Chong-Yung Chi

Yiwei Li, Shuai Wang, Chong-Yung Chi et al.

In this paper, we investigate federated clustering (FedC) problem, that aims to accurately partition unlabeled data samples distributed over massive clients into finite clusters under the orchestration of a parameter server, meanwhile considering data privacy. Though it is an NP-hard optimization problem involving real variables denoting cluster centroids and binary variables denoting the cluster membership of each data sample, we judiciously reformulate the FedC problem into a non-convex optimization problem with only one convex constraint, accordingly yielding a soft clustering solution. Then a novel FedC algorithm using differential privacy (DP) technique, referred to as DP-FedC, is proposed in which partial clients participation and multiple local model updating steps are also considered. Furthermore, various attributes of the proposed DP-FedC are obtained through theoretical analyses of privacy protection and convergence rate, especially for the case of non-identically and independently distributed (non-i.i.d.) data, that ideally serve as the guidelines for the design of the proposed DP-FedC. Then some experimental results on two real datasets are provided to demonstrate the efficacy of the proposed DP-FedC together with its much superior performance over some state-of-the-art FedC algorithms, and the consistency with all the presented analytical results.

Yiwei Li, Shuai Wang, Tsung-Hui Chang et al.

Federated learning (FL) is a new paradigm that enables many clients to jointly train a machine learning (ML) model under the orchestration of a parameter server while keeping the local data not being exposed to any third party. However, the training of FL is an interactive process between local clients and the parameter server. Such process would cause privacy leakage since adversaries may retrieve sensitive information by analyzing the overheard messages. In this paper, we propose a new federated stochastic primal-dual algorithm with differential privacy (FedSPD-DP). Compared to the existing methods, the proposed FedSPD-DP incorporates local stochastic gradient descent (local SGD) and partial client participation (PCP) for addressing the issues of communication efficiency and straggler effects due to randomly accessed clients. Our analysis shows that the data sampling strategy and PCP can enhance the data privacy whereas the larger number of local SGD steps could increase privacy leakage, revealing a non-trivial tradeoff between algorithm communication efficiency and privacy protection. Specifically, we show that, by guaranteeing $(ε, δ)$-DP for each client per communication round, the proposed algorithm guarantees $(\mathcal{O}(qε\sqrt{p T}), δ)$-DP after $T$ communication rounds while maintaining an $\mathcal{O}(1/\sqrt{pTQ})$ convergence rate for a convex and non-smooth learning problem, where $Q$ is the number of local SGD steps, $p$ is the client sampling probability, $q=\max_{i} q_i/\sqrt{1-q_i}$ and $q_i$ is the data sampling probability of each client under PCP. Experiment results are presented to evaluate the practical performance of the proposed algorithm and comparison with state-of-the-art methods.

Yiwei Li, Chien-Wei Huang, Shuai Wang et al.

Federated learning (FL) has been recognized as a rapidly growing research area, where the model is trained over massively distributed clients under the orchestration of a parameter server (PS) without sharing clients' data. This paper delves into a class of federated problems characterized by non-convex and non-smooth loss functions, that are prevalent in FL applications but challenging to handle due to their intricate non-convexity and non-smoothness nature and the conflicting requirements on communication efficiency and privacy protection. In this paper, we propose a novel federated primal-dual algorithm with bidirectional model sparsification tailored for non-convex and non-smooth FL problems, and differential privacy is applied for privacy guarantee. Its unique insightful properties and some privacy and convergence analyses are also presented as the FL algorithm design guidelines. Extensive experiments on real-world data are conducted to demonstrate the effectiveness of the proposed algorithm and much superior performance than some state-of-the-art FL algorithms, together with the validation of all the analytical results and properties.

Changpeng He, Yang Lu, Yanqing Xu et al.

This paper investigates a reconfigurable intelligent surface (RIS)-assisted multi-waveguide pinching-antenna (PA) system (PASS) for multi-user downlink information transmission, motivated by the unknown impact of the integration of emerging PASS and RIS on wireless communications. First, we formulate sum rate (SR) and energy efficiency (EE) maximization problems in a unified framework, subject to constraints on the movable region of PAs, total power budget, and tunable phase of RIS elements. Then, by leveraging a graph-structured topology of the RIS-assisted PASS, a novel three-stage graph neural network (GNN) is proposed, which learns PA positions based on user locations, and RIS phase shifts according to composite channel conditions at the first two stages, respectively, and finally determines beamforming vectors. Specifically, the proposed GNN is achieved through unsupervised training, together with three implementation strategies for its integration with convex optimization, thus offering trade-offs between inference time and solution optimality. Extensive numerical results are provided to validate the effectiveness of the proposed GNN, and to support its unique attributes of viable generalization capability, good performance reliability, and real-time applicability. Moreover, the impact of key parameters on RIS-assisted PASS is illustrated and analyzed.

Yuan Fang, Yipeng Liu, Jie Chen et al.

In recent years, the fusion of high spatial resolution multispectral image (HR-MSI) and low spatial resolution hyperspectral image (LR-HSI) has been recognized as an effective method for HSI super-resolution (HSI-SR). However, both HSI and MSI may be acquired under extreme conditions such as night or poorly illuminating scenarios, which may cause different exposure levels, thereby seriously downgrading the yielded HSISR. In contrast to most existing methods based on respective low-light enhancements (LLIE) of MSI and HSI followed by their fusion, a deep Unfolding HSI Super-Resolution with Automatic Exposure Correction (UHSR-AEC) is proposed, that can effectively generate a high-quality fused HSI-SR (in texture and features) even under very imbalanced exposures, thanks to the correlation between LLIE and HSI-SR taken into account. Extensive experiments are provided to demonstrate the state-of-the-art overall performance of the proposed UHSR-AEC, including comparison with some benchmark peer methods.

Chia-Hsiang Lin, Ruiyuan Wu, Wing-Kin Ma et al.

Consider a structured matrix factorization model where one factor is restricted to have its columns lying in the unit simplex. This simplex-structured matrix factorization (SSMF) model and the associated factorization techniques have spurred much interest in research topics over different areas, such as hyperspectral unmixing in remote sensing, topic discovery in machine learning, to name a few. In this paper we develop a new theoretical SSMF framework whose idea is to study a maximum volume ellipsoid inscribed in the convex hull of the data points. This maximum volume inscribed ellipsoid (MVIE) idea has not been attempted in prior literature, and we show a sufficient condition under which the MVIE framework guarantees exact recovery of the factors. The sufficient recovery condition we show for MVIE is much more relaxed than that of separable non-negative matrix factorization (or pure-pixel search); coincidentally it is also identical to that of minimum volume enclosing simplex, which is known to be a powerful SSMF framework for non-separable problem instances. We also show that MVIE can be practically implemented by performing facet enumeration and then by solving a convex optimization problem. The potential of the MVIE framework is illustrated by numerical results.

Chia-Hsiang Lin, Wing-Kin Ma, Wei-Chiang Li et al.

In blind hyperspectral unmixing (HU), the pure-pixel assumption is well-known to be powerful in enabling simple and effective blind HU solutions. However, the pure-pixel assumption is not always satisfied in an exact sense, especially for scenarios where pixels are heavily mixed. In the no pure-pixel case, a good blind HU approach to consider is the minimum volume enclosing simplex (MVES). Empirical experience has suggested that MVES algorithms can perform well without pure pixels, although it was not totally clear why this is true from a theoretical viewpoint. This paper aims to address the latter issue. We develop an analysis framework wherein the perfect endmember identifiability of MVES is studied under the noiseless case. We prove that MVES is indeed robust against lack of pure pixels, as long as the pixels do not get too heavily mixed and too asymmetrically spread. The theoretical results are verified by numerical simulations.