Chen Xing

Le Xue, Mingfei Gao, Chen Xing et al. · salesforce, stanford

The recognition capabilities of current state-of-the-art 3D models are limited by datasets with a small number of annotated data and a pre-defined set of categories. In its 2D counterpart, recent advances have shown that similar problems can be significantly alleviated by employing knowledge from other modalities, such as language. Inspired by this, leveraging multimodal information for 3D modality could be promising to improve 3D understanding under the restricted data regime, but this line of research is not well studied. Therefore, we introduce ULIP to learn a unified representation of images, texts, and 3D point clouds by pre-training with object triplets from the three modalities. To overcome the shortage of training triplets, ULIP leverages a pre-trained vision-language model that has already learned a common visual and textual space by training with massive image-text pairs. Then, ULIP learns a 3D representation space aligned with the common image-text space, using a small number of automatically synthesized triplets. ULIP is agnostic to 3D backbone networks and can easily be integrated into any 3D architecture. Experiments show that ULIP effectively improves the performance of multiple recent 3D backbones by simply pre-training them on ShapeNet55 using our framework, achieving state-of-the-art performance in both standard 3D classification and zero-shot 3D classification on ModelNet40 and ScanObjectNN. ULIP also improves the performance of PointMLP by around 3% in 3D classification on ScanObjectNN, and outperforms PointCLIP by 28.8% on top-1 accuracy for zero-shot 3D classification on ModelNet40. Our code and pre-trained models are released at https://github.com/salesforce/ULIP.

Erik Nijkamp, Tian Xie, Hiroaki Hayashi et al. · cmu, microsoft-research

Large Language Models (LLMs) have become ubiquitous across various domains, transforming the way we interact with information and conduct research. However, most high-performing LLMs remain confined behind proprietary walls, hindering scientific progress. Most open-source LLMs, on the other hand, are limited in their ability to support longer sequence lengths, which is a key requirement for many tasks that require inference over an input context. To address this, we have trained XGen, a series of 7B parameter models on up to 8K sequence length for up to 1.5T tokens. We have also finetuned the XGen models on public-domain instructional data, creating their instruction-tuned counterparts (XGen-Inst). We open-source our models for both research advancements and commercial applications. Our evaluation on standard benchmarks shows that XGen models achieve comparable or better results when compared with state-of-the-art open-source LLMs. Our targeted evaluation on long sequence modeling tasks shows the benefits of our 8K-sequence models over 2K-sequence open-source LLMs.

Vibashan VS, Ning Yu, Chen Xing et al. · salesforce, stanford

Existing instance segmentation models learn task-specific information using manual mask annotations from base (training) categories. These mask annotations require tremendous human effort, limiting the scalability to annotate novel (new) categories. To alleviate this problem, Open-Vocabulary (OV) methods leverage large-scale image-caption pairs and vision-language models to learn novel categories. In summary, an OV method learns task-specific information using strong supervision from base annotations and novel category information using weak supervision from image-captions pairs. This difference between strong and weak supervision leads to overfitting on base categories, resulting in poor generalization towards novel categories. In this work, we overcome this issue by learning both base and novel categories from pseudo-mask annotations generated by the vision-language model in a weakly supervised manner using our proposed Mask-free OVIS pipeline. Our method automatically generates pseudo-mask annotations by leveraging the localization ability of a pre-trained vision-language model for objects present in image-caption pairs. The generated pseudo-mask annotations are then used to supervise an instance segmentation model, freeing the entire pipeline from any labour-expensive instance-level annotations and overfitting. Our extensive experiments show that our method trained with just pseudo-masks significantly improves the mAP scores on the MS-COCO dataset and OpenImages dataset compared to the recent state-of-the-art methods trained with manual masks. Codes and models are provided in https://vibashan.github.io/ovis-web/.

Yiheng Xu, Hongjin Su, Chen Xing et al.

We introduce Lemur and Lemur-Chat, openly accessible language models optimized for both natural language and coding capabilities to serve as the backbone of versatile language agents. The evolution from language chat models to functional language agents demands that models not only master human interaction, reasoning, and planning but also ensure grounding in the relevant environments. This calls for a harmonious blend of language and coding capabilities in the models. Lemur and Lemur-Chat are proposed to address this necessity, demonstrating balanced proficiencies in both domains, unlike existing open-source models that tend to specialize in either. Through meticulous pre-training using a code-intensive corpus and instruction fine-tuning on text and code data, our models achieve state-of-the-art averaged performance across diverse text and coding benchmarks among open-source models. Comprehensive experiments demonstrate Lemur's superiority over existing open-source models and its proficiency across various agent tasks involving human communication, tool usage, and interaction under fully- and partially- observable environments. The harmonization between natural and programming languages enables Lemur-Chat to significantly narrow the gap with proprietary models on agent abilities, providing key insights into developing advanced open-source agents adept at reasoning, planning, and operating seamlessly across environments. https://github.com/OpenLemur/Lemur

Can Qin, Ning Yu, Chen Xing et al.

Text-to-image (T2I) models based on diffusion processes have achieved remarkable success in controllable image generation using user-provided captions. However, the tight coupling between the current text encoder and image decoder in T2I models makes it challenging to replace or upgrade. Such changes often require massive fine-tuning or even training from scratch with the prohibitive expense. To address this problem, we propose GlueGen, which applies a newly proposed GlueNet model to align features from single-modal or multi-modal encoders with the latent space of an existing T2I model. The approach introduces a new training objective that leverages parallel corpora to align the representation spaces of different encoders. Empirical results show that GlueNet can be trained efficiently and enables various capabilities beyond previous state-of-the-art models: 1) multilingual language models such as XLM-Roberta can be aligned with existing T2I models, allowing for the generation of high-quality images from captions beyond English; 2) GlueNet can align multi-modal encoders such as AudioCLIP with the Stable Diffusion model, enabling sound-to-image generation; 3) it can also upgrade the current text encoder of the latent diffusion model for challenging case generation. By the alignment of various feature representations, the GlueNet allows for flexible and efficient integration of new functionality into existing T2I models and sheds light on X-to-image (X2I) generation.

Xiangyu Peng, Chen Xing, Prafulla Kumar Choubey et al. · gatech, salesforce

Prompt tuning approaches, which learn task-specific soft prompts for a downstream task conditioning on frozen pre-trained models, have attracted growing interest due to its parameter efficiency. With large language models and sufficient training data, prompt tuning performs comparably to full-model tuning. However, with limited training samples in few-shot settings, prompt tuning fails to match the performance of full-model fine-tuning. In this work, we focus on improving the few-shot performance of prompt tuning by transferring knowledge from soft prompts of source tasks. Recognizing the good generalization capabilities of ensemble methods in low-data regime, we first experiment and show that a simple ensemble of model predictions based on different source prompts, outperforms existing multi-prompt knowledge transfer approaches such as source prompt fusion in the few-shot setting. Motivated by this observation, we further investigate model ensembles and propose Sample-specific Ensemble of Source Models (SESoM). SESoM learns to adjust the contribution of each source model for each target sample separately when ensembling source model outputs. Through this way, SESoM inherits the superior generalization of model ensemble approaches and simultaneously captures the sample-specific competence of each source prompt. We conduct experiments across a diverse set of eight NLP tasks using models of different scales (T5-{base, large, XL}) and find that SESoM consistently outperforms the existing models of the same as well as larger parametric scale by a large margin.

Congying Xia, Chen Xing, Jiangshu Du et al.

This paper presents FoFo, a pioneering benchmark for evaluating large language models' (LLMs) ability to follow complex, domain-specific formats, a crucial yet underexamined capability for their application as AI agents. Despite LLMs' advancements, existing benchmarks fail to assess their format-following proficiency adequately. FoFo fills this gap with a diverse range of real-world formats and instructions, developed through an AI-Human collaborative method. Our evaluation across both open-source (e.g., Llama 2, WizardLM) and closed-source (e.g., GPT-4, PALM2, Gemini) LLMs highlights three key findings: open-source models significantly lag behind closed-source ones in format adherence; LLMs' format-following performance is independent of their content generation quality; and LLMs' format proficiency varies across different domains. These insights suggest the need for specialized tuning for format-following skills and highlight FoFo's role in guiding the selection of domain-specific AI agents. FoFo is released here at https://github.com/SalesforceAIResearch/FoFo.

Yibo Wang, Congying Xia, Wenting Zhao et al.

Unit test generation has become a promising and important use case of LLMs. However, existing evaluation benchmarks for assessing LLM unit test generation capabilities focus on function- or class-level code rather than more practical and challenging project-level codebases. To address such limitation, we propose ProjectTest, a project-level benchmark for unit test generation covering Python, Java, and JavaScript. ProjectTest features 20 moderate-sized and high-quality projects per language. We evaluate nine frontier LLMs on ProjectTest and the results show that all frontier LLMs tested exhibit moderate performance on ProjectTest on Python and Java, highlighting the difficulty of ProjectTest. We also conduct a thorough error analysis, which shows that even frontier LLMs, such as Claude-3.5-Sonnet, have significant basic yet critical errors, including compilation and cascade errors. Motivated by this observation, we further evaluate all frontier LLMs under manual error-fixing and self-error-fixing scenarios to assess their potential when equipped with error-fixing mechanisms. Our code and dataset is available at \href{https://github.com/YiboWANG214/ProjectTest}{ProjectTest}.

Mingfei Gao, Le Xue, Chetan Ramaiah et al.

We propose value retrieval with arbitrary queries for form-like documents to reduce human effort of processing forms. Unlike previous methods that only address a fixed set of field items, our method predicts target value for an arbitrary query based on the understanding of the layout and semantics of a form. To further boost model performance, we propose a simple document language modeling (SimpleDLM) strategy to improve document understanding on large-scale model pre-training. Experimental results show that our method outperforms previous designs significantly and the SimpleDLM further improves our performance on value retrieval by around 17% F1 score compared with the state-of-the-art pre-training method. Code is available at https://github.com/salesforce/QVR-SimpleDLM.

Mingfei Gao, Chen Xing, Juan Carlos Niebles et al.

Despite great progress in object detection, most existing methods work only on a limited set of object categories, due to the tremendous human effort needed for bounding-box annotations of training data. To alleviate the problem, recent open vocabulary and zero-shot detection methods attempt to detect novel object categories beyond those seen during training. They achieve this goal by training on a pre-defined base categories to induce generalization to novel objects. However, their potential is still constrained by the small set of base categories available for training. To enlarge the set of base classes, we propose a method to automatically generate pseudo bounding-box annotations of diverse objects from large-scale image-caption pairs. Our method leverages the localization ability of pre-trained vision-language models to generate pseudo bounding-box labels and then directly uses them for training object detectors. Experimental results show that our method outperforms the state-of-the-art open vocabulary detector by 8% AP on COCO novel categories, by 6.3% AP on PASCAL VOC, by 2.3% AP on Objects365 and by 2.8% AP on LVIS. Code is available at https://github.com/salesforce/PB-OVD.

Ved Sirdeshmukh, Kaustubh Deshpande, Johannes Mols et al.

We present MultiChallenge, a pioneering benchmark evaluating large language models (LLMs) on conducting multi-turn conversations with human users, a crucial yet underexamined capability for their applications. MultiChallenge identifies four categories of challenges in multi-turn conversations that are not only common and realistic among current human-LLM interactions, but are also challenging to all current frontier LLMs. All 4 challenges require accurate instruction-following, context allocation, and in-context reasoning at the same time. We also develop LLM as judge with instance-level rubrics to facilitate an automatic evaluation method with fair agreement with experienced human raters. Despite achieving near-perfect scores on existing multi-turn evaluation benchmarks, all frontier models have less than 50% accuracy on MultiChallenge, with the top-performing Claude 3.5 Sonnet (June 2024) achieving just a 41.4% average accuracy.

Alexander R. Fabbri, Diego Mares, Jorge Flores et al.

Although recent Large Language Models (LLMs) have shown rapid improvement on reasoning benchmarks in English, the evaluation of such LLMs' multilingual reasoning capability across diverse languages and cultural contexts remains limited. Existing multilingual reasoning benchmarks are typically constructed by translating existing English reasoning benchmarks, biasing these benchmarks towards reasoning problems with context in English language/cultures. In this work, we introduce the Multilingual Native Reasoning Challenge (MultiNRC), a benchmark designed to assess LLMs on more than 1,000 native, linguistic and culturally grounded reasoning questions written by native speakers in French, Spanish, and Chinese. MultiNRC covers four core reasoning categories: language-specific linguistic reasoning, wordplay & riddles, cultural/tradition reasoning, and math reasoning with cultural relevance. For cultural/tradition reasoning and math reasoning with cultural relevance, we also provide English equivalent translations of the multilingual questions by manual translation from native speakers fluent in English. This set of English equivalents can provide a direct comparison of LLM reasoning capacity in other languages vs. English on the same reasoning questions. We systematically evaluate current 14 leading LLMs covering most LLM families on MultiNRC and its English equivalent set. The results show that (1) current LLMs are still not good at native multilingual reasoning, with none scoring above 50% on MultiNRC; (2) LLMs exhibit distinct strengths and weaknesses in handling linguistic, cultural, and logical reasoning tasks; (3) Most models perform substantially better in math reasoning in English compared to in original languages (+10%), indicating persistent challenges with culturally grounded knowledge.

Rakshith S Srinivasa, Zora Che, Chen Bo Calvin Zhang et al.

As students increasingly adopt large language models (LLMs) as learning aids, it is crucial to build models that are adept at handling the nuances of tutoring: they need to identify the core needs of students, be adaptive, provide personalized guidance, and be accurate. To this end, we introduce TutorBench, a dataset and evaluation benchmark designed to rigorously evaluate the core tutoring skills of LLMs. The dataset comprises 1,490 samples curated by human experts, focused on high-school and AP-level curricula. The samples are drawn from three common tutoring tasks: (i) generating adaptive explanations tailored to a student's confusion, (ii) providing actionable feedback on a student's work, and (iii) promoting active learning through effective hint generation. To account for the inherent complexity of tutoring, samples are accompanied by sample-specific rubrics which are used to judge model responses during evaluation. TutorBench uses a reliable and fine-grained automatic evaluation method that uses an LLM-judge and the sample-specific rubrics. We evaluate 16 frontier LLMs on TutorBench and present a detailed analysis of their performance and behavior. Our results show that none of the frontier LLMs achieve a score of greater than $56\%$, showing a large room for improvement. We find that LLMs fall short in exhibiting the full range of tutoring skills needed to guide, diagnose, and support students effectively, with all the frontier models achieving less than a $60\%$ pass rate on rubric criteria related to these skills. We also find that different model families exhibit varied strengths and limitations: the Claude models outperform others in supporting active learning, while they lag behind in the other two use cases. By releasing TutorBench, we provide a comprehensive and unsaturated benchmark to guide the development of the next-generation of AI tutors.

Jiangshu Du, Yibo Wang, Wenting Zhao et al.

This work is motivated by two key trends. On one hand, large language models (LLMs) have shown remarkable versatility in various generative tasks such as writing, drawing, and question answering, significantly reducing the time required for many routine tasks. On the other hand, researchers, whose work is not only time-consuming but also highly expertise-demanding, face increasing challenges as they have to spend more time reading, writing, and reviewing papers. This raises the question: how can LLMs potentially assist researchers in alleviating their heavy workload? This study focuses on the topic of LLMs assist NLP Researchers, particularly examining the effectiveness of LLM in assisting paper (meta-)reviewing and its recognizability. To address this, we constructed the ReviewCritique dataset, which includes two types of information: (i) NLP papers (initial submissions rather than camera-ready) with both human-written and LLM-generated reviews, and (ii) each review comes with "deficiency" labels and corresponding explanations for individual segments, annotated by experts. Using ReviewCritique, this study explores two threads of research questions: (i) "LLMs as Reviewers", how do reviews generated by LLMs compare with those written by humans in terms of quality and distinguishability? (ii) "LLMs as Metareviewers", how effectively can LLMs identify potential issues, such as Deficient or unprofessional review segments, within individual paper reviews? To our knowledge, this is the first work to provide such a comprehensive analysis.

Zahra Fatemi, Chen Xing, Wenhao Liu et al.

Existing studies addressing gender bias of pre-trained language models, usually build a small gender-neutral data set and conduct a second phase pre-training on the model with such data. However, given the limited size and concentrated focus of the gender-neutral data, catastrophic forgetting would occur during second-phase pre-training. Forgetting information in the original training data may damage the model's downstream performance by a large margin. In this work, we empirically show that catastrophic forgetting occurs in such methods by evaluating them with general NLP tasks in GLUE. Then, we propose a new method, GEnder Equality Prompt (GEEP), to improve gender fairness of pre-trained models with less forgetting. GEEP freezes the pre-trained model and learns gender-related prompts with gender-neutral data. Empirical results show that GEEP not only achieves SOTA performances on gender fairness tasks, but also forgets less and performs better on GLUE by a large margin.

Chen Xing, Wenhao Liu, Caiming Xiong

Fitting complex patterns in the training data, such as reasoning and commonsense, is a key challenge for language pre-training. According to recent studies and our empirical observations, one possible reason is that some easy-to-fit patterns in the training data, such as frequently co-occurring word combinations, dominate and harm pre-training, making it hard for the model to fit more complex information. We argue that mis-predictions can help locate such dominating patterns that harm language understanding. When a mis-prediction occurs, there should be frequently co-occurring patterns with the mis-predicted word fitted by the model that lead to the mis-prediction. If we can add regularization to train the model to rely less on such dominating patterns when a mis-prediction occurs and focus more on the rest more subtle patterns, more information can be efficiently fitted at pre-training. Following this motivation, we propose a new language pre-training method, Mis-Predictions as Harm Alerts (MPA). In MPA, when a mis-prediction occurs during pre-training, we use its co-occurrence information to guide several heads of the self-attention modules. Some self-attention heads in the Transformer modules are optimized to assign lower attention weights to the words in the input sentence that frequently co-occur with the mis-prediction while assigning higher weights to the other words. By doing so, the Transformer model is trained to rely less on the dominating frequently co-occurring patterns with mis-predictions while focus more on the rest more complex information when mis-predictions occur. Our experiments show that MPA expedites the pre-training of BERT and ELECTRA and improves their performances on downstream tasks.

Qiyu Wu, Chen Xing, Yatao Li et al.

How to make unsupervised language pre-training more efficient and less resource-intensive is an important research direction in NLP. In this paper, we focus on improving the efficiency of language pre-training methods through providing better data utilization. It is well-known that in language data corpus, words follow a heavy-tail distribution. A large proportion of words appear only very few times and the embeddings of rare words are usually poorly optimized. We argue that such embeddings carry inadequate semantic signals, which could make the data utilization inefficient and slow down the pre-training of the entire model. To mitigate this problem, we propose Taking Notes on the Fly (TNF), which takes notes for rare words on the fly during pre-training to help the model understand them when they occur next time. Specifically, TNF maintains a note dictionary and saves a rare word's contextual information in it as notes when the rare word occurs in a sentence. When the same rare word occurs again during training, the note information saved beforehand can be employed to enhance the semantics of the current sentence. By doing so, TNF provides better data utilization since cross-sentence information is employed to cover the inadequate semantics caused by rare words in the sentences. We implement TNF on both BERT and ELECTRA to check its efficiency and effectiveness. Experimental results show that TNF's training time is $60\%$ less than its backbone pre-training models when reaching the same performance. When trained with the same number of iterations, TNF outperforms its backbone methods on most of downstream tasks and the average GLUE score. Source code is attached in the supplementary material.

Ruibin Xiong, Yunchang Yang, Di He et al.

The Transformer is widely used in natural language processing tasks. To train a Transformer however, one usually needs a carefully designed learning rate warm-up stage, which is shown to be crucial to the final performance but will slow down the optimization and bring more hyper-parameter tunings. In this paper, we first study theoretically why the learning rate warm-up stage is essential and show that the location of layer normalization matters. Specifically, we prove with mean field theory that at initialization, for the original-designed Post-LN Transformer, which places the layer normalization between the residual blocks, the expected gradients of the parameters near the output layer are large. Therefore, using a large learning rate on those gradients makes the training unstable. The warm-up stage is practically helpful for avoiding this problem. On the other hand, our theory also shows that if the layer normalization is put inside the residual blocks (recently proposed as Pre-LN Transformer), the gradients are well-behaved at initialization. This motivates us to remove the warm-up stage for the training of Pre-LN Transformers. We show in our experiments that Pre-LN Transformers without the warm-up stage can reach comparable results with baselines while requiring significantly less training time and hyper-parameter tuning on a wide range of applications.

Chen Xing, Sercan Arik, Zizhao Zhang et al.

Deep neural networks (DNNs) are poorly calibrated when trained in conventional ways. To improve confidence calibration of DNNs, we propose a novel training method, distance-based learning from errors (DBLE). DBLE bases its confidence estimation on distances in the representation space. In DBLE, we first adapt prototypical learning to train classification models. It yields a representation space where the distance between a test sample and its ground truth class center can calibrate the model's classification performance. At inference, however, these distances are not available due to the lack of ground truth labels. To circumvent this by inferring the distance for every test sample, we propose to train a confidence model jointly with the classification model. We integrate this into training by merely learning from mis-classified training samples, which we show to be highly beneficial for effective learning. On multiple datasets and DNN architectures, we demonstrate that DBLE outperforms alternative single-model confidence calibration approaches. DBLE also achieves comparable performance with computationally-expensive ensemble approaches with lower computational cost and lower number of parameters.

Chen Xing, Negar Rostamzadeh, Boris N. Oreshkin et al.

Metric-based meta-learning techniques have successfully been applied to few-shot classification problems. In this paper, we propose to leverage cross-modal information to enhance metric-based few-shot learning methods. Visual and semantic feature spaces have different structures by definition. For certain concepts, visual features might be richer and more discriminative than text ones. While for others, the inverse might be true. Moreover, when the support from visual information is limited in image classification, semantic representations (learned from unsupervised text corpora) can provide strong prior knowledge and context to help learning. Based on these two intuitions, we propose a mechanism that can adaptively combine information from both modalities according to new image categories to be learned. Through a series of experiments, we show that by this adaptive combination of the two modalities, our model outperforms current uni-modality few-shot learning methods and modality-alignment methods by a large margin on all benchmarks and few-shot scenarios tested. Experiments also show that our model can effectively adjust its focus on the two modalities. The improvement in performance is particularly large when the number of shots is very small.

Andrey Ignatov, Radu Timofte, Thang Van Vu et al.

This paper reviews the first challenge on efficient perceptual image enhancement with the focus on deploying deep learning models on smartphones. The challenge consisted of two tracks. In the first one, participants were solving the classical image super-resolution problem with a bicubic downscaling factor of 4. The second track was aimed at real-world photo enhancement, and the goal was to map low-quality photos from the iPhone 3GS device to the same photos captured with a DSLR camera. The target metric used in this challenge combined the runtime, PSNR scores and solutions' perceptual results measured in the user study. To ensure the efficiency of the submitted models, we additionally measured their runtime and memory requirements on Android smartphones. The proposed solutions significantly improved baseline results defining the state-of-the-art for image enhancement on smartphones.

Chen Xing, Devansh Arpit, Christos Tsirigotis et al.

We present novel empirical observations regarding how stochastic gradient descent (SGD) navigates the loss landscape of over-parametrized deep neural networks (DNNs). These observations expose the qualitatively different roles of learning rate and batch-size in DNN optimization and generalization. Specifically we study the DNN loss surface along the trajectory of SGD by interpolating the loss surface between parameters from consecutive \textit{iterations} and tracking various metrics during training. We find that the loss interpolation between parameters before and after each training iteration's update is roughly convex with a minimum (\textit{valley floor}) in between for most of the training. Based on this and other metrics, we deduce that for most of the training update steps, SGD moves in valley like regions of the loss surface by jumping from one valley wall to another at a height above the valley floor. This 'bouncing between walls at a height' mechanism helps SGD traverse larger distance for small batch sizes and large learning rates which we find play qualitatively different roles in the dynamics. While a large learning rate maintains a large height from the valley floor, a small batch size injects noise facilitating exploration. We find this mechanism is crucial for generalization because the valley floor has barriers and this exploration above the valley floor allows SGD to quickly travel far away from the initialization point (without being affected by barriers) and find flatter regions, corresponding to better generalization.

Yu Wu, Wei Wu, Chen Xing et al.

We study the problem of response selection for multi-turn conversation in retrieval-based chatbots. The task requires matching a response candidate with a conversation context, whose challenges include how to recognize important parts of the context, and how to model the relationships among utterances in the context. Existing matching methods may lose important information in contexts as we can interpret them with a unified framework in which contexts are transformed to fixed-length vectors without any interaction with responses before matching. The analysis motivates us to propose a new matching framework that can sufficiently carry the important information in contexts to matching and model the relationships among utterances at the same time. The new framework, which we call a sequential matching framework (SMF), lets each utterance in a context interacts with a response candidate at the first step and transforms the pair to a matching vector. The matching vectors are then accumulated following the order of the utterances in the context with a recurrent neural network (RNN) which models the relationships among the utterances. The context-response matching is finally calculated with the hidden states of the RNN. Under SMF, we propose a sequential convolutional network and sequential attention network and conduct experiments on two public data sets to test their performance. Experimental results show that both models can significantly outperform the state-of-the-art matching methods. We also show that the models are interpretable with visualizations that provide us insights on how they capture and leverage the important information in contexts for matching.

Chen Xing, Wei Wu, Yu Wu et al.

We study multi-turn response generation in chatbots where a response is generated according to a conversation context. Existing work has modeled the hierarchy of the context, but does not pay enough attention to the fact that words and utterances in the context are differentially important. As a result, they may lose important information in context and generate irrelevant responses. We propose a hierarchical recurrent attention network (HRAN) to model both aspects in a unified framework. In HRAN, a hierarchical attention mechanism attends to important parts within and among utterances with word level attention and utterance level attention respectively. With the word level attention, hidden vectors of a word level encoder are synthesized as utterance vectors and fed to an utterance level encoder to construct hidden representations of the context. The hidden vectors of the context are then processed by the utterance level attention and formed as context vectors for decoding the response. Empirical studies on both automatic evaluation and human judgment show that HRAN can significantly outperform state-of-the-art models for multi-turn response generation.

Yu Wu, Wei Wu, Chen Xing et al.

We study response selection for multi-turn conversation in retrieval-based chatbots. Existing work either concatenates utterances in context or matches a response with a highly abstract context vector finally, which may lose relationships among utterances or important contextual information. We propose a sequential matching network (SMN) to address both problems. SMN first matches a response with each utterance in the context on multiple levels of granularity, and distills important matching information from each pair as a vector with convolution and pooling operations. The vectors are then accumulated in a chronological order through a recurrent neural network (RNN) which models relationships among utterances. The final matching score is calculated with the hidden states of the RNN. An empirical study on two public data sets shows that SMN can significantly outperform state-of-the-art methods for response selection in multi-turn conversation.

Chaozhuo Li, Yu Wu, Wei Wu et al.

While automatic response generation for building chatbot systems has drawn a lot of attention recently, there is limited understanding on when we need to consider the linguistic context of an input text in the generation process. The task is challenging, as messages in a conversational environment are short and informal, and evidence that can indicate a message is context dependent is scarce. After a study of social conversation data crawled from the web, we observed that some characteristics estimated from the responses of messages are discriminative for identifying context dependent messages. With the characteristics as weak supervision, we propose using a Long Short Term Memory (LSTM) network to learn a classifier. Our method carries out text representation and classifier learning in a unified framework. Experimental results show that the proposed method can significantly outperform baseline methods on accuracy of classification.

Chen Xing, Wei Wu, Yu Wu et al.

We consider incorporating topic information into the sequence-to-sequence framework to generate informative and interesting responses for chatbots. To this end, we propose a topic aware sequence-to-sequence (TA-Seq2Seq) model. The model utilizes topics to simulate prior knowledge of human that guides them to form informative and interesting responses in conversation, and leverages the topic information in generation by a joint attention mechanism and a biased generation probability. The joint attention mechanism summarizes the hidden vectors of an input message as context vectors by message attention, synthesizes topic vectors by topic attention from the topic words of the message obtained from a pre-trained LDA model, and let these vectors jointly affect the generation of words in decoding. To increase the possibility of topic words appearing in responses, the model modifies the generation probability of topic words by adding an extra probability item to bias the overall distribution. Empirical study on both automatic evaluation metrics and human annotations shows that TA-Seq2Seq can generate more informative and interesting responses, and significantly outperform the-state-of-the-art response generation models.