Jie Meng

Minshuo Chen, Jie Meng, Yu Bai et al.

In real-world reinforcement learning (RL) systems, various forms of {\it impaired observability} can complicate matters. These situations arise when an agent is unable to observe the most recent state of the system due to latency or lossy channels, yet the agent must still make real-time decisions. This paper introduces a theoretical investigation into efficient RL in control systems where agents must act with delayed and missing state observations. We present algorithms and establish near-optimal regret upper and lower bounds, of the form $\tilde{\mathcal{O}}(\sqrt{{\rm poly}(H) SAK})$, for RL in the delayed and missing observation settings. Here $S$ and $A$ are the sizes of state and action spaces, $H$ is the time horizon and $K$ is the number of episodes. Despite impaired observability posing significant challenges to the policy class and planning, our results demonstrate that learning remains efficient, with the regret bound optimally depending on the state-action size of the original system. Additionally, we provide a characterization of the performance of the optimal policy under impaired observability, comparing it to the optimal value obtained with full observability. Numerical results are provided to support our theory.

Yi Dong, Ronghui Mu, Gaojie Jin et al.

As Large Language Models (LLMs) become more integrated into our daily lives, it is crucial to identify and mitigate their risks, especially when the risks can have profound impacts on human users and societies. Guardrails, which filter the inputs or outputs of LLMs, have emerged as a core safeguarding technology. This position paper takes a deep look at current open-source solutions (Llama Guard, Nvidia NeMo, Guardrails AI), and discusses the challenges and the road towards building more complete solutions. Drawing on robust evidence from previous research, we advocate for a systematic approach to construct guardrails for LLMs, based on comprehensive consideration of diverse contexts across various LLMs applications. We propose employing socio-technical methods through collaboration with a multi-disciplinary team to pinpoint precise technical requirements, exploring advanced neural-symbolic implementations to embrace the complexity of the requirements, and developing verification and testing to ensure the utmost quality of the final product.

Dario A. Bini, Bruno Iannazzo, Beatrice Meini et al.

Component-wise accurate algorithms for computing the principal square root of an M-matrix are designed in terms of triplet representations. A triplet representation of an M-matrix $A$ is the triple $(P, {\bf u},{\bf v})$, where the matrix $P$ is such that $p_{ij}=-a_{ij}$ for $i\ne j$, $p_{ii}=0$, and ${\bf u}>0$, ${\bf v}\ge 0$ are two vectors such that $A{\bf u}={\bf v}$. It is shown that if $A$ is an M-matrix representable by a triplet, then its principal square root exists and is an M-matrix represented by a triplet as well. New versions of the Cyclic Reduction and the Incremental Newton iterations are provided in terms of triplets, to compute the principal matrix square root of $A$. It is shown that these algorithms are component-wise numerically stable independently of the singularity of $A$ and of its condition number. Numerical experiments are shown to confirm the component-wise stability.

Yuezhi Wang, Gwi Soo Kim, Jie Meng

Theoretical and computational properties of a vector equation $Ax-\|x\|_1x=b$ are investigated, where $A$ is an invertible $M$-matrix and $b$ is a nonnegative vector. Existence and uniqueness of a nonnegative solution is proved. Fixed-point iterations, including a relaxed fixed-point iteration and Newton iteration, are proposed and analyzed. A structure-preserving doubling algorithm is proved to be applicable in computing the required solution, the convergence is at least linear with rate 1/2. Numerical experiments are performed to demonstrate the effectiveness of the proposed algorithms.

Weiming Wu, Zi-Jian Cheng, Jie Meng et al.

The efficient adjudication of responsibility disputes is pivotal for maintaining marketplace fairness. However, the exponential surge in ride-hailing volume renders manual review intractable, while conventional automated methods lack the reasoning transparency required for quasi-judicial decisions. Although Multimodal LLMs offer a promising paradigm, they fundamentally struggle to bridge the gap between general visual semantics and rigorous evidentiary protocols, often leading to perceptual hallucinations and logical looseness. To address these systemic misalignments, we introduce RideJudge, a Progressive Visual-Logic-Aligned Framework. Instead of relying on generic pre-training, we bridge the semantic gap via SynTraj, a synthesis engine that grounds abstract liability concepts into concrete trajectory patterns. To resolve the conflict between massive regulation volume and limited context windows, we propose an Adaptive Context Optimization strategy that distills expert knowledge, coupled with a Chain-of-Adjudication mechanism to enforce active evidentiary inquiry. Furthermore, addressing the inadequacy of sparse binary feedback for complex liability assessment, we implement a novel Ordinal-Sensitive Reinforcement Learning mechanism that calibrates decision boundaries against hierarchical severity. Extensive experiments show that our RideJudge-8B achieves 88.41\% accuracy, surpassing 32B-scale baselines and establishing a new standard for interpretable adjudication.

Yi Dong, Ronghui Mu, Yanghao Zhang et al.

In the burgeoning field of Large Language Models (LLMs), developing a robust safety mechanism, colloquially known as "safeguards" or "guardrails", has become imperative to ensure the ethical use of LLMs within prescribed boundaries. This article provides a systematic literature review on the current status of this critical mechanism. It discusses its major challenges and how it can be enhanced into a comprehensive mechanism dealing with ethical issues in various contexts. First, the paper elucidates the current landscape of safeguarding mechanisms that major LLM service providers and the open-source community employ. This is followed by the techniques to evaluate, analyze, and enhance some (un)desirable properties that a guardrail might want to enforce, such as hallucinations, fairness, privacy, and so on. Based on them, we review techniques to circumvent these controls (i.e., attacks), to defend the attacks, and to reinforce the guardrails. While the techniques mentioned above represent the current status and the active research trends, we also discuss several challenges that cannot be easily dealt with by the methods and present our vision on how to implement a comprehensive guardrail through the full consideration of multi-disciplinary approach, neural-symbolic method, and systems development lifecycle.

Jie Meng, Jin Mao

Large language models (LLMs) are predominantly used as evaluators for natural language generation (NLG) tasks, but their application to broader evaluation scenarios remains limited. In this work, we explore the potential of LLMs as general evaluators across diverse tasks. Although LLM-based evaluators have made progress in different areas, existing methods struggle to generalize due to their reliance on costly, human-designed evaluation principles, which are often misaligned with both annotated data and LLMs' understanding.To address these challenges, we propose a rule-augmented evaluation paradigm. First, we introduce a rule distillation method that automatically extracts scoring rules from data using an LLM-assisted Monte Carlo Tree Search (MCTS), alleviating scalability issues and improving alignment with data. Second, to enable LLMs to effectively apply the learned rules, we propose two strategies: (1) Chain-of-Rule (CoR), which guides LLM to follow distilled rules, and (2) training a rule-augmented LLM evaluator (RuAE) via reinforcement learning, further bridging the gap between rules and LLMs' reasoning. Extensive experiments on diverse tasks demonstrate the effectiveness and generalizability of our approach across various evaluation scenarios.

Wei Huang, Yifan Zhou, Gaojie Jin et al.

This paper presents a formal verification guided approach for a principled design and implementation of robust and resilient learning-enabled systems. We focus on learning-enabled state estimation systems (LE-SESs), which have been widely used in robotics applications to determine the current state (e.g., location, speed, direction, etc.) of a complex system. The LE-SESs are networked systems, composed of a set of connected components including: Bayes filters for state estimation, and neural networks for processing sensory input. We study LE-SESs from the perspective of formal verification, which determines the satisfiabilty of a system model against the specified properties. Over LE-SESs, we investigate two key properties -- robustness and resilience -- and provide their formal definitions. To enable formal verification, we reduce the LE-SESs to a novel class of labelled transition systems, named {PO}^2-LTS in the paper, and formally express the properties as constrained optimisation objectives. We prove that the verification problems are NP-complete. Based on {PO}^2-LTS and the optimisation objectives, practical verification algorithms are developed to check the satisfiability of the properties on the LE-SESs. As a major case study, we interrogate a real-world dynamic tracking system which uses a single Kalman Filter (KF) -- a special case of Bayes filter -- to localise and track a ground vehicle. Its perception system, based on convolutional neural networks, processes a high-resolution Wide Area Motion Imagery (WAMI) data stream. Experimental results show that our algorithms can not only verify the properties of the WAMI tracking system but also provide representative examples, the latter of which inspired us to take an enhanced LE-SESs design where runtime monitors or joint-KFs are required. Experimental results confirm the improvement in the robustness of the enhanced design.

Zhixuan Xu, Minghui Qian, Xiaowei Huang et al.

Sudden bursts of information cascades can lead to unexpected consequences such as extreme opinions, changes in fashion trends, and uncontrollable spread of rumors. It has become an important problem on how to effectively predict a cascade' size in the future, especially for large-scale cascades on social media platforms such as Twitter and Weibo. However, existing methods are insufficient in dealing with this challenging prediction problem. Conventional methods heavily rely on either hand crafted features or unrealistic assumptions. End-to-end deep learning models, such as recurrent neural networks, are not suitable to work with graphical inputs directly and cannot handle structural information that is embedded in the cascade graphs. In this paper, we propose a novel deep learning architecture for cascade growth prediction, called CasGCN, which employs the graph convolutional network to extract structural features from a graphical input, followed by the application of the attention mechanism on both the extracted features and the temporal information before conducting cascade size prediction. We conduct experiments on two real-world cascade growth prediction scenarios (i.e., retweet popularity on Sina Weibo and academic paper citations on DBLP), with the experimental results showing that CasGCN enjoys a superior performance over several baseline methods, particularly when the cascades are of large scale.

Wei Huang, Youcheng Sun, Xingyu Zhao et al.

Recurrent neural networks (RNNs) have been applied to a broad range of applications, including natural language processing, drug discovery, and video recognition. Their vulnerability to input perturbation is also known. Aligning with a view from software defect detection, this paper aims to develop a coverage guided testing approach to systematically exploit the internal behaviour of RNNs, with the expectation that such testing can detect defects with high possibility. Technically, the long short term memory network (LSTM), a major class of RNNs, is thoroughly studied. A family of three test metrics are designed to quantify not only the values but also the temporal relations (including both step-wise and bounded-length) exhibited when LSTM processing inputs. A genetic algorithm is applied to efficiently generate test cases. The test metrics and test case generation algorithm are implemented into a tool TestRNN, which is then evaluated on a set of LSTM benchmarks. Experiments confirm that TestRNN has advantages over the state-of-art tool DeepStellar and attack-based defect detection methods, owing to its working with finer temporal semantics and the consideration of the naturalness of input perturbation. Furthermore, TestRNN enables meaningful information to be collected and exhibited for users to understand the testing results, which is an important step towards interpretable neural network testing.