Frank Xiao

Frank Xiao, Mary Phuong

Trusted monitoring is a cornerstone of AI control. However, as frontier models grow more capable, the increasing capabilities gap between trusted and untrusted models may render trusted models unreliable monitors. We introduce \emph{bootstrapped monitoring}, a protocol that addresses this by inserting a stronger, intermediate untrusted model with transparent chain-of-thought reasoning into the oversight chain. The untrusted monitor ($U_m$) evaluates the agent's actions, while a weaker trusted model ($T$) oversees $U_m$'s reasoning to detect collusion. We evaluate bootstrapped monitoring on multi-turn software engineering tasks (BashArena) across multiple agents and monitors. Bootstrapped monitoring substantially improves catch rates over trusted-only monitoring, even when the untrusted monitor actively colludes with the agent, provided we have access to its raw chain-of-thought. Our results suggest that bootstrapped monitoring can extend the useful lifetime of trusted models in control as AI capabilities advance.

Frank Xiao, Santiago Aranguri

We propose activation-based data attribution, a method that traces behavioral changes in post-trained language models to responsible training datapoints. By computing activation-difference vectors for both test prompts and preference pairs and ranking by cosine similarity, we identify datapoints that cause specific behaviors and validate these attributions causally by retraining with modified data. Clustering behavior-datapoint similarity matrices also enables unsupervised discovery of emergent behaviors. Applying this to OLMo 2's production DPO training, we surfaced distractor-triggered compliance: a harmful behavior where the model complies with dangerous requests when benign formatting instructions are appended. Filtering top-ranked datapoints reduces this behavior by 63% while switching their labels achieves 78%. Our method outperforms gradient-based attribution and LLM-judge baselines while being over 10 times cheaper than both. This in-the-wild model organism - emerging from contaminated preference data rather than deliberate injection - provides a realistic benchmark for safety techniques.