Raphael Tang

Raphael Tang, Linqing Liu, Akshat Pandey et al.

Large-scale diffusion neural networks represent a substantial milestone in text-to-image generation, but they remain poorly understood, lacking interpretability analyses. In this paper, we perform a text-image attribution analysis on Stable Diffusion, a recently open-sourced model. To produce pixel-level attribution maps, we upscale and aggregate cross-attention word-pixel scores in the denoising subnetwork, naming our method DAAM. We evaluate its correctness by testing its semantic segmentation ability on nouns, as well as its generalized attribution quality on all parts of speech, rated by humans. We then apply DAAM to study the role of syntax in the pixel space, characterizing head--dependent heat map interaction patterns for ten common dependency relations. Finally, we study several semantic phenomena using DAAM, with a focus on feature entanglement, where we find that cohyponyms worsen generation quality and descriptive adjectives attend too broadly. To our knowledge, we are the first to interpret large diffusion models from a visuolinguistic perspective, which enables future lines of research. Our code is at https://github.com/castorini/daam.

Raphael Tang, Xinyu Zhang, Jimmy Lin et al.

Do large language models (LLMs) exhibit sociodemographic biases, even when they decline to respond? To bypass their refusal to "speak," we study this research question by probing contextualized embeddings and exploring whether this bias is encoded in its latent representations. We propose a logistic Bradley-Terry probe which predicts word pair preferences of LLMs from the words' hidden vectors. We first validate our probe on three pair preference tasks and thirteen LLMs, where we outperform the word embedding association test (WEAT), a standard approach in testing for implicit association, by a relative 27% in error rate. We also find that word pair preferences are best represented in the middle layers. Next, we transfer probes trained on harmless tasks (e.g., pick the larger number) to controversial ones (compare ethnicities) to examine biases in nationality, politics, religion, and gender. We observe substantial bias for all target classes: for instance, the Mistral model implicitly prefers Europe to Africa, Christianity to Judaism, and left-wing to right-wing politics, despite declining to answer. This suggests that instruction fine-tuning does not necessarily debias contextualized embeddings. Our codebase is at https://github.com/castorini/biasprobe.

Raphael Tang, Xinyu Zhang, Xueguang Ma et al.

Large language models (LLMs) exhibit positional bias in how they use context, which especially complicates listwise ranking. To address this, we propose permutation self-consistency, a form of self-consistency over ranking list outputs of black-box LLMs. Our key idea is to marginalize out different list orders in the prompt to produce an order-independent ranking with less positional bias. First, given some input prompt, we repeatedly shuffle the list in the prompt and pass it through the LLM while holding the instructions the same. Next, we aggregate the resulting sample of rankings by computing the central ranking closest in distance to all of them, marginalizing out prompt order biases in the process. Theoretically, we prove the robustness of our method, showing convergence to the true ranking in the presence of random perturbations. Empirically, on five list-ranking datasets in sorting and passage reranking, our approach improves scores from conventional inference by up to 7-18% for GPT-3.5 and 8-16% for LLaMA v2 (70B), surpassing the previous state of the art in passage reranking. Our code is at https://github.com/castorini/perm-sc.

Yao Lu, Jiayi Wang, Raphael Tang et al. · mila

Recent prompt optimisation approaches use the generative nature of language models to produce prompts -- even rivaling the performance of human-curated prompts. In this paper, we demonstrate that randomly sampling tokens from the model vocabulary as ``separators'' can be as effective as language models for prompt-style text classification. Our experiments show that random separators are competitive baselines, having less than a 1% difference compared to previous self-optimisation methods and showing a 12% average relative improvement over strong human baselines across nine text classification tasks and eight language models. We further analyse this phenomenon in detail using three different random generation strategies, establishing that the language space is rich with potentially good separators, with a greater than 40% average chance that a randomly drawn separator performs better than human-curated separators. These observations challenge the common assumption that an effective prompt should be human readable or task relevant and establish a strong baseline for prompt optimisation research.

Raphael Tang, Karun Kumar, Gefei Yang et al.

End-to-end automatic speech recognition systems represent the state of the art, but they rely on thousands of hours of manually annotated speech for training, as well as heavyweight computation for inference. Of course, this impedes commercialization since most companies lack vast human and computational resources. In this paper, we explore training and deploying an ASR system in the label-scarce, compute-limited setting. To reduce human labor, we use a third-party ASR system as a weak supervision source, supplemented with labeling functions derived from implicit user feedback. To accelerate inference, we propose to route production-time queries across a pool of CUDA graphs of varying input lengths, the distribution of which best matches the traffic's. Compared to our third-party ASR, we achieve a relative improvement in word-error rate of 8% and a speedup of 600%. Our system, called SpeechNet, currently serves 12 million queries per day on our voice-enabled smart television. To our knowledge, this is the first time a large-scale, Wav2vec-based deployment has been described in the academic literature.

Ji Xin, Raphael Tang, Zhiying Jiang et al.

There exists a wide variety of efficiency methods for natural language processing (NLP) tasks, such as pruning, distillation, dynamic inference, quantization, etc. We can consider an efficiency method as an operator applied on a model. Naturally, we may construct a pipeline of multiple efficiency methods, i.e., to apply multiple operators on the model sequentially. In this paper, we study the plausibility of this idea, and more importantly, the commutativity and cumulativeness of efficiency operators. We make two interesting observations: (1) Efficiency operators are commutative -- the order of efficiency methods within the pipeline has little impact on the final results; (2) Efficiency operators are also cumulative -- the final results of combining several efficiency methods can be estimated by combining the results of individual methods. These observations deepen our understanding of efficiency operators and provide useful guidelines for their real-world applications.

Zhiying Jiang, Matthew Y. R. Yang, Mikhail Tsirlin et al.

Deep neural networks (DNNs) are often used for text classification tasks as they usually achieve high levels of accuracy. However, DNNs can be computationally intensive with billions of parameters and large amounts of labeled data, which can make them expensive to use, to optimize and to transfer to out-of-distribution (OOD) cases in practice. In this paper, we propose a non-parametric alternative to DNNs that's easy, light-weight and universal in text classification: a combination of a simple compressor like gzip with a $k$-nearest-neighbor classifier. Without any training, pre-training or fine-tuning, our method achieves results that are competitive with non-pretrained deep learning methods on six in-distributed datasets. It even outperforms BERT on all five OOD datasets, including four low-resource languages. Our method also performs particularly well in few-shot settings where labeled data are too scarce for DNNs to achieve a satisfying accuracy.

Yutong Yan, Raphael Tang, Zhenyu Gao et al.

In financial backtesting, large language models pretrained on internet-scale data risk introducing lookahead bias that undermines their forecasting validity, as they may have already seen the true outcome during training. To address this, we present DatedGPT, a family of twelve 1.3B-parameter language models, each trained from scratch on approximately 100 billion tokens of temporally partitioned data with strict annual cutoffs spanning 2013 to 2024. We further enhance each model with instruction fine-tuning on both general-domain and finance-specific datasets curated to respect the same temporal boundaries. Perplexity-based probing confirms that each model's knowledge is effectively bounded by its data cutoff year, while evaluation on standard benchmarks shows competitive performance with existing models of similar scale. We provide an interactive web demo that allows users to query and compare responses from models across different cutoff years.

Kento Nishi, Raphael Tang, Karun Kumar et al.

Generative sequence models are often trained to plan motion in physical domains, from robotics to mechanical simulations. When constructing a dataset to train such a model, engineers may curate demonstrations to specify how trajectories should be distributed over a physical quantity like travel distance or mechanical energy. For example, a roboticist building a maze navigation agent might choose demonstrations whose travel distances cover a fixed range uniformly, hoping to constrain the agent's expected power usage. We find that standard deep learning can violate this intent: each generated trajectory can seem plausible on its own, but the aggregate distribution over the physical quantity is wrong. We call this failure physical misgeneralization, and develop an account of its mechanism. Using controlled synthetic tasks, we show that physical misgeneralization arises when local errors typical of the model class propagate through the physical measurement to shift the recovered distribution. We estimate these errors with a data deviation kernel, and we use it to predict which physical quantities gain or lose mass in both our synthetic and more applied maze navigation and double-pendulum motion tasks. Finally, our mechanistic interpretation helps identify which mitigation strategies are structurally promising, and we use it to propose a kernel-informed intervention.

Jiayi Wang, Yao Lu, Maurice Weber et al.

High-resource languages such as English, enables the pretraining of high-quality large language models (LLMs). The same can not be said for most other languages as LLMs still underperform for non-English languages, likely due to a gap in the quality and diversity of the available multilingual pretraining corpora. In this work, we find that machine-translated texts from a single high-quality source language can contribute significantly to the pretraining quality of multilingual LLMs. We translate FineWeb-Edu, a high-quality English web dataset, into nine languages, resulting in a 1.7-trillion-token dataset, which we call TransWebEdu and pretrain a 1.3B-parameter model, TransWebLLM, from scratch on this dataset. Across nine non-English reasoning tasks, we show that TransWebLLM matches or outperforms state-of-the-art multilingual models trained using closed data, such as Llama3.2, Qwen2.5, and Gemma, despite using an order of magnitude less data. We demonstrate that adding less than 5% of TransWebEdu as domain-specific pretraining data sets a new state-of-the-art in Arabic, Italian, Indonesian, Swahili, and Welsh understanding and commonsense reasoning tasks. To promote reproducibility, we release our corpus, models, and training pipeline under Open Source Initiative-approved licenses.

Chenhui Xu, Fuxun Yu, Michael J. Bianco et al.

We introduce Geo-R1, a reasoning-centric post-training framework that unlocks geospatial reasoning in vision-language models by combining thinking scaffolding and elevating. In the scaffolding stage, Geo-R1 instills a ``geospatial thinking paradigm" via supervised fine-tuning on synthetic chain-of-thought exemplars, enabling models to connect visual cues with geographic priors without costly human reasoning annotations. In the elevating stage, it uses GRPO-based reinforcement learning on a weakly-supervised cross-view pairing proxy. This design supplies a verifiable and scalable reward signal: teaching models to capture and reconcile features across modalities, and harnessing reasoning for accurate prediction. Geo-R1 extends geospatial modeling from domain pretraining / supervised finetuning to reasoning-first post-training, and achieves state-of-the-art performance across various geospatial reasoning benchmarks. Our model is available at https://huggingface.co/miniHui/Geo-R1.

Wenyan Li, Xinyu Zhang, Jiaang Li et al.

Food is a rich and varied dimension of cultural heritage, crucial to both individuals and social groups. To bridge the gap in the literature on the often-overlooked regional diversity in this domain, we introduce FoodieQA, a manually curated, fine-grained image-text dataset capturing the intricate features of food cultures across various regions in China. We evaluate vision-language Models (VLMs) and large language models (LLMs) on newly collected, unseen food images and corresponding questions. FoodieQA comprises three multiple-choice question-answering tasks where models need to answer questions based on multiple images, a single image, and text-only descriptions, respectively. While LLMs excel at text-based question answering, surpassing human accuracy, the open-sourced VLMs still fall short by 41% on multi-image and 21% on single-image VQA tasks, although closed-weights models perform closer to human levels (within 10%). Our findings highlight that understanding food and its cultural implications remains a challenging and under-explored direction.

Zhiying Jiang, Raphael Tang, Ji Xin et al.

Pretrained transformers achieve the state of the art across tasks in natural language processing, motivating researchers to investigate their inner mechanisms. One common direction is to understand what features are important for prediction. In this paper, we apply information bottlenecks to analyze the attribution of each feature for prediction on a black-box model. We use BERT as the example and evaluate our approach both quantitatively and qualitatively. We show the effectiveness of our method in terms of attribution and the ability to provide insight into how information flows through layers. We demonstrate that our technique outperforms two competitive methods in degradation tests on four datasets. Code is available at https://github.com/bazingagin/IBA.

Raphael Tang, Jaejun Lee, Afsaneh Razi et al.

We describe Howl, an open-source wake word detection toolkit with native support for open speech datasets, like Mozilla Common Voice and Google Speech Commands. We report benchmark results on Speech Commands and our own freely available wake word detection dataset, built from MCV. We operationalize our system for Firefox Voice, a plugin enabling speech interactivity for the Firefox web browser. Howl represents, to the best of our knowledge, the first fully productionized yet open-source wake word detection toolkit with a web browser deployment target. Our codebase is at https://github.com/castorini/howl.

Raphael Tang, Jaejun Lee, Ji Xin et al.

In natural language processing, a recently popular line of work explores how to best report the experimental results of neural networks. One exemplar publication, titled "Show Your Work: Improved Reporting of Experimental Results," advocates for reporting the expected validation effectiveness of the best-tuned model, with respect to the computational budget. In the present work, we critically examine this paper. As far as statistical generalizability is concerned, we find unspoken pitfalls and caveats with this approach. We analytically show that their estimator is biased and uses error-prone assumptions. We find that the estimator favors negative errors and yields poor bootstrapped confidence intervals. We derive an unbiased alternative and bolster our claims with empirical evidence from statistical simulation. Our codebase is at http://github.com/castorini/meanmax.

Ji Xin, Raphael Tang, Jaejun Lee et al.

Large-scale pre-trained language models such as BERT have brought significant improvements to NLP applications. However, they are also notorious for being slow in inference, which makes them difficult to deploy in real-time applications. We propose a simple but effective method, DeeBERT, to accelerate BERT inference. Our approach allows samples to exit earlier without passing through the entire model. Experiments show that DeeBERT is able to save up to ~40% inference time with minimal degradation in model quality. Further analyses show different behaviors in the BERT transformer layers and also reveal their redundancy. Our work provides new ideas to efficiently apply deep transformer-based models to downstream tasks. Code is available at https://github.com/castorini/DeeBERT.

Raphael Tang, Jimmy Lin

We explore the application of deep residual learning and dilated convolutions to the keyword spotting task, using the recently-released Google Speech Commands Dataset as our benchmark. Our best residual network (ResNet) implementation significantly outperforms Google's previous convolutional neural networks in terms of accuracy. By varying model depth and width, we can achieve compact models that also outperform previous small-footprint variants. To our knowledge, we are the first to examine these approaches for keyword spotting, and our results establish an open-source state-of-the-art reference to support the development of future speech-based interfaces.

Raphael Tang, Jimmy Lin

We describe Honk, an open-source PyTorch reimplementation of convolutional neural networks for keyword spotting that are included as examples in TensorFlow. These models are useful for recognizing "command triggers" in speech-based interfaces (e.g., "Hey Siri"), which serve as explicit cues for audio recordings of utterances that are sent to the cloud for full speech recognition. Evaluation on Google's recently released Speech Commands Dataset shows that our reimplementation is comparable in accuracy and provides a starting point for future work on the keyword spotting task.

Jiandong Shao, Raphael Tang, Crystina Zhang et al.

Multilingual large language models achieve impressive cross-lingual performance despite largely monolingual pretraining. While bilingual data in pretraining corpora is widely believed to enable these abilities, details of its contributions remain unclear. We investigate this question by pretraining models from scratch under controlled conditions, comparing the standard web corpus with a monolingual-only version that removes all multilingual documents. Despite constituting only 2% of the corpus, removing bilingual data causes translation performance to drop 56% in BLEU, while behaviour on cross-lingual QA and general reasoning tasks remains stable, with training curves largely overlapping the baseline. To understand this asymmetry, we categorize bilingual data into parallel (14%), code-switching (72%), and miscellaneous documents (14%) based on the semantic relevance of content in different languages. We then conduct granular ablations by reintroducing parallel or code-switching data into the monolingual-only corpus. Our experiments reveal that parallel data almost fully restores translation performance (91% of the unfiltered baseline), whereas code-switching contributes minimally. Other cross-lingual tasks remain largely unaffected by either type. These findings reveal that translation critically depends on systematic token-level alignments from parallel data, whereas cross-lingual understanding and reasoning appear to be achievable even without bilingual data.

Xinyu Zhang, Sebastian Hofstätter, Patrick Lewis et al.

Listwise rerankers based on large language models (LLM) are the zero-shot state-of-the-art. However, current works in this direction all depend on the GPT models, making it a single point of failure in scientific reproducibility. Moreover, it raises the concern that the current research findings only hold for GPT models but not LLM in general. In this work, we lift this pre-condition and build for the first time effective listwise rerankers without any form of dependency on GPT. Our passage retrieval experiments show that our best list se reranker surpasses the listwise rerankers based on GPT-3.5 by 13% and achieves 97% effectiveness of the ones built on GPT-4. Our results also show that the existing training datasets, which were expressly constructed for pointwise ranking, are insufficient for building such listwise rerankers. Instead, high-quality listwise ranking data is required and crucial, calling for further work on building human-annotated listwise data resources.

Scott Rome, Tianwen Chen, Raphael Tang et al.

Customer service is how companies interface with their customers. It can contribute heavily towards the overall customer satisfaction. However, high-quality service can become expensive, creating an incentive to make it as cost efficient as possible and prompting most companies to utilize AI-powered assistants, or "chat bots". On the other hand, human-to-human interaction is still desired by customers, especially when it comes to complex scenarios such as disputes and sensitive topics like bill payment. This raises the bar for customer service agents. They need to accurately understand the customer's question or concern, identify a solution that is acceptable yet feasible (and within the company's policy), all while handling multiple conversations at once. In this work, we introduce "Ask Me Anything" (AMA) as an add-on feature to an agent-facing customer service interface. AMA allows agents to ask questions to a large language model (LLM) on demand, as they are handling customer conversations -- the LLM provides accurate responses in real-time, reducing the amount of context switching the agent needs. In our internal experiments, we find that agents using AMA versus a traditional search experience spend approximately 10% fewer seconds per conversation containing a search, translating to millions of dollars of savings annually. Agents that used the AMA feature provided positive feedback nearly 80% of the time, demonstrating its usefulness as an AI-assisted feature for customer care.

Wenyan Li, Raphael Tang, Chengzu Li et al. · cambridge

Vision--language models (VLMs) often process visual inputs through a pretrained vision encoder, followed by a projection into the language model's embedding space via a connector component. While crucial for modality fusion, the potential information loss induced by this projection step and its direct impact on model capabilities remain understudied. We introduce two complementary approaches to examine and quantify this loss by analyzing the latent representation space. First, we evaluate semantic information preservation by analyzing changes in k-nearest neighbor relationships between image representations, before and after projection. Second, we directly measure information loss by reconstructing visual embeddings from the projected representation, localizing loss at an image patch level. Experiments reveal that connectors substantially distort the local geometry of visual representations, with k-nearest neighbors diverging by 40--60\% post-projection, correlating with degradation in retrieval performance. The patch-level embedding reconstruction provides interpretable insights for model behavior on visually grounded question-answering tasks, finding that areas of high information loss reliably predict instances where models struggle.

Jiayi Wang, Yao Lu, Maurice Weber et al. · mila

English, as a very high-resource language, enables the pretraining of high-quality large language models (LLMs). The same cannot be said for most other languages, as leading LLMs still underperform for non-English languages, likely due to a gap in the quality and diversity of the available multilingual pretraining corpora. In this work, we find that machine-translated text from a single high-quality source language can contribute significantly to the pretraining of multilingual LLMs. We translate FineWeb-Edu, a high-quality English web dataset, into French, German, and Spanish, resulting in a final 300B-token dataset, which we call TransWeb-Edu, and pretrain a 1.3B-parameter model, CuatroLLM, from scratch on this dataset. Across five non-English reasoning tasks, we show that CuatroLLM matches or outperforms state-of-the-art multilingual models trained using closed data, such as Llama3.2 and Gemma2, despite using an order of magnitude less data, such as about 6% of the tokens used for Llama3.2's training. We further demonstrate that with additional domain-specific pretraining, amounting to less than 1% of TransWeb-Edu, CuatroLLM surpasses the state of the art in multilingual reasoning. To promote reproducibility, we release our corpus, models, and training pipeline under open licenses at hf.co/britllm/CuatroLLM.

Raphael Tang, Crystina Zhang, Wenyan Li et al. · mila

In arena-style evaluation of large language models (LLMs), two LLMs respond to a user query, and the user chooses the winning response or deems the "battle" a draw, resulting in an adjustment to the ratings of both models. The prevailing approach for modeling these rating dynamics is to view battles as two-player game matches, as in chess, and apply the Elo rating system and its derivatives. In this paper, we critically examine this paradigm. Specifically, we question whether a draw genuinely means that the two models are equal and hence whether their ratings should be equalized. Instead, we conjecture that draws are more indicative of query difficulty: if the query is too easy, then both models are more likely to succeed equally. On three real-world arena datasets, we show that ignoring rating updates for draws yields a 1-3% relative increase in battle outcome prediction accuracy (which includes draws) for all four rating systems studied. Further analyses suggest that draws occur more for queries rated as very easy and those as highly objective, with risk ratios of 1.37 and 1.35, respectively. We recommend future rating systems to reconsider existing draw semantics and to account for query properties in rating updates.

Akshat Pandey, Karun Kumar, Raphael Tang

Pretrained automatic speech recognition (ASR) models such as Whisper perform well but still need domain adaptation to handle unseen vocabulary and parlance. In many real-world settings, collecting speech data is impractical, necessitating text-only adaptation. We propose WhisTLE, a deeply supervised, text-only adaptation method for pretrained encoder-decoder ASR models. WhisTLE trains a variational autoencoder (VAE) to model encoder outputs from text and fine-tunes the decoder using the learned text-to-latent encoder, optionally combined with text-to-speech (TTS) adaptation. At inference, the original encoder is restored, incurring no extra runtime cost. Across four out-of-domain datasets and four ASR models, WhisTLE with TTS reduces word error rate (WER) by 12.3% relative to TTS-only adaptation and outperforms all non-WhisTLE baselines in 27 of 32 scenarios.

Zirui Xu, Raphael Tang, Mike Bianco et al.

EarthVision Embed2Scale challenge (CVPR 2025) aims to develop foundational geospatial models to embed SSL4EO-S12 hyperspectral geospatial data cubes into embedding vectors that faciliatetes various downstream tasks, e.g., classification, regression, etc. In this technical report, we introduce our proposed method for the Top-1 winning solution on the Embed2Scale Challenge.

Raphael Tang, Xinyu Zhang, Lixinyu Xu et al.

Diffusion models are the state of the art in text-to-image generation, but their perceptual variability remains understudied. In this paper, we examine how prompts affect image variability in black-box diffusion-based models. We propose W1KP, a human-calibrated measure of variability in a set of images, bootstrapped from existing image-pair perceptual distances. Current datasets do not cover recent diffusion models, thus we curate three test sets for evaluation. Our best perceptual distance outperforms nine baselines by up to 18 points in accuracy, and our calibration matches graded human judgements 78% of the time. Using W1KP, we study prompt reusability and show that Imagen prompts can be reused for 10-50 random seeds before new images become too similar to already generated images, while Stable Diffusion XL and DALL-E 3 can be reused 50-200 times. Lastly, we analyze 56 linguistic features of real prompts, finding that the prompt's length, CLIP embedding norm, concreteness, and word senses influence variability most. As far as we are aware, we are the first to analyze diffusion variability from a visuolinguistic perspective. Our project page is at http://w1kp.com.

Wenyan Li, Jiaang Li, Rita Ramos et al.

Recent advances in retrieval-augmented models for image captioning highlight the benefit of retrieving related captions for efficient, lightweight models with strong domain-transfer capabilities. While these models demonstrate the success of retrieval augmentation, retrieval models are still far from perfect in practice: the retrieved information can sometimes mislead the model, resulting in incorrect generation and worse performance. In this paper, we analyze the robustness of a retrieval-augmented captioning model SmallCap. Our analysis shows that the model is sensitive to tokens that appear in the majority of the retrieved captions, and the input attribution shows that those tokens are likely copied into the generated output. Given these findings, we propose to train the model by sampling retrieved captions from more diverse sets. This decreases the chance that the model learns to copy majority tokens, and improves both in-domain and cross-domain performance.

Edwin Zhang, Nikhil Gupta, Raphael Tang et al.

We present Covidex, a search engine that exploits the latest neural ranking models to provide information access to the COVID-19 Open Research Dataset curated by the Allen Institute for AI. Our system has been online and serving users since late March 2020. The Covidex is the user application component of our three-pronged strategy to develop technologies for helping domain experts tackle the ongoing global pandemic. In addition, we provide robust and easy-to-use keyword search infrastructure that exploits mature fusion-based methods as well as standalone neural ranking models that can be incorporated into other applications. These techniques have been evaluated in the ongoing TREC-COVID challenge: Our infrastructure and baselines have been adopted by many participants, including some of the highest-scoring runs in rounds 1, 2, and 3. In round 3, we report the highest-scoring run that takes advantage of previous training data and the second-highest fully automatic run.

Raphael Tang, Rodrigo Nogueira, Edwin Zhang et al.

We present CovidQA, the beginnings of a question answering dataset specifically designed for COVID-19, built by hand from knowledge gathered from Kaggle's COVID-19 Open Research Dataset Challenge. To our knowledge, this is the first publicly available resource of its type, and intended as a stopgap measure for guiding research until more substantial evaluation resources become available. While this dataset, comprising 124 question-article pairs as of the present version 0.1 release, does not have sufficient examples for supervised machine learning, we believe that it can be helpful for evaluating the zero-shot or transfer capabilities of existing models on topics specifically related to COVID-19. This paper describes our methodology for constructing the dataset and presents the effectiveness of a number of baselines, including term-based techniques and various transformer-based models. The dataset is available at http://covidqa.ai/

Jaejun Lee, Raphael Tang, Jimmy Lin

Pretrained transformer-based language models have achieved state of the art across countless tasks in natural language processing. These models are highly expressive, comprising at least a hundred million parameters and a dozen layers. Recent evidence suggests that only a few of the final layers need to be fine-tuned for high quality on downstream tasks. Naturally, a subsequent research question is, "how many of the last layers do we need to fine-tune?" In this paper, we precisely answer this question. We examine two recent pretrained language models, BERT and RoBERTa, across standard tasks in textual entailment, semantic similarity, sentiment analysis, and linguistic acceptability. We vary the number of final layers that are fine-tuned, then study the resulting change in task-specific effectiveness. We show that only a fourth of the final layers need to be fine-tuned to achieve 90% of the original quality. Surprisingly, we also find that fine-tuning all layers does not always help.

Yinan Zhang, Raphael Tang, Jimmy Lin

In English semantic similarity tasks, classic word embedding-based approaches explicitly model pairwise "interactions" between the word representations of a sentence pair. Transformer-based pretrained language models disregard this notion, instead modeling pairwise word interactions globally and implicitly through their self-attention mechanism. In this paper, we hypothesize that introducing an explicit, constrained pairwise word interaction mechanism to pretrained language models improves their effectiveness on semantic similarity tasks. We validate our hypothesis using BERT on four tasks in semantic textual similarity and answer sentence selection. We demonstrate consistent improvements in quality by adding an explicit pairwise word interaction module to BERT.

Ashutosh Adhikari, Achyudh Ram, Raphael Tang et al.

We present, to our knowledge, the first application of BERT to document classification. A few characteristics of the task might lead one to think that BERT is not the most appropriate model: syntactic structures matter less for content categories, documents can often be longer than typical BERT input, and documents often have multiple labels. Nevertheless, we show that a straightforward classification model using BERT is able to achieve the state of the art across four popular datasets. To address the computational expense associated with BERT inference, we distill knowledge from BERT-large to small bidirectional LSTMs, reaching BERT-base parity on multiple datasets using 30x fewer parameters. The primary contribution of our paper is improved baselines that can provide the foundation for future work.

Raphael Tang, Yao Lu, Linqing Liu et al.

In the natural language processing literature, neural networks are becoming increasingly deeper and complex. The recent poster child of this trend is the deep language representation model, which includes BERT, ELMo, and GPT. These developments have led to the conviction that previous-generation, shallower neural networks for language understanding are obsolete. In this paper, however, we demonstrate that rudimentary, lightweight neural networks can still be made competitive without architecture changes, external training data, or additional input features. We propose to distill knowledge from BERT, a state-of-the-art language representation model, into a single-layer BiLSTM, as well as its siamese counterpart for sentence-pair tasks. Across multiple datasets in paraphrasing, natural language inference, and sentiment classification, we achieve comparable results with ELMo, while using roughly 100 times fewer parameters and 15 times less inference time.

Raphael Tang, Gefei Yang, Hong Wei et al.

Voice-enabled commercial products are ubiquitous, typically enabled by lightweight on-device keyword spotting (KWS) and full automatic speech recognition (ASR) in the cloud. ASR systems require significant computational resources in training and for inference, not to mention copious amounts of annotated speech data. KWS systems, on the other hand, are less resource-intensive but have limited capabilities. On the Comcast Xfinity X1 entertainment platform, we explore a middle ground between ASR and KWS: We introduce a novel, resource-efficient neural network for voice query recognition that is much more accurate than state-of-the-art CNNs for KWS, yet can be easily trained and deployed with limited resources. On an evaluation dataset representing the top 200 voice queries, we achieve a low false alarm rate of 1% and a query error rate of 6%. Our model performs inference 8.24x faster than the current ASR system.

Raphael Tang, Ashutosh Adhikari, Jimmy Lin

There exists a plethora of techniques for inducing structured sparsity in parametric models during the optimization process, with the final goal of resource-efficient inference. However, few methods target a specific number of floating-point operations (FLOPs) as part of the optimization objective, despite many reporting FLOPs as part of the results. Furthermore, a one-size-fits-all approach ignores realistic system constraints, which differ significantly between, say, a GPU and a mobile phone -- FLOPs on the former incur less latency than on the latter; thus, it is important for practitioners to be able to specify a target number of FLOPs during model compression. In this work, we extend a state-of-the-art technique to directly incorporate FLOPs as part of the optimization objective and show that, given a desired FLOPs requirement, different neural networks can be successfully trained for image classification.

Raphael Tang, Jimmy Lin

In recent years, we have witnessed a dramatic shift towards techniques driven by neural networks for a variety of NLP tasks. Undoubtedly, neural language models (NLMs) have reduced perplexity by impressive amounts. This progress, however, comes at a substantial cost in performance, in terms of inference latency and energy consumption, which is particularly of concern in deployments on mobile devices. This paper, which examines the quality-performance tradeoff of various language modeling techniques, represents to our knowledge the first to make this observation. We compare state-of-the-art NLMs with "classic" Kneser-Ney (KN) LMs in terms of energy usage, latency, perplexity, and prediction accuracy using two standard benchmarks. On a Raspberry Pi, we find that orders of increase in latency and energy usage correspond to less change in perplexity, while the difference is much less pronounced on a desktop.

Jaejun Lee, Raphael Tang, Jimmy Lin

Used for simple commands recognition on devices from smart routers to mobile phones, keyword spotting systems are everywhere. Ubiquitous as well are web applications, which have grown in popularity and complexity over the last decade with significant improvements in usability under cross-platform conditions. However, despite their obvious advantage in natural language interaction, voice-enabled web applications are still far and few between. In this work, we attempt to bridge this gap by bringing keyword spotting capabilities directly into the browser. To our knowledge, we are the first to demonstrate a fully-functional implementation of convolutional neural networks in pure JavaScript that runs in any standards-compliant browser. We also apply network slimming, a model compression technique, to explore the accuracy-efficiency tradeoffs, reporting latency measurements on a range of devices and software. Overall, our robust, cross-device implementation for keyword spotting realizes a new paradigm for serving neural network applications, and one of our slim models reduces latency by 66% with a minimal decrease in accuracy of 4% from 94% to 90%.

Raphael Tang, Jimmy Lin

Neural language models (NLMs) exist in an accuracy-efficiency tradeoff space where better perplexity typically comes at the cost of greater computation complexity. In a software keyboard application on mobile devices, this translates into higher power consumption and shorter battery life. This paper represents the first attempt, to our knowledge, in exploring accuracy-efficiency tradeoffs for NLMs. Building on quasi-recurrent neural networks (QRNNs), we apply pruning techniques to provide a "knob" to select different operating points. In addition, we propose a simple technique to recover some perplexity using a negligible amount of memory. Our empirical evaluations consider both perplexity as well as energy consumption on a Raspberry Pi, where we demonstrate which methods provide the best perplexity-power consumption operating point. At one operating point, one of the techniques is able to provide energy savings of 40% over the state of the art with only a 17% relative increase in perplexity.