CRSep 26, 2024
Breaking PEFT Limitations: Leveraging Weak-to-Strong Knowledge Transfer for Backdoor Attacks in LLMsShuai Zhao, Leilei Gan, Zhongliang Guo et al. · mit
Despite being widely applied due to their exceptional capabilities, Large Language Models (LLMs) have been proven to be vulnerable to backdoor attacks. These attacks introduce targeted vulnerabilities into LLMs by poisoning training samples and full-parameter fine-tuning (FPFT). However, this kind of backdoor attack is limited since they require significant computational resources, especially as the size of LLMs increases. Besides, parameter-efficient fine-tuning (PEFT) offers an alternative but the restricted parameter updating may impede the alignment of triggers with target labels. In this study, we first verify that backdoor attacks with PEFT may encounter challenges in achieving feasible performance. To address these issues and improve the effectiveness of backdoor attacks with PEFT, we propose a novel backdoor attack algorithm from the weak-to-strong based on Feature Alignment-enhanced Knowledge Distillation (FAKD). Specifically, we poison small-scale language models through FPFT to serve as the teacher model. The teacher model then covertly transfers the backdoor to the large-scale student model through FAKD, which employs PEFT. Theoretical analysis reveals that FAKD has the potential to augment the effectiveness of backdoor attacks. We demonstrate the superior performance of FAKD on classification tasks across four language models, four backdoor attack algorithms, and two different architectures of teacher models. Experimental results indicate success rates close to 100% for backdoor attacks targeting PEFT.
CLApr 22, 2025Code
Exploring Cognitive and Aesthetic Causality for Multimodal Aspect-Based Sentiment AnalysisLuwei Xiao, Rui Mao, Shuai Zhao et al.
Multimodal aspect-based sentiment classification (MASC) is an emerging task due to an increase in user-generated multimodal content on social platforms, aimed at predicting sentiment polarity toward specific aspect targets (i.e., entities or attributes explicitly mentioned in text-image pairs). Despite extensive efforts and significant achievements in existing MASC, substantial gaps remain in understanding fine-grained visual content and the cognitive rationales derived from semantic content and impressions (cognitive interpretations of emotions evoked by image content). In this study, we present Chimera: a cognitive and aesthetic sentiment causality understanding framework to derive fine-grained holistic features of aspects and infer the fundamental drivers of sentiment expression from both semantic perspectives and affective-cognitive resonance (the synergistic effect between emotional responses and cognitive interpretations). Specifically, this framework first incorporates visual patch features for patch-word alignment. Meanwhile, it extracts coarse-grained visual features (e.g., overall image representation) and fine-grained visual regions (e.g., aspect-related regions) and translates them into corresponding textual descriptions (e.g., facial, aesthetic). Finally, we leverage the sentimental causes and impressions generated by a large language model (LLM) to enhance the model's awareness of sentimental cues evoked by semantic content and affective-cognitive resonance. Experimental results on standard MASC datasets demonstrate the effectiveness of the proposed model, which also exhibits greater flexibility to MASC compared to LLMs such as GPT-4o. We have publicly released the complete implementation and dataset at https://github.com/Xillv/Chimera
CRAug 3, 2025Code
DUP: Detection-guided Unlearning for Backdoor Purification in Language ModelsMan Hu, Yahui Ding, Yatao Yang et al.
As backdoor attacks become more stealthy and robust, they reveal critical weaknesses in current defense strategies: detection methods often rely on coarse-grained feature statistics, and purification methods typically require full retraining or additional clean models. To address these challenges, we propose DUP (Detection-guided Unlearning for Purification), a unified framework that integrates backdoor detection with unlearning-based purification. The detector captures feature-level anomalies by jointly leveraging class-agnostic distances and inter-layer transitions. These deviations are integrated through a weighted scheme to identify poisoned inputs, enabling more fine-grained analysis. Based on the detection results, we purify the model through a parameter-efficient unlearning mechanism that avoids full retraining and does not require any external clean model. Specifically, we innovatively repurpose knowledge distillation to guide the student model toward increasing its output divergence from the teacher on detected poisoned samples, effectively forcing it to unlearn the backdoor behavior. Extensive experiments across diverse attack methods and language model architectures demonstrate that DUP achieves superior defense performance in detection accuracy and purification efficacy. Our code is available at https://github.com/ManHu2025/DUP.
CRJun 13, 2025Code
Investigating Vulnerabilities and Defenses Against Audio-Visual Attacks: A Comprehensive Survey Emphasizing Multimodal ModelsJinming Wen, Xinyi Wu, Shuai Zhao et al.
Multimodal large language models (MLLMs), which bridge the gap between audio-visual and natural language processing, achieve state-of-the-art performance on several audio-visual tasks. Despite the superior performance of MLLMs, the scarcity of high-quality audio-visual training data and computational resources necessitates the utilization of third-party data and open-source MLLMs, a trend that is increasingly observed in contemporary research. This prosperity masks significant security risks. Empirical studies demonstrate that the latest MLLMs can be manipulated to produce malicious or harmful content. This manipulation is facilitated exclusively through instructions or inputs, including adversarial perturbations and malevolent queries, effectively bypassing the internal security mechanisms embedded within the models. To gain a deeper comprehension of the inherent security vulnerabilities associated with audio-visual-based multimodal models, a series of surveys investigates various types of attacks, including adversarial and backdoor attacks. While existing surveys on audio-visual attacks provide a comprehensive overview, they are limited to specific types of attacks, which lack a unified review of various types of attacks. To address this issue and gain insights into the latest trends in the field, this paper presents a comprehensive and systematic review of audio-visual attacks, which include adversarial attacks, backdoor attacks, and jailbreak attacks. Furthermore, this paper also reviews various types of attacks in the latest audio-visual-based MLLMs, a dimension notably absent in existing surveys. Drawing upon comprehensive insights from a substantial review, this paper delineates both challenges and emergent trends for future research on audio-visual attacks and defense.
CLOct 18, 2024
Unlearning Backdoor Attacks for LLMs with Weak-to-Strong Knowledge DistillationShuai Zhao, Xiaobao Wu, Cong-Duy Nguyen et al. · mit
Parameter-efficient fine-tuning (PEFT) can bridge the gap between large language models (LLMs) and downstream tasks. However, PEFT has been proven vulnerable to malicious attacks. Research indicates that poisoned LLMs, even after PEFT, retain the capability to activate internalized backdoors when input samples contain predefined triggers. In this paper, we introduce a novel weak-to-strong unlearning algorithm to defend against backdoor attacks based on feature alignment knowledge distillation, named W2SDefense. Specifically, we first train a small-scale language model through full-parameter fine-tuning to serve as the clean teacher model. Then, this teacher model guides the large-scale poisoned student model in unlearning the backdoor, leveraging PEFT. Theoretical analysis suggests that W2SDefense has the potential to enhance the student model's ability to unlearn backdoor features, preventing the activation of the backdoor. We conduct comprehensive experiments on three state-of-the-art large language models and several different backdoor attack algorithms. Our empirical results demonstrate the outstanding performance of W2SDefense in defending against backdoor attacks without compromising model performance.
IRFeb 9, 2025
Uni-Retrieval: A Multi-Style Retrieval Framework for STEM's EducationYanhao Jia, Xinyi Wu, Hao Li et al.
In AI-facilitated teaching, leveraging various query styles to interpret abstract text descriptions is crucial for ensuring high-quality teaching. However, current retrieval models primarily focus on natural text-image retrieval, making them insufficiently tailored to educational scenarios due to the ambiguities in the retrieval process. In this paper, we propose a diverse expression retrieval task tailored to educational scenarios, supporting retrieval based on multiple query styles and expressions. We introduce the STEM Education Retrieval Dataset (SER), which contains over 24,000 query pairs of different styles, and the Uni-Retrieval, an efficient and style-diversified retrieval vision-language model based on prompt tuning. Uni-Retrieval extracts query style features as prototypes and builds a continuously updated Prompt Bank containing prompt tokens for diverse queries. This bank can updated during test time to represent domain-specific knowledge for different subject retrieval scenarios. Our framework demonstrates scalability and robustness by dynamically retrieving prompt tokens based on prototype similarity, effectively facilitating learning for unknown queries. Experimental results indicate that Uni-Retrieval outperforms existing retrieval models in most retrieval tasks. This advancement provides a scalable and precise solution for diverse educational needs.
AIJul 8, 2025
Affective-ROPTester: Capability and Bias Analysis of LLMs in Predicting Retinopathy of PrematurityShuai Zhao, Yulin Zhang, Luwei Xiao et al.
Despite the remarkable progress of large language models (LLMs) across various domains, their capacity to predict retinopathy of prematurity (ROP) risk remains largely unexplored. To address this gap, we introduce a novel Chinese benchmark dataset, termed CROP, comprising 993 admission records annotated with low, medium, and high-risk labels. To systematically examine the predictive capabilities and affective biases of LLMs in ROP risk stratification, we propose Affective-ROPTester, an automated evaluation framework incorporating three prompting strategies: Instruction-based, Chain-of-Thought (CoT), and In-Context Learning (ICL). The Instruction scheme assesses LLMs' intrinsic knowledge and associated biases, whereas the CoT and ICL schemes leverage external medical knowledge to enhance predictive accuracy. Crucially, we integrate emotional elements at the prompt level to investigate how different affective framings influence the model's ability to predict ROP and its bias patterns. Empirical results derived from the CROP dataset yield two principal observations. First, LLMs demonstrate limited efficacy in ROP risk prediction when operating solely on intrinsic knowledge, yet exhibit marked performance gains when augmented with structured external inputs. Second, affective biases are evident in the model outputs, with a consistent inclination toward overestimating medium- and high-risk cases. Third, compared to negative emotions, positive emotional framing contributes to mitigating predictive bias in model outputs. These findings highlight the critical role of affect-sensitive prompt engineering in enhancing diagnostic reliability and emphasize the utility of Affective-ROPTester as a framework for evaluating and mitigating affective bias in clinical language modeling systems.
AIJul 5, 2025
From Query to Explanation: Uni-RAG for Multi-Modal Retrieval-Augmented Learning in STEMXinyi Wu, Yanhao Jia, Luwei Xiao et al.
In AI-facilitated teaching, leveraging various query styles to interpret abstract educational content is crucial for delivering effective and accessible learning experiences. However, existing retrieval systems predominantly focus on natural text-image matching and lack the capacity to address the diversity and ambiguity inherent in real-world educational scenarios. To address this limitation, we develop a lightweight and efficient multi-modal retrieval module, named Uni-Retrieval, which extracts query-style prototypes and dynamically matches them with tokens from a continually updated Prompt Bank. This Prompt Bank encodes and stores domain-specific knowledge by leveraging a Mixture-of-Expert Low-Rank Adaptation (MoE-LoRA) module and can be adapted to enhance Uni-Retrieval's capability to accommodate unseen query types at test time. To enable natural language educational content generation, we integrate the original Uni-Retrieval with a compact instruction-tuned language model, forming a complete retrieval-augmented generation pipeline named Uni-RAG. Given a style-conditioned query, Uni-RAG first retrieves relevant educational materials and then generates human-readable explanations, feedback, or instructional content aligned with the learning objective. Experimental results on SER and other multi-modal benchmarks show that Uni-RAG outperforms baseline retrieval and RAG systems in both retrieval accuracy and generation quality, while maintaining low computational cost. Our framework provides a scalable, pedagogically grounded solution for intelligent educational systems, bridging retrieval and generation to support personalized, explainable, and efficient learning assistance across diverse STEM scenarios.
CROct 9, 2025
Rethinking Reasoning: A Survey on Reasoning-based Backdoors in LLMsMan Hu, Xinyi Wu, Zuofeng Suo et al.
With the rise of advanced reasoning capabilities, large language models (LLMs) are receiving increasing attention. However, although reasoning improves LLMs' performance on downstream tasks, it also introduces new security risks, as adversaries can exploit these capabilities to conduct backdoor attacks. Existing surveys on backdoor attacks and reasoning security offer comprehensive overviews but lack in-depth analysis of backdoor attacks and defenses targeting LLMs' reasoning abilities. In this paper, we take the first step toward providing a comprehensive review of reasoning-based backdoor attacks in LLMs by analyzing their underlying mechanisms, methodological frameworks, and unresolved challenges. Specifically, we introduce a new taxonomy that offers a unified perspective for summarizing existing approaches, categorizing reasoning-based backdoor attacks into associative, passive, and active. We also present defense strategies against such attacks and discuss current challenges alongside potential directions for future research. This work offers a novel perspective, paving the way for further exploration of secure and trustworthy LLM communities.
CROct 6, 2025
P2P: A Poison-to-Poison Remedy for Reliable Backdoor Defense in LLMsShuai Zhao, Xinyi Wu, Shiqian Zhao et al.
During fine-tuning, large language models (LLMs) are increasingly vulnerable to data-poisoning backdoor attacks, which compromise their reliability and trustworthiness. However, existing defense strategies suffer from limited generalization: they only work on specific attack types or task settings. In this study, we propose Poison-to-Poison (P2P), a general and effective backdoor defense algorithm. P2P injects benign triggers with safe alternative labels into a subset of training samples and fine-tunes the model on this re-poisoned dataset by leveraging prompt-based learning. This enforces the model to associate trigger-induced representations with safe outputs, thereby overriding the effects of original malicious triggers. Thanks to this robust and generalizable trigger-based fine-tuning, P2P is effective across task settings and attack types. Theoretically and empirically, we show that P2P can neutralize malicious backdoors while preserving task performance. We conduct extensive experiments on classification, mathematical reasoning, and summary generation tasks, involving multiple state-of-the-art LLMs. The results demonstrate that our P2P algorithm significantly reduces the attack success rate compared with baseline models. We hope that the P2P can serve as a guideline for defending against backdoor attacks and foster the development of a secure and trustworthy LLM community.