Zongyang Zhang

Yizhong Liu, Jianwei Liu, Marcos Antonio Vaz Salles et al.

Sharding is the prevalent approach to breaking the trilemma of simultaneously achieving decentralization, security, and scalability in traditional blockchain systems, which are implemented as replicated state machines relying on atomic broadcast for consensus on an immutable chain of valid transactions. Sharding is to be understood broadly as techniques for dynamically partitioning nodes in a blockchain system into subsets (shards) that perform storage, communication, and computation tasks without fine-grained synchronization with each other. Despite much recent research on sharding blockchains, much remains to be explored in the design space of these systems. Towards that aim, we conduct a systematic analysis of existing sharding blockchain systems and derive a conceptual decomposition of their architecture into functional components and the underlying assumptions about system models and attackers they are built on. The functional components identified are node selection, epoch randomness, node assignment, intra-shard consensus, cross-shard transaction processing, shard reconfiguration, and motivation mechanism. We describe interfaces, functionality, and properties of each component and show how they compose into a sharding blockchain system. For each component, we systematically review existing approaches, identify potential and open problems, and propose future research directions. We focus on potential security attacks and performance problems, including system throughput and latency concerns such as confirmation delays. We believe our modular architectural decomposition and in-depth analysis of each component, based on a comprehensive literature study, provides a systematic basis for conceptualizing state-of-the-art sharding blockchain systems, proving or improving security and performance properties of components, and developing new sharding blockchain system designs.

Bin Hu, Zongyang Zhang, Jianwei Liu et al.

Smart contracts are regarded as one of the most promising and appealing notions in blockchain technology. Their self-enforcing and event-driven features make some online activities possible without a trusted third party. Nevertheless, problems such as miscellaneous attacks, privacy leakage, and low processing rates pre-vent them from being widely applied. Various schemes and tools have been proposed to facilitate the construction and execution of secure smart contracts. However, a comprehensive survey for these proposals is absent, hindering new researchers and developers from a quick start. This paper surveys the literature and online resources on smart contract construction and execution over the period 2008-2020. We divide the studies into three categories: (1) design paradigms that give examples and patterns on contract construction, (2) design tools that facilitate the development of secure smart contracts, and (3) extensions and alternatives that improve the privacy or efficiency of the system. We start by grouping the relevant construction schemes into the first two categories. We then review the execution mechanisms in the last category and further divide the state-of-the-art solutions into three classes: private contracts with extra tools, off-chain channels, and extensions on core functionalities. Finally, we summarize several challenges and identify future research directions toward developing secure, privacy-preserving, and efficient smart contracts.