Yunmo Chen

Yunmo Chen, William Gantt, Weiwei Gu et al. · microsoft-research

We present a novel iterative extraction model, IterX, for extracting complex relations, or templates (i.e., N-tuples representing a mapping from named slots to spans of text) within a document. Documents may feature zero or more instances of a template of any given type, and the task of template extraction entails identifying the templates in a document and extracting each template's slot values. Our imitation learning approach casts the problem as a Markov decision process (MDP), and relieves the need to use predefined template orders to train an extractor. It leads to state-of-the-art results on two established benchmarks -- 4-ary relation extraction on SciREX and template extraction on MUC-4 -- as well as a strong baseline on the new BETTER Granular task.

Yunmo Chen, William Gantt, Tongfei Chen et al. · microsoft-research

We present a conceptual framework that unifies a variety of evaluation metrics for different structured prediction tasks (e.g. event and relation extraction, syntactic and semantic parsing). Our framework requires representing the outputs of these tasks as objects of certain data types, and derives metrics through matching of common substructures, possibly followed by normalization. We demonstrate how commonly used metrics for a number of tasks can be succinctly expressed by this framework, and show that new metrics can be naturally derived in a bottom-up way based on an output structure. We release a library that enables this derivation to create new metrics. Finally, we consider how specific characteristics of tasks motivate metric design decisions, and suggest possible modifications to existing metrics in line with those motivations.

Weiwei Gu, Boyuan Zheng, Yunmo Chen et al. · microsoft-research

We present an empirical study on methods for span finding, the selection of consecutive tokens in text for some downstream tasks. We focus on approaches that can be employed in training end-to-end information extraction systems, and find there is no definitive solution without considering task properties, and provide our observations to help with future design choices: 1) a tagging approach often yields higher precision while span enumeration and boundary prediction provide higher recall; 2) span type information can benefit a boundary prediction approach; 3) additional contextualization does not help span finding in most cases.

Paul Soulos, Edward Hu, Kate McCurdy et al.

In the context of structure-to-structure transformation tasks, learning sequences of discrete symbolic operations poses significant challenges due to their non-differentiability. To facilitate the learning of these symbolic sequences, we introduce a differentiable tree interpreter that compiles high-level symbolic tree operations into subsymbolic matrix operations on tensors. We present a novel Differentiable Tree Machine (DTM) architecture that integrates our interpreter with an external memory and an agent that learns to sequentially select tree operations to execute the target transformation in an end-to-end manner. With respect to out-of-distribution compositional generalization on synthetic semantic parsing and language generation tasks, DTM achieves 100% while existing baselines such as Transformer, Tree Transformer, LSTM, and Tree2Tree LSTM achieve less than 30%. DTM remains highly interpretable in addition to its perfect performance.

Weiting Tan, Haoran Xu, Lingfeng Shen et al.

Large language models trained primarily in a monolingual setting have demonstrated their ability to generalize to machine translation using zero- and few-shot examples with in-context learning. However, even though zero-shot translations are relatively good, there remains a discernible gap comparing their performance with the few-shot setting. In this paper, we investigate the factors contributing to this gap and find that this gap can largely be closed (for about 70%) by matching the writing styles of the target corpus. Additionally, we explore potential approaches to enhance zero-shot baselines without the need for parallel demonstration examples, providing valuable insights into how these methods contribute to improving translation metrics.

Nils Holzenberger, Yunmo Chen, Benjamin Van Durme

Information Extraction (IE) researchers are mapping tasks to Question Answering (QA) in order to leverage existing large QA resources, and thereby improve data efficiency. Especially in template extraction (TE), mapping an ontology to a set of questions can be more time-efficient than collecting labeled examples. We ask whether end users of TE systems can design these questions, and whether it is beneficial to involve an NLP practitioner in the process. We compare questions to other ways of phrasing natural language prompts for TE. We propose a novel model to perform TE with prompts, and find it benefits from questions over other styles of prompts, and that they do not require an NLP background to author.

Kangda Wei, Dawn Lawrie, Benjamin Van Durme et al.

Answering complex questions often requires multi-step reasoning in order to obtain the final answer. Most research into decompositions of complex questions involves open-domain systems, which have shown success in using these decompositions for improved retrieval. In the machine reading setting, however, work to understand when decompositions are helpful is understudied. We conduct experiments on decompositions in machine reading to unify recent work in this space, using a range of models and datasets. We find that decompositions can be helpful in the few-shot case, giving several points of improvement in exact match scores. However, we also show that when models are given access to datasets with around a few hundred or more examples, decompositions are not helpful (and can actually be detrimental). Thus, our analysis implies that models can learn decompositions implicitly even with limited data.

Liqiang Jing, Ruosen Li, Yunmo Chen et al.

We introduce FaithScore (Faithfulness to Atomic Image Facts Score), a reference-free and fine-grained evaluation metric that measures the faithfulness of the generated free-form answers from large vision-language models (LVLMs). The FaithScore evaluation first identifies sub-sentences containing descriptive statements that need to be verified, then extracts a comprehensive list of atomic facts from these sub-sentences, and finally conducts consistency verification between fine-grained atomic facts and the input image. Meta-evaluation demonstrates that our metric highly correlates with human judgments of faithfulness. We collect two benchmark datasets (i.e. LLaVA-1k and MSCOCO-Cap) for evaluating LVLMs instruction-following hallucinations. We measure hallucinations in state-of-the-art LVLMs with FaithScore on the datasets. Results reveal that current systems are prone to generate hallucinated content unfaithful to the image, which leaves room for future improvements. We hope our metric FaithScore can help evaluate future LVLMs in terms of faithfulness and provide insightful advice for enhancing LVLMs' faithfulness.

William Gantt, Reno Kriz, Yunmo Chen et al.

As information extraction (IE) systems have grown more adept at processing whole documents, the classic task of template filling has seen renewed interest as benchmark for document-level IE. In this position paper, we call into question the suitability of template filling for this purpose. We argue that the task demands definitive answers to thorny questions of event individuation -- the problem of distinguishing distinct events -- about which even human experts disagree. Through an annotation study and error analysis, we show that this raises concerns about the usefulness of template filling metrics, the quality of datasets for the task, and the ability of models to learn it. Finally, we consider possible solutions.

Lingfeng Shen, Weiting Tan, Sihao Chen et al.

As the influence of large language models (LLMs) spans across global communities, their safety challenges in multilingual settings become paramount for alignment research. This paper examines the variations in safety challenges faced by LLMs across different languages and discusses approaches to alleviating such concerns. By comparing how state-of-the-art LLMs respond to the same set of malicious prompts written in higher- vs. lower-resource languages, we observe that (1) LLMs tend to generate unsafe responses much more often when a malicious prompt is written in a lower-resource language, and (2) LLMs tend to generate more irrelevant responses to malicious prompts in lower-resource languages. To understand where the discrepancy can be attributed, we study the effect of instruction tuning with reinforcement learning from human feedback (RLHF) or supervised finetuning (SFT) on the HH-RLHF dataset. Surprisingly, while training with high-resource languages improves model alignment, training in lower-resource languages yields minimal improvement. This suggests that the bottleneck of cross-lingual alignment is rooted in the pretraining stage. Our findings highlight the challenges in cross-lingual LLM safety, and we hope they inform future research in this direction.

Tanmay Parekh, Ella Hofmann-Coyle, Shuyi Wang et al.

LLM-based agents for text-to-SQL often struggle with latency-performance trade-off, where performance improvements come at the cost of latency or vice versa. We reformulate text-to-SQL generation within the lens of software test coverage where the original query is prepared with a suite of test cases with simpler, atomic SQLs that are executed in parallel and together ensure semantic coverage of the original query. After iterating on test case coverage, the final SQL is generated only when enough information is gathered, leveraging the explored test case SQLs to ground the final generation. We validated our framework on a state-of-the-art benchmark for text-to-SQL, Spider 2.0, achieving a new state-of-the-art with 70.2% execution accuracy.

William Gantt, Shabnam Behzad, Hannah YoungEun An et al.

We introduce MultiMUC, the first multilingual parallel corpus for template filling, comprising translations of the classic MUC-4 template filling benchmark into five languages: Arabic, Chinese, Farsi, Korean, and Russian. We obtain automatic translations from a strong multilingual machine translation system and manually project the original English annotations into each target language. For all languages, we also provide human translations for sentences in the dev and test splits that contain annotated template arguments. Finally, we present baselines on MultiMUC both with state-of-the-art template filling models and with ChatGPT.

Weiting Tan, Yunmo Chen, Tongfei Chen et al. · microsoft-research

We introduce STAR (Stream Transduction with Anchor Representations), a novel Transformer-based model designed for efficient sequence-to-sequence transduction over streams. STAR dynamically segments input streams to create compressed anchor representations, achieving nearly lossless compression (12x) in Automatic Speech Recognition (ASR) and outperforming existing methods. Moreover, STAR demonstrates superior segmentation and latency-quality trade-offs in simultaneous speech-to-text tasks, optimizing latency, memory footprint, and quality.

Yunmo Chen, Tongfei Chen, Harsh Jhamtani et al.

We introduce iterative retrieval, a novel framework that empowers retrievers to make iterative decisions through policy optimization. Finding an optimal portfolio of retrieved items is a combinatorial optimization problem, generally considered NP-hard. This approach provides a learned approximation to such a solution, meeting specific task requirements under a given family of large language models (LLMs). We propose a training procedure based on reinforcement learning, incorporating feedback from LLMs. We instantiate an iterative retriever for composing in-context learning (ICL) exemplars and apply it to various semantic parsing tasks that demand synthesized programs as outputs. By adding only 4M additional parameters for state encoding, we convert an off-the-shelf dense retriever into a stateful iterative retriever, outperforming previous methods in selecting ICL exemplars on semantic parsing datasets such as CalFlow, TreeDST, and MTOP. Additionally, the trained iterative retriever generalizes across different inference LLMs beyond the one used during training.

Haoran Xu, Amr Sharaf, Yunmo Chen et al.

Moderate-sized large language models (LLMs) -- those with 7B or 13B parameters -- exhibit promising machine translation (MT) performance. However, even the top-performing 13B LLM-based translation models, like ALMA, does not match the performance of state-of-the-art conventional encoder-decoder translation models or larger-scale LLMs such as GPT-4. In this study, we bridge this performance gap. We first assess the shortcomings of supervised fine-tuning for LLMs in the MT task, emphasizing the quality issues present in the reference data, despite being human-generated. Then, in contrast to SFT which mimics reference translations, we introduce Contrastive Preference Optimization (CPO), a novel approach that trains models to avoid generating adequate but not perfect translations. Applying CPO to ALMA models with only 22K parallel sentences and 12M parameters yields significant improvements. The resulting model, called ALMA-R, can match or exceed the performance of the WMT competition winners and GPT-4 on WMT'21, WMT'22 and WMT'23 test datasets.

Haoran Xu, Weiting Tan, Shuyue Stella Li et al.

Incorporating language-specific (LS) modules is a proven method to boost performance in multilingual machine translation. This approach bears similarity to Mixture-of-Experts (MoE) because it does not inflate FLOPs. However, the scalability of this approach to hundreds of languages (experts) tends to be unmanageable due to the prohibitive number of parameters introduced by full-rank matrices in fully-connected layers. In this work, we introduce the Language-Specific Matrix Synthesis (LMS) method. This approach constructs LS modules by generating low-rank matrices from two significantly smaller matrices to approximate the full-rank matrix. Furthermore, we condense multilingual knowledge from multiple LS modules into a single shared module with the Fuse Distillation (FD) technique to improve the efficiency of inference and model serialization. We show that our LMS method significantly outperforms previous LS methods and MoE methods with the same amount of extra parameters, e.g., 1.73 BLEU points over the Switch Transformer on many-to-many multilingual machine translation. Importantly, LMS is able to have comparable translation performance with much fewer parameters.

Mahsa Yarmohammadi, Shijie Wu, Marc Marone et al.

Zero-shot cross-lingual information extraction (IE) describes the construction of an IE model for some target language, given existing annotations exclusively in some other language, typically English. While the advance of pretrained multilingual encoders suggests an easy optimism of "train on English, run on any language", we find through a thorough exploration and extension of techniques that a combination of approaches, both new and old, leads to better performance than any one cross-lingual strategy in particular. We explore techniques including data projection and self-training, and how different pretrained encoders impact them. We use English-to-Arabic IE as our initial example, demonstrating strong performance in this setting for event extraction, named entity recognition, part-of-speech tagging, and dependency parsing. We then apply data projection and self-training to three tasks across eight target languages. Because no single set of techniques performs the best across all tasks, we encourage practitioners to explore various configurations of the techniques described in this work when seeking to improve on zero-shot training.

Patrick Xia, Guanghui Qin, Siddharth Vashishtha et al.

We present LOME, a system for performing multilingual information extraction. Given a text document as input, our core system identifies spans of textual entity and event mentions with a FrameNet (Baker et al., 1998) parser. It subsequently performs coreference resolution, fine-grained entity typing, and temporal relation prediction between events. By doing so, the system constructs an event and entity focused knowledge graph. We can further apply third-party modules for other types of annotation, like relation extraction. Our (multilingual) first-party modules either outperform or are competitive with the (monolingual) state-of-the-art. We achieve this through the use of multilingual encoders like XLM-R (Conneau et al., 2020) and leveraging multilingual training data. LOME is available as a Docker container on Docker Hub. In addition, a lightweight version of the system is accessible as a web demo.

Yunmo Chen, Sixing Lu, Fan Yang et al.

Query rewriting (QR) systems are widely used to reduce the friction caused by errors in a spoken language understanding pipeline. However, the underlying supervised models require a large number of labeled pairs, and these pairs are hard and costly to be collected. Therefore, We propose an augmentation framework that learns patterns from existing training pairs and generates rewrite candidates from rewrite labels inversely to compensate for insufficient QR training data. The proposed framework casts the augmentation problem as a sequence-to-sequence generation task and enforces the optimization process with a policy gradient technique for controllable rewarding. This approach goes beyond the traditional heuristics or rule-based augmentation methods and is not constrained to generate predefined patterns of swapping/replacing words. Our experimental results show its effectiveness compared with a fully trained QR baseline and demonstrate its potential application in boosting the QR performance on low-resource domains or locales.

Tongfei Chen, Yunmo Chen, Benjamin Van Durme

We propose a novel method for hierarchical entity classification that embraces ontological structure at both training and during prediction. At training, our novel multi-level learning-to-rank loss compares positive types against negative siblings according to the type tree. During prediction, we define a coarse-to-fine decoder that restricts viable candidates at each level of the ontology based on already predicted parent type(s). We achieve state-of-the-art across multiple datasets, particularly with respect to strict accuracy.

Yunmo Chen, Tongfei Chen, Seth Ebner et al.

We ask whether text understanding has progressed to where we may extract event information through incremental refinement of bleached statements derived from annotation manuals. Such a capability would allow for the trivial construction and extension of an extraction framework by intended end-users through declarations such as, "Some person was born in some location at some time." We introduce an example of a model that employs such statements, with experiments illustrating we can extract events under closed ontologies and generalize to unseen event types simply by reading new definitions.