Alan Zhu

CL
h-index39
8papers
427citations
Novelty57%
AI Score56

8 Papers

69.8CLMay 26
Recon: Reconstruction-Guided Reasoning Synthesis for User Modeling

Alan Zhu, Mihran Miroyan, Carolyn Wang et al.

User modeling aims to use language models (LMs) to mimic an individual's behavior from a corpus of past context-action pairs (e.g., conversation turns), enabling the simulation of users in settings like behavioral science, human-AI collaboration, and market research. Recent approaches augment these corpora with synthesized reasoning traces, typically generated by conditioning on both context and action. However, such conditioning constitutes post-hoc rationalization rather than reasoning: the trace is guaranteed to justify the action, but may not encode the underlying latent causal decision paths. We propose Recon, which uses action reconstruction to score reasoning traces by their predictive power: given a context and candidate reasoning, a reconstruction model predicts the action, and reconstruction fidelity determines reasoning quality. Across four domains, Recon achieves a 54.7% win rate over Backward Synthesis, a standard post-hoc rationalization baseline. Further, we find that training a reasoning synthesis model with rewards derived from Recon improves downstream user modeling performance, achieving a win rate of up to 70.0% over baselines. We further show that Recon-synthesized reasoning transfers across models, and improves user modeling beyond the reconstruction model. Our work demonstrates that post-hoc rationalization is insufficient for reasoning synthesis, and that useful and interpretable reasoning should naturally elicit the action from the context.

66.8AIApr 28
Cooperate to Compete: Strategic Coordination in Multi-Agent Conquest

Abigail O'Neill, Alan Zhu, Mihran Miroyan et al.

Language Model (LM)-based agents remain largely untested in mixed-motive settings where agents must leverage short-term cooperation for long-term competitive goals (e.g., multi-party politics). We introduce Cooperate to Compete (C2C), a multi-agent environment where players can engage in private negotiations while competing to be the first to achieve their secret objective. Players have asymmetric objectives and negotiations are non-binding, allowing alliances to form and break as players' short-term interests align and diverge. We run AI only games and conduct a user study pitting human players against AI opponents. We identify significant differences between human and AI negotiation behaviors, finding that humans favor lower-complexity deals and are significantly less reliable partners compared to LM-based agents. We also find that humans are more aggressive negotiators, accepting deals without a counteroffer only 56.3% of the time compared to 67.6% for LM-based agents. Through targeted prompting inspired by these findings, we modify agents' negotiation behavior and improve win rates from 22.2% to 32.7%. We run over 1,100 games with over 16,000 private conversations totaling 15.2 million tokens and over 150,000 player actions. Our results establish C2C as a testbed for studying and building LM-based agents that can navigate the sophisticated coordination required for real-world deployments. The game, code, and dataset may be found at https://negotiationgame.io/c2c.

SIFeb 21, 2025Code
Efficient Estimation of Shortest-Path Distance Distributions to Samples in Graphs

Alan Zhu, Jiaqi Ma, Qiaozhu Mei

As large graph datasets become increasingly common across many fields, sampling is often needed to reduce the graphs into manageable sizes. This procedure raises critical questions about representativeness as no sample can capture the properties of the original graph perfectly, and different parts of the graph are not evenly affected by the loss. Recent work has shown that the distances from the non-sampled nodes to the sampled nodes can be a quantitative indicator of bias and fairness in graph machine learning. However, to our knowledge, there is no method for evaluating how a sampling method affects the distribution of shortest-path distances without actually performing the sampling and shortest-path calculation. In this paper, we present an accurate and efficient framework for estimating the distribution of shortest-path distances to the sample, applicable to a wide range of sampling methods and graph structures. Our framework is faster than empirical methods and only requires the specification of degree distributions. We also extend our framework to handle graphs with community structures. While this introduces a decrease in accuracy, we demonstrate that our framework remains highly accurate on downstream comparison-based tasks. Code is publicly available at https://github.com/az1326/shortest_paths.

CLMay 16, 2023Code
SpecInfer: Accelerating Generative Large Language Model Serving with Tree-based Speculative Inference and Verification

Xupeng Miao, Gabriele Oliaro, Zhihao Zhang et al.

This paper introduces SpecInfer, a system that accelerates generative large language model (LLM) serving with tree-based speculative inference and verification. The key idea behind SpecInfer is leveraging small speculative models to predict the LLM's outputs; the predictions are organized as a token tree, whose nodes each represent a candidate token sequence. The correctness of all candidate token sequences represented by a token tree is verified against the LLM in parallel using a novel tree-based parallel decoding mechanism. SpecInfer uses an LLM as a token tree verifier instead of an incremental decoder, which significantly reduces the end-to-end latency and computational requirement for serving generative LLMs while provably preserving model quality. Our evaluation shows that SpecInfer outperforms existing LLM serving systems by 1.5-2.8x for distributed LLM inference and by 2.6-3.5x for offloading-based LLM inference, while preserving the same generative performance. SpecInfer is publicly available at https://github.com/flexflow/FlexFlow/

AIAug 31, 2025
Supporting Our AI Overlords: Redesigning Data Systems to be Agent-First

Shu Liu, Soujanya Ponnapalli, Shreya Shankar et al.

Large Language Model (LLM) agents, acting on their users' behalf to manipulate and analyze data, are likely to become the dominant workload for data systems in the future. When working with data, agents employ a high-throughput process of exploration and solution formulation for the given task, one we call agentic speculation. The sheer volume and inefficiencies of agentic speculation can pose challenges for present-day data systems. We argue that data systems need to adapt to more natively support agentic workloads. We take advantage of the characteristics of agentic speculation that we identify, i.e., scale, heterogeneity, redundancy, and steerability - to outline a number of new research opportunities for a new agent-first data systems architecture, ranging from new query interfaces, to new query processing techniques, to new agentic memory stores.

CLFeb 3, 2025
BARE: Leveraging Base Language Models for Few-Shot Synthetic Data Generation

Alan Zhu, Parth Asawa, Jared Quincy Davis et al.

As the demand for high-quality data in model training grows, researchers and developers are increasingly generating synthetic data to tune and train LLMs. However, current data generation methods rely on seed sets containing tens of thousands of examples to prompt instruction-tuned models. This reliance can be especially problematic when the curation of high-quality examples is expensive or difficult. In this paper we explore the novel few-shot synthetic data generation setting -- generating a high-quality dataset from a few examples. We show that when working with only a few seed examples, instruction-tuned models used in current synthetic data methods produce insufficient diversity for downstream tasks. In contrast, we show that base models without post-training, largely untapped for synthetic data generation, offer substantially greater output diversity, albeit with lower instruction following abilities. Leveraging this insight, we propose Base-Refine (BARE), a novel two-stage method that combines the diversity of base models with the quality assurance of instruction-tuned models. BARE excels in few-shot synthetic data generation: using only 3 seed examples it generates diverse, high-quality datasets that significantly improve downstream task performance. We show that fine-tuning Llama 3.1 8B with 1,000 BARE-generated samples achieves performance comparable to state-of-the-art similarly sized models on LiveCodeBench tasks. Furthermore, data generated with BARE enables a 101% improvement for a fine-tuned Llama 3.2 1B on GSM8K over data generated by only instruction-models, and an 18.4% improvement for a fine-tuned Llama 3.1 8B over the state-of-the-art RAFT method for RAG data generation.

LGOct 2, 2025
How to Train Your Advisor: Steering Black-Box LLMs with Advisor Models

Parth Asawa, Alan Zhu, Matei Zaharia et al.

Foundation models are increasingly deployed as black-box services, where model weights cannot be modified and customization is limited to prompting. While static prompt optimization has shown promise, it produces a single fixed prompt that fails to adapt to different inputs, users, or environments. We introduce Advisor Models, lightweight parametric policies trained with reinforcement learning to reactively issue natural language steering instructions in-context to black-box models. The advisor is a second small model that sits between the input and the model, shaping behavior on a per-instance basis using reward signals from the environment. Across multiple domains involving reasoning and personalization, we show that Advisor Models outperform static prompt optimizers, discovering environment dynamics and improving downstream task performance. We also demonstrate the generalizability of advisors by transferring them across black-box models, as well as the framework's ability to achieve specialization while retaining robustness to out-of-distribution inputs. Viewed more broadly, Advisor Models provide a learnable interface to black-box systems where the advisor acts as a parametric, environment-specific memory. We argue that dynamic optimization of black-box models via Advisor Models is a promising direction for enabling personalization and environment-adaptable AI with frontier-level capabilities.

LGJan 25, 2024
Accelerating Retrieval-Augmented Language Model Serving with Speculation

Zhihao Zhang, Alan Zhu, Lijie Yang et al.

Retrieval-augmented language models (RaLM) have demonstrated the potential to solve knowledge-intensive natural language processing (NLP) tasks by combining a non-parametric knowledge base with a parametric language model. Instead of fine-tuning a fully parametric model, RaLM excels at its low-cost adaptation to the latest data and better source attribution mechanisms. Among various RaLM approaches, iterative RaLM delivers a better generation quality due to a more frequent interaction between the retriever and the language model. Despite the benefits, iterative RaLM usually encounters high overheads due to the frequent retrieval step. To this end, we propose RaLMSpec, a speculation-inspired framework that provides generic speed-up over iterative RaLM while preserving the same model outputs through speculative retrieval and batched verification. By further incorporating prefetching, optimal speculation stride scheduler, and asynchronous verification, RaLMSpec can automatically exploit the acceleration potential to the fullest. For naive iterative RaLM serving, extensive evaluations over three language models on four downstream QA datasets demonstrate that RaLMSpec can achieve a speed-up ratio of 1.75-2.39x, 1.04-1.39x, and 1.31-1.77x when the retriever is an exact dense retriever, approximate dense retriever, and sparse retriever respectively compared with the baseline. For KNN-LM serving, RaLMSpec can achieve a speed-up ratio up to 7.59x and 2.45x when the retriever is an exact dense retriever and approximate dense retriever, respectively, compared with the baseline.