Li-Ming Zhan

Haode Zhang, Haowen Liang, Yuwei Zhang et al.

It is challenging to train a good intent classifier for a task-oriented dialogue system with only a few annotations. Recent studies have shown that fine-tuning pre-trained language models with a small amount of labeled utterances from public benchmarks in a supervised manner is extremely helpful. However, we find that supervised pre-training yields an anisotropic feature space, which may suppress the expressive power of the semantic representations. Inspired by recent research in isotropization, we propose to improve supervised pre-training by regularizing the feature space towards isotropy. We propose two regularizers based on contrastive learning and correlation matrix respectively, and demonstrate their effectiveness through extensive experiments. Our main finding is that it is promising to regularize supervised pre-training with isotropization to further improve the performance of few-shot intent detection. The source code can be found at https://github.com/fanolabs/isoIntentBert-main.

Yuwei Zhang, Haode Zhang, Li-Ming Zhan et al.

New intent discovery aims to uncover novel intent categories from user utterances to expand the set of supported intent classes. It is a critical task for the development and service expansion of a practical dialogue system. Despite its importance, this problem remains under-explored in the literature. Existing approaches typically rely on a large amount of labeled utterances and employ pseudo-labeling methods for representation learning and clustering, which are label-intensive, inefficient, and inaccurate. In this paper, we provide new solutions to two important research questions for new intent discovery: (1) how to learn semantic utterance representations and (2) how to better cluster utterances. Particularly, we first propose a multi-task pre-training strategy to leverage rich unlabeled data along with external labeled data for representation learning. Then, we design a new contrastive loss to exploit self-supervisory signals in unlabeled data for clustering. Extensive experiments on three intent recognition benchmarks demonstrate the high effectiveness of our proposed method, which outperforms state-of-the-art methods by a large margin in both unsupervised and semi-supervised scenarios. The source code will be available at https://github.com/zhang-yu-wei/MTP-CLNN.

Haode Zhang, Haowen Liang, Liming Zhan et al.

We consider the task of few-shot intent detection, which involves training a deep learning model to classify utterances based on their underlying intents using only a small amount of labeled data. The current approach to address this problem is through continual pre-training, i.e., fine-tuning pre-trained language models (PLMs) on external resources (e.g., conversational corpora, public intent detection datasets, or natural language understanding datasets) before using them as utterance encoders for training an intent classifier. In this paper, we show that continual pre-training may not be essential, since the overfitting problem of PLMs on this task may not be as serious as expected. Specifically, we find that directly fine-tuning PLMs on only a handful of labeled examples already yields decent results compared to methods that employ continual pre-training, and the performance gap diminishes rapidly as the number of labeled data increases. To maximize the utilization of the limited available data, we propose a context augmentation method and leverage sequential self-distillation to boost performance. Comprehensive experiments on real-world benchmarks show that given only two or more labeled samples per class, direct fine-tuning outperforms many strong baselines that utilize external data sources for continual pre-training. The code can be found at https://github.com/hdzhang-code/DFTPlus.

Yujie Feng, Zexin Lu, Bo Liu et al.

Dialogue State Tracking (DST) is of paramount importance in ensuring accurate tracking of user goals and system actions within task-oriented dialogue systems. The emergence of large language models (LLMs) such as GPT3 and ChatGPT has sparked considerable interest in assessing their efficacy across diverse applications. In this study, we conduct an initial examination of ChatGPT's capabilities in DST. Our evaluation uncovers the exceptional performance of ChatGPT in this task, offering valuable insights to researchers regarding its capabilities and providing useful directions for designing and enhancing dialogue systems. Despite its impressive performance, ChatGPT has significant limitations including its closed-source nature, request restrictions, raising data privacy concerns, and lacking local deployment capabilities. To address these concerns, we present LDST, an LLM-driven DST framework based on smaller, open-source foundation models. By utilizing a novel domain-slot instruction tuning method, LDST achieves performance on par with ChatGPT. Comprehensive evaluations across three distinct experimental settings, we find that LDST exhibits remarkable performance improvements in both zero-shot and few-shot setting compared to previous SOTA methods. The source code is provided for reproducibility.

Bo Liu, Liming Zhan, Zexin Lu et al.

Out-of-distribution (OOD) detection plays a vital role in enhancing the reliability of machine learning (ML) models. The emergence of large language models (LLMs) has catalyzed a paradigm shift within the ML community, showcasing their exceptional capabilities across diverse natural language processing tasks. While existing research has probed OOD detection with relative small-scale Transformers like BERT, RoBERTa and GPT-2, the stark differences in scales, pre-training objectives, and inference paradigms call into question the applicability of these findings to LLMs. This paper embarks on a pioneering empirical investigation of OOD detection in the domain of LLMs, focusing on LLaMA series ranging from 7B to 65B in size. We thoroughly evaluate commonly-used OOD detectors, scrutinizing their performance in both zero-grad and fine-tuning scenarios. Notably, we alter previous discriminative in-distribution fine-tuning into generative fine-tuning, aligning the pre-training objective of LLMs with downstream tasks. Our findings unveil that a simple cosine distance OOD detector demonstrates superior efficacy, outperforming other OOD detectors. We provide an intriguing explanation for this phenomenon by highlighting the isotropic nature of the embedding spaces of LLMs, which distinctly contrasts with the anisotropic property observed in smaller BERT family models. The new insight enhances our understanding of how LLMs detect OOD data, thereby enhancing their adaptability and reliability in dynamic environments. We have released the source code at \url{https://github.com/Awenbocc/LLM-OOD} for other researchers to reproduce our results.

Yujie Feng, Bo Liu, Xiaoyu Dong et al.

An ideal dialogue system requires continuous skill acquisition and adaptation to new tasks while retaining prior knowledge. Dialogue State Tracking (DST), vital in these systems, often involves learning new services and confronting catastrophic forgetting, along with a critical capability loss termed the "Value Selection Quandary." To address these challenges, we introduce the Reason-of-Select (RoS) distillation method by enhancing smaller models with a novel 'meta-reasoning' capability. Meta-reasoning employs an enhanced multi-domain perspective, combining fragments of meta-knowledge from domain-specific dialogues during continual learning. This transcends traditional single-perspective reasoning. The domain bootstrapping process enhances the model's ability to dissect intricate dialogues from multiple possible values. Its domain-agnostic property aligns data distribution across different domains, effectively mitigating forgetting. Additionally, two novel improvements, "multi-value resolution" strategy and Semantic Contrastive Reasoning Selection method, significantly enhance RoS by generating DST-specific selection chains and mitigating hallucinations in teachers' reasoning, ensuring effective and reliable knowledge transfer. Extensive experiments validate the exceptional performance and robust generalization capabilities of our method. The source code is provided for reproducibility.

Li-Ming Zhan, Bo Liu, Xiao-Ming Wu

Out-of-distribution (OOD) detection plays a crucial role in ensuring the safety and reliability of deep neural networks in various applications. While there has been a growing focus on OOD detection in visual data, the field of textual OOD detection has received less attention. Only a few attempts have been made to directly apply general OOD detection methods to natural language processing (NLP) tasks, without adequately considering the characteristics of textual data. In this paper, we delve into textual OOD detection with Transformers. We first identify a key problem prevalent in existing OOD detection methods: the biased representation learned through the maximization of the conditional likelihood $p(y\mid x)$ can potentially result in subpar performance. We then propose a novel variational inference framework for OOD detection (VI-OOD), which maximizes the likelihood of the joint distribution $p(x, y)$ instead of $p(y\mid x)$. VI-OOD is tailored for textual OOD detection by efficiently exploiting the representations of pre-trained Transformers. Through comprehensive experiments on various text classification tasks, VI-OOD demonstrates its effectiveness and wide applicability. Our code has been released at \url{https://github.com/liam0949/LLM-OOD}.

Guangyuan Shi, Jiaxin Chen, Wenlong Zhang et al.

This paper considers incremental few-shot learning, which requires a model to continually recognize new categories with only a few examples provided. Our study shows that existing methods severely suffer from catastrophic forgetting, a well-known problem in incremental learning, which is aggravated due to data scarcity and imbalance in the few-shot setting. Our analysis further suggests that to prevent catastrophic forgetting, actions need to be taken in the primitive stage -- the training of base classes instead of later few-shot learning sessions. Therefore, we propose to search for flat local minima of the base training objective function and then fine-tune the model parameters within the flat region on new tasks. In this way, the model can efficiently learn new classes while preserving the old ones. Comprehensive experimental results demonstrate that our approach outperforms all prior state-of-the-art methods and is very close to the approximate upper bound. The source code is available at https://github.com/moukamisama/F2M.

Haode Zhang, Yuwei Zhang, Li-Ming Zhan et al.

This paper investigates the effectiveness of pre-training for few-shot intent classification. While existing paradigms commonly further pre-train language models such as BERT on a vast amount of unlabeled corpus, we find it highly effective and efficient to simply fine-tune BERT with a small set of labeled utterances from public datasets. Specifically, fine-tuning BERT with roughly 1,000 labeled data yields a pre-trained model -- IntentBERT, which can easily surpass the performance of existing pre-trained models for few-shot intent classification on novel domains with very different semantics. The high effectiveness of IntentBERT confirms the feasibility and practicality of few-shot intent detection, and its high generalization ability across different domains suggests that intent classification tasks may share a similar underlying structure, which can be efficiently learned from a small set of labeled data. The source code can be found at https://github.com/hdzhang-code/IntentBERT.

Jiaxin Chen, Li-Ming Zhan, Xiao-Ming Wu et al.

Many meta-learning algorithms can be formulated into an interleaved process, in the sense that task-specific predictors are learned during inner-task adaptation and meta-parameters are updated during meta-update. The normal meta-training strategy needs to differentiate through the inner-task adaptation procedure to optimize the meta-parameters. This leads to a constraint that the inner-task algorithms should be solved analytically. Under this constraint, only simple algorithms with analytical solutions can be applied as the inner-task algorithms, limiting the model expressiveness. To lift the limitation, we propose an adaptation-agnostic meta-training strategy. Following our proposed strategy, we can apply stronger algorithms (e.g., an ensemble of different types of algorithms) as the inner-task algorithm to achieve superior performance comparing with popular baselines. The source code is available at https://github.com/jiaxinchen666/AdaptationAgnosticMetaLearning.

Li-Ming Zhan, Haowen Liang, Bo Liu et al.

Out-of-scope intent detection is of practical importance in task-oriented dialogue systems. Since the distribution of outlier utterances is arbitrary and unknown in the training stage, existing methods commonly rely on strong assumptions on data distribution such as mixture of Gaussians to make inference, resulting in either complex multi-step training procedures or hand-crafted rules such as confidence threshold selection for outlier detection. In this paper, we propose a simple yet effective method to train an out-of-scope intent classifier in a fully end-to-end manner by simulating the test scenario in training, which requires no assumption on data distribution and no additional post-processing or threshold setting. Specifically, we construct a set of pseudo outliers in the training stage, by generating synthetic outliers using inliner features via self-supervision and sampling out-of-scope sentences from easily available open-domain datasets. The pseudo outliers are used to train a discriminative classifier that can be directly applied to and generalize well on the test task. We evaluate our method extensively on four benchmark dialogue datasets and observe significant improvements over state-of-the-art approaches. Our code has been released at https://github.com/liam0949/DCLOOS.

Jiaxin Chen, Li-Ming Zhan, Xiao-Ming Wu et al.

Metric-based meta-learning has attracted a lot of attention due to its effectiveness and efficiency in few-shot learning. Recent studies show that metric scaling plays a crucial role in the performance of metric-based meta-learning algorithms. However, there still lacks a principled method for learning the metric scaling parameter automatically. In this paper, we recast metric-based meta-learning from a Bayesian perspective and develop a variational metric scaling framework for learning a proper metric scaling parameter. Firstly, we propose a stochastic variational method to learn a single global scaling parameter. To better fit the embedding space to a given data distribution, we extend our method to learn a dimensional scaling vector to transform the embedding space. Furthermore, to learn task-specific embeddings, we generate task-dependent dimensional scaling vectors with amortized variational inference. Our method is end-to-end without any pre-training and can be used as a simple plug-and-play module for existing metric-based meta-algorithms. Experiments on mini-ImageNet show that our methods can be used to consistently improve the performance of existing metric-based meta-algorithms including prototypical networks and TADAM. The source code can be downloaded from https://github.com/jiaxinchen666/variational-scaling.

Bo Liu, Ke Zou, Liming Zhan et al.

Medical Visual Question Answering (Med-VQA) combines computer vision and natural language processing to automatically answer clinical inquiries about medical images. However, current Med-VQA datasets exhibit two significant limitations: (1) they often lack visual and textual explanations for answers, hindering comprehension for patients and junior doctors; (2) they typically offer a narrow range of question formats, inadequately reflecting the diverse requirements in practical scenarios. These limitations pose significant challenges to the development of a reliable and user-friendly Med-VQA system. To address these challenges, we introduce a large-scale, Groundable, and Explainable Medical VQA benchmark for chest X-ray diagnosis (GEMeX), featuring several innovative components: (1) a multi-modal explainability mechanism that offers detailed visual and textual explanations for each question-answer pair, thereby enhancing answer comprehensibility; (2) four question types, open-ended, closed-ended, single-choice, and multiple-choice, to better reflect practical needs. With 151,025 images and 1,605,575 questions, GEMeX is the currently largest chest X-ray VQA dataset. Evaluation of 12 representative large vision language models (LVLMs) on GEMeX reveals suboptimal performance, underscoring the dataset's complexity. Meanwhile, we propose a strong model by fine-tuning an existing LVLM on the GEMeX training set. The substantial performance improvement showcases the dataset's effectiveness. The benchmark is available at https://www.med-vqa.com/GEMeX.

Yujie Feng, Liming Zhan, Zexin Lu et al.

Regular updates are essential for maintaining up-to-date knowledge in large language models (LLMs). Consequently, various model editing methods have been developed to update specific knowledge within LLMs. However, training-based approaches often struggle to effectively incorporate new knowledge while preserving unrelated general knowledge. To address this challenge, we propose a novel framework called Geometric Knowledge Editing (GeoEdit). GeoEdit utilizes the geometric relationships of parameter updates from fine-tuning to differentiate between neurons associated with new knowledge updates and those related to general knowledge perturbations. By employing a direction-aware knowledge identification method, we avoid updating neurons with directions approximately orthogonal to existing knowledge, thus preserving the model's generalization ability. For the remaining neurons, we integrate both old and new knowledge for aligned directions and apply a "forget-then-learn" editing strategy for opposite directions. Additionally, we introduce an importance-guided task vector fusion technique that filters out redundant information and provides adaptive neuron-level weighting, further enhancing model editing performance. Extensive experiments on two publicly available datasets demonstrate the superiority of GeoEdit over existing state-of-the-art methods.

Li-Ming Zhan, Bo Liu, Chengqiang Xie et al.

Inference-time steering aims to alter a large language model's (LLM's) responses without changing its parameters, but a central challenge is identifying the internal modules that most strongly govern the target behavior. Existing approaches often rely on simplistic cues or ad hoc heuristics, leading to suboptimal or unintended effects. We introduce REAL, a framework for identifying behavior-relevant modules (attention heads or layers) in Transformer models. For each module, REAL trains a vector-quantized autoencoder (VQ-AE) on its hidden activations and uses a shared, learnable codebook to partition the latent space into behavior-relevant and behavior-irrelevant subspaces. REAL quantifies a module's behavioral relevance by how well its VQ-AE encodings discriminate behavior-aligned from behavior-violating responses via a binary classification metric; this score guides both module selection and steering strength. We evaluate REAL across eight LLMs from the Llama and Qwen families and nine datasets spanning truthfulness enhancement, open-domain QA under knowledge conflicts, and general alignment tasks. REAL enables more effective inference-time interventions, achieving an average relative improvement of 20% (up to 81.5%) over the ITI method on truthfulness steering. In addition, the modules selected by REAL exhibit strong zero-shot generalization in cross-domain truthfulness-steering scenarios.

Bo Liu, Li-Ming Zhan, Li Xu et al.

Medical visual question answering (Med-VQA) has tremendous potential in healthcare. However, the development of this technology is hindered by the lacking of publicly-available and high-quality labeled datasets for training and evaluation. In this paper, we present a large bilingual dataset, SLAKE, with comprehensive semantic labels annotated by experienced physicians and a new structural medical knowledge base for Med-VQA. Besides, SLAKE includes richer modalities and covers more human body parts than the currently available dataset. We show that SLAKE can be used to facilitate the development and evaluation of Med-VQA systems. The dataset can be downloaded from http://www.med-vqa.com/slake.