CLAug 20, 2024Code
Open-FinLLMs: Open Multimodal Large Language Models for Financial ApplicationsJimin Huang, Mengxi Xiao, Dong Li et al.
Financial LLMs hold promise for advancing financial tasks and domain-specific applications. However, they are limited by scarce corpora, weak multimodal capabilities, and narrow evaluations, making them less suited for real-world application. To address this, we introduce \textit{Open-FinLLMs}, the first open-source multimodal financial LLMs designed to handle diverse tasks across text, tabular, time-series, and chart data, excelling in zero-shot, few-shot, and fine-tuning settings. The suite includes FinLLaMA, pre-trained on a comprehensive 52-billion-token corpus; FinLLaMA-Instruct, fine-tuned with 573K financial instructions; and FinLLaVA, enhanced with 1.43M multimodal tuning pairs for strong cross-modal reasoning. We comprehensively evaluate Open-FinLLMs across 14 financial tasks, 30 datasets, and 4 multimodal tasks in zero-shot, few-shot, and supervised fine-tuning settings, introducing two new multimodal evaluation datasets. Our results show that Open-FinLLMs outperforms afvanced financial and general LLMs such as GPT-4, across financial NLP, decision-making, and multi-modal tasks, highlighting their potential to tackle real-world challenges. To foster innovation and collaboration across academia and industry, we release all codes (https://anonymous.4open.science/r/PIXIU2-0D70/B1D7/LICENSE) and models under OSI-approved licenses.
CVJul 18, 2024Code
A Closer Look at GAN Priors: Exploiting Intermediate Features for Enhanced Model Inversion AttacksYixiang Qiu, Hao Fang, Hongyao Yu et al.
Model Inversion (MI) attacks aim to reconstruct privacy-sensitive training data from released models by utilizing output information, raising extensive concerns about the security of Deep Neural Networks (DNNs). Recent advances in generative adversarial networks (GANs) have contributed significantly to the improved performance of MI attacks due to their powerful ability to generate realistic images with high fidelity and appropriate semantics. However, previous MI attacks have solely disclosed private information in the latent space of GAN priors, limiting their semantic extraction and transferability across multiple target models and datasets. To address this challenge, we propose a novel method, Intermediate Features enhanced Generative Model Inversion (IF-GMI), which disassembles the GAN structure and exploits features between intermediate blocks. This allows us to extend the optimization space from latent code to intermediate features with enhanced expressive capabilities. To prevent GAN priors from generating unrealistic images, we apply a L1 ball constraint to the optimization process. Experiments on multiple benchmarks demonstrate that our method significantly outperforms previous approaches and achieves state-of-the-art results under various settings, especially in the out-of-distribution (OOD) scenario. Our code is available at: https://github.com/final-solution/IF-GMI
CRApr 11, 2022
Narcissus: A Practical Clean-Label Backdoor Attack with Limited InformationYi Zeng, Minzhou Pan, Hoang Anh Just et al.
Backdoor attacks insert malicious data into a training set so that, during inference time, it misclassifies inputs that have been patched with a backdoor trigger as the malware specified label. For backdoor attacks to bypass human inspection, it is essential that the injected data appear to be correctly labeled. The attacks with such property are often referred to as "clean-label attacks." Existing clean-label backdoor attacks require knowledge of the entire training set to be effective. Obtaining such knowledge is difficult or impossible because training data are often gathered from multiple sources (e.g., face images from different users). It remains a question whether backdoor attacks still present a real threat. This paper provides an affirmative answer to this question by designing an algorithm to mount clean-label backdoor attacks based only on the knowledge of representative examples from the target class. With poisoning equal to or less than 0.5% of the target-class data and 0.05% of the training set, we can train a model to classify test examples from arbitrary classes into the target class when the examples are patched with a backdoor trigger. Our attack works well across datasets and models, even when the trigger presents in the physical world. We explore the space of defenses and find that, surprisingly, our attack can evade the latest state-of-the-art defenses in their vanilla form, or after a simple twist, we can adapt to the downstream defenses. We study the cause of the intriguing effectiveness and find that because the trigger synthesized by our attack contains features as persistent as the original semantic features of the target class, any attempt to remove such triggers would inevitably hurt the model accuracy first.
AIAug 4, 2023
A Survey on Temporal Knowledge Graph Completion: Taxonomy, Progress, and ProspectsJiapu Wang, Boyue Wang, Meikang Qiu et al.
Temporal characteristics are prominently evident in a substantial volume of knowledge, which underscores the pivotal role of Temporal Knowledge Graphs (TKGs) in both academia and industry. However, TKGs often suffer from incompleteness for three main reasons: the continuous emergence of new knowledge, the weakness of the algorithm for extracting structured information from unstructured data, and the lack of information in the source dataset. Thus, the task of Temporal Knowledge Graph Completion (TKGC) has attracted increasing attention, aiming to predict missing items based on the available information. In this paper, we provide a comprehensive review of TKGC methods and their details. Specifically, this paper mainly consists of three components, namely, 1)Background, which covers the preliminaries of TKGC methods, loss functions required for training, as well as the dataset and evaluation protocol; 2)Interpolation, that estimates and predicts the missing elements or set of elements through the relevant available information. It further categorizes related TKGC methods based on how to process temporal information; 3)Extrapolation, which typically focuses on continuous TKGs and predicts future events, and then classifies all extrapolation methods based on the algorithms they utilize. We further pinpoint the challenges and discuss future research directions of TKGC.
CVOct 12, 2023
Visual Attention Prompted Prediction and LearningYifei Zhang, Siyi Gu, Bo Pan et al.
Visual explanation (attention)-guided learning uses not only labels but also explanations to guide model reasoning process. While visual attention-guided learning has shown promising results, it requires a large number of explanation annotations that are time-consuming to prepare. However, in many real-world situations, it is usually desired to prompt the model with visual attention without model retraining. For example, when doing AI-assisted cancer classification on a medical image, users (e.g., clinicians) can provide the AI model with visual attention prompt on which areas are indispensable and which are precluded. Despite its promising objectives, achieving visual attention-prompted prediction presents several major challenges: 1) How can the visual prompt be effectively integrated into the model's reasoning process? 2) How should the model handle samples that lack visual prompts? 3) What is the impact on the model's performance when a visual prompt is imperfect? This paper introduces a novel framework for attention-prompted prediction and learning, utilizing visual prompts to steer the model's reasoning process. To improve performance in non-prompted situations and align it with prompted scenarios, we propose a co-training approach for both non-prompted and prompted models, ensuring they share similar parameters and activations. Additionally, for instances where the visual prompt does not encompass the entire input image, we have developed innovative attention prompt refinement methods. These methods interpolate the incomplete prompts while maintaining alignment with the model's explanations. Extensive experiments on four datasets demonstrate the effectiveness of our proposed framework in enhancing predictions for samples both with and without prompt.
SIMay 1, 2023Code
Deep Graph Representation Learning and Optimization for Influence MaximizationChen Ling, Junji Jiang, Junxiang Wang et al.
Influence maximization (IM) is formulated as selecting a set of initial users from a social network to maximize the expected number of influenced users. Researchers have made great progress in designing various traditional methods, and their theoretical design and performance gain are close to a limit. In the past few years, learning-based IM methods have emerged to achieve stronger generalization ability to unknown graphs than traditional ones. However, the development of learning-based IM methods is still limited by fundamental obstacles, including 1) the difficulty of effectively solving the objective function; 2) the difficulty of characterizing the diversified underlying diffusion patterns; and 3) the difficulty of adapting the solution under various node-centrality-constrained IM variants. To cope with the above challenges, we design a novel framework DeepIM to generatively characterize the latent representation of seed sets, and we propose to learn the diversified information diffusion pattern in a data-driven and end-to-end manner. Finally, we design a novel objective function to infer optimal seed sets under flexible node-centrality-based budget constraints. Extensive analyses are conducted over both synthetic and real-world datasets to demonstrate the overall performance of DeepIM. The code and data are available at: https://github.com/triplej0079/DeepIM.
LGDec 3, 2020Code
FenceBox: A Platform for Defeating Adversarial Examples with Data Augmentation TechniquesHan Qiu, Yi Zeng, Tianwei Zhang et al.
It is extensively studied that Deep Neural Networks (DNNs) are vulnerable to Adversarial Examples (AEs). With more and more advanced adversarial attack methods have been developed, a quantity of corresponding defense solutions were designed to enhance the robustness of DNN models. It has become a popularity to leverage data augmentation techniques to preprocess input samples before inference to remove adversarial perturbations. By obfuscating the gradients of DNN models, these approaches can defeat a considerable number of conventional attacks. Unfortunately, advanced gradient-based attack techniques (e.g., BPDA and EOT) were introduced to invalidate these preprocessing effects. In this paper, we present FenceBox, a comprehensive framework to defeat various kinds of adversarial attacks. FenceBox is equipped with 15 data augmentation methods from three different categories. We comprehensively evaluated that these methods can effectively mitigate various adversarial attacks. FenceBox also provides APIs for users to easily deploy the defense over their models in different modes: they can either select an arbitrary preprocessing method, or a combination of functions for a better robustness guarantee, even under advanced adversarial attacks. We open-source FenceBox, and expect it can be used as a standard toolkit to facilitate the research of adversarial attacks and defenses.
LGDec 29, 2023
Differentially Private Low-Rank Adaptation of Large Language Model Using Federated LearningXiao-Yang Liu, Rongyi Zhu, Daochen Zha et al.
The surge in interest and application of large language models (LLMs) has sparked a drive to fine-tune these models to suit specific applications, such as finance and medical science. However, concerns regarding data privacy have emerged, especially when multiple stakeholders aim to collaboratively enhance LLMs using sensitive data. In this scenario, federated learning becomes a natural choice, allowing decentralized fine-tuning without exposing raw data to central servers. Motivated by this, we investigate how data privacy can be ensured in LLM fine-tuning through practical federated learning approaches, enabling secure contributions from multiple parties to enhance LLMs. Yet, challenges arise: 1) despite avoiding raw data exposure, there is a risk of inferring sensitive information from model outputs, and 2) federated learning for LLMs incurs notable communication overhead. To address these challenges, this article introduces DP-LoRA, a novel federated learning algorithm tailored for LLMs. DP-LoRA preserves data privacy by employing a Gaussian mechanism that adds noise in weight updates, maintaining individual data privacy while facilitating collaborative model training. Moreover, DP-LoRA optimizes communication efficiency via low-rank adaptation, minimizing the transmission of updated weights during distributed training. The experimental results across medical, financial, and general datasets using various LLMs demonstrate that DP-LoRA effectively ensures strict privacy constraints while minimizing communication overhead.
CVOct 11, 2025
MIMO: A medical vision language model with visual referring multimodal input and pixel grounding multimodal outputYanyuan Chen, Dexuan Xu, Yu Huang et al.
Currently, medical vision language models are widely used in medical vision question answering tasks. However, existing models are confronted with two issues: for input, the model only relies on text instructions and lacks direct understanding of visual clues in the image; for output, the model only gives text answers and lacks connection with key areas in the image. To address these issues, we propose a unified medical vision language model MIMO, with visual referring Multimodal Input and pixel grounding Multimodal Output. MIMO can not only combine visual clues and textual instructions to understand complex medical images and semantics, but can also ground medical terminologies in textual output within the image. To overcome the scarcity of relevant data in the medical field, we propose MIMOSeg, a comprehensive medical multimodal dataset including 895K samples. MIMOSeg is constructed from four different perspectives, covering basic instruction following and complex question answering with multimodal input and multimodal output. We conduct experiments on several downstream medical multimodal tasks. Extensive experimental results verify that MIMO can uniquely combine visual referring and pixel grounding capabilities, which are not available in previous models.
CEMar 26, 2025
FinAudio: A Benchmark for Audio Large Language Models in Financial ApplicationsYupeng Cao, Haohang Li, Yangyang Yu et al.
Audio Large Language Models (AudioLLMs) have received widespread attention and have significantly improved performance on audio tasks such as conversation, audio understanding, and automatic speech recognition (ASR). Despite these advancements, there is an absence of a benchmark for assessing AudioLLMs in financial scenarios, where audio data, such as earnings conference calls and CEO speeches, are crucial resources for financial analysis and investment decisions. In this paper, we introduce \textsc{FinAudio}, the first benchmark designed to evaluate the capacity of AudioLLMs in the financial domain. We first define three tasks based on the unique characteristics of the financial domain: 1) ASR for short financial audio, 2) ASR for long financial audio, and 3) summarization of long financial audio. Then, we curate two short and two long audio datasets, respectively, and develop a novel dataset for financial audio summarization, comprising the \textsc{FinAudio} benchmark. Then, we evaluate seven prevalent AudioLLMs on \textsc{FinAudio}. Our evaluation reveals the limitations of existing AudioLLMs in the financial domain and offers insights for improving AudioLLMs. All datasets and codes will be released.
LGMay 5, 2025
T2S: High-resolution Time Series Generation with Text-to-Series Diffusion ModelsYunfeng Ge, Jiawei Li, Yiji Zhao et al.
Text-to-Time Series generation holds significant potential to address challenges such as data sparsity, imbalance, and limited availability of multimodal time series datasets across domains. While diffusion models have achieved remarkable success in Text-to-X (e.g., vision and audio data) generation, their use in time series generation remains in its nascent stages. Existing approaches face two critical limitations: (1) the lack of systematic exploration of general-proposed time series captions, which are often domain-specific and struggle with generalization; and (2) the inability to generate time series of arbitrary lengths, limiting their applicability to real-world scenarios. In this work, we first categorize time series captions into three levels: point-level, fragment-level, and instance-level. Additionally, we introduce a new fragment-level dataset containing over 600,000 high-resolution time series-text pairs. Second, we propose Text-to-Series (T2S), a diffusion-based framework that bridges the gap between natural language and time series in a domain-agnostic manner. T2S employs a length-adaptive variational autoencoder to encode time series of varying lengths into consistent latent embeddings. On top of that, T2S effectively aligns textual representations with latent embeddings by utilizing Flow Matching and employing Diffusion Transformer as the denoiser. We train T2S in an interleaved paradigm across multiple lengths, allowing it to generate sequences of any desired length. Extensive evaluations demonstrate that T2S achieves state-of-the-art performance across 13 datasets spanning 12 domains.
LGMay 19, 2025
Towards Effective Federated Graph Foundation Model via Mitigating Knowledge EntanglementYinlin Zhu, Xunkai Li, Jishuo Jia et al.
Recent advances in graph machine learning have shifted to data-centric paradigms, driven by two emerging fields: (1) Federated graph learning (FGL) enables multi-client collaboration but faces challenges from data and task heterogeneity, limiting its practicality; (2) Graph foundation models (GFM) offer strong domain generalization but are usually trained on single machines, missing out on cross-silo data and resources. These paradigms are complementary, and their integration brings notable benefits. Motivated by this, we propose FedGFM, a novel decentralized GFM training paradigm. However, a key challenge is knowledge entanglement, where multi-domain knowledge merges into indistinguishable representations, hindering downstream adaptation. To address this, we present FedGFM+, an enhanced framework with two core modules to reduce knowledge entanglement: (1) AncDAI: A global anchor-based domain-aware initialization strategy. Before pre-training, each client encodes its local graph into domain-specific prototypes that serve as semantic anchors. Synthetic embeddings around these anchors initialize the global model. We theoretically prove these prototypes are distinguishable across domains, providing a strong inductive bias to disentangle domain-specific knowledge. (2) AdaDPP: A local adaptive domain-sensitive prompt pool. Each client learns a lightweight graph prompt capturing domain semantics during pre-training. During fine-tuning, prompts from all clients form a pool from which the GFM selects relevant prompts to augment target graph attributes, improving downstream adaptation. FedGFM+ is evaluated on 8 diverse benchmarks across multiple domains and tasks, outperforming 20 baselines from supervised learning, FGL, and federated GFM variants.
CLFeb 17, 2025
DR.GAP: Mitigating Bias in Large Language Models using Gender-Aware Prompting with Demonstration and ReasoningHongye Qiu, Yue Xu, Meikang Qiu et al.
Large Language Models (LLMs) exhibit strong natural language processing capabilities but also inherit and amplify societal biases, including gender bias, raising fairness concerns. Existing debiasing methods face significant limitations: parameter tuning requires access to model weights, prompt-based approaches often degrade model utility, and optimization-based techniques lack generalizability. To address these challenges, we propose DR.GAP (Demonstration and Reasoning for Gender-Aware Prompting), an automated and model-agnostic approach that mitigates gender bias while preserving model performance. DR.GAP selects bias-revealing examples and generates structured reasoning to guide models toward more impartial responses. Extensive experiments on coreference resolution and QA tasks across multiple LLMs (GPT-3.5, Llama3, and Llama2-Alpaca) demonstrate its effectiveness, generalization ability, and robustness. DR.GAP can generalize to vision-language models (VLMs), achieving significant bias reduction.
CLJun 16, 2025
MultiFinBen: Benchmarking Large Language Models for Multilingual and Multimodal Financial ApplicationXueqing Peng, Lingfei Qian, Yan Wang et al.
Real-world financial analysis involves information across multiple languages and modalities, from reports and news to scanned filings and meeting recordings. Yet most existing evaluations of LLMs in finance remain text-only, monolingual, and largely saturated by current models. To bridge these gaps, we present MultiFinBen, the first expert-annotated multilingual (five languages) and multimodal (text, vision, audio) benchmark for evaluating LLMs in realistic financial contexts. MultiFinBen introduces two new task families: multilingual financial reasoning, which tests cross-lingual evidence integration from filings and news, and financial OCR, which extracts structured text from scanned documents containing tables and charts. Rather than aggregating all available datasets, we apply a structured, difficulty-aware selection based on advanced model performance, ensuring balanced challenge and removing redundant tasks. Evaluating 21 leading LLMs shows that even frontier multimodal models like GPT-4o achieve only 46.01% overall, stronger on vision and audio but dropping sharply in multilingual settings. These findings expose persistent limitations in multilingual, multimodal, and expert-level financial reasoning. All datasets, evaluation scripts, and leaderboards are publicly released.
CLOct 4, 2025
MedReflect: Teaching Medical LLMs to Self-Improve via Reflective CorrectionYue Huang, Yanyuan Chen, Dexuan Xu et al.
Medical problem solving demands expert knowledge and intricate reasoning. Recent studies of large language models (LLMs) attempt to ease this complexity by introducing external knowledge verification through retrieval-augmented generation or by training on reasoning datasets. However, these approaches suffer from drawbacks such as retrieval overhead and high annotation costs, and they heavily rely on substituted external assistants to reach limited performance in medical field. In this paper, we introduce MedReflect, a generalizable framework designed to inspire LLMs with a physician-like reflective thinking mode. MedReflect generates a single-pass reflection chain that includes initial hypothesis generation, self-questioning, self-answering and decision refinement. This self-verified and self-reflective nature releases large language model's latent capability in medical problem-solving without external retrieval or heavy annotation. We demonstrate that MedReflect enables cost-efficient medical dataset construction: with merely 2,000 randomly sampled training examples and a light fine-tuning, this approach achieves notable absolute accuracy improvements across a series of medical benchmarks while cutting annotation requirements. Our results provide evidence that LLMs can learn to solve specialized medical problems via self-reflection and self-improve, reducing reliance on external supervision and extensive task-specific fine-tuning data.
LGSep 15, 2025
DARD: Dice Adversarial Robustness Distillation against Adversarial AttacksJing Zou, Shungeng Zhang, Meikang Qiu et al.
Deep learning models are vulnerable to adversarial examples, posing critical security challenges in real-world applications. While Adversarial Training (AT ) is a widely adopted defense mechanism to enhance robustness, it often incurs a trade-off by degrading performance on unperturbed, natural data. Recent efforts have highlighted that larger models exhibit enhanced robustness over their smaller counterparts. In this paper, we empirically demonstrate that such robustness can be systematically distilled from large teacher models into compact student models. To achieve better performance, we introduce Dice Adversarial Robustness Distillation (DARD), a novel method designed to transfer robustness through a tailored knowledge distillation paradigm. Additionally, we propose Dice Projected Gradient Descent (DPGD), an adversarial example generalization method optimized for effective attack. Our extensive experiments demonstrate that the DARD approach consistently outperforms adversarially trained networks with the same architecture, achieving superior robustness and standard accuracy.
LGJun 9, 2025
PrunePEFT: Iterative Hybrid Pruning for Parameter-Efficient Fine-tuning of LLMsTongzhou Yu, Zhuhao Zhang, Guanghui Zhu et al.
Parameter Efficient Fine-Tuning (PEFT) methods have emerged as effective and promising approaches for fine-tuning pre-trained language models. Compared with Full parameter Fine-Tuning (FFT), PEFT achieved comparable task performance with a substantial reduction of trainable parameters, which largely saved the training and storage costs. However, using the PEFT method requires considering a vast design space, such as the type of PEFT modules and their insertion layers. Inadequate configurations can lead to sub-optimal results. Conventional solutions such as architectural search techniques, while effective, tend to introduce substantial additional overhead. In this paper, we propose a novel approach, PrunePEFT, which formulates the PEFT strategy search as a pruning problem and introduces a hybrid pruning strategy that capitalizes on the sensitivity of pruning methods to different PEFT modules. This method extends traditional pruning techniques by iteratively removing redundant or conflicting PEFT modules, thereby optimizing the fine-tuned configuration. By efficiently identifying the most relevant modules, our approach significantly reduces the computational burden typically associated with architectural search processes, making it a more scalable and efficient solution for fine-tuning large pre-trained models.
LGJun 30, 2024
Self-consistent Deep Geometric Learning for Heterogeneous Multi-source Spatial Point Data PredictionDazhou Yu, Xiaoyun Gong, Yun Li et al.
Multi-source spatial point data prediction is crucial in fields like environmental monitoring and natural resource management, where integrating data from various sensors is the key to achieving a holistic environmental understanding. Existing models in this area often fall short due to their domain-specific nature and lack a strategy for integrating information from various sources in the absence of ground truth labels. Key challenges include evaluating the quality of different data sources and modeling spatial relationships among them effectively. Addressing these issues, we introduce an innovative multi-source spatial point data prediction framework that adeptly aligns information from varied sources without relying on ground truth labels. A unique aspect of our method is the 'fidelity score,' a quantitative measure for evaluating the reliability of each data source. Furthermore, we develop a geo-location-aware graph neural network tailored to accurately depict spatial relationships between data points. Our framework has been rigorously tested on two real-world datasets and one synthetic dataset. The results consistently demonstrate its superior performance over existing state-of-the-art methods.
CVJun 9, 2024
Hierarchical Features Matter: A Deep Exploration of Progressive Parameterization Method for Dataset DistillationXinhao Zhong, Hao Fang, Bin Chen et al.
Dataset distillation is an emerging dataset reduction method, which condenses large-scale datasets while maintaining task accuracy. Current parameterization methods achieve enhanced performance under extremely high compression ratio by optimizing determined synthetic dataset in informative feature domain. However, they limit themselves to a fixed optimization space for distillation, neglecting the diverse guidance across different informative latent spaces. To overcome this limitation, we propose a novel parameterization method dubbed Hierarchical Parameterization Distillation (H-PD), to systematically explore hierarchical feature within provided feature space (e.g., layers within pre-trained generative adversarial networks). We verify the correctness of our insights by applying the hierarchical optimization strategy on GAN-based parameterization method. In addition, we introduce a novel class-relevant feature distance metric to alleviate the computational burden associated with synthetic dataset evaluation, bridging the gap between synthetic and original datasets. Experimental results demonstrate that the proposed H-PD achieves a significant performance improvement under various settings with equivalent time consumption, and even surpasses current generative distillation using diffusion models under extreme compression ratios IPC=1 and IPC=10.
CVJan 20, 2022
Watermarking Pre-trained Encoders in Contrastive LearningYutong Wu, Han Qiu, Tianwei Zhang et al.
Contrastive learning has become a popular technique to pre-train image encoders, which could be used to build various downstream classification models in an efficient way. This process requires a large amount of data and computation resources. Hence, the pre-trained encoders are an important intellectual property that needs to be carefully protected. It is challenging to migrate existing watermarking techniques from the classification tasks to the contrastive learning scenario, as the owner of the encoder lacks the knowledge of the downstream tasks which will be developed from the encoder in the future. We propose the \textit{first} watermarking methodology for the pre-trained encoders. We introduce a task-agnostic loss function to effectively embed into the encoder a backdoor as the watermark. This backdoor can still exist in any downstream models transferred from the encoder. Extensive evaluations over different contrastive learning algorithms, datasets, and downstream tasks indicate our watermarks exhibit high effectiveness and robustness against different adversarial operations.
CRDec 13, 2020
DeepSweep: An Evaluation Framework for Mitigating DNN Backdoor Attacks using Data AugmentationHan Qiu, Yi Zeng, Shangwei Guo et al.
Public resources and services (e.g., datasets, training platforms, pre-trained models) have been widely adopted to ease the development of Deep Learning-based applications. However, if the third-party providers are untrusted, they can inject poisoned samples into the datasets or embed backdoors in those models. Such an integrity breach can cause severe consequences, especially in safety- and security-critical applications. Various backdoor attack techniques have been proposed for higher effectiveness and stealthiness. Unfortunately, existing defense solutions are not practical to thwart those attacks in a comprehensive way. In this paper, we investigate the effectiveness of data augmentation techniques in mitigating backdoor attacks and enhancing DL models' robustness. An evaluation framework is introduced to achieve this goal. Specifically, we consider a unified defense solution, which (1) adopts a data augmentation policy to fine-tune the infected model and eliminate the effects of the embedded backdoor; (2) uses another augmentation policy to preprocess input samples and invalidate the triggers during inference. We propose a systematic approach to discover the optimal policies for defending against different backdoor attacks by comprehensively evaluating 71 state-of-the-art data augmentation functions. Extensive experiments show that our identified policy can effectively mitigate eight different kinds of backdoor attacks and outperform five existing defense methods. We envision this framework can be a good benchmark tool to advance future DNN backdoor studies.
CRJul 30, 2020
A Data Augmentation-based Defense Method Against Adversarial Attacks in Neural NetworksYi Zeng, Han Qiu, Gerard Memmi et al.
Deep Neural Networks (DNNs) in Computer Vision (CV) are well-known to be vulnerable to Adversarial Examples (AEs), namely imperceptible perturbations added maliciously to cause wrong classification results. Such variability has been a potential risk for systems in real-life equipped DNNs as core components. Numerous efforts have been put into research on how to protect DNN models from being tackled by AEs. However, no previous work can efficiently reduce the effects caused by novel adversarial attacks and be compatible with real-life constraints at the same time. In this paper, we focus on developing a lightweight defense method that can efficiently invalidate full whitebox adversarial attacks with the compatibility of real-life constraints. From basic affine transformations, we integrate three transformations with randomized coefficients that fine-tuned respecting the amount of change to the defended sample. Comparing to 4 state-of-art defense methods published in top-tier AI conferences in the past two years, our method demonstrates outstanding robustness and efficiency. It is worth highlighting that, our model can withstand advanced adaptive attack, namely BPDA with 50 rounds, and still helps the target model maintain an accuracy around 80 %, meanwhile constraining the attack success rate to almost zero.
CRMay 27, 2020
Mitigating Advanced Adversarial Attacks with More Advanced Gradient Obfuscation TechniquesHan Qiu, Yi Zeng, Qinkai Zheng et al.
Deep Neural Networks (DNNs) are well-known to be vulnerable to Adversarial Examples (AEs). A large amount of efforts have been spent to launch and heat the arms race between the attackers and defenders. Recently, advanced gradient-based attack techniques were proposed (e.g., BPDA and EOT), which have defeated a considerable number of existing defense methods. Up to today, there are still no satisfactory solutions that can effectively and efficiently defend against those attacks. In this paper, we make a steady step towards mitigating those advanced gradient-based attacks with two major contributions. First, we perform an in-depth analysis about the root causes of those attacks, and propose four properties that can break the fundamental assumptions of those attacks. Second, we identify a set of operations that can meet those properties. By integrating these operations, we design two preprocessing functions that can invalidate these powerful attacks. Extensive evaluations indicate that our solutions can effectively mitigate all existing standard and advanced attack techniques, and beat 11 state-of-the-art defense solutions published in top-tier conferences over the past 2 years. The defender can employ our solutions to constrain the attack success rate below 7% for the strongest attacks even the adversary has spent dozens of GPU hours.
CRApr 17, 2019
Privacy-preserving Health Data Sharing for Medical Cyber-Physical SystemsHan Qiu, Meikang Qiu, Meiqin Liu et al.
The recent spades of cyber security attacks have compromised end users' data safety and privacy in Medical Cyber-Physical Systems (MCPS). Traditional standard encryption algorithms for data protection are designed based on a viewpoint of system architecture rather than a viewpoint of end users. As such encryption algorithms are transferring the protection on the data to the protection on the keys, data safety and privacy will be compromised once the key is exposed. In this paper, we propose a secure data storage and sharing method consisted by a selective encryption algorithm combined with fragmentation and dispersion to protect the data safety and privacy even when both transmission media (e.g. cloud servers) and keys are compromised. This method is based on a user-centric design that protects the data on a trusted device such as end user's smartphone and lets the end user to control the access for data sharing. We also evaluate the performance of the algorithm on a smartphone platform to prove the efficiency.