Si Sun

Yue Yu, Chenyan Xiong, Si Sun et al. · tsinghua

We present a new zero-shot dense retrieval (ZeroDR) method, COCO-DR, to improve the generalization ability of dense retrieval by combating the distribution shifts between source training tasks and target scenarios. To mitigate the impact of document differences, COCO-DR continues pretraining the language model on the target corpora to adapt the model to target distributions via COtinuous COtrastive learning. To prepare for unseen target queries, COCO-DR leverages implicit Distributionally Robust Optimization (iDRO) to reweight samples from different source query clusters for improving model robustness over rare queries during fine-tuning. COCO-DR achieves superior average performance on BEIR, the zero-shot retrieval benchmark. At BERT Base scale, COCO-DR Base outperforms other ZeroDR models with 60x larger size. At BERT Large scale, COCO-DR Large outperforms the giant GPT-3 embedding model which has 500x more parameters. Our analysis show the correlation between COCO-DR's effectiveness in combating distribution shifts and improving zero-shot accuracy. Our code and model can be found at \url{https://github.com/OpenMatch/COCO-DR}.

Si Sun, Chenyan Xiong, Yue Yu et al. · tsinghua

In this paper, we investigate the instability in the standard dense retrieval training, which iterates between model training and hard negative selection using the being-trained model. We show the catastrophic forgetting phenomena behind the training instability, where models learn and forget different negative groups during training iterations. We then propose ANCE-Tele, which accumulates momentum negatives from past iterations and approximates future iterations using lookahead negatives, as "teleportations" along the time axis to smooth the learning process. On web search and OpenQA, ANCE-Tele outperforms previous state-of-the-art systems of similar size, eliminates the dependency on sparse retrieval negatives, and is competitive among systems using significantly more (50x) parameters. Our analysis demonstrates that teleportation negatives reduce catastrophic forgetting and improve convergence speed for dense retrieval training. Our code is available at https://github.com/OpenMatch/ANCE-Tele.

Si Sun, Yida Lu, Shi Yu et al. · tsinghua

Few-shot dense retrieval (DR) aims to effectively generalize to novel search scenarios by learning a few samples. Despite its importance, there is little study on specialized datasets and standardized evaluation protocols. As a result, current methods often resort to random sampling from supervised datasets to create "few-data" setups and employ inconsistent training strategies during evaluations, which poses a challenge in accurately comparing recent progress. In this paper, we propose a customized FewDR dataset and a unified evaluation benchmark. Specifically, FewDR employs class-wise sampling to establish a standardized "few-shot" setting with finely-defined classes, reducing variability in multiple sampling rounds. Moreover, the dataset is disjointed into base and novel classes, allowing DR models to be continuously trained on ample data from base classes and a few samples in novel classes. This benchmark eliminates the risk of novel class leakage, providing a reliable estimation of the DR model's few-shot ability. Our extensive empirical results reveal that current state-of-the-art DR models still face challenges in the standard few-shot scene. Our code and data will be open-sourced at https://github.com/OpenMatch/ANCE-Tele.

Si Sun, Yingzhuo Qian, Zhenghao Liu et al.

The effectiveness of Neural Information Retrieval (Neu-IR) often depends on a large scale of in-domain relevance training signals, which are not always available in real-world ranking scenarios. To democratize the benefits of Neu-IR, this paper presents MetaAdaptRank, a domain adaptive learning method that generalizes Neu-IR models from label-rich source domains to few-shot target domains. Drawing on source-domain massive relevance supervision, MetaAdaptRank contrastively synthesizes a large number of weak supervision signals for target domains and meta-learns to reweight these synthetic "weak" data based on their benefits to the target-domain ranking accuracy of Neu-IR models. Experiments on three TREC benchmarks in the web, news, and biomedical domains show that MetaAdaptRank significantly improves the few-shot ranking accuracy of Neu-IR models. Further analyses indicate that MetaAdaptRank thrives from both its contrastive weak data synthesis and meta-reweighted data selection. The code and data of this paper can be obtained from https://github.com/thunlp/MetaAdaptRank.

Chenyan Xiong, Zhenghao Liu, Si Sun et al.

Neural rankers based on deep pretrained language models (LMs) have been shown to improve many information retrieval benchmarks. However, these methods are affected by their the correlation between pretraining domain and target domain and rely on massive fine-tuning relevance labels. Directly applying pretraining methods to specific domains may result in suboptimal search quality because specific domains may have domain adaption problems, such as the COVID domain. This paper presents a search system to alleviate the special domain adaption problem. The system utilizes the domain-adaptive pretraining and few-shot learning technologies to help neural rankers mitigate the domain discrepancy and label scarcity problems. Besides, we also integrate dense retrieval to alleviate traditional sparse retrieval's vocabulary mismatch obstacle. Our system performs the best among the non-manual runs in Round 2 of the TREC-COVID task, which aims to retrieve useful information from scientific literature related to COVID-19. Our code is publicly available at https://github.com/thunlp/OpenMatch.

Si Sun, Zhenghao Liu, Chenyan Xiong et al.

Open-domain KeyPhrase Extraction (KPE) aims to extract keyphrases from documents without domain or quality restrictions, e.g., web pages with variant domains and qualities. Recently, neural methods have shown promising results in many KPE tasks due to their powerful capacity for modeling contextual semantics of the given documents. However, we empirically show that most neural KPE methods prefer to extract keyphrases with good phraseness, such as short and entity-style n-grams, instead of globally informative keyphrases from open-domain documents. This paper presents JointKPE, an open-domain KPE architecture built on pre-trained language models, which can capture both local phraseness and global informativeness when extracting keyphrases. JointKPE learns to rank keyphrases by estimating their informativeness in the entire document and is jointly trained on the keyphrase chunking task to guarantee the phraseness of keyphrase candidates. Experiments on two large KPE datasets with diverse domains, OpenKP and KP20k, demonstrate the effectiveness of JointKPE on different pre-trained variants in open-domain scenarios. Further analyses reveal the significant advantages of JointKPE in predicting long and non-entity keyphrases, which are challenging for previous neural KPE methods. Our code is publicly available at https://github.com/thunlp/BERT-KPE.

Junjie Fang, Likai Tang, Hongzhe Bi et al. · tencent-ai

Long-context processing is a critical ability that constrains the applicability of large language models (LLMs). Although there exist various methods devoted to enhancing the long-context processing ability of LLMs, they are developed in an isolated manner and lack systematic analysis and integration of their strengths, hindering further developments. In this paper, we introduce UniMem, a Unified framework that reformulates existing long-context methods from the view of Memory augmentation of LLMs. Distinguished by its four core dimensions-Memory Management, Memory Writing, Memory Reading, and Memory Injection, UniMem empowers researchers to conduct systematic exploration of long-context methods. We re-formulate 16 existing methods based on UniMem and analyze four representative methods: Transformer-XL, Memorizing Transformer, RMT, and Longformer into equivalent UniMem forms to reveal their design principles and strengths. Based on these analyses, we propose UniMix, an innovative approach that integrates the strengths of these algorithms. Experimental results show that UniMix achieves superior performance in handling long contexts with significantly lower perplexity than baselines.

Si Sun, Hanqing Zhang, Zhiyuan Liu et al.

Dense Retrieval (DR) is now considered as a promising tool to enhance the memorization capacity of Large Language Models (LLM) such as GPT3 and GPT-4 by incorporating external memories. However, due to the paradigm discrepancy between text generation of LLM and DR, it is still an open challenge to integrate the retrieval and generation tasks in a shared LLM. In this paper, we propose an efficient LLM-Oriented Retrieval Tuner, namely LMORT, which decouples DR capacity from base LLM and non-invasively coordinates the optimally aligned and uniform layers of the LLM towards a unified DR space, achieving an efficient and effective DR without tuning the LLM itself. The extensive experiments on six BEIR datasets show that our approach could achieve competitive zero-shot retrieval performance compared to a range of strong DR models while maintaining the generation ability of LLM.