Kedong Xiu

Xinzhe Huang, Kedong Xiu, Tianhang Zheng et al.

Recent research has focused on exploring the vulnerabilities of Large Language Models (LLMs), aiming to elicit harmful and/or sensitive content from LLMs. However, due to the insufficient research on dual-jailbreaking -- attacks targeting both LLMs and Guardrails, the effectiveness of existing attacks is limited when attempting to bypass safety-aligned LLMs shielded by guardrails. Therefore, in this paper, we propose DualBreach, a target-driven framework for dual-jailbreaking. DualBreach employs a Target-driven Initialization (TDI) strategy to dynamically construct initial prompts, combined with a Multi-Target Optimization (MTO) method that utilizes approximate gradients to jointly adapt the prompts across guardrails and LLMs, which can simultaneously save the number of queries and achieve a high dual-jailbreaking success rate. For black-box guardrails, DualBreach either employs a powerful open-sourced guardrail or imitates the target black-box guardrail by training a proxy model, to incorporate guardrails into the MTO process. We demonstrate the effectiveness of DualBreach in dual-jailbreaking scenarios through extensive evaluation on several widely-used datasets. Experimental results indicate that DualBreach outperforms state-of-the-art methods with fewer queries, achieving significantly higher success rates across all settings. More specifically, DualBreach achieves an average dual-jailbreaking success rate of 93.67% against GPT-4 with Llama-Guard-3 protection, whereas the best success rate achieved by other methods is 88.33%. Moreover, DualBreach only uses an average of 1.77 queries per successful dual-jailbreak, outperforming other state-of-the-art methods. For the purpose of defense, we propose an XGBoost-based ensemble defensive mechanism named EGuard, which integrates the strengths of multiple guardrails, demonstrating superior performance compared with Llama-Guard-3.

Xinzhe Huang, Wenjing Hu, Tianhang Zheng et al.

Existing gradient-based jailbreak attacks on Large Language Models (LLMs), such as Greedy Coordinate Gradient (GCG) and COLD-Attack, typically optimize adversarial suffixes to align the LLM output with a predefined target response. However, by restricting the optimization objective as inducing a predefined target, these methods inherently constrain the adversarial search space, which limit their overall attack efficacy. Furthermore, existing methods typically require a large number of optimization iterations to fulfill the large gap between the fixed target and the original model response, resulting in low attack efficiency. To overcome the limitations of targeted jailbreak attacks, we propose the first gradient-based untargeted jailbreak attack (UJA), aiming to elicit an unsafe response without enforcing any predefined patterns. Specifically, we formulate an untargeted attack objective to maximize the unsafety probability of the LLM response, which can be quantified using a judge model. Since the objective is non-differentiable, we further decompose it into two differentiable sub-objectives for optimizing an optimal harmful response and the corresponding adversarial prompt, with a theoretical analysis to validate the decomposition. In contrast to targeted jailbreak attacks, UJA's unrestricted objective significantly expands the search space, enabling a more flexible and efficient exploration of LLM vulnerabilities.Extensive evaluations demonstrate that UJA can achieve over 80% attack success rates against recent safety-aligned LLMs with only 100 optimization iterations, outperforming the state-of-the-art gradient-based attacks such as I-GCG and COLD-Attack by over 20%.