Shiwei Liu

LG
h-index45
14papers
780citations
Novelty56%
AI Score51

14 Papers

38.2LGOct 8, 2023Code
Outlier Weighed Layerwise Sparsity (OWL): A Missing Secret Sauce for Pruning LLMs to High Sparsity

Lu Yin, You Wu, Zhenyu Zhang et al.

Large Language Models (LLMs), renowned for their remarkable performance across diverse domains, present a challenge when it comes to practical deployment due to their colossal model size. In response to this challenge, efforts have been directed toward the application of traditional network pruning techniques to LLMs, uncovering a massive number of parameters that can be pruned in one-shot without hurting performance. Prevailing LLM pruning strategies have consistently adhered to the practice of uniformly pruning all layers at equivalent sparsity, resulting in robust performance. However, this observation stands in contrast to the prevailing trends observed in the field of vision models, where non-uniform layerwise sparsity typically yields stronger results. To understand the underlying reasons for this disparity, we conduct a comprehensive study and discover a strong correlation with the emergence of activation outliers in LLMs. Inspired by this finding, we introduce a novel LLM pruning methodology that incorporates a tailored set of non-uniform layerwise sparsity ratios, termed as Outlier Weighed Layerwise sparsity (OWL). The sparsity ratio of OWL is proportional to the outlier ratio observed within each layer, facilitating a more effective alignment between layerwise weight sparsity and outlier ratios. Our empirical evaluation, conducted across the LLaMA-V1 family and OPT, spanning various benchmarks, demonstrates the distinct advantages offered by OWL over previous methods. For instance, OWL exhibits a remarkable performance gain, surpassing the state-of-the-art Wanda and SparseGPT by 61.22 and 6.80 perplexity at a high sparsity level of 70%, respectively, while delivering 2.6x end-to-end inference speed-up in the DeepSparse inference engine. Codes are available at https://github.com/luuyin/OWL.

30.4AIOct 13, 2023Code
Dynamic Sparse No Training: Training-Free Fine-tuning for Sparse LLMs

Yuxin Zhang, Lirui Zhao, Mingbao Lin et al.

The ever-increasing large language models (LLMs), though opening a potential path for the upcoming artificial general intelligence, sadly drops a daunting obstacle on the way towards their on-device deployment. As one of the most well-established pre-LLMs approaches in reducing model complexity, network pruning appears to lag behind in the era of LLMs, due mostly to its costly fine-tuning (or re-training) necessity under the massive volumes of model parameter and training data. To close this industry-academia gap, we introduce Dynamic Sparse No Training (DSnoT), a training-free fine-tuning approach that slightly updates sparse LLMs without the expensive backpropagation and any weight updates. Inspired by the Dynamic Sparse Training, DSnoT minimizes the reconstruction error between the dense and sparse LLMs, in the fashion of performing iterative weight pruning-and-growing on top of sparse LLMs. To accomplish this purpose, DSnoT particularly takes into account the anticipated reduction in reconstruction error for pruning and growing, as well as the variance w.r.t. different input data for growing each weight. This practice can be executed efficiently in linear time since its obviates the need of backpropagation for fine-tuning LLMs. Extensive experiments on LLaMA-V1/V2, Vicuna, and OPT across various benchmarks demonstrate the effectiveness of DSnoT in enhancing the performance of sparse LLMs, especially at high sparsity levels. For instance, DSnoT is able to outperform the state-of-the-art Wanda by 26.79 perplexity at 70% sparsity with LLaMA-7B. Our paper offers fresh insights into how to fine-tune sparse LLMs in an efficient training-free manner and open new venues to scale the great potential of sparsity to LLMs. Codes are available at https://github.com/zyxxmu/DSnoT.

42.7LGOct 4, 2023Code
AdaMerging: Adaptive Model Merging for Multi-Task Learning

Enneng Yang, Zhenyi Wang, Li Shen et al.

Multi-task learning (MTL) aims to empower a model to tackle multiple tasks simultaneously. A recent development known as task arithmetic has revealed that several models, each fine-tuned for distinct tasks, can be directly merged into a single model to execute MTL without necessitating a retraining process using the initial training data. Nevertheless, this direct addition of models often leads to a significant deterioration in the overall performance of the merged model. This decline occurs due to potential conflicts and intricate correlations among the multiple tasks. Consequently, the challenge emerges of how to merge pre-trained models more effectively without using their original training data. This paper introduces an innovative technique called Adaptive Model Merging (AdaMerging). This approach aims to autonomously learn the coefficients for model merging, either in a task-wise or layer-wise manner, without relying on the original training data. Specifically, our AdaMerging method operates as an automatic, unsupervised task arithmetic scheme. It leverages entropy minimization on unlabeled test samples from the multi-task setup as a surrogate objective function to iteratively refine the merging coefficients of the multiple models. Our experimental findings across eight tasks demonstrate the efficacy of the AdaMerging scheme we put forth. Compared to the current state-of-the-art task arithmetic merging scheme, AdaMerging showcases a remarkable 11\% improvement in performance. Notably, AdaMerging also exhibits superior generalization capabilities when applied to unseen downstream tasks. Furthermore, it displays a significantly enhanced robustness to data distribution shifts that may occur during the testing phase.

14.1LGAug 23, 2022Code
Lottery Pools: Winning More by Interpolating Tickets without Increasing Training or Inference Cost

Lu Yin, Shiwei Liu, Meng Fang et al.

Lottery tickets (LTs) is able to discover accurate and sparse subnetworks that could be trained in isolation to match the performance of dense networks. Ensemble, in parallel, is one of the oldest time-proven tricks in machine learning to improve performance by combining the output of multiple independent models. However, the benefits of ensemble in the context of LTs will be diluted since ensemble does not directly lead to stronger sparse subnetworks, but leverages their predictions for a better decision. In this work, we first observe that directly averaging the weights of the adjacent learned subnetworks significantly boosts the performance of LTs. Encouraged by this observation, we further propose an alternative way to perform an 'ensemble' over the subnetworks identified by iterative magnitude pruning via a simple interpolating strategy. We call our method Lottery Pools. In contrast to the naive ensemble which brings no performance gains to each single subnetwork, Lottery Pools yields much stronger sparse subnetworks than the original LTs without requiring any extra training or inference cost. Across various modern architectures on CIFAR-10/100 and ImageNet, we show that our method achieves significant performance gains in both, in-distribution and out-of-distribution scenarios. Impressively, evaluated with VGG-16 and ResNet-18, the produced sparse subnetworks outperform the original LTs by up to 1.88% on CIFAR-100 and 2.36% on CIFAR-100-C; the resulting dense network surpasses the pre-trained dense-model up to 2.22% on CIFAR-100 and 2.38% on CIFAR-100-C.

9.2BMOct 30, 2023Code
Predicting mutational effects on protein-protein binding via a side-chain diffusion probabilistic model

Shiwei Liu, Tian Zhu, Milong Ren et al.

Many crucial biological processes rely on networks of protein-protein interactions. Predicting the effect of amino acid mutations on protein-protein binding is vital in protein engineering and therapeutic discovery. However, the scarcity of annotated experimental data on binding energy poses a significant challenge for developing computational approaches, particularly deep learning-based methods. In this work, we propose SidechainDiff, a representation learning-based approach that leverages unlabelled experimental protein structures. SidechainDiff utilizes a Riemannian diffusion model to learn the generative process of side-chain conformations and can also give the structural context representations of mutations on the protein-protein interface. Leveraging the learned representations, we achieve state-of-the-art performance in predicting the mutational effects on protein-protein binding. Furthermore, SidechainDiff is the first diffusion-based generative model for side-chains, distinguishing it from prior efforts that have predominantly focused on generating protein backbone structures.

21.6CLMar 5, 2024Code
Found in the Middle: How Language Models Use Long Contexts Better via Plug-and-Play Positional Encoding

Zhenyu Zhang, Runjin Chen, Shiwei Liu et al.

This paper aims to overcome the "lost-in-the-middle" challenge of large language models (LLMs). While recent advancements have successfully enabled LLMs to perform stable language modeling with up to 4 million tokens, the persistent difficulty faced by most LLMs in identifying relevant information situated in the middle of the context has not been adequately tackled. To address this problem, this paper introduces Multi-scale Positional Encoding (Ms-PoE) which is a simple yet effective plug-and-play approach to enhance the capacity of LLMs to handle the relevant information located in the middle of the context, without fine-tuning or introducing any additional overhead. Ms-PoE leverages the position indice rescaling to relieve the long-term decay effect introduced by RoPE, while meticulously assigning distinct scaling ratios to different attention heads to preserve essential knowledge learned during the pre-training step, forming a multi-scale context fusion from short to long distance. Extensive experiments with a wide range of LLMs demonstrate the efficacy of our approach. Notably, Ms-PoE achieves an average accuracy gain of up to 3.8 on the Zero-SCROLLS benchmark over the original LLMs. Code are available at https://github.com/VITA-Group/Ms-PoE.

24.5LGDec 18, 2024Code
Mix-LN: Unleashing the Power of Deeper Layers by Combining Pre-LN and Post-LN

Pengxiang Li, Lu Yin, Shiwei Liu

Large Language Models (LLMs) have achieved remarkable success, yet recent findings reveal that their deeper layers often contribute minimally and can be pruned without affecting overall performance. While some view this as an opportunity for model compression, we identify it as a training shortfall rooted in the widespread use of Pre-Layer Normalization (Pre-LN). We demonstrate that Pre-LN, commonly employed in models like GPT and LLaMA, leads to diminished gradient norms in its deeper layers, reducing their effectiveness. In contrast, Post-Layer Normalization (Post-LN) preserves larger gradient norms in deeper layers but suffers from vanishing gradients in earlier layers. To address this, we introduce Mix-LN, a novel normalization technique that combines the strengths of Pre-LN and Post-LN within the same model. Mix-LN applies Post-LN to the earlier layers and Pre-LN to the deeper layers, ensuring more uniform gradients across layers. This allows all parts of the network--both shallow and deep layers--to contribute effectively to training. Extensive experiments with various model sizes from 70M to 7B demonstrate that Mix-LN consistently outperforms both Pre-LN and Post-LN, promoting more balanced, healthier gradient norms throughout the network, and enhancing the overall quality of LLM pre-training. Furthermore, we demonstrate that models pre-trained with Mix-LN learn better compared to those using Pre-LN or Post-LN during supervised fine-tuning (SFT) and reinforcement learning from human feedback (RLHF), highlighting the critical importance of high-quality deep layers. By effectively addressing the inefficiencies of deep layers in current LLMs, Mix-LN unlocks their potential, enhancing model capacity without increasing model size. Our code is available at https://github.com/pixeli99/MixLN.

27.8LGOct 14, 2024Code
AlphaPruning: Using Heavy-Tailed Self Regularization Theory for Improved Layer-wise Pruning of Large Language Models

Haiquan Lu, Yefan Zhou, Shiwei Liu et al.

Recent work on pruning large language models (LLMs) has shown that one can eliminate a large number of parameters without compromising performance, making pruning a promising strategy to reduce LLM model size. Existing LLM pruning strategies typically assign uniform pruning ratios across layers, limiting overall pruning ability; and recent work on layerwise pruning of LLMs is often based on heuristics that can easily lead to suboptimal performance. In this paper, we leverage Heavy-Tailed Self-Regularization (HT-SR) Theory, in particular the shape of empirical spectral densities (ESDs) of weight matrices, to design improved layerwise pruning ratios for LLMs. Our analysis reveals a wide variability in how well-trained, and thus relatedly how prunable, different layers of an LLM are. Based on this, we propose AlphaPruning, which uses shape metrics to allocate layerwise sparsity ratios in a more theoretically principled manner. AlphaPruning can be used in conjunction with multiple existing LLM pruning methods. Our empirical results show that AlphaPruning prunes LLaMA-7B to 80% sparsity while maintaining reasonable perplexity, marking a first in the literature on LLMs. We have open-sourced our code at https://github.com/haiquanlu/AlphaPruning.

7.3ARJan 31, 2024Code
ConSmax: Hardware-Friendly Alternative Softmax with Learnable Parameters

Shiwei Liu, Guanchen Tao, Yifei Zou et al.

The self-attention mechanism distinguishes transformer-based large language models (LLMs) apart from convolutional and recurrent neural networks. Despite the performance improvement, achieving real-time LLM inference on silicon remains challenging due to the extensive use of Softmax in self-attention. In addition to the non-linearity, the low arithmetic intensity significantly limits processing parallelism, especially when working with longer contexts. To address this challenge, we propose Constant Softmax (ConSmax), a software-hardware co-design that serves as an efficient alternative to Softmax. ConSmax utilizes differentiable normalization parameters to eliminate the need for maximum searching and denominator summation in Softmax. This approach enables extensive parallelization while still executing the essential functions of Softmax. Moreover, a scalable ConSmax hardware design with a bitwidth-split look-up table (LUT) can achieve lossless non-linear operations and support mixed-precision computing. Experimental results show that ConSmax achieves a minuscule power consumption of 0.2mW and an area of 0.0008mm^2 at 1250MHz working frequency in 16nm FinFET technology. For open-source contribution, we further implement our design with the OpenROAD toolchain under SkyWater's 130nm CMOS technology. The corresponding power is 2.69mW and the area is 0.007mm^2. ConSmax achieves 3.35x power savings and 2.75x area savings in 16nm technology, and 3.15x power savings and 4.14x area savings with the open-source EDA toolchain. In the meantime, it also maintains comparable accuracy on the GPT-2 model and the WikiText103 dataset. The project is available at https://github.com/ReaLLMASIC/ConSmax

19.7LGJun 1, 2025Code
LIFT the Veil for the Truth: Principal Weights Emerge after Rank Reduction for Reasoning-Focused Supervised Fine-Tuning

Zihang Liu, Tianyu Pang, Oleg Balabanov et al.

Recent studies have shown that supervised fine-tuning of LLMs on a small number of high-quality datasets can yield strong reasoning capabilities. However, full fine-tuning (Full FT), while powerful, is computationally expensive and susceptible to overfitting and catastrophic forgetting, particularly when data is limited. Sparse fine-tuning, which previously achieved notable success by updating only a small subset of model parameters, offers a promising trade-off between efficiency and effectiveness. Yet, it has lagged behind in the LLM era due to the difficulty of identifying parameters truly critical for reasoning. In this work, we state that weights with the largest magnitude after low-rank approximation are critical weights for fine-tuning, which we call Principal Weights. Surprisingly, while magnitude-based sparse fine-tuning performs poorly as a baseline on LLM fine-tuning, it becomes highly effective after rank reduction. These insights motivate our method: Low-rank Informed Sparse Fine-Tuning (LIFT). LIFT only updates the top 5% Principal Weights throughout training and consistently achieves better performance on reasoning tasks than Full FT, while maintaining memory efficiency on par with popular parameter-efficient fine-tuning methods. In addition to strong performance on target domains such as arithmetic reasoning, LIFT also retains up to 20% more source-domain knowledge, compared to Full FT and LoRA. Our code is available at: https://github.com/zihanghliu/LIFT.

6.7CLJun 25, 2025Code
GPTailor: Large Language Model Pruning Through Layer Cutting and Stitching

Guinan Su, Li Shen, Lu Yin et al.

Large language models (LLMs) have shown remarkable capabilities in language understanding and generation. However, such impressive capability typically comes with a substantial model size, which presents significant challenges in deployment and inference. While structured pruning of model parameters offers a promising way to reduce computational costs at deployment time, current methods primarily focus on single model pruning. In this work, we develop a novel strategy to compress models by strategically combining or merging layers from finetuned model variants, which preserves the original model's abilities by aggregating capabilities accentuated in different finetunes. We pose the optimal tailoring of these LLMs as a zero-order optimization problem, adopting a search space that supports three different operations: (1) Layer removal, (2) Layer selection from different candidate models, and (3) Layer merging. Our experiments demonstrate that this approach leads to competitive model pruning, for example, for the Llama2-13B model families, our compressed models maintain approximately 97.3\% of the original performance while removing $\sim25\%$ of parameters, significantly outperforming previous state-of-the-art methods. The code is available at https://github.com/Guinan-Su/auto-merge-llm.

17.7CLApr 5, 2024
FFN-SkipLLM: A Hidden Gem for Autoregressive Decoding with Adaptive Feed Forward Skipping

Ajay Jaiswal, Bodun Hu, Lu Yin et al.

Autoregressive Large Language Models (e.g., LLaMa, GPTs) are omnipresent achieving remarkable success in language understanding and generation. However, such impressive capability typically comes with a substantial model size, which presents significant challenges for autoregressive token-by-token generation. To mitigate computation overload incurred during generation, several early-exit and layer-dropping strategies have been proposed. Despite some promising success due to the redundancy across LLMs layers on metrics like Rough-L/BLUE, our careful knowledge-intensive evaluation unveils issues such as generation collapse, hallucination of wrong facts, and noticeable performance drop even at the trivial exit ratio of 10-15% of layers. We attribute these errors primarily to ineffective handling of the KV cache through state copying during early-exit. In this work, we observed the saturation of computationally expensive feed-forward blocks of LLM layers and proposed FFN-SkipLLM, which is a novel fine-grained skip strategy of autoregressive LLMs. More specifically, FFN-SkipLLM is an input-adaptive feed-forward skipping strategy that can skip 25-30% of FFN blocks of LLMs with marginal change in performance on knowledge-intensive generation tasks without any requirement to handle KV cache. Our extensive experiments and ablation across benchmarks like MT-Bench, Factoid-QA, and variable-length text summarization illustrate how our simple and ease-at-use method can facilitate faster autoregressive decoding.

2.3SIDec 17, 2024
SIDE: Socially Informed Drought Estimation Toward Understanding Societal Impact Dynamics of Environmental Crisis

Lanyu Shang, Bozhang Chen, Shiwei Liu et al.

Drought has become a critical global threat with significant societal impact. Existing drought monitoring solutions primarily focus on assessing drought severity using quantitative measurements, overlooking the diverse societal impact of drought from human-centric perspectives. Motivated by the collective intelligence on social media and the computational power of AI, this paper studies a novel problem of socially informed AI-driven drought estimation that aims to leverage social and news media information to jointly estimate drought severity and its societal impact. Two technical challenges exist: 1) How to model the implicit temporal dynamics of drought societal impact. 2) How to capture the social-physical interdependence between the physical drought condition and its societal impact. To address these challenges, we develop SIDE, a socially informed AI-driven drought estimation framework that explicitly quantifies the societal impact of drought and effectively models the social-physical interdependency for joint severity-impact estimation. Experiments on real-world datasets from California and Texas demonstrate SIDE's superior performance compared to state-of-the-art baselines in accurately estimating drought severity and its societal impact. SIDE offers valuable insights for developing human-centric drought mitigation strategies to foster sustainable and resilient communities.

3.7CVJun 25, 2024
MSRS: Training Multimodal Speech Recognition Models from Scratch with Sparse Mask Optimization

Adriana Fernandez-Lopez, Honglie Chen, Pingchuan Ma et al.

Pre-trained models have been a foundational approach in speech recognition, albeit with associated additional costs. In this study, we propose a regularization technique that facilitates the training of visual and audio-visual speech recognition models (VSR and AVSR) from scratch. This approach, abbreviated as \textbf{MSRS} (Multimodal Speech Recognition from Scratch), introduces a sparse regularization that rapidly learns sparse structures within the dense model at the very beginning of training, which receives healthier gradient flow than the dense equivalent. Once the sparse mask stabilizes, our method allows transitioning to a dense model or keeping a sparse model by updating non-zero values. MSRS achieves competitive results in VSR and AVSR with 21.1% and 0.9% WER on the LRS3 benchmark, while reducing training time by at least 2x. We explore other sparse approaches and show that only MSRS enables training from scratch by implicitly masking the weights affected by vanishing gradients.