Shanshan Xu

T. Y. S. S Santosh, Shanshan Xu, Oana Ichim et al.

This work demonstrates that Legal Judgement Prediction systems without expert-informed adjustments can be vulnerable to shallow, distracting surface signals that arise from corpus construction, case distribution, and confounding factors. To mitigate this, we use domain expertise to strategically identify statistically predictive but legally irrelevant information. We adopt adversarial training to prevent the system from relying on it. We evaluate our deconfounded models by employing interpretability techniques and comparing to expert annotations. Quantitative experiments and qualitative analysis show that our deconfounded model consistently aligns better with expert rationales than baselines trained for prediction only. We further contribute a set of reference expert annotations to the validation and testing partitions of an existing benchmark dataset of European Court of Human Rights cases.

Shanshan Xu, T. Y. S. S Santosh, Oana Ichim et al.

In legal NLP, Case Outcome Classification (COC) must not only be accurate but also trustworthy and explainable. Existing work in explainable COC has been limited to annotations by a single expert. However, it is well-known that lawyers may disagree in their assessment of case facts. We hence collect a novel dataset RAVE: Rationale Variation in ECHR1, which is obtained from two experts in the domain of international human rights law, for whom we observe weak agreement. We study their disagreements and build a two-level task-independent taxonomy, supplemented with COC-specific subcategories. To our knowledge, this is the first work in the legal NLP that focuses on human label variation. We quantitatively assess different taxonomy categories and find that disagreements mainly stem from underspecification of the legal context, which poses challenges given the typically limited granularity and noise in COC metadata. We further assess the explainablility of SOTA COC models on RAVE and observe limited agreement between models and experts. Overall, our case study reveals hitherto underappreciated complexities in creating benchmark datasets in legal NLP that revolve around identifying aspects of a case's facts supposedly relevant to its outcome.

Shanshan Xu, Leon Staufer, T. Y. S. S Santosh et al. · cambridge

Recognizing vulnerability is crucial for understanding and implementing targeted support to empower individuals in need. This is especially important at the European Court of Human Rights (ECtHR), where the court adapts Convention standards to meet actual individual needs and thus ensures effective human rights protection. However, the concept of vulnerability remains elusive at the ECtHR and no prior NLP research has dealt with it. To enable future research in this area, we present VECHR, a novel expert-annotated multi-label dataset comprising of vulnerability type classification and explanation rationale. We benchmark the performance of state-of-the-art models on VECHR from both prediction and explainability perspectives. Our results demonstrate the challenging nature of the task with lower prediction performance and limited agreement between models and experts. Further, we analyze the robustness of these models in dealing with out-of-domain (OOD) data and observe overall limited performance. Our dataset poses unique challenges offering significant room for improvement regarding performance, explainability, and robustness.

Abhishek Agarwal, Shanshan Xu, Matthias Grabmair

Summarizing legal decisions requires the expertise of law practitioners, which is both time- and cost-intensive. This paper presents techniques for extractive summarization of legal decisions in a low-resource setting using limited expert annotated data. We test a set of models that locate relevant content using a sequential model and tackle redundancy by leveraging maximal marginal relevance to compose summaries. We also demonstrate an implicit approach to help train our proposed models generate more informative summaries. Our multi-task learning model variant leverages rhetorical role identification as an auxiliary task to further improve the summarizer. We perform extensive experiments on datasets containing legal decisions from the US Board of Veterans' Appeals and conduct quantitative and expert-ranked evaluations of our models. Our results show that the proposed approaches can achieve ROUGE scores vis-à-vis expert extracted summaries that match those achieved by inter-annotator comparison.

T. Y. S. S. Santosh, Irtiza Chowdhury, Shanshan Xu et al.

In high-stakes decision-making tasks within legal NLP, such as Case Outcome Classification (COC), quantifying a model's predictive confidence is crucial. Confidence estimation enables humans to make more informed decisions, particularly when the model's certainty is low, or where the consequences of a mistake are significant. However, most existing COC works prioritize high task performance over model reliability. This paper conducts an empirical investigation into how various design choices including pre-training corpus, confidence estimator and fine-tuning loss affect the reliability of COC models within the framework of selective prediction. Our experiments on the multi-label COC task, focusing on European Court of Human Rights (ECtHR) cases, highlight the importance of a diverse yet domain-specific pre-training corpus for better calibration. Additionally, we demonstrate that larger models tend to exhibit overconfidence, Monte Carlo dropout methods produce reliable confidence estimates, and confident error regularization effectively mitigates overconfidence. To our knowledge, this is the first systematic exploration of selective prediction in legal NLP. Our findings underscore the need for further research on enhancing confidence measurement and improving the trustworthiness of models in the legal domain.

Shanshan Xu, Johan Lindholm, Amogh Raina et al.

Legal proposition generation is central to legal reasoning and doctrinal scholarship, yet remain under-examined in Legal NLP. This paper investigates the automatic generation and evaluation of legal propositions from decisions of the Court of Justice of the European Union using large language models (LLMs). We introduce LP-Eval, a three-step evaluation rubric co-designed with legal experts that decomposes legal proposition quality into formal validity and substantive dimensions. Using this rubric, we release a dataset of two experts' annotations for 100 LLM-generated legal propositions. Our results show that LLMs can generate predominantly well-formed and high-quality propositions, while expert evaluations reveal higher quality for propositions derived from well established cases than from recent ones. We further examine LLMs as evaluators and find that rubric-guided LLM judgments align more closely with expert assessments than direct overall scoring, but remain insensitive to finer-grained distinctions captured by human experts.

Shanshan Xu, Irina Broda, Rashid Haddad et al.

Recent work has demonstrated that natural language processing techniques can support consumer protection by automatically detecting unfair clauses in the Terms of Service (ToS) Agreement. This work demonstrates that transformer-based ToS analysis systems are vulnerable to adversarial attacks. We conduct experiments attacking an unfair-clause detector with universal adversarial triggers. Experiments show that a minor perturbation of the text can considerably reduce the detection performance. Moreover, to measure the detectability of the triggers, we conduct a detailed human evaluation study by collecting both answer accuracy and response time from the participants. The results show that the naturalness of the triggers remains key to tricking readers.

Jie Zhang, Xiaohong Li, Mengke Zhang et al.

Blockchain-based Attribute-Based Access Control (BC-ABAC) offers a decentralized paradigm for secure data governance but faces two inherent challenges: the transparency of blockchain ledgers threatens user privacy by enabling reidentification attacks through attribute analysis, while the computational complexity of policy matching clashes with blockchain's performance constraints. Existing solutions, such as those employing Zero-Knowledge Proofs (ZKPs), often incur high overhead and lack measurable anonymity guarantees, while efficiency optimizations frequently ignore privacy implications. To address these dual challenges, this paper proposes QAEBAC (Quantifiable Anonymity and Efficiency in Blockchain-Based Access Control with Attribute). QAE-BAC introduces a formal (r, t)-anonymity model to dynamically quantify the re-identification risk of users based on their access attributes and history. Furthermore, it features an Entropy-Weighted Path Tree (EWPT) that optimizes policy structure based on realtime anonymity metrics, drastically reducing policy matching complexity. Implemented and evaluated on Hyperledger Fabric, QAE-BAC demonstrates a superior balance between privacy and performance. Experimental results show that it effectively mitigates re-identification risks and outperforms state-of-the-art baselines, achieving up to an 11x improvement in throughput and an 87% reduction in latency, proving its practicality for privacy-sensitive decentralized applications.

Shanshan Xu, T. Y. S. S Santosh, Oana Ichim et al.

In legal decisions, split votes (SV) occur when judges cannot reach a unanimous decision, posing a difficulty for lawyers who must navigate diverse legal arguments and opinions. In high-stakes domains, understanding the alignment of perceived difficulty between humans and AI systems is crucial to build trust. However, existing NLP calibration methods focus on a classifier's awareness of predictive performance, measured against the human majority class, overlooking inherent human label variation (HLV). This paper explores split votes as naturally observable human disagreement and value pluralism. We collect judges' vote distributions from the European Court of Human Rights (ECHR), and present SV-ECHR, a case outcome classification (COC) dataset with SV information. We build a taxonomy of disagreement with SV-specific subcategories. We further assess the alignment of perceived difficulty between models and humans, as well as confidence- and human-calibration of COC models. We observe limited alignment with the judge vote distribution. To our knowledge, this is the first systematic exploration of calibration to human judgements in legal NLP. Our study underscores the necessity for further research on measuring and enhancing model calibration considering HLV in legal decision tasks.

Shanshan Xu, T. Y. S. S Santosh, Yanai Elazar et al.

Recent works have shown that Large Language Models (LLMs) have a tendency to memorize patterns and biases present in their training data, raising important questions about how such memorized content influences model behavior. One such concern is the emergence of political bias in LLM outputs. In this paper, we investigate the extent to which LLMs' political leanings reflect memorized patterns from their pretraining corpora. We propose a method to quantitatively evaluate political leanings embedded in the large pretraining corpora. Subsequently we investigate to whom are the LLMs' political leanings more aligned with, their pretrainig corpora or the surveyed human opinions. As a case study, we focus on probing the political leanings of LLMs in 32 US Supreme Court cases, addressing contentious topics such as abortion and voting rights. Our findings reveal that LLMs strongly reflect the political leanings in their training data, and no strong correlation is observed with their alignment to human opinions as expressed in surveys. These results underscore the importance of responsible curation of training data, and the methodology for auditing the memorization in LLMs to ensure human-AI alignment.

Hyunji Lee, Kevin Chenhao Li, Matthias Grabmair et al.

Prompt optimization aims to systematically refine prompts to enhance a language model's performance on specific tasks. Fairness detection in Terms of Service (ToS) clauses is a challenging legal NLP task that demands carefully crafted prompts to ensure reliable results. However, existing prompt optimization methods are often computationally expensive due to inefficient search strategies and costly prompt candidate scoring. In this paper, we propose a framework that combines Monte Carlo Tree Search (MCTS) with a proxy prompt evaluator to more effectively explore the prompt space while reducing evaluation costs. Experiments demonstrate that our approach achieves higher classification accuracy and efficiency than baseline methods under a constrained computation budget.

Shanshan Xu, Santosh T. Y. S. S, Barbara Plank

Human Label Variation (HLV) refers to legitimate disagreement in annotation that reflects the genuine diversity of human perspectives rather than mere error. For decades, HLV in NLP was dismissed as noise to be discarded, and only slowly over the last decade has it been reframed as a signal for improving model robustness. With the rise of large language models (LLMs), where post-training on human feedback has become central to model alignment, the role of HLV has become increasingly consequential. Yet current preference-learning datasets routinely aggregate multiple annotations into a single label, thereby flattening diverse perspectives into a false universal agreement and erasing precisely the pluralism of human values that alignment aims to preserve. In this position paper, we argue that preserving HLV as an embodiment of human pluralism must be treated as a Selbstzweck - a goal it self when designing AI systems. We call for proactively incorporating HLV into preference datasets and outline actionable steps towards it.

Jie Zhang, Lingyun Yuan, Shanshan Xu

In view of the security issues of the Internet of Things (IoT), considered better combining edge computing and blockchain with the IoT, integrating attribute-based encryption (ABE) and attribute-based access control (ABAC) models with attributes as the entry point, an attribute-based encryption and access control scheme (ABE-ACS) has been proposed. Facing Edge-Iot, which is a heterogeneous network composed of most resource-limited IoT devices and some nodes with higher computing power. For the problems of high resource consumption and difficult deployment of existing blockchain platforms, we design a lightweight blockchain (LBC) with improvement of the proof-of-work consensus. For the access control policies, the threshold tree and LSSS are used for conversion and assignment, stored in the blockchain to protect the privacy of the policy. For device and data, six smart contracts are designed to realize the ABAC and penalty mechanism, with which ABE is outsourced to edge nodes for privacy and integrity. Thus, our scheme realizing Edge-Iot privacy protection, data and device controlled access. The security analysis shows that the proposed scheme is secure and the experimental results show that our LBC has higher throughput and lower resources consumption, the cost of encryption and decryption of our scheme is desirable.