CLJan 30
Character as a Latent Variable in Large Language Models: A Mechanistic Account of Emergent Misalignment and Conditional Safety FailuresYanghao Su, Wenbo Zhou, Tianwei Zhang et al.
Emergent Misalignment refers to a failure mode in which fine-tuning large language models (LLMs) on narrowly scoped data induces broadly misaligned behavior. Prior explanations mainly attribute this phenomenon to the generalization of erroneous or unsafe content. In this work, we show that this view is incomplete. Across multiple domains and model families, we find that fine-tuning models on data exhibiting specific character-level dispositions induces substantially stronger and more transferable misalignment than incorrect-advice fine-tuning, while largely preserving general capabilities. This indicates that emergent misalignment arises from stable shifts in model behavior rather than from capability degradation or corrupted knowledge. We further show that such behavioral dispositions can be conditionally activated by both training-time triggers and inference-time persona-aligned prompts, revealing shared structure across emergent misalignment, backdoor activation, and jailbreak susceptibility. Overall, our results identify character formation as a central and underexplored alignment risk, suggesting that robust alignment must address behavioral dispositions rather than isolated errors or prompt-level defenses.
CRFeb 27, 2024
Model X-ray:Detecting Backdoored Models via Decision BoundaryYanghao Su, Jie Zhang, Ting Xu et al.
Backdoor attacks pose a significant security vulnerability for deep neural networks (DNNs), enabling them to operate normally on clean inputs but manipulate predictions when specific trigger patterns occur. Currently, post-training backdoor detection approaches often operate under the assumption that the defender has knowledge of the attack information, logit output from the model, and knowledge of the model parameters. In contrast, our approach functions as a lightweight diagnostic scanning tool offering interpretability and visualization. By accessing the model to obtain hard labels, we construct decision boundaries within the convex combination of three samples. We present an intriguing observation of two phenomena in backdoored models: a noticeable shrinking of areas dominated by clean samples and a significant increase in the surrounding areas dominated by target labels. Leveraging this observation, we propose Model X-ray, a novel backdoor detection approach based on the analysis of illustrated two-dimensional (2D) decision boundaries. Our approach includes two strategies focused on the decision areas dominated by clean samples and the concentration of label distribution, and it can not only identify whether the target model is infected but also determine the target attacked label under the all-to-one attack strategy. Importantly, it accomplishes this solely by the predicted hard labels of clean inputs, regardless of any assumptions about attacks and prior knowledge of the training details of the model. Extensive experiments demonstrated that Model X-ray has outstanding effectiveness and efficiency across diverse backdoor attacks, datasets, and architectures. Besides, ablation studies on hyperparameters and more attack strategies and discussions are also provided.