Miguel Ballesteros

CL
h-index48
55papers
30,414citations
Novelty49%
AI Score60

55 Papers

CLMar 16, 2022
Label Semantics for Few Shot Named Entity Recognition

Jie Ma, Miguel Ballesteros, Srikanth Doss et al. · amazon-science

We study the problem of few shot learning for named entity recognition. Specifically, we leverage the semantic information in the names of the labels as a way of giving the model additional signal and enriched priors. We propose a neural architecture that consists of two BERT encoders, one to encode the document and its tokens and another one to encode each of the labels in natural language format. Our model learns to match the representations of named entities computed by the first encoder with label representations computed by the second encoder. The label semantics signal is shown to support improved state-of-the-art results in multiple few shot NER benchmarks and on-par performance in standard benchmarks. Our model is especially effective in low resource settings.

CLNov 9, 2022
Novel Chapter Abstractive Summarization using Spinal Tree Aware Sub-Sentential Content Selection

Hardy Hardy, Miguel Ballesteros, Faisal Ladhak et al. · amazon-science, ibm-research

Summarizing novel chapters is a difficult task due to the input length and the fact that sentences that appear in the desired summaries draw content from multiple places throughout the chapter. We present a pipelined extractive-abstractive approach where the extractive step filters the content that is passed to the abstractive component. Extremely lengthy input also results in a highly skewed dataset towards negative instances for extractive summarization; we thus adopt a margin ranking loss for extraction to encourage separation between positive and negative examples. Our extraction component operates at the constituent level; our approach to this problem enriches the text with spinal tree information which provides syntactic context (in the form of constituents) to the extraction model. We show an improvement of 3.71 Rouge-1 points over best results reported in prior work on an existing novel chapter dataset.

CLOct 12, 2022
Instruction Tuning for Few-Shot Aspect-Based Sentiment Analysis

Siddharth Varia, Shuai Wang, Kishaloy Halder et al.

Aspect-based Sentiment Analysis (ABSA) is a fine-grained sentiment analysis task which involves four elements from user-generated texts: aspect term, aspect category, opinion term, and sentiment polarity. Most computational approaches focus on some of the ABSA sub-tasks such as tuple (aspect term, sentiment polarity) or triplet (aspect term, opinion term, sentiment polarity) extraction using either pipeline or joint modeling approaches. Recently, generative approaches have been proposed to extract all four elements as (one or more) quadruplets from text as a single task. In this work, we take a step further and propose a unified framework for solving ABSA, and the associated sub-tasks to improve the performance in few-shot scenarios. To this end, we fine-tune a T5 model with instructional prompts in a multi-task learning fashion covering all the sub-tasks, as well as the entire quadruple prediction task. In experiments with multiple benchmark datasets, we show that the proposed multi-task prompting approach brings performance boost (by absolute 8.29 F1) in the few-shot learning setting.

CLFeb 23, 2023
Dynamic Benchmarking of Masked Language Models on Temporal Concept Drift with Multiple Views

Katerina Margatina, Shuai Wang, Yogarshi Vyas et al. · amazon-science

Temporal concept drift refers to the problem of data changing over time. In NLP, that would entail that language (e.g. new expressions, meaning shifts) and factual knowledge (e.g. new concepts, updated facts) evolve over time. Focusing on the latter, we benchmark $11$ pretrained masked language models (MLMs) on a series of tests designed to evaluate the effect of temporal concept drift, as it is crucial that widely used language models remain up-to-date with the ever-evolving factual updates of the real world. Specifically, we provide a holistic framework that (1) dynamically creates temporal test sets of any time granularity (e.g. month, quarter, year) of factual data from Wikidata, (2) constructs fine-grained splits of tests (e.g. updated, new, unchanged facts) to ensure comprehensive analysis, and (3) evaluates MLMs in three distinct ways (single-token probing, multi-token generation, MLM scoring). In contrast to prior work, our framework aims to unveil how robust an MLM is over time and thus to provide a signal in case it has become outdated, by leveraging multiple views of evaluation.

CLApr 23, 2022
Exploring the Role of Task Transferability in Large-Scale Multi-Task Learning

Vishakh Padmakumar, Leonard Lausen, Miguel Ballesteros et al.

Recent work has found that multi-task training with a large number of diverse tasks can uniformly improve downstream performance on unseen target tasks. In contrast, literature on task transferability has established that the choice of intermediate tasks can heavily affect downstream task performance. In this work, we aim to disentangle the effect of scale and relatedness of tasks in multi-task representation learning. We find that, on average, increasing the scale of multi-task learning, in terms of the number of tasks, indeed results in better learned representations than smaller multi-task setups. However, if the target tasks are known ahead of time, then training on a smaller set of related tasks is competitive to the large-scale multi-task training at a reduced computational cost.

CLMar 21, 2023
Simple Yet Effective Synthetic Dataset Construction for Unsupervised Opinion Summarization

Ming Shen, Jie Ma, Shuai Wang et al. · amazon-science

Opinion summarization provides an important solution for summarizing opinions expressed among a large number of reviews. However, generating aspect-specific and general summaries is challenging due to the lack of annotated data. In this work, we propose two simple yet effective unsupervised approaches to generate both aspect-specific and general opinion summaries by training on synthetic datasets constructed with aspect-related review contents. Our first approach, Seed Words Based Leave-One-Out (SW-LOO), identifies aspect-related portions of reviews simply by exact-matching aspect seed words and outperforms existing methods by 3.4 ROUGE-L points on SPACE and 0.5 ROUGE-1 point on OPOSUM+ for aspect-specific opinion summarization. Our second approach, Natural Language Inference Based Leave-One-Out (NLI-LOO) identifies aspect-related sentences utilizing an NLI model in a more general setting without using seed words and outperforms existing approaches by 1.2 ROUGE-L points on SPACE for aspect-specific opinion summarization and remains competitive on other metrics.

CLOct 11, 2022
Contrastive Training Improves Zero-Shot Classification of Semi-structured Documents

Muhammad Khalifa, Yogarshi Vyas, Shuai Wang et al. · amazon-science

We investigate semi-structured document classification in a zero-shot setting. Classification of semi-structured documents is more challenging than that of standard unstructured documents, as positional, layout, and style information play a vital role in interpreting such documents. The standard classification setting where categories are fixed during both training and testing falls short in dynamic environments where new document categories could potentially emerge. We focus exclusively on the zero-shot setting where inference is done on new unseen classes. To address this task, we propose a matching-based approach that relies on a pairwise contrastive objective for both pretraining and fine-tuning. Our results show a significant boost in Macro F$_1$ from the proposed pretraining step in both supervised and unsupervised zero-shot settings.

CLApr 9
MT-OSC: Path for LLMs that Get Lost in Multi-Turn Conversation

Jyotika Singh, Fang Tu, Miguel Ballesteros et al.

Large language models (LLMs) suffer significant performance degradation when user instructions and context are distributed over multiple conversational turns, yet multi-turn (MT) interactions dominate chat interfaces. The routine approach of appending full chat history to prompts rapidly exhausts context windows, leading to increased latency, higher computational costs, and diminishing returns as conversations extend. We introduce MT-OSC, a One-off Sequential Condensation framework that efficiently and automatically condenses chat history in the background without disrupting the user experience. MT-OSC employs a Condenser Agent that uses a few-shot inference-based Condenser and a lightweight Decider to selectively retain essential information, reducing token counts by up to 72% in 10-turn dialogues. Evaluated across 13 state-of-the-art LLMs and diverse multi-turn benchmarks, MT-OSC consistently narrows the multi-turn performance gap - yielding improved or preserved accuracy across datasets while remaining robust to distractors and irrelevant turns. Our results establish MT-OSC as a scalable solution for multi-turn chats, enabling richer context within constrained input spaces, reducing latency and operational cost, while balancing performance.

AIApr 20
JTPRO: A Joint Tool-Prompt Reflective Optimization Framework for Language Agents

Sandip Ghoshal, Anshul Mittal, Jyotika Singh et al.

Large language model (LLM) agents augmented with external tools often struggle as number of tools grow large and become domain-specific. In such settings, ambiguous tool descriptions and under-specified agent instructions frequently lead to tool mis-selection and incorrect slot/value instantiation. We hypothesize that this is due to two root causes: generic, one-size-fits-all prompts that ignore tool-specific nuances, and underspecified tool schemas that lack clear guidance on when and how to use each tool and how to format its parameters. We introduce Joint Tool-Prompt Reflective Optimization (JTPRO), a framework for improving tool-calling reliability in trace-supervised settings by iteratively using rollout-driven reflection to co-optimize global instructions and per-tool schema/argument descriptions for accurate tool selection and argument instantiation in large tool inventories. JTPRO is designed to preserve only tool-local cues needed for correct disambiguation and slot filling. We evaluate JTPRO across multi-tool benchmarks, which account for different number of tools using three metrics: Tool Selection Accuracy (TSA), Slot Filling Accuracy(SFA), and Overall Success Rate(OSR) (correct tool + correct slots + correct values). JTPRO consistently outperforms strong baselines, including CoT-style agents, and reflective prompt optimizers such as GEPA by 5%-20% (relative) on OSR. Ablations show that joint optimization of instructions and tool schemas is more effective and robust than optimizing either component in isolation.

CLJan 16
Budget-Aware Anytime Reasoning with LLM-Synthesized Preference Data

Xuanming Zhang, Shwan Ashrafi, Aziza Mirsaidova et al.

We study the reasoning behavior of large language models (LLMs) under limited computation budgets. In such settings, producing useful partial solutions quickly is often more practical than exhaustive reasoning, which incurs high inference costs. Many real-world tasks, such as trip planning, require models to deliver the best possible output within a fixed reasoning budget. We introduce an anytime reasoning framework and the Anytime Index, a metric that quantifies how effectively solution quality improves as reasoning tokens increase. To further enhance efficiency, we propose an inference-time self-improvement method using LLM-synthesized preference data, where models learn from their own reasoning comparisons to produce better intermediate solutions. Experiments on NaturalPlan (Trip), AIME, and GPQA datasets show consistent gains across Grok-3, GPT-oss, GPT-4.1/4o, and LLaMA models, improving both reasoning quality and efficiency under budget constraints.

MLJan 15, 2017Code
DyNet: The Dynamic Neural Network Toolkit

Graham Neubig, Chris Dyer, Yoav Goldberg et al.

We describe DyNet, a toolkit for implementing neural network models based on dynamic declaration of network structure. In the static declaration strategy that is used in toolkits like Theano, CNTK, and TensorFlow, the user first defines a computation graph (a symbolic representation of the computation), and then examples are fed into an engine that executes this computation and computes its derivatives. In DyNet's dynamic declaration strategy, computation graph construction is mostly transparent, being implicitly constructed by executing procedural code that computes the network outputs, and the user is free to use different network structures for each input. Dynamic declaration thus facilitates the implementation of more complicated network architectures, and DyNet is specifically designed to allow users to implement their models in a way that is idiomatic in their preferred programming language (C++ or Python). One challenge with dynamic declaration is that because the symbolic computation graph is defined anew for every training example, its construction must have low overhead. To achieve this, DyNet has an optimized C++ backend and lightweight graph representation. Experiments show that DyNet's speeds are faster than or comparable with static declaration toolkits, and significantly faster than Chainer, another dynamic declaration toolkit. DyNet is released open-source under the Apache 2.0 license and available at http://github.com/clab/dynet.

CLMay 8
GSM-SEM: Benchmark and Framework for Generating Semantically Variant Augmentations

Jyotika Singh, Fang Tu, Aziza Mirzadova et al.

Benchmarks like GSM8K are popular measures of mathematical reasoning, but leaderboard gains can overstate true capability due to memorization of fixed test sets. Most robustness variants apply surface-level perturbations (paraphrases, renamings, number swaps, distractors) that largely preserve the underlying facts, and static releases can themselves become memorization targets over time. We introduce GSM-SEM, a reusable and stochastic framework for generating semantically diverse benchmark variants with substantially higher semantic variance than prior approaches. GSM-SEM perturbs problem statements by modifying entities, attributes, and/or relationships, frequently altering underlying facts and requiring models to recompute solutions under new conditions, while constraining generation to preserve the original calculations/answer and approximate problem difficulty. GSM-SEM generates fresh variants on each run without requiring re-annotation, reducing reliance on static public benchmarks for evaluation and thereby lowering the bias of memorization. We apply GSM-SEM on GSM8K and two existing variation suites (GSM-Symbolic and GSM-Plus), producing GSM8K-SEM, GSM-Symbolic-SEM, and GSM-Plus-SEM. Evaluating 14 SOTA LLMs, we observe consistent performance drops with larger decline when semantic perturbations are coupled with symbolic/plus variations (average drop rate 28% in maximum strictness configuration of GSM-SEM). We publicly release the three SEM variants as fully human-validated datasets. Finally, to demonstrate applicability beyond GSM-style math problems, we apply GSM-SEM to additional benchmarks including BigBenchHard, LogicBench, and NLR-BIRD.

CLApr 30, 2024
General Purpose Verification for Chain of Thought Prompting

Robert Vacareanu, Anurag Pratik, Evangelia Spiliopoulou et al.

Many of the recent capabilities demonstrated by Large Language Models (LLMs) arise primarily from their ability to exploit contextual information. In this paper, we explore ways to improve reasoning capabilities of LLMs through (1) exploration of different chains of thought and (2) validation of the individual steps of the reasoning process. We propose three general principles that a model should adhere to while reasoning: (i) Relevance, (ii) Mathematical Accuracy, and (iii) Logical Consistency. We apply these constraints to the reasoning steps generated by the LLM to improve the accuracy of the final generation. The constraints are applied in the form of verifiers: the model itself is asked to verify if the generated steps satisfy each constraint. To further steer the generations towards high-quality solutions, we use the perplexity of the reasoning steps as an additional verifier. We evaluate our method on 4 distinct types of reasoning tasks, spanning a total of 9 different datasets. Experiments show that our method is always better than vanilla generation, and, in 6 out of the 9 datasets, it is better than best-of N sampling which samples N reasoning chains and picks the lowest perplexity generation.

CLOct 11, 2024
Unraveling and Mitigating Safety Alignment Degradation of Vision-Language Models

Qin Liu, Chao Shang, Ling Liu et al.

The safety alignment ability of Vision-Language Models (VLMs) is prone to be degraded by the integration of the vision module compared to its LLM backbone. We investigate this phenomenon, dubbed as ''safety alignment degradation'' in this paper, and show that the challenge arises from the representation gap that emerges when introducing vision modality to VLMs. In particular, we show that the representations of multi-modal inputs shift away from that of text-only inputs which represent the distribution that the LLM backbone is optimized for. At the same time, the safety alignment capabilities, initially developed within the textual embedding space, do not successfully transfer to this new multi-modal representation space. To reduce safety alignment degradation, we introduce Cross-Modality Representation Manipulation (CMRM), an inference time representation intervention method for recovering the safety alignment ability that is inherent in the LLM backbone of VLMs, while simultaneously preserving the functional capabilities of VLMs. The empirical results show that our framework significantly recovers the alignment ability that is inherited from the LLM backbone with minimal impact on the fluency and linguistic capabilities of pre-trained VLMs even without additional training. Specifically, the unsafe rate of LLaVA-7B on multi-modal input can be reduced from 61.53% to as low as 3.15% with only inference-time intervention. WARNING: This paper contains examples of toxic or harmful language.

CLAug 8, 2025
Play Favorites: A Statistical Method to Measure Self-Bias in LLM-as-a-Judge

Evangelia Spiliopoulou, Riccardo Fogliato, Hanna Burnsky et al.

Large language models (LLMs) can serve as judges that offer rapid and reliable assessments of other LLM outputs. However, models may systematically assign overly favorable ratings to their own outputs, a phenomenon known as self-bias, which can distort evaluations of true model performance. Previous studies often conflate genuine differences in model quality with bias or incorrectly assume that evaluations from LLMs and humans follow the same rating distributions. In this work, we present a statistical framework that explicitly formalizes assumptions under which self-bias can be identified and estimated. Our method models the difference in the scoring distribution that LLM-as-a-judge assigns to its own completions compared to other models, while accounting for the underlying quality of the completions provided by an independent, third-party judge (e.g., humans). Our method reliably isolates and quantifies self-bias, even when models vary in ability, ensuring that genuine performance differences are not mistaken for self-bias. We conduct an empirical analysis of self-bias on a large dataset (>5000 prompt-completion pairs) consisting of expert human annotations and judgments from nine different LLM judges. We find that some models, such as GPT-4o and Claude 3.5 Sonnet, systematically assign higher scores to their own outputs. These models also display family-bias; systematically assigning higher ratings to outputs produced by other models of the same family. Our findings highlight potential pitfalls of using LLM judges and offer practical guidance to mitigate biases when interpreting automated evaluations.

CLApr 17, 2025
MetaSynth: Meta-Prompting-Driven Agentic Scaffolds for Diverse Synthetic Data Generation

Haris Riaz, Sourav Bhabesh, Vinayak Arannil et al.

Recent smaller language models such Phi-3.5 and Phi-4 rely on synthetic data generated using larger Language models. Questions remain about leveraging synthetic data for other use cases, such as adapting LLMs to specific domains. A key limitation of synthetic data is low diversity, which negatively impacts its downstream applicability for improving other models. To address this, we propose MetaSynth, a method for generating synthetic data that enhances diversity through meta-prompting, where a language model orchestrates multiple "expert" LLM agents to collaboratively generate data. Using only 25 million tokens of synthetic data generated with MetaSynth, we successfully adapt a well-trained LLM (Mistral-7B-v0.3) to two specialized domains-Finance and Biomedicine-without compromising the capabilities of the resulting model in general tasks. In addition, we evaluate the diversity of our synthetic data using seven automated metrics, and find that it approaches the diversity of LLM pre-training corpora. Continually pre-training Mistral-7B-v0.3 with MetaSynth notably outperforms the base LLM, showing improvements of up to 4.08% in Finance and 13.75% in Biomedicine. The same model shows degraded performance when trained on data generated using a template prompt, even when the template includes prior generations and varying In-Context exemplars of real data. Our findings suggest that a few million tokens of diverse synthetic data without mixing any real data, is sufficient for effective domain adaptation when using MetaSynth.

LGOct 2, 2025
Tree-based Dialogue Reinforced Policy Optimization for Red-Teaming Attacks

Ruohao Guo, Afshin Oroojlooy, Roshan Sridhar et al. · gatech

Despite recent rapid progress in AI safety, current large language models remain vulnerable to adversarial attacks in multi-turn interaction settings, where attackers strategically adapt their prompts across conversation turns and pose a more critical yet realistic challenge. Existing approaches that discover safety vulnerabilities either rely on manual red-teaming with human experts or employ automated methods using pre-defined templates and human-curated attack data, with most focusing on single-turn attacks. However, these methods did not explore the vast space of possible multi-turn attacks, failing to consider novel attack trajectories that emerge from complex dialogue dynamics and strategic conversation planning. This gap is particularly critical given recent findings that LLMs exhibit significantly higher vulnerability to multi-turn attacks compared to single-turn attacks. We propose DialTree-RPO, an on-policy reinforcement learning framework integrated with tree search that autonomously discovers diverse multi-turn attack strategies by treating the dialogue as a sequential decision-making problem, enabling systematic exploration without manually curated data. Through extensive experiments, our approach not only achieves more than 25.9% higher ASR across 10 target models compared to previous state-of-the-art approaches, but also effectively uncovers new attack strategies by learning optimal dialogue policies that maximize attack success across multiple turns.

CLFeb 28, 2024
NewsQs: Multi-Source Question Generation for the Inquiring Mind

Alyssa Hwang, Kalpit Dixit, Miguel Ballesteros et al. · amazon-science

We present NewsQs (news-cues), a dataset that provides question-answer pairs for multiple news documents. To create NewsQs, we augment a traditional multi-document summarization dataset with questions automatically generated by a T5-Large model fine-tuned on FAQ-style news articles from the News On the Web corpus. We show that fine-tuning a model with control codes produces questions that are judged acceptable more often than the same model without them as measured through human evaluation. We use a QNLI model with high correlation with human annotations to filter our data. We release our final dataset of high-quality questions, answers, and document clusters as a resource for future work in query-based multi-document summarization.

CLMay 26, 2023
Characterizing and Measuring Linguistic Dataset Drift

Tyler A. Chang, Kishaloy Halder, Neha Anna John et al.

NLP models often degrade in performance when real world data distributions differ markedly from training data. However, existing dataset drift metrics in NLP have generally not considered specific dimensions of linguistic drift that affect model performance, and they have not been validated in their ability to predict model performance at the individual example level, where such metrics are often used in practice. In this paper, we propose three dimensions of linguistic dataset drift: vocabulary, structural, and semantic drift. These dimensions correspond to content word frequency divergences, syntactic divergences, and meaning changes not captured by word frequencies (e.g. lexical semantic change). We propose interpretable metrics for all three drift dimensions, and we modify past performance prediction methods to predict model performance at both the example and dataset level for English sentiment classification and natural language inference. We find that our drift metrics are more effective than previous metrics at predicting out-of-domain model accuracies (mean 16.8% root mean square error decrease), particularly when compared to popular fine-tuned embedding distances (mean 47.7% error decrease). Fine-tuned embedding distances are much more effective at ranking individual examples by expected performance, but decomposing into vocabulary, structural, and semantic drift produces the best example rankings of all considered model-agnostic drift metrics (mean 6.7% ROC AUC increase).

CLMay 22, 2023
Taxonomy Expansion for Named Entity Recognition

Karthikeyan K, Yogarshi Vyas, Jie Ma et al.

Training a Named Entity Recognition (NER) model often involves fixing a taxonomy of entity types. However, requirements evolve and we might need the NER model to recognize additional entity types. A simple approach is to re-annotate entire dataset with both existing and additional entity types and then train the model on the re-annotated dataset. However, this is an extremely laborious task. To remedy this, we propose a novel approach called Partial Label Model (PLM) that uses only partially annotated datasets. We experiment with 6 diverse datasets and show that PLM consistently performs better than most other approaches (0.5 - 2.5 F1), including in novel settings for taxonomy expansion not considered in prior work. The gap between PLM and all other approaches is especially large in settings where there is limited data available for the additional entity types (as much as 11 F1), thus suggesting a more cost effective approaches to taxonomy expansion.

CLMay 19, 2023
A Weak Supervision Approach for Few-Shot Aspect Based Sentiment

Robert Vacareanu, Siddharth Varia, Kishaloy Halder et al.

We explore how weak supervision on abundant unlabeled data can be leveraged to improve few-shot performance in aspect-based sentiment analysis (ABSA) tasks. We propose a pipeline approach to construct a noisy ABSA dataset, and we use it to adapt a pre-trained sequence-to-sequence model to the ABSA tasks. We test the resulting model on three widely used ABSA datasets, before and after fine-tuning. Our proposed method preserves the full fine-tuning performance while showing significant improvements (15.84% absolute F1) in the few-shot learning scenario for the harder tasks. In zero-shot (i.e., without fine-tuning), our method outperforms the previous state of the art on the aspect extraction sentiment classification (AESC) task and is, additionally, capable of performing the harder aspect sentiment triplet extraction (ASTE) task.

CLMay 18, 2023
Comparing Biases and the Impact of Multilingual Training across Multiple Languages

Sharon Levy, Neha Anna John, Ling Liu et al.

Studies in bias and fairness in natural language processing have primarily examined social biases within a single language and/or across few attributes (e.g. gender, race). However, biases can manifest differently across various languages for individual attributes. As a result, it is critical to examine biases within each language and attribute. Of equal importance is to study how these biases compare across languages and how the biases are affected when training a model on multilingual data versus monolingual data. We present a bias analysis across Italian, Chinese, English, Hebrew, and Spanish on the downstream sentiment analysis task to observe whether specific demographics are viewed more positively. We study bias similarities and differences across these languages and investigate the impact of multilingual vs. monolingual training data. We adapt existing sentiment bias templates in English to Italian, Chinese, Hebrew, and Spanish for four attributes: race, religion, nationality, and gender. Our results reveal similarities in bias expression such as favoritism of groups that are dominant in each language's culture (e.g. majority religions and nationalities). Additionally, we find an increased variation in predictions across protected groups, indicating bias amplification, after multilingual finetuning in comparison to multilingual pretraining.

CLSep 16, 2021
A Bag of Tricks for Dialogue Summarization

Muhammad Khalifa, Miguel Ballesteros, Kathleen McKeown

Dialogue summarization comes with its own peculiar challenges as opposed to news or scientific articles summarization. In this work, we explore four different challenges of the task: handling and differentiating parts of the dialogue belonging to multiple speakers, negation understanding, reasoning about the situation, and informal language understanding. Using a pretrained sequence-to-sequence language model, we explore speaker name substitution, negation scope highlighting, multi-task learning with relevant tasks, and pretraining on in-domain data. Our experiments show that our proposed techniques indeed improve summarization performance, outperforming strong baselines.

CLSep 7, 2021
How much pretraining data do language models need to learn syntax?

Laura Pérez-Mayos, Miguel Ballesteros, Leo Wanner

Transformers-based pretrained language models achieve outstanding results in many well-known NLU benchmarks. However, while pretraining methods are very convenient, they are expensive in terms of time and resources. This calls for a study of the impact of pretraining data size on the knowledge of the models. We explore this impact on the syntactic capabilities of RoBERTa, using models trained on incremental sizes of raw text data. First, we use syntactic structural probes to determine whether models pretrained on more data encode a higher amount of syntactic information. Second, we perform a targeted syntactic evaluation to analyze the impact of pretraining data size on the syntactic generalization performance of the models. Third, we compare the performance of the different models on three downstream applications: part-of-speech tagging, dependency parsing and paraphrase identification. We complement our study with an analysis of the cost-benefit trade-off of training such models. Our experiments show that while models pretrained on more data encode more syntactic knowledge and perform better on downstream applications, they do not always offer a better performance across the different syntactic phenomena and come at a higher financial and environmental cost.

CLApr 17, 2021
Sequential Cross-Document Coreference Resolution

Emily Allaway, Shuai Wang, Miguel Ballesteros

Relating entities and events in text is a key component of natural language understanding. Cross-document coreference resolution, in particular, is important for the growing interest in multi-document analysis tasks. In this work we propose a new model that extends the efficient sequential prediction paradigm for coreference resolution to cross-document settings and achieves competitive results for both entity and event coreference while provides strong evidence of the efficacy of both sequential models and higher-order inference in cross-document settings. Our model incrementally composes mentions into cluster representations and predicts links between a mention and the already constructed clusters, approximating a higher-order model. In addition, we conduct extensive ablation studies that provide new insights into the importance of various inputs and representation types in coreference.

CLJan 27, 2021
On the Evolution of Syntactic Information Encoded by BERT's Contextualized Representations

Laura Pérez-Mayos, Roberto Carlini, Miguel Ballesteros et al.

The adaptation of pretrained language models to solve supervised tasks has become a baseline in NLP, and many recent works have focused on studying how linguistic information is encoded in the pretrained sentence representations. Among other information, it has been shown that entire syntax trees are implicitly embedded in the geometry of such models. As these models are often fine-tuned, it becomes increasingly important to understand how the encoded knowledge evolves along the fine-tuning. In this paper, we analyze the evolution of the embedded syntax trees along the fine-tuning process of BERT for six different tasks, covering all levels of the linguistic structure. Experimental results show that the encoded syntactic information is forgotten (PoS tagging), reinforced (dependency and constituency parsing) or preserved (semantics-related tasks) in different ways along the fine-tuning process depending on the task.

CLJan 26, 2021
Event-Driven News Stream Clustering using Entity-Aware Contextual Embeddings

Kailash Karthik Saravanakumar, Miguel Ballesteros, Muthu Kumar Chandrasekaran et al.

We propose a method for online news stream clustering that is a variant of the non-parametric streaming K-means algorithm. Our model uses a combination of sparse and dense document representations, aggregates document-cluster similarity along these multiple representations and makes the clustering decision using a neural classifier. The weighted document-cluster similarity model is learned using a novel adaptation of the triplet loss into a linear classification objective. We show that the use of a suitable fine-tuning objective and external knowledge in pre-trained transformer models yields significant improvements in the effectiveness of contextual embeddings for clustering. Our model achieves a new state-of-the-art on a standard stream clustering dataset of English documents.

CLOct 27, 2020
To BERT or Not to BERT: Comparing Task-specific and Task-agnostic Semi-Supervised Approaches for Sequence Tagging

Kasturi Bhattacharjee, Miguel Ballesteros, Rishita Anubhai et al.

Leveraging large amounts of unlabeled data using Transformer-like architectures, like BERT, has gained popularity in recent times owing to their effectiveness in learning general representations that can then be further fine-tuned for downstream tasks to much success. However, training these models can be costly both from an economic and environmental standpoint. In this work, we investigate how to effectively use unlabeled data: by exploring the task-specific semi-supervised approach, Cross-View Training (CVT) and comparing it with task-agnostic BERT in multiple settings that include domain and task relevant English data. CVT uses a much lighter model architecture and we show that it achieves similar performance to BERT on a set of sequence tagging tasks, with lesser financial and environmental impact.

CLOct 21, 2020
Linking Entities to Unseen Knowledge Bases with Arbitrary Schemas

Yogarshi Vyas, Miguel Ballesteros

In entity linking, mentions of named entities in raw text are disambiguated against a knowledge base (KB). This work focuses on linking to unseen KBs that do not have training data and whose schema is unknown during training. Our approach relies on methods to flexibly convert entities from arbitrary KBs with several attribute-value pairs into flat strings, which we use in conjunction with state-of-the-art models for zero-shot linking. To improve the generalization of our model, we use two regularization schemes based on shuffling of entity attributes and handling of unseen attributes. Experiments on English datasets where models are trained on the CoNLL dataset, and tested on the TAC-KBP 2010 dataset show that our models outperform baseline models by over 12 points of accuracy. Unlike prior work, our approach also allows for seamlessly combining multiple training datasets. We test this ability by adding both a completely different dataset (Wikia), as well as increasing amount of training data from the TAC-KBP 2010 training set. Our models perform favorably across the board.

CLOct 20, 2020
Transition-based Parsing with Stack-Transformers

Ramon Fernandez Astudillo, Miguel Ballesteros, Tahira Naseem et al.

Modeling the parser state is key to good performance in transition-based parsing. Recurrent Neural Networks considerably improved the performance of transition-based systems by modelling the global state, e.g. stack-LSTM parsers, or local state modeling of contextualized features, e.g. Bi-LSTM parsers. Given the success of Transformer architectures in recent parsing systems, this work explores modifications of the sequence-to-sequence Transformer architecture to model either global or local parser states in transition-based parsing. We show that modifications of the cross attention mechanism of the Transformer considerably strengthen performance both on dependency and Abstract Meaning Representation (AMR) parsing tasks, particularly for smaller models or limited training data.

CLOct 12, 2020
Structural Supervision Improves Few-Shot Learning and Syntactic Generalization in Neural Language Models

Ethan Wilcox, Peng Qian, Richard Futrell et al.

Humans can learn structural properties about a word from minimal experience, and deploy their learned syntactic representations uniformly in different grammatical contexts. We assess the ability of modern neural language models to reproduce this behavior in English and evaluate the effect of structural supervision on learning outcomes. First, we assess few-shot learning capabilities by developing controlled experiments that probe models' syntactic nominal number and verbal argument structure generalizations for tokens seen as few as two times during training. Second, we assess invariance properties of learned representation: the ability of a model to transfer syntactic generalizations from a base context (e.g., a simple declarative active-voice sentence) to a transformed context (e.g., an interrogative sentence). We test four models trained on the same dataset: an n-gram baseline, an LSTM, and two LSTM-variants trained with explicit structural supervision (Dyer et al.,2016; Charniak et al., 2016). We find that in most cases, the neural models are able to induce the proper syntactic generalizations after minimal exposure, often from just two examples during training, and that the two structurally supervised models generalize more accurately than the LSTM model. All neural models are able to leverage information learned in base contexts to drive expectations in transformed contexts, indicating that they have learned some invariance properties of syntax.

CLOct 6, 2020
Resource-Enhanced Neural Model for Event Argument Extraction

Jie Ma, Shuai Wang, Rishita Anubhai et al.

Event argument extraction (EAE) aims to identify the arguments of an event and classify the roles that those arguments play. Despite great efforts made in prior work, there remain many challenges: (1) Data scarcity. (2) Capturing the long-range dependency, specifically, the connection between an event trigger and a distant event argument. (3) Integrating event trigger information into candidate argument representation. For (1), we explore using unlabeled data in different ways. For (2), we propose to use a syntax-attending Transformer that can utilize dependency parses to guide the attention mechanism. For (3), we propose a trigger-aware sequence encoder with several types of trigger-dependent sequence representations. We also support argument extraction either from text annotated with gold entities or from plain text. Experiments on the English ACE2005 benchmark show that our approach achieves a new state-of-the-art.

CLApr 8, 2020
Severing the Edge Between Before and After: Neural Architectures for Temporal Ordering of Events

Miguel Ballesteros, Rishita Anubhai, Shuai Wang et al.

In this paper, we propose a neural architecture and a set of training methods for ordering events by predicting temporal relations. Our proposed models receive a pair of events within a span of text as input and they identify temporal relations (Before, After, Equal, Vague) between them. Given that a key challenge with this task is the scarcity of annotated data, our models rely on either pretrained representations (i.e. RoBERTa, BERT or ELMo), transfer and multi-task learning (by leveraging complementary datasets), and self-training techniques. Experiments on the MATRES dataset of English documents establish a new state-of-the-art on this task.

CLJan 22, 2020
Transition-Based Dependency Parsing using Perceptron Learner

Rahul Radhakrishnan Iyer, Miguel Ballesteros, Chris Dyer et al.

Syntactic parsing using dependency structures has become a standard technique in natural language processing with many different parsing models, in particular data-driven models that can be trained on syntactically annotated corpora. In this paper, we tackle transition-based dependency parsing using a Perceptron Learner. Our proposed model, which adds more relevant features to the Perceptron Learner, outperforms a baseline arc-standard parser. We beat the UAS of the MALT and LSTM parsers. We also give possible ways to address parsing of non-projective trees.

CLMay 31, 2019
Rewarding Smatch: Transition-Based AMR Parsing with Reinforcement Learning

Tahira Naseem, Abhishek Shah, Hui Wan et al.

Our work involves enriching the Stack-LSTM transition-based AMR parser (Ballesteros and Al-Onaizan, 2017) by augmenting training with Policy Learning and rewarding the Smatch score of sampled graphs. In addition, we also combined several AMR-to-text alignments with an attention mechanism and we supplemented the parser with pre-processed concept identification, named entities and contextualized embeddings. We achieve a highly competitive performance that is comparable to the best published results. We show an in-depth study ablating each of the new components of the parser

CLMar 8, 2019
Neural Language Models as Psycholinguistic Subjects: Representations of Syntactic State

Richard Futrell, Ethan Wilcox, Takashi Morita et al.

We deploy the methods of controlled psycholinguistic experimentation to shed light on the extent to which the behavior of neural network language models reflects incremental representations of syntactic state. To do so, we examine model behavior on artificial sentences containing a variety of syntactically complex structures. We test four models: two publicly available LSTM sequence models of English (Jozefowicz et al., 2016; Gulordava et al., 2018) trained on large datasets; an RNNG (Dyer et al., 2016) trained on a small, parsed dataset; and an LSTM trained on the same small corpus as the RNNG. We find evidence that the LSTMs trained on large datasets represent syntactic state over large spans of text in a way that is comparable to the RNNG, while the LSTM trained on the small dataset does not or does so only weakly.

CLMar 3, 2019
Structural Supervision Improves Learning of Non-Local Grammatical Dependencies

Ethan Wilcox, Peng Qian, Richard Futrell et al.

State-of-the-art LSTM language models trained on large corpora learn sequential contingencies in impressive detail and have been shown to acquire a number of non-local grammatical dependencies with some success. Here we investigate whether supervision with hierarchical structure enhances learning of a range of grammatical dependencies, a question that has previously been addressed only for subject-verb agreement. Using controlled experimental methods from psycholinguistics, we compare the performance of word-based LSTM models versus two models that represent hierarchical structure and deploy it in left-to-right processing: Recurrent Neural Network Grammars (RNNGs) (Dyer et al., 2016) and a incrementalized version of the Parsing-as-Language-Modeling configuration from Chariak et al., (2016). Models are tested on a diverse range of configurations for two classes of non-local grammatical dependencies in English---Negative Polarity licensing and Filler--Gap Dependencies. Using the same training data across models, we find that structurally-supervised models outperform the LSTM, with the RNNG demonstrating best results on both types of grammatical dependencies and even learning many of the Island Constraints on the filler--gap dependency. Structural supervision thus provides data efficiency advantages over purely string-based training of neural language models in acquiring human-like generalizations about non-local grammatical dependencies.

CLFeb 26, 2019
Recursive Subtree Composition in LSTM-Based Dependency Parsing

Miryam de Lhoneux, Miguel Ballesteros, Joakim Nivre

The need for tree structure modelling on top of sequence modelling is an open issue in neural dependency parsing. We investigate the impact of adding a tree layer on top of a sequential model by recursively composing subtree representations (composition) in a transition-based parser that uses features extracted by a BiLSTM. Composition seems superfluous with such a model, suggesting that BiLSTMs capture information about subtrees. We perform model ablations to tease out the conditions under which composition helps. When ablating the backward LSTM, performance drops and composition does not recover much of the gap. When ablating the forward LSTM, performance drops less dramatically and composition recovers a substantial part of the gap, indicating that a forward LSTM and composition capture similar information. We take the backward LSTM to be related to lookahead features and the forward LSTM to the rich history-based features both crucial for transition-based parsers. To capture history-based information, composition is better than a forward LSTM on its own, but it is even better to have a forward LSTM as part of a BiLSTM. We correlate results with language properties, showing that the improved lookahead of a backward LSTM is especially important for head-final languages.

CLJun 8, 2018
Multilingual Neural Machine Translation with Task-Specific Attention

Graeme Blackwood, Miguel Ballesteros, Todd Ward

Multilingual machine translation addresses the task of translating between multiple source and target languages. We propose task-specific attention models, a simple but effective technique for improving the quality of sequence-to-sequence neural multilingual translation. Our approach seeks to retain as much of the parameter sharing generalization of NMT models as possible, while still allowing for language-specific specialization of the attention model to a particular language-pair or task. Our experiments on four languages of the Europarl corpus show that using a target-specific model of attention provides consistent gains in translation quality for all possible translation directions, compared to a model in which all parameters are shared. We observe improved translation quality even in the (extreme) low-resource zero-shot translation directions for which the model never saw explicitly paired parallel data.

CLApr 24, 2018
Scheduled Multi-Task Learning: From Syntax to Translation

Eliyahu Kiperwasser, Miguel Ballesteros

Neural encoder-decoder models of machine translation have achieved impressive results, while learning linguistic knowledge of both the source and target languages in an implicit end-to-end manner. We propose a framework in which our model begins learning syntax and translation interleaved, gradually putting more focus on translation. Using this approach, we achieve considerable improvements in terms of BLEU score on relatively large parallel corpus (WMT14 English to German) and a low-resource (WIT German to English) setup.

CLApr 13, 2018
Pieces of Eight: 8-bit Neural Machine Translation

Jerry Quinn, Miguel Ballesteros

Neural machine translation has achieved levels of fluency and adequacy that would have been surprising a short time ago. Output quality is extremely relevant for industry purposes, however it is equally important to produce results in the shortest time possible, mainly for latency-sensitive applications and to control cloud hosting costs. In this paper we show the effectiveness of translating with 8-bit quantization for models that have been trained using 32-bit floating point values. Results show that 8-bit translation makes a non-negligible impact in terms of speed with no degradation in accuracy and adequacy.

CLMar 6, 2018
Multimodal Emoji Prediction

Francesco Barbieri, Miguel Ballesteros, Francesco Ronzano et al.

Emojis are small images that are commonly included in social media text messages. The combination of visual and textual content in the same message builds up a modern way of communication, that automatic systems are not used to deal with. In this paper we extend recent advances in emoji prediction by putting forward a multimodal approach that is able to predict emojis in Instagram posts. Instagram posts are composed of pictures together with texts which sometimes include emojis. We show that these emojis can be predicted by using the text, but also using the picture. Our main finding is that incorporating the two synergistic modalities, in a combined model, improves accuracy in an emoji prediction task. This result demonstrates that these two modalities (text and images) encode different information on the use of emojis and therefore can complement each other.

CLSep 1, 2017
Arc-Standard Spinal Parsing with Stack-LSTMs

Miguel Ballesteros, Xavier Carreras

We present a neural transition-based parser for spinal trees, a dependency representation of constituent trees. The parser uses Stack-LSTMs that compose constituent nodes with dependency-based derivations. In experiments, we show that this model adapts to different styles of dependency relations, but this choice has little effect for predicting constituent structure, suggesting that LSTMs induce useful states by themselves.

CLJul 24, 2017
AMR Parsing using Stack-LSTMs

Miguel Ballesteros, Yaser Al-Onaizan

We present a transition-based AMR parser that directly generates AMR parses from plain text. We use Stack-LSTMs to represent our parser state and make decisions greedily. In our experiments, we show that our parser achieves very competitive scores on English using only AMR training data. Adding additional information, such as POS tags and dependency trees, improves the results further.

CLFeb 23, 2017
Are Emojis Predictable?

Francesco Barbieri, Miguel Ballesteros, Horacio Saggion

Emojis are ideograms which are naturally combined with plain text to visually complement or condense the meaning of a message. Despite being widely used in social media, their underlying semantics have received little attention from a Natural Language Processing standpoint. In this paper, we investigate the relation between words and emojis, studying the novel task of predicting which emojis are evoked by text-based tweet messages. We train several models based on Long Short-Term Memory networks (LSTMs) in this task. Our experimental results show that our neural model outperforms two baselines as well as humans solving the same task, suggesting that computational models are able to better capture the underlying semantics of emojis.

CLNov 17, 2016
What Do Recurrent Neural Network Grammars Learn About Syntax?

Adhiguna Kuncoro, Miguel Ballesteros, Lingpeng Kong et al.

Recurrent neural network grammars (RNNG) are a recently proposed probabilistic generative modeling family for natural language. They show state-of-the-art language modeling and parsing performance. We investigate what information they learn, from a linguistic perspective, through various ablations to the model and the data, and by augmenting the model with an attention mechanism (GA-RNNG) to enable closer inspection. We find that explicit modeling of composition is crucial for achieving the best performance. Through the attention mechanism, we find that headedness plays a central role in phrasal representation (with the model's latent attention largely agreeing with predictions made by hand-crafted head rules, albeit with some important differences). By training grammars without nonterminal labels, we find that phrasal representations depend minimally on nonterminals, providing support for the endocentricity hypothesis.

CLSep 24, 2016
Distilling an Ensemble of Greedy Dependency Parsers into One MST Parser

Adhiguna Kuncoro, Miguel Ballesteros, Lingpeng Kong et al.

We introduce two first-order graph-based dependency parsers achieving a new state of the art. The first is a consensus parser built from an ensemble of independently trained greedy LSTM transition-based parsers with different random initializations. We cast this approach as minimum Bayes risk decoding (under the Hamming cost) and argue that weaker consensus within the ensemble is a useful signal of difficulty or ambiguity. The second parser is a "distillation" of the ensemble into a single model. We train the distillation parser using a structured hinge loss objective with a novel cost that incorporates ensemble uncertainty estimates for each possible attachment, thereby avoiding the intractable cross-entropy computations required by applying standard distillation objectives to problems with structured outputs. The first-order distillation parser matches or surpasses the state of the art on English, Chinese, and German.

CLJun 29, 2016
Greedy, Joint Syntactic-Semantic Parsing with Stack LSTMs

Swabha Swayamdipta, Miguel Ballesteros, Chris Dyer et al.

We present a transition-based parser that jointly produces syntactic and semantic dependencies. It learns a representation of the entire algorithm state, using stack long short-term memories. Our greedy inference algorithm has linear time, including feature extraction. On the CoNLL 2008--9 English shared tasks, we obtain the best published parsing performance among models that jointly learn syntax and semantics.

CLMar 21, 2016
Static and Dynamic Feature Selection in Morphosyntactic Analyzers

Bernd Bohnet, Miguel Ballesteros, Ryan McDonald et al.

We study the use of greedy feature selection methods for morphosyntactic tagging under a number of different conditions. We compare a static ordering of features to a dynamic ordering based on mutual information statistics, and we apply the techniques to standalone taggers as well as joint systems for tagging and parsing. Experiments on five languages show that feature selection can result in more compact models as well as higher accuracy under all conditions, but also that a dynamic ordering works better than a static ordering and that joint systems benefit more than standalone taggers. We also show that the same techniques can be used to select which morphosyntactic categories to predict in order to maximize syntactic accuracy in a joint system. Our final results represent a substantial improvement of the state of the art for several languages, while at the same time reducing both the number of features and the running time by up to 80% in some cases.

CLMar 11, 2016
Training with Exploration Improves a Greedy Stack-LSTM Parser

Miguel Ballesteros, Yoav Goldberg, Chris Dyer et al.

We adapt the greedy Stack-LSTM dependency parser of Dyer et al. (2015) to support a training-with-exploration procedure using dynamic oracles(Goldberg and Nivre, 2013) instead of cross-entropy minimization. This form of training, which accounts for model predictions at training time rather than assuming an error-free action history, improves parsing accuracies for both English and Chinese, obtaining very strong results for both languages. We discuss some modifications needed in order to get training with exploration to work well for a probabilistic neural-network.