Pengzhan Zhou

Pengzhan Zhou, Yuepeng He, Yijun Zhai et al.

Recently, Federated Learning (FL) has gained popularity for its privacy-preserving and collaborative learning capabilities. Personalized Federated Learning (PFL), building upon FL, aims to address the issue of statistical heterogeneity and achieve personalization. Personalized-head-based PFL is a common and effective PFL method that splits the model into a feature extractor and a head, where the feature extractor is collaboratively trained and shared, while the head is locally trained and not shared. However, retaining the head locally, although achieving personalization, prevents the model from learning global knowledge in the head, thus affecting the performance of the personalized model. To solve this problem, we propose a novel PFL method called Federated Learning with Aggregated Head (FedAH), which initializes the head with an Aggregated Head at each iteration. The key feature of FedAH is to perform element-level aggregation between the local model head and the global model head to introduce global information from the global model head. To evaluate the effectiveness of FedAH, we conduct extensive experiments on five benchmark datasets in the fields of computer vision and natural language processing. FedAH outperforms ten state-of-the-art FL methods in terms of test accuracy by 2.87%. Additionally, FedAH maintains its advantage even in scenarios where some clients drop out unexpectedly. Our code is open-accessed at https://github.com/heyuepeng/FedAH.

Manning Zhu, Songtao Guo, Pengzhan Zhou et al.

Federated fine-tuning (FFT) of large language models (LLMs) has recently emerged as a promising solution to enable domain-specific adaptation while preserving data privacy. Despite its benefits, FFT on resource-constrained clients relies on the high computational and memory demands of full-model fine-tuning, which limits the potential advancement. This paper presents FedSODA, a resource-efficient FFT framework that enables clients to adapt LLMs without accessing or storing the full model. Specifically, we first propose a similarity group pruning (SGP) module, which prunes redundant layers from the full LLM while retaining the most critical layers to preserve the model performance. Moreover, we introduce an orchestrated distillation alignment (ODA) module to reduce gradient divergence between the sub-LLM and the full LLM during FFT. Through the use of the QLoRA, clients only need to deploy quantized sub-LLMs and fine-tune lightweight adapters, significantly reducing local resource requirements. We conduct extensive experiments on three open-source LLMs across a variety of downstream tasks. The experimental results demonstrate that FedSODA reduces communication overhead by an average of 70.6%, decreases storage usage by 75.6%, and improves task accuracy by 3.1%, making it highly suitable for practical FFT applications under resource constraints.