Kehan Guo

h-index1
2papers
4citations

2 Papers

4.9LGFeb 12Code
Capability-Oriented Training Induced Alignment Risk

Yujun Zhou, Yue Huang, Han Bao et al.

While most AI alignment research focuses on preventing models from generating explicitly harmful content, a more subtle risk is emerging: capability-oriented training induced exploitation. We investigate whether language models, when trained with reinforcement learning (RL) in environments with implicit loopholes, will spontaneously learn to exploit these flaws to maximize their reward, even without any malicious intent in their training. To test this, we design a suite of four diverse "vulnerability games", each presenting a unique, exploitable flaw related to context-conditional compliance, proxy metrics, reward tampering, and self-evaluation. Our experiments show that models consistently learn to exploit these vulnerabilities, discovering opportunistic strategies that significantly increase their reward at the expense of task correctness or safety. More critically, we find that these exploitative strategies are not narrow "tricks" but generalizable skills; they can be transferred to new tasks and even "distilled" from a capable teacher model to other student models through data alone. Our findings reveal that capability-oriented training induced risks pose a fundamental challenge to current alignment approaches, suggesting that future AI safety work must extend beyond content moderation to rigorously auditing and securing the training environments and reward mechanisms themselves. Code is available at https://github.com/YujunZhou/Capability_Oriented_Alignment_Risk.

2.1CLFeb 13
ProbeLLM: Automating Principled Diagnosis of LLM Failures

Yue Huang, Zhengzhe Jiang, Yuchen Ma et al.

Understanding how and why large language models (LLMs) fail is becoming a central challenge as models rapidly evolve and static evaluations fall behind. While automated probing has been enabled by dynamic test generation, existing approaches often discover isolated failure cases, lack principled control over exploration, and provide limited insight into the underlying structure of model weaknesses. We propose ProbeLLM, a benchmark-agnostic automated probing framework that elevates weakness discovery from individual failures to structured failure modes. ProbeLLM formulates probing as a hierarchical Monte Carlo Tree Search, explicitly allocating limited probing budgets between global exploration of new failure regions and local refinement of recurring error patterns. By restricting probing to verifiable test cases and leveraging tool-augmented generation and verification, ProbeLLM grounds failure discovery in reliable evidence. Discovered failures are further consolidated into interpretable failure modes via failure-aware embeddings and boundary-aware induction. Across diverse benchmarks and LLMs, ProbeLLM reveals substantially broader, cleaner, and more fine-grained failure landscapes than static benchmarks and prior automated methods, supporting a shift from case-centric evaluation toward principled weakness discovery.