6.7ROApr 3
Behavior-Constrained Reinforcement Learning with Receding-Horizon Credit Assignment for High-Performance ControlSiwei Ju, Jan Tauberschmidt, Oleg Arenz et al.
Learning high-performance control policies that remain consistent with expert behavior is a fundamental challenge in robotics. Reinforcement learning can discover high-performing strategies but often departs from desirable human behavior, whereas imitation learning is limited by demonstration quality and struggles to improve beyond expert data. We propose a behavior-constrained reinforcement learning framework that improves beyond demonstrations while explicitly controlling deviation from expert behavior. Because expert-consistent behavior in dynamic control is inherently trajectory-level, we introduce a receding-horizon predictive mechanism that models short-term future trajectories and provides look-ahead rewards during training. To account for the natural variability of human behavior under disturbances and changing conditions, we further condition the policy on reference trajectories, allowing it to represent a distribution of expert-consistent behaviors rather than a single deterministic target. Empirically, we evaluate the approach in high-fidelity race car simulation using data from professional drivers, a domain characterized by extreme dynamics and narrow performance margins. The learned policies achieve competitive lap times while maintaining close alignment with expert driving behavior, outperforming baseline methods in both performance and imitation quality. Beyond standard benchmarks, we conduct human-grounded evaluation in a driver-in-the-loop simulator and show that the learned policies reproduce setup-dependent driving characteristics consistent with the feedback of top-class professional race drivers. These results demonstrate that our method enables learning high-performance control policies that are both optimal and behavior-consistent, and can serve as reliable surrogates for human decision-making in complex control systems.
1.2DCFeb 9
Mathematical Foundations of Modeling ETL Process ChainsLevin Maier, Lucas Schulze, Robert Lilow et al.
Extract-Transform-Load (ETL) processes are core components of modern data processing infrastructures. The throughput of processed data records can be adjusted by changing the amount of allocated resources, i.e.~the number of parallel processing threads for each of the three ETL phases, but also depends on stochastic variations in the per-record processing times. In chains of multiple consecutive ETL processes, the relation between allocated resources and overall throughput is further complicated, for example by the occurrence of bottlenecks affecting all subsequent ETL processes. We develop a mathematical model of ETL process chains that is accurate at the level of time-aggregated throughput and suitable for efficient simulation. The process chain is represented as a controlled discrete-time Markov process on a directed acyclic graph whose edges are individual ETL processes. We model the mean throughput as a bounded, monotone function of the number of parallel threads, to capture the diminishing benefit of allocating more threads. We furthermore introduce a Flow Balance postulate linking number of threads, mean throughput, and mean processing time. The stochastic processing times are then modeled by non-negative heavy-tailed distributions around the mean processing time. This framework provides a principled simulator for ETL networks and a foundation for learning- and control-based resource allocation.
13.8AIMar 6
Boosting deep Reinforcement Learning using pretraining with Logical OptionsZihan Ye, Phil Chau, Raban Emunds et al.
Deep reinforcement learning agents are often misaligned, as they over-exploit early reward signals. Recently, several symbolic approaches have addressed these challenges by encoding sparse objectives along with aligned plans. However, purely symbolic architectures are complex to scale and difficult to apply to continuous settings. Hence, we propose a hybrid approach, inspired by humans' ability to acquire new skills. We use a two-stage framework that injects symbolic structure into neural-based reinforcement learning agents without sacrificing the expressivity of deep policies. Our method, called Hybrid Hierarchical RL (H^2RL), introduces a logical option-based pretraining strategy to steer the learning policy away from short-term reward loops and toward goal-directed behavior while allowing the final policy to be refined via standard environment interaction. Empirically, we show that this approach consistently improves long-horizon decision-making and yields agents that outperform strong neural, symbolic, and neuro-symbolic baselines.