Zhaowei Zhu

Zhaowei Zhu, Yuanshun Yao, Jiankai Sun et al.

Evaluating fairness can be challenging in practice because the sensitive attributes of data are often inaccessible due to privacy constraints. The go-to approach that the industry frequently adopts is using off-the-shelf proxy models to predict the missing sensitive attributes, e.g. Meta [Alao et al., 2021] and Twitter [Belli et al., 2022]. Despite its popularity, there are three important questions unanswered: (1) Is directly using proxies efficacious in measuring fairness? (2) If not, is it possible to accurately evaluate fairness using proxies only? (3) Given the ethical controversy over inferring user private information, is it possible to only use weak (i.e. inaccurate) proxies in order to protect privacy? Our theoretical analyses show that directly using proxy models can give a false sense of (un)fairness. Second, we develop an algorithm that is able to measure fairness (provably) accurately with only three properly identified proxies. Third, we show that our algorithm allows the use of only weak proxies (e.g. with only 68.85%accuracy on COMPAS), adding an extra layer of protection on user privacy. Experiments validate our theoretical analyses and show our algorithm can effectively measure and mitigate bias. Our results imply a set of practical guidelines for practitioners on how to use proxies properly. Code is available at github.com/UCSC-REAL/fair-eval.

Jiaheng Wei, Zhaowei Zhu, Gang Niu et al.

Both long-tailed and noisily labeled data frequently appear in real-world applications and impose significant challenges for learning. Most prior works treat either problem in an isolated way and do not explicitly consider the coupling effects of the two. Our empirical observation reveals that such solutions fail to consistently improve the learning when the dataset is long-tailed with label noise. Moreover, with the presence of label noise, existing methods do not observe universal improvements across different sub-populations; in other words, some sub-populations enjoyed the benefits of improved accuracy at the cost of hurting others. Based on these observations, we introduce the Fairness Regularizer (FR), inspired by regularizing the performance gap between any two sub-populations. We show that the introduced fairness regularizer improves the performances of sub-populations on the tail and the overall learning performance. Extensive experiments demonstrate the effectiveness of the proposed solution when complemented with certain existing popular robust or class-balanced methods.

Jinlong Pang, Jialu Wang, Zhaowei Zhu et al.

The pursuit of fairness in machine learning (ML), ensuring that the models do not exhibit biases toward protected demographic groups, typically results in a compromise scenario. This compromise can be explained by a Pareto frontier where given certain resources (e.g., data), reducing the fairness violations often comes at the cost of lowering the model accuracy. In this work, we aim to train models that mitigate group fairness disparity without causing harm to model accuracy. Intuitively, acquiring more data is a natural and promising approach to achieve this goal by reaching a better Pareto frontier of the fairness-accuracy tradeoff. The current data acquisition methods, such as fair active learning approaches, typically require annotating sensitive attributes. However, these sensitive attribute annotations should be protected due to privacy and safety concerns. In this paper, we propose a tractable active data sampling algorithm that does not rely on training group annotations, instead only requiring group annotations on a small validation set. Specifically, the algorithm first scores each new example by its influence on fairness and accuracy evaluated on the validation dataset, and then selects a certain number of examples for training. We theoretically analyze how acquiring more data can improve fairness without causing harm, and validate the possibility of our sampling approach in the context of risk disparity. We also provide the upper bound of generalization error and risk disparity as well as the corresponding connections. Extensive experiments on real-world data demonstrate the effectiveness of our proposed algorithm. Our code is available at https://github.com/UCSC-REAL/FairnessWithoutHarm.

Zhaowei Zhu, Jialu Wang, Yang Liu

The label noise transition matrix, denoting the transition probabilities from clean labels to noisy labels, is crucial for designing statistically robust solutions. Existing estimators for noise transition matrices, e.g., using either anchor points or clusterability, focus on computer vision tasks that are relatively easier to obtain high-quality representations. We observe that tasks with lower-quality features fail to meet the anchor-point or clusterability condition, due to the coexistence of both uninformative and informative representations. To handle this issue, we propose a generic and practical information-theoretic approach to down-weight the less informative parts of the lower-quality features. This improvement is crucial to identifying and estimating the label noise transition matrix. The salient technical challenge is to compute the relevant information-theoretical metrics using only noisy labels instead of clean ones. We prove that the celebrated $f$-mutual information measure can often preserve the order when calculated using noisy labels. We then build our transition matrix estimator using this distilled version of features. The necessity and effectiveness of the proposed method are also demonstrated by evaluating the estimation error on a varied set of tabular data and text classification tasks with lower-quality features. Code is available at github.com/UCSC-REAL/BeyondImages.

Hao Cheng, Zhaowei Zhu, Xing Sun et al.

Designing robust loss functions is popular in learning with noisy labels while existing designs did not explicitly consider the overfitting property of deep neural networks (DNNs). As a result, applying these losses may still suffer from overfitting/memorizing noisy labels as training proceeds. In this paper, we first theoretically analyze the memorization effect and show that a lower-capacity model may perform better on noisy datasets. However, it is non-trivial to design a neural network with the best capacity given an arbitrary task. To circumvent this dilemma, instead of changing the model architecture, we decouple DNNs into an encoder followed by a linear classifier and propose to restrict the function space of a DNN by a representation regularizer. Particularly, we require the distance between two self-supervised features to be positively related to the distance between the corresponding two supervised model outputs. Our proposed framework is easily extendable and can incorporate many other robust loss functions to further improve performance. Extensive experiments and theoretical analyses support our claims. Code is available at github.com/UCSC-REAL/SelfSup_NoisyLabel.

Zhaowei Zhu, Zihao Dong, Yang Liu

Label noise in real-world datasets encodes wrong correlation patterns and impairs the generalization of deep neural networks (DNNs). It is critical to find efficient ways to detect corrupted patterns. Current methods primarily focus on designing robust training techniques to prevent DNNs from memorizing corrupted patterns. These approaches often require customized training processes and may overfit corrupted patterns, leading to a performance drop in detection. In this paper, from a more data-centric perspective, we propose a training-free solution to detect corrupted labels. Intuitively, ``closer'' instances are more likely to share the same clean label. Based on the neighborhood information, we propose two methods: the first one uses ``local voting" via checking the noisy label consensuses of nearby features. The second one is a ranking-based approach that scores each instance and filters out a guaranteed number of instances that are likely to be corrupted. We theoretically analyze how the quality of features affects the local voting and provide guidelines for tuning neighborhood size. We also prove the worst-case error bound for the ranking-based method. Experiments with both synthetic and real-world label noise demonstrate our training-free solutions consistently and significantly improve most of the training-based baselines. Code is available at github.com/UCSC-REAL/SimiFeat.

Xinyuan Ji, Zhaowei Zhu, Wei Xi et al.

Federated Learning (FL) heavily depends on label quality for its performance. However, the label distribution among individual clients is always both noisy and heterogeneous. The high loss incurred by client-specific samples in heterogeneous label noise poses challenges for distinguishing between client-specific and noisy label samples, impacting the effectiveness of existing label noise learning approaches. To tackle this issue, we propose FedFixer, where the personalized model is introduced to cooperate with the global model to effectively select clean client-specific samples. In the dual models, updating the personalized model solely at a local level can lead to overfitting on noisy data due to limited samples, consequently affecting both the local and global models' performance. To mitigate overfitting, we address this concern from two perspectives. Firstly, we employ a confidence regularizer to alleviate the impact of unconfident predictions caused by label noise. Secondly, a distance regularizer is implemented to constrain the disparity between the personalized and global models. We validate the effectiveness of FedFixer through extensive experiments on benchmark datasets. The results demonstrate that FedFixer can perform well in filtering noisy label samples on different clients, especially in highly heterogeneous label noise scenarios.