Lei Feng

2papers

2 Papers

2.7LGFeb 12
Mitigating Mismatch within Reference-based Preference Optimization

Suqin Yuan, Xingrui Yu, Jiyang Zheng et al.

Direct Preference Optimization (DPO) has become the de facto standard for offline preference alignment of large language models, but its reliance on a reference policy introduces a critical tension. DPO weighs each update relative to a reference, which stabilizes the training by regularizing the updates within a trusted region. This reliance becomes problematic for pessimistic pairs, where the reference model prefers the rejected response. For these pairs, DPO prematurely attenuates the gradient as soon as the policy margin ($Δ_θ$) merely beats the reference margin ($Δ_{\mathrm{ref}}$) even if the policy is still wrong ($Δ_θ<0$). We name this failure premature satisfaction, which is a concrete form of the training-inference mismatch. Reference-free objectives remove this mismatch by optimizing the absolute margin, but at the cost of discarding the stabilizing signal of the reference. We mitigate this tension with Hybrid-DPO (HyPO), a drop-in modification to DPO that applies reference conditionally: HyPO behaves exactly like DPO when the reference is optimistic or neutral, and it treats the reference as neutral when it is pessimistic by replacing $Δ_θ-Δ_{\mathrm{ref}}$ with $Δ_θ-\max\{0,Δ_{\mathrm{ref}}\}$. This one-line change strictly strengthens per-example learning signals on pessimistic pairs while preserving DPO's objective form and computational cost. By conditionally debiasing the pessimistic reference signal, HyPO mitigates premature satisfaction; empirically, across preference alignment, HyPO improves inference-aligned metrics and achieves higher pairwise win rates. Our results provide evidence that direct preference alignment could be enhanced by conditionally debiasing the reference signal, rather than discarding it.

3.8LGFeb 19
When More Experts Hurt: Underfitting in Multi-Expert Learning to Defer

Shuqi Liu, Yuzhou Cao, Lei Feng et al.

Learning to Defer (L2D) enables a classifier to abstain from predictions and defer to an expert, and has recently been extended to multi-expert settings. In this work, we show that multi-expert L2D is fundamentally more challenging than the single-expert case. With multiple experts, the classifier's underfitting becomes inherent, which seriously degrades prediction performance, whereas in the single-expert setting it arises only under specific conditions. We theoretically reveal that this stems from an intrinsic expert identifiability issue: learning which expert to trust from a diverse pool, a problem absent in the single-expert case and renders existing underfitting remedies failed. To tackle this issue, we propose PiCCE (Pick the Confident and Correct Expert), a surrogate-based method that adaptively identifies a reliable expert based on empirical evidence. PiCCE effectively reduces multi-expert L2D to a single-expert-like learning problem, thereby resolving multi expert underfitting. We further prove its statistical consistency and ability to recover class probabilities and expert accuracies. Extensive experiments across diverse settings, including real-world expert scenarios, validate our theoretical results and demonstrate improved performance.