Eric Hanchen Jiang

Zhaolu Kang, Junhao Gong, Wenqing Hu et al.

Large Language Models (LLMs) have shown strong capabilities across many domains, yet their evaluation in financial quantitative tasks remains fragmented and mostly limited to knowledge-centric question answering. We introduce QuantEval, a benchmark that evaluates LLMs across three essential dimensions of quantitative finance: knowledge-based QA, quantitative mathematical reasoning, and quantitative strategy coding. Unlike prior financial benchmarks, QuantEval integrates a CTA-style backtesting framework that executes model-generated strategies and evaluates them using financial performance metrics, enabling a more realistic assessment of quantitative coding ability. We evaluate some state-of-the-art open-source and proprietary LLMs and observe substantial gaps to human experts, particularly in reasoning and strategy coding. Finally, we conduct large-scale supervised fine-tuning and reinforcement learning experiments on domain-aligned data, demonstrating consistent improvements. We hope QuantEval will facilitate research on LLMs' quantitative finance capabilities and accelerate their practical adoption in real-world trading workflows. We additionally release the full deterministic backtesting configuration (asset universe, cost model, and metric definitions) to ensure strict reproducibility.

Haozheng Luo, Haoran Dai, Shaoyang Zhang et al.

We propose OASIS, an outlier- and sink-aware technique built on inter-layer null signaling. As AttnResidual architectures introduce an additional depth-wise normalization channel, they improve inter-layer routing flexibility but also exacerbate attention sinks, activation outliers, and the resulting degradation in inference stability and quantization robustness. OASIS addresses this issue by introducing a Softmax1-based null space and coupling token-level null evidence to depth routing through an inter-layer null signal, thereby reducing sink-dominated routing and improving structural robustness. Theoretically, we show that the dual-normalization design of AttnResidual intensifies sink formation and quantization brittleness. Experimentally, we compare OASIS against five baselines on three real-world datasets and observe consistent improvements in both attention sink and post-quantization performance. Notably, OASIS achieves an average reduction of 9.26% in maximum infinity norm and 2.60% in average kurtosis across the evaluated settings, while lowering perplexity by 75.85% under W8A8 and improving GSM8K Pass@1 by 12.42% under W4A4.

Pengsong Zhang, Xiang Hu, Guowei Huang et al.

Recent advances in large language models (LLMs) have enabled AI agents to autonomously generate scientific proposals, conduct experiments, author papers, and perform peer reviews. Yet this flood of AI-generated research content collides with a fragmented and largely closed publication ecosystem. Traditional journals and conferences rely on human peer review, making them difficult to scale and often reluctant to accept AI-generated research content; existing preprint servers (e.g. arXiv) lack rigorous quality-control mechanisms. Consequently, a significant amount of high-quality AI-generated research lacks appropriate venues for dissemination, hindering its potential to advance scientific progress. To address these challenges, we introduce aiXiv, a next-generation open-access platform for human and AI scientists. Its multi-agent architecture allows research proposals and papers to be submitted, reviewed, and iteratively refined by both human and AI scientists. It also provides API and MCP interfaces that enable seamless integration of heterogeneous human and AI scientists, creating a scalable and extensible ecosystem for autonomous scientific discovery. Through extensive experiments, we demonstrate that aiXiv is a reliable and robust platform that significantly enhances the quality of AI-generated research proposals and papers after iterative revising and reviewing on aiXiv. Our work lays the groundwork for a next-generation open-access ecosystem for AI scientists, accelerating the publication and dissemination of high-quality AI-generated research content. Code is available at https://github.com/aixiv-org. Website is available at https://forms.gle/DxQgCtXFsJ4paMtn8.

Ching-Yu Kao, Xinfeng Li, Shenyu Dai et al.

High-privilege LLM agents that autonomously process external documentation are increasingly trusted to automate tasks by reading and executing project instructions, yet they are granted terminal access, filesystem control, and outbound network connectivity with minimal security oversight. We identify and systematically measure a fundamental vulnerability in this trust model, which we term the \emph{Trusted Executor Dilemma}: agents execute documentation-embedded instructions, including adversarial ones, at high rates because they cannot distinguish malicious directives from legitimate setup guidance. This vulnerability is a structural consequence of the instruction-following design paradigm, not an implementation bug. To structure our measurement, we formalize a three-dimensional taxonomy covering linguistic disguise, structural obfuscation, and semantic abstraction, and construct \textbf{ReadSecBench}, a benchmark of 500 real-world README files enabling reproducible evaluation. Experiments on the commercially deployed computer-use agent show end-to-end exfiltration success rates up to 85\%, consistent across five programming languages and three injection positions. Cross-model evaluation on four LLM families in a simulation environment confirms that semantic compliance with injected instructions is consistent across model families. A 15-participant user study yields a 0\% detection rate across all participants, and evaluation of 12 rule-based and 6 LLM-based defenses shows neither category achieves reliable detection without unacceptable false-positive rates. Together, these results quantify a persistent \emph{Semantic-Safety Gap} between agents' functional compliance and their security awareness, establishing that documentation-embedded instruction injection is a persistent and currently unmitigated threat to high-privilege LLM agent deployments.

Eric Hanchen Jiang, Levina Li, Rui Sun et al.

Large Language Models (LLMs) have shown remarkable performance in completing various tasks. However, solving complex problems often requires the coordination of multiple agents, raising a fundamental question: how to effectively select and interconnect these agents. In this paper, we propose \textbf{Agent Q-Mix}, a reinforcement learning framework that reformulates topology selection as a cooperative Multi-Agent Reinforcement Learning (MARL) problem. Our method learns decentralized communication decisions using QMIX value factorization, where each agent selects from a set of communication actions that jointly induce a round-wise communication graph. At its core, Agent Q-Mix combines a topology-aware GNN encoder, GRU memory, and per-agent Q-heads under a Centralized Training with Decentralized Execution (CTDE) paradigm. The framework optimizes a reward function that balances task accuracy with token cost. Across seven core benchmarks in coding, reasoning, and mathematics, Agent Q-Mix achieves the highest average accuracy compared to existing methods while demonstrating superior token efficiency and robustness against agent failure. Notably, on the challenging Humanity's Last Exam (HLE) using Gemini-3.1-Flash-Lite as a backbone, Agent Q-Mix achieves 20.8\% accuracy, outperforming Microsoft Agent Framework (19.2\%) and LangGraph (19.2\%), followed by AutoGen and Lobster by OpenClaw. These results underscore the effectiveness of learned, decentralized topology optimization in pushing the boundaries of multi-agent reasoning.

Hengli Li, Chenxi Li, Tong Wu et al. · pku

Reasoning ability, a core component of human intelligence, continues to pose a significant challenge for Large Language Models (LLMs) in the pursuit of AGI. Although model performance has improved under the training scaling law, significant challenges remain, particularly with respect to training algorithms, such as catastrophic forgetting, and the limited availability of novel training data. As an alternative, test-time scaling enhances reasoning performance by increasing test-time computation without parameter updating. Unlike prior methods in this paradigm focused on token space, we propose leveraging latent space for more effective reasoning and better adherence to the test-time scaling law. We introduce LatentSeek, a novel framework that enhances LLM reasoning through Test-Time Instance-level Adaptation (TTIA) within the model's latent space. Specifically, LatentSeek leverages policy gradient to iteratively update latent representations, guided by self-generated reward signals. LatentSeek is evaluated on a range of reasoning benchmarks, including GSM8K, MATH-500, and AIME2024, across multiple LLM architectures. Results show that LatentSeek consistently outperforms strong baselines, such as Chain-of-Thought prompting and fine-tuning-based methods. Furthermore, our analysis demonstrates that LatentSeek is highly efficient, typically converging within a few iterations for problems of average complexity, while also benefiting from additional iterations, thereby highlighting the potential of test-time scaling in the latent space. These findings position LatentSeek as a lightweight, scalable, and effective solution for enhancing the reasoning capabilities of LLMs.

Zhi Zhang, Chris Chow, Yasi Zhang et al.

Lifelong reinforcement learning (RL) has been developed as a paradigm for extending single-task RL to more realistic, dynamic settings. In lifelong RL, the "life" of an RL agent is modeled as a stream of tasks drawn from a task distribution. We propose EPIC (Empirical PAC-Bayes that Improves Continuously), a novel algorithm designed for lifelong RL using PAC-Bayes theory. EPIC learns a shared policy distribution, referred to as the world policy, which enables rapid adaptation to new tasks while retaining valuable knowledge from previous experiences. Our theoretical analysis establishes a relationship between the algorithm's generalization performance and the number of prior tasks preserved in memory. We also derive the sample complexity of EPIC in terms of RL regret. Extensive experiments on a variety of environments demonstrate that EPIC significantly outperforms existing methods in lifelong RL, offering both theoretical guarantees and practical efficacy through the use of the world policy.

Xiaomin Li, Xupeng Chen, Jingxuan Fan et al.

The safety alignment of large language models (LLMs) often relies on reinforcement learning from human feedback (RLHF), which requires human annotations to construct preference datasets. Given the challenge of assigning overall quality scores to data, recent works increasingly adopt fine-grained ratings based on multiple safety rules. In this paper, we discover a robust phenomenon: Rules with higher rating entropy tend to have lower accuracy in distinguishing human-preferred responses. Exploiting this insight, we propose ENCORE, a simple entropy-guided method to compose multi-head rewards by penalizing rules with high rating entropy. Theoretically, we show that such rules yield negligible weights under the Bradley-Terry loss during weight optimization, naturally justifying their penalization. Empirically, ENCORE consistently outperforms strong baselines, including random and uniform weighting, single-head Bradley-Terry, and LLM-as-a-judge, etc. on RewardBench safety tasks. Our method is completely training-free, generally applicable across datasets, and retains interpretability, making it a practical and effective approach for multi-attribute reward modeling.

Eric Hanchen Jiang, Yasi Zhang, Zhi Zhang et al.

Text-to-image (T2I) diffusion models have revolutionized generative modeling by producing high-fidelity, diverse, and visually realistic images from textual prompts. Despite these advances, existing models struggle with complex prompts involving multiple objects and attributes, often misaligning modifiers with their corresponding nouns or neglecting certain elements. Recent attention-based methods have improved object inclusion and linguistic binding, but still face challenges such as attribute misbinding and a lack of robust generalization guarantees. Leveraging the PAC-Bayes framework, we propose a Bayesian approach that designs custom priors over attention distributions to enforce desirable properties, including divergence between objects, alignment between modifiers and their corresponding nouns, minimal attention to irrelevant tokens, and regularization for better generalization. Our approach treats the attention mechanism as an interpretable component, enabling fine-grained control and improved attribute-object alignment. We demonstrate the effectiveness of our method on standard benchmarks, achieving state-of-the-art results across multiple metrics. By integrating custom priors into the denoising process, our method enhances image quality and addresses long-standing challenges in T2I diffusion models, paving the way for more reliable and interpretable generative models.

Eric Hanchen Jiang, Zhi Zhang, Dinghuai Zhang et al.

Advancements in reinforcement learning have led to the development of sophisticated models capable of learning complex decision-making tasks. However, efficiently integrating world models with decision transformers remains a challenge. In this paper, we introduce a novel approach that combines the Dreamer algorithm's ability to generate anticipatory trajectories with the adaptive learning strengths of the Online Decision Transformer. Our methodology enables parallel training where Dreamer-produced trajectories enhance the contextual decision-making of the transformer, creating a bidirectional enhancement loop. We empirically demonstrate the efficacy of our approach on a suite of challenging benchmarks, achieving notable improvements in sample efficiency and reward maximization over existing methods. Our results indicate that the proposed integrated framework not only accelerates learning but also showcases robustness in diverse and dynamic scenarios, marking a significant step forward in model-based reinforcement learning.

Guancheng Wan, Leixin Sun, Longxu Dou et al.

Large Language Model (LLM)-powered multi-agent systems (MAS) have rapidly advanced collaborative reasoning, tool use, and role-specialized coordination in complex tasks. However, reliability-critical deployment remains hindered by a systemic failure mode: hierarchical compliance under instruction conflicts (system-user, peer-peer), where agents misprioritize system-level rules in the presence of competing demands. Moreover, widely used macro-level metrics (e.g., pass@k) obscure these micro-level violations and offer little actionable guidance for remedy. In this work, we present a full-stack, three-stage framework: (1) Diagnose - Contextualized Role Adherence Score (CRAS), a query-wise, context-aware scoring metric that decomposes role adherence into four measurable dimensions; (2) Localize - attention drift analysis revealing that instruction conflicts are resolved by attention heads that are largely concentrated in middle layers; (3) Align - Surgical Alignment of Instruction Layers (SAIL), which installs LoRA only on the localized focal layers and optimizes a token-weighted DPO-style preference objective that credits tokens by their focal attentional contribution. Across standard benchmarks and MAS frameworks, our surgical approach improves instruction hierarchy compliance (e.g., +5.60% with AutoGen on MedQA) without full-model finetuning.

Eric Hanchen Jiang, Haozheng Luo, Shengyuan Pang et al.

Large Language Models (LLMs) struggle with reliable mathematical reasoning, and current verification methods are often computationally expensive. This paper introduces the Energy Outcome Reward Model (EORM), a highly efficient, lightweight post-hoc verifier designed to address this challenge. EORM uses an energy-based framework to rank Chain-of-Thought (CoT) solutions, learning to distinguish correct from incorrect reasoning using only simple outcome labels, thus eliminating the need for expensive annotations. With only 55M parameters, over 127 times smaller than typical reward models, EORM boosts the accuracy of Llama 3 8B to 90.7\% on GSM8k and 63.7\% on MATH. This performance is achieved by efficiently selecting the optimal reasoning path from a pool of candidates, allowing it to match or exceed the accuracy of far more resource-intensive Best-of-N sampling techniques. Crucially, our experiments show that EORM generalizes effectively to out-of-distribution problems and unseen models, indicating it learns fundamental principles of valid reasoning. This robustness, combined with its efficiency, establishes EORM as a practical tool for deploying more dependable LLMs in complex, real-world applications.

Andrew Lizarraga, Eric Hanchen Jiang, Jacob Nowack et al.

Redshift measures the distance to galaxies and underlies our understanding of the origin of the Universe and galaxy evolution. Spectroscopic redshift is the gold-standard method for measuring redshift, but it requires about $1000$ times more telescope time than broad-band imaging. That extra cost limits sky coverage and sample size and puts large spectroscopic surveys out of reach. Photometric redshift methods rely on imaging in multiple color filters and template fitting, yet they ignore the wealth of information carried by galaxy shape and structure. We demonstrate that a diffusion model conditioned on continuous redshift learns this missing joint structure, reproduces known morphology-$z$ correlations. We verify on the HyperSuprime-Cam survey, that the model captures redshift-dependent trends in ellipticity, semi-major axis, Sérsic index, and isophotal area that these generated images correlate closely with true redshifts on test data. To our knowledge this is the first study to establish a direct link between galaxy morphology and redshift. Our approach offers a simple and effective path to redshift estimation from imaging data and will help unlock the full potential of upcoming wide-field surveys.

Eric Hanchen Jiang, Weixuan Ou, Run Liu et al.

Safety alignment of large language models (LLMs) faces a key challenge: current alignment techniques often only focus on improving safety against harmful prompts, causing LLMs to become over-cautious and refuse to respond to benign prompts. Therefore, a key objective of safe alignment is to enhance safety while simultaneously reducing false refusals. In this paper, we introduce Energy-Driven Steering (EDS), a novel, fine-tuning free framework designed to resolve this challenge through dynamic, inference-time intervention. We trained a lightweight, external Energy-Based Model (EBM) to assign high energy to undesirable (false refusal or jailbreak) states and low energy to desirable (helpful response or safe reject) ones. During inference, EBM maps the LLM's internal activations to an "energy landscape". We use the gradient of the energy function to dynamically steer the LLM's hidden states to low energy regions, correcting the model to generate a desirable response in real-time without modifying its weights. This method decouples behavioral control from the model's core knowledge, offering a flexible solution with minimal computational overhead. Extensive experiments across a wide range of models show our method successfully achieves this objective: it substantially lowers false refusal rates. For example, raising compliance on the ORB-H benchmark from 57.3% to 82.6% while maintaining the baseline safety performance. Our work presents an effective paradigm for building LLMs that achieve both low false refusal rates and high safety.

Eric Hanchen Jiang, Guancheng Wan, Sophia Yin et al.

The efficiency of multi-agent systems driven by large language models (LLMs) largely hinges on their communication topology. However, designing an optimal topology is a non-trivial challenge, as it requires balancing competing objectives such as task performance, communication cost, and robustness. Existing frameworks often rely on static or hand-crafted topologies, which inherently fail to adapt to diverse task requirements, leading to either excessive token consumption for simple problems or performance bottlenecks for complex ones. To address this challenge, we introduce a novel generative framework called \textit{Guided Topology Diffusion (GTD)}. Inspired by conditional discrete graph diffusion models, GTD formulates topology synthesis as an iterative construction process. At each step, the generation is steered by a lightweight proxy model that predicts multi-objective rewards (e.g., accuracy, utility, cost), enabling real-time, gradient-free optimization towards task-adaptive topologies. This iterative, guided synthesis process distinguishes GTD from single-step generative frameworks, enabling it to better navigate complex design trade-offs. We validated GTD across multiple benchmarks, and experiments show that this framework can generate highly task-adaptive, sparse, and efficient communication topologies, significantly outperforming existing methods in LLM agent collaboration.

Guancheng Wan, Lucheng Fu, Haoxin Liu et al.

The performance of Large Language Models (LLMs) hinges on carefully engineered prompts. However, prevailing prompt optimization methods, ranging from heuristic edits and reinforcement learning to evolutionary search, primarily target point-wise accuracy. They seldom enforce paraphrase invariance or searching stability, and therefore cannot remedy this brittleness in practice. Automated prompt search remains brittle: small, semantically preserving paraphrases often cause large performance swings. We identify this brittleness as the textual sharpness of the prompt landscape. In this work, we provide the first formal treatment of textual sharpness in the discrete, semantic space of prompts, together with an operational robustness criterion over a semantic neighborhood; the design is black-box or API-only, requiring no gradients to update the model's parameters. Then we introduce TARE (Textual Sharpness-Aware Evolving), a derivative-free framework that alternates between an inner, sampling-based adversarial search that stresses a prompt with hard paraphrases and an outer, robust selection that prefers candidates whose neighborhoods remain strong. We further propose ATARE, which learns anisotropic weights to shape the semantic neighborhood and adapts its radius over time to balance exploration and fidelity. Diverse tasks evaluate our methods, whose design for minimizing textual sharpness gap leads to prompts that preserve accuracy under paraphrasing, outperforming accuracy-only prompt search while remaining computationally practical.