates.

Aidan Boyd, Zhaoyuan Fang, Adam Czajka et al.

As the popularity of iris recognition systems increases, the importance of effective security measures against presentation attacks becomes paramount. This work presents an overview of the most important advances in the area of iris presentation attack detection published in recent two years. Newly-released, publicly-available datasets for development and evaluation of iris presentation attack detection are discussed. Recent literature can be seen to be broken into three categories: traditional "hand-crafted" feature extraction and classification, deep learning-based solutions, and hybrid approaches fusing both methodologies. Conclusions of modern approaches underscore the difficulty of this task. Finally, commentary on possible directions for future research is provided.

Kevin W. Bowyer, Michael King, Walter Scheirer et al.

The automatic analysis of face images can generate predictions about a person's gender, age, race, facial expression, body mass index, and various other indices and conditions. A few recent publications have claimed success in analyzing an image of a person's face in order to predict the person's status as Criminal / Non-Criminal. Predicting criminality from face may initially seem similar to other facial analytics, but we argue that attempts to create a criminality-from-face algorithm are necessarily doomed to fail, that apparently promising experimental results in recent publications are an illusion resulting from inadequate experimental design, and that there is potentially a large social cost to belief in the criminality from face illusion.

Kai Zhang, Vítor Albiero, Kevin W. Bowyer

Web-scraped, in-the-wild datasets have become the norm in face recognition research. The numbers of subjects and images acquired in web-scraped datasets are usually very large, with number of images on the millions scale. A variety of issues occur when collecting a dataset in-the-wild, including images with the wrong identity label, duplicate images, duplicate subjects and variation in quality. With the number of images being in the millions, a manual cleaning procedure is not feasible. But fully automated methods used to date result in a less-than-ideal level of clean dataset. We propose a semi-automated method, where the goal is to have a clean dataset for testing face recognition methods, with similar quality across men and women, to support comparison of accuracy across gender. Our approach removes near-duplicate images, merges duplicate subjects, corrects mislabeled images, and removes images outside a defined range of pose and quality. We conduct the curation on the Asian Face Dataset (AFD) and VGGFace2 test dataset. The experiments show that a state-of-the-art method achieves a much higher accuracy on the datasets after they are curated. Finally, we release our cleaned versions of both datasets to the research community.

Vítor Albiero, Kai Zhang, Kevin W. Bowyer

Deep learning methods have greatly increased the accuracy of face recognition, but an old problem still persists: accuracy is usually higher for men than women. It is often speculated that lower accuracy for women is caused by under-representation in the training data. This work investigates female under-representation in the training data is truly the cause of lower accuracy for females on test data. Using a state-of-the-art deep CNN, three different loss functions, and two training datasets, we train each on seven subsets with different male/female ratios, totaling forty two trainings, that are tested on three different datasets. Results show that (1) gender balance in the training data does not translate into gender balance in the test accuracy, (2) the "gender gap" in test accuracy is not minimized by a gender-balanced training set, but by a training set with more male images than female images, and (3) training to minimize the accuracy gap does not result in highest female, male or average accuracy

Vítor Albiero, Krishnapriya K. S., Kushal Vangara et al.

We present a comprehensive analysis of how and why face recognition accuracy differs between men and women. We show that accuracy is lower for women due to the combination of (1) the impostor distribution for women having a skew toward higher similarity scores, and (2) the genuine distribution for women having a skew toward lower similarity scores. We show that this phenomenon of the impostor and genuine distributions for women shifting closer towards each other is general across datasets of African-American, Caucasian, and Asian faces. We show that the distribution of facial expressions may differ between male/female, but that the accuracy difference persists for image subsets rated confidently as neutral expression. The accuracy difference also persists for image subsets rated as close to zero pitch angle. Even when removing images with forehead partially occluded by hair/hat, the same impostor/genuine accuracy difference persists. We show that the female genuine distribution improves when only female images without facial cosmetics are used, but that the female impostor distribution also degrades at the same time. Lastly, we show that the accuracy difference persists even if a state-of-the-art deep learning method is trained from scratch using training data explicitly balanced between male and female images and subjects.

Vítor Albiero, Kevin W. Bowyer, Kushal Vangara et al.

Previous studies generally agree that face recognition accuracy is higher for older persons than for younger persons. But most previous studies were before the wave of deep learning matchers, and most considered accuracy only in terms of the verification rate for genuine pairs. This paper investigates accuracy for age groups 16-29, 30-49 and 50-70, using three modern deep CNN matchers, and considers differences in the impostor and genuine distributions as well as verification rates and ROC curves. We find that accuracy is lower for older persons and higher for younger persons. In contrast, a pre deep learning matcher on the same dataset shows the traditional result of higher accuracy for older persons, although its overall accuracy is much lower than that of the deep learning matchers. Comparing the impostor and genuine distributions, we conclude that impostor scores have a larger effect than genuine scores in causing lower accuracy for the older age group. We also investigate the effects of training data across the age groups. Our results show that fine-tuning the deep CNN models on additional images of older persons actually lowers accuracy for the older age group. Also, we fine-tune and train from scratch two models using age-balanced training datasets, and these results also show lower accuracy for older age group. These results argue that the lower accuracy for the older age group is not due to imbalance in the original training data.

Adam Czajka, Zhaoyuan Fang, Kevin W. Bowyer

We propose a new iris presentation attack detection method using three-dimensional features of an observed iris region estimated by photometric stereo. Our implementation uses a pair of iris images acquired by a common commercial iris sensor (LG 4000). No hardware modifications of any kind are required. Our approach should be applicable to any iris sensor that can illuminate the eye from two different directions. Each iris image in the pair is captured under near-infrared illumination at a different angle relative to the eye. Photometric stereo is used to estimate surface normal vectors in the non-occluded portions of the iris region. The variability of the normal vectors is used as the presentation attack detection score. This score is larger for a texture that is irregularly opaque and printed on a convex contact lens, and is smaller for an authentic iris texture. Thus the problem is formulated as binary classification into (a) an eye wearing textured contact lens and (b) the texture of an actual iris surface (possibly seen through a clear contact lens). Experiments were carried out on a database of approx. 2,900 iris image pairs acquired from approx. 100 subjects. Our method was able to correctly classify over 95% of samples when tested on contact lens brands unseen in training, and over 98% of samples when the contact lens brand was seen during training. The source codes of the method are made available to other researchers.

Sandipan Banerjee, Walter J. Scheirer, Kevin W. Bowyer et al.

We propose a multi-scale GAN model to hallucinate realistic context (forehead, hair, neck, clothes) and background pixels automatically from a single input face mask. Instead of swapping a face on to an existing picture, our model directly generates realistic context and background pixels based on the features of the provided face mask. Unlike face inpainting algorithms, it can generate realistic hallucinations even for a large number of missing pixels. Our model is composed of a cascaded network of GAN blocks, each tasked with hallucination of missing pixels at a particular resolution while guiding the synthesis process of the next GAN block. The hallucinated full face image is made photo-realistic by using a combination of reconstruction, perceptual, adversarial and identity preserving losses at each block of the network. With a set of extensive experiments, we demonstrate the effectiveness of our model in hallucinating context and background pixels from face masks varying in facial pose, expression and lighting, collected from multiple datasets subject disjoint with our training data. We also compare our method with two popular face swapping and face completion methods in terms of visual quality and recognition performance. Additionally, we analyze our cascaded pipeline and compare it with the recently proposed progressive growing of GANs.

Sandipan Banerjee, Walter J. Scheirer, Kevin W. Bowyer et al.

We propose an algorithm to generate realistic face images of both real and synthetic identities (people who do not exist) with different facial yaw, shape and resolution.The synthesized images can be used to augment datasets to train CNNs or as massive distractor sets for biometric verification experiments without any privacy concerns. Additionally, law enforcement can make use of this technique to train forensic experts to recognize faces. Our method samples face components from a pool of multiple face images of real identities to generate the synthetic texture. Then, a real 3D head model compatible to the generated texture is used to render it under different facial yaw transformations. We perform multiple quantitative experiments to assess the effectiveness of our synthesis procedure in CNN training and its potential use to generate distractor face images. Additionally, we compare our method with popular GAN models in terms of visual quality and execution time.

Adam Czajka, Daniel Moreira, Kevin W. Bowyer et al.

Binarized statistical image features (BSIF) have been successfully used for texture analysis in many computer vision tasks, including iris recognition and biometric presentation attack detection. One important point is that all applications of BSIF in iris recognition have used the original BSIF filters, which were trained on image patches extracted from natural images. This paper tests the question of whether domain-specific BSIF can give better performance than the default BSIF. The second important point is in the selection of image patches to use in training for BSIF. Can image patches derived from eye-tracking experiments, in which humans perform an iris recognition task, give better performance than random patches? Our results say that (1) domain-specific BSIF features can out-perform the default BSIF features, and (2) selecting image patches in a task-specific manner guided by human performance can out-perform selecting random patches. These results are important because BSIF is often regarded as a generic texture tool that does not need any domain adaptation, and human-task-guided selection of patches for training has never (to our knowledge) been done. This paper follows the reproducible research requirements, and the new iris-domain-specific BSIF filters, the patches used in filter training, the database used in testing and the source codes of the designed iris recognition method are made available along with this paper to facilitate applications of this concept.

Daniel Moreira, Mateusz Trokielewicz, Adam Czajka et al.

This paper advances the state of the art in human examination of iris images by (1) assessing the impact of different iris conditions in identity verification, and (2) introducing an annotation step that improves the accuracy of people's decisions. In a first experimental session, 114 subjects were asked to decide if pairs of iris images depict the same eye (genuine pairs) or two distinct eyes (impostor pairs). The image pairs sampled six conditions: (1) easy for algorithms to classify, (2) difficult for algorithms to classify, (3) large difference in pupil dilation, (4) disease-affected eyes, (5) identical twins, and (6) post-mortem samples. In a second session, 85 of the 114 subjects were asked to annotate matching and non-matching regions that supported their decisions. Subjects were allowed to change their initial classification as a result of the annotation process. Results suggest that: (a) people improve their identity verification accuracy when asked to annotate matching and non-matching regions between the pair of images, (b) images depicting the same eye with large difference in pupil dilation were the most challenging to subjects, but benefited well from the annotation-driven classification, (c) humans performed better than iris recognition algorithms when verifying genuine pairs of post-mortem and disease-affected eyes (i.e., samples showing deformations that go beyond the distortions of a healthy iris due to pupil dilation), and (d) annotation does not improve accuracy of analyzing images from identical twins, which remain confusing for people.

Aparna Bharati, Daniel Moreira, Joel Brogan et al.

Creative works, whether paintings or memes, follow unique journeys that result in their final form. Understanding these journeys, a process known as "provenance analysis", provides rich insights into the use, motivation, and authenticity underlying any given work. The application of this type of study to the expanse of unregulated content on the Internet is what we consider in this paper. Provenance analysis provides a snapshot of the chronology and validity of content as it is uploaded, re-uploaded, and modified over time. Although still in its infancy, automated provenance analysis for online multimedia is already being applied to different types of content. Most current works seek to build provenance graphs based on the shared content between images or videos. This can be a computationally expensive task, especially when considering the vast influx of content that the Internet sees every day. Utilizing non-content-based information, such as timestamps, geotags, and camera IDs can help provide important insights into the path a particular image or video has traveled during its time on the Internet without large computational overhead. This paper tests the scope and applicability of metadata-based inferences for provenance graph construction in two different scenarios: digital image forensics and cultural analytics.

Adam Czajka, Kevin W. Bowyer

Iris recognition is increasingly used in large-scale applications. As a result, presentation attack detection for iris recognition takes on fundamental importance. This survey covers the diverse research literature on this topic. Different categories of presentation attack are described and placed in an application-relevant framework, and the state of the art in detecting each category of attack is summarized. One conclusion from this is that presentation attack detection for iris recognition is not yet a solved problem. Datasets available for research are described, research directions for the near- and medium-term future are outlined, and a short list of recommended readings are suggested.