Ganesh Pavan Kartikeya Bharadwaj Kolluri

Ganesh Pavan Kartikeya Bharadwaj Kolluri, Michael Kampouridis, Ravi Shekhar

Automatic speech recognition (ASR) has advanced rapidly in recent years, driven by large-scale pretrained models and end-to-end architectures such as SLAM-ASR. A key component of SLAM-ASR systems is the Whisper speech encoder, which provides robust acoustic representations. While model pruning has been explored for the full Whisper encoder-decoder architecture, its impact within the SLAM-ASR setting remains under-investigated. In this work, we analyze the effects of layer pruning in the Whisper encoder when used as the acoustic backbone of SLAM-ASR. We further examine the extent to which LoRA-based fine-tuning can recover performance degradation caused by pruning. Experiments conducted across three Whisper variants (Small, Medium, Large-v2), three languages representing distinct resource levels (Danish, Dutch, English), and over 200 training runs demonstrate that pruning two encoder layers causes only 2-4% WER degradation, and that combining this pruning with LoRA adaptation consistently outperforms the unpruned baseline while reducing total parameters by 7-14%. Moreover, our error analysis reveals that LoRA primarily compensates through the language model's linguistic priors, reducing total word errors by 11-21% for Dutch and English, with substitutions and deletions showing the largest reductions. However, for low-resource Danish, the reduction is smaller (4-7%), and LoRA introduces increased insertion errors, indicating that compensation effectiveness depends on the LLM's pre-existing language proficiency and available training data.

Ganesh Pavan Kartikeya Bharadwaj Kolluri, Yuchen Zhang, Michael Kampouridis et al.

Modern automated audio captioning systems pair a frozen audio encoder with a large language model (LLM) via a trainable projector, incurring the encoder's inference cost and bottlenecking the model through its fixed acoustic features. We present CARD, an encoder-free audio captioning model that removes the encoder at inference: a 13.2M projector feeds a frozen LLM with merged LoRA adapters, while the teacher used to train it is discarded. CARD distills a pretrained audio teacher (CLAP-HTSAT) into the model, but rather than injecting it into the LLM alone, it routes the teacher's representations across components: perceptual stages to the projector and semantic stages to the LLM. This placement improves CIDEr-D by +12.18 over an LLM-only distilled model on AudioCaps and by +5.21 on Clotho, reaching 55.4 against a 66.4 encoder-kept upper bound with no encoder at inference, showing that where a teacher's knowledge is placed matters as much as its presence.