Sanghyun Hong

Zachary Coalson, Beth Sohler, Aiden Gabriel et al.

We identify a structural weakness in current large language model (LLM) alignment: modern refusal mechanisms are fail-open. While existing approaches encode refusal behaviors across multiple latent features, suppressing a single dominant feature$-$via prompt-based jailbreaks$-$can cause alignment to collapse, leading to unsafe generation. Motivated by this, we propose fail-closed alignment as a design principle for robust LLM safety: refusal mechanisms should remain effective even under partial failures via redundant, independent causal pathways. We present a concrete instantiation of this principle: a progressive alignment framework that iteratively identifies and ablates previously learned refusal directions, forcing the model to reconstruct safety along new, independent subspaces. Across four jailbreak attacks, we achieve the strongest overall robustness while mitigating over-refusal and preserving generation quality, with small computational overhead. Our mechanistic analyses confirm that models trained with our method encode multiple, causally independent refusal directions that prompt-based jailbreaks cannot suppress simultaneously, providing empirical support for fail-closed alignment as a principled foundation for robust LLM safety.

Leo Marchyok, Zachary Coalson, Sungho Keum et al.

Modern language models exhibit rich internal structure, yet little is known about how privacy-sensitive behaviors, such as personally identifiable information (PII) leakage, are represented and modulated within their hidden states. We present UniLeak, a mechanistic-interpretability framework that identifies universal activation directions: latent directions in a model's residual stream whose linear addition at inference time consistently increases the likelihood of generating PII across prompts. These model-specific directions generalize across contexts and amplify PII generation probability, with minimal impact on generation quality. UniLeak recovers such directions without access to training data or groundtruth PII, relying only on self-generated text. Across multiple models and datasets, steering along these universal directions substantially increases PII leakage compared to existing prompt-based extraction methods. Our results offer a new perspective on PII leakage: the superposition of a latent signal in the model's representations, enabling both risk amplification and mitigation.