B. Lee

Bruce W. Lee, Yeongheon Lee, Hyunsoo Cho

Large Language Models (LLMs) exhibit non-deterministic behavior, and prompting has emerged as a primary method for steering their outputs toward desired directions. One popular strategy involves assigning a specific "persona" to the model to induce more varied and context-sensitive responses, akin to the diversity found in human perspectives. However, contrary to the expectation that persona-based prompting would yield a wide range of opinions, our experiments demonstrate that LLMs maintain consistent value orientations. In particular, we observe a persistent inertia in their responses, where certain moral and value dimensions, especially harm avoidance and fairness, remain distinctly skewed in one direction despite varied persona settings. To investigate this phenomenon systematically, use role-play at scale, which combines randomized, diverse persona prompts with a macroscopic trend analysis of model outputs. Our findings highlight the strong internal biases and value preferences in LLMs, underscoring the need for careful scrutiny and potential adjustment of these models to ensure balanced and equitable applications.

Mantas Mazeika, Xuwang Yin, Rishub Tamirisa et al.

As AIs rapidly advance and become more agentic, the risk they pose is governed not only by their capabilities but increasingly by their propensities, including goals and values. Tracking the emergence of goals and values has proven a longstanding problem, and despite much interest over the years it remains unclear whether current AIs have meaningful values. We propose a solution to this problem, leveraging the framework of utility functions to study the internal coherence of AI preferences. Surprisingly, we find that independently-sampled preferences in current LLMs exhibit high degrees of structural coherence, and moreover that this emerges with scale. These findings suggest that value systems emerge in LLMs in a meaningful sense, a finding with broad implications. To study these emergent value systems, we propose utility engineering as a research agenda, comprising both the analysis and control of AI utilities. We uncover problematic and often shocking values in LLM assistants despite existing control measures. These include cases where AIs value themselves over humans and are anti-aligned with specific individuals. To constrain these emergent value systems, we propose methods of utility control. As a case study, we show how aligning utilities with a citizen assembly reduces political biases and generalizes to new scenarios. Whether we like it or not, value systems have already emerged in AIs, and much work remains to fully understand and control these emergent representations.