Dongxiao Yu

LG
h-index18
30papers
421citations
Novelty54%
AI Score54

30 Papers

LGAug 20, 2023
Adaptive pruning-based Newton's method for distributed learning

Shuzhen Chen, Yuan Yuan, Youming Tao et al. · mit

Newton's method leverages curvature information to boost performance, and thus outperforms first-order methods for distributed learning problems. However, Newton's method is not practical in large-scale and heterogeneous learning environments, due to obstacles such as high computation and communication costs of the Hessian matrix, sub-model diversity, staleness of training, and data heterogeneity. To overcome these obstacles, this paper presents a novel and efficient algorithm named Distributed Adaptive Newton Learning (\texttt{DANL}), which solves the drawbacks of Newton's method by using a simple Hessian initialization and adaptive allocation of training regions. The algorithm exhibits remarkable convergence properties, which are rigorously examined under standard assumptions in stochastic optimization. The theoretical analysis proves that \texttt{DANL} attains a linear convergence rate while efficiently adapting to available resources and keeping high efficiency. Furthermore, \texttt{DANL} shows notable independence from the condition number of the problem and removes the necessity for complex parameter tuning. Experiments demonstrate that \texttt{DANL} achieves linear convergence with efficient communication and strong performance across different datasets.

DCMar 18, 2023
Byzantine-Resilient Federated Learning at Edge

Youming Tao, Sijia Cui, Wenlu Xu et al.

Both Byzantine resilience and communication efficiency have attracted tremendous attention recently for their significance in edge federated learning. However, most existing algorithms may fail when dealing with real-world irregular data that behaves in a heavy-tailed manner. To address this issue, we study the stochastic convex and non-convex optimization problem for federated learning at edge and show how to handle heavy-tailed data while retaining the Byzantine resilience, communication efficiency and the optimal statistical error rates simultaneously. Specifically, we first present a Byzantine-resilient distributed gradient descent algorithm that can handle the heavy-tailed data and meanwhile converge under the standard assumptions. To reduce the communication overhead, we further propose another algorithm that incorporates gradient compression techniques to save communication costs during the learning process. Theoretical analysis shows that our algorithms achieve order-optimal statistical error rate in presence of Byzantine devices. Finally, we conduct extensive experiments on both synthetic and real-world datasets to verify the efficacy of our algorithms.

LGMar 20
Graph-Aware Text-Only Backdoor Poisoning for Text-Attributed Graphs

Qi Luo, Minghui Xu, Dongxiao Yu et al.

Many learning systems now use graph data in which each node also contains text, such as papers with abstracts or users with posts. Because these texts often come from open platforms, an attacker may be able to quietly poison a small part of the training data and later make the model produce wrong predictions on demand. This paper studies that risk in a realistic setting where the attacker edits only node text and does not change the graph structure. We propose TAGBD, a text-only backdoor attack for text-attributed graphs. TAGBD first finds training nodes that are easier to influence, then generates natural-looking trigger text with the help of a shadow graph model, and finally injects the trigger by either replacing the original text or appending a short phrase. Experiments on three benchmark datasets show that the attack is highly effective, transfers across different graph models, and remains strong under common defenses. These results demonstrate that text alone is a practical attack channel in graph learning systems and suggest that future defenses should inspect both graph links and node content.

ITMar 14
Multi-Agent SAC Enabled Beamforming Design for Joint Secret Key Generation and Data Transmission

Ziao Wang, Zheng Dong, He Chen et al.

Physical layer key generation (PLKG) has emerged as a promising solution for achieving highly secured and low-latency key distribution, offering information-theoretic security that is inherently resilient to quantum attacks. However, simultaneously ensuring a high data transmission rate and a high secret key generation rate under eavesdropping attacks remains a major challenge. In time-division duplex (TDD) systems with multiple antennas, we derive closed-form expressions for both rates by modeling the legitimate channel as a time-correlated autoregressive (AR) process. This formulation leads to a highly nonconvex and time-coupled optimization problem, rendering traditional optimization methods ineffective. To address this issue, we propose a multi-agent soft actor-critic (SAC) framework equipped with a long short-term memory (LSTM) adversary prediction module to cope with the partial observability of the eavesdropper's mode. Simulation results demonstrate that the proposed approach achieves superior performance compared with other benchmark algorithms, while effectively balancing the trade-off between secret key generation rate and data transmission rate. The results also confirm the robustness of the proposed framework against intelligent eavesdropping and partial observation uncertainty.

DCJan 15, 2024
FedRFQ: Prototype-Based Federated Learning with Reduced Redundancy, Minimal Failure, and Enhanced Quality

Biwei Yan, Hongliang Zhang, Minghui Xu et al.

Federated learning is a powerful technique that enables collaborative learning among different clients. Prototype-based federated learning is a specific approach that improves the performance of local models under non-IID (non-Independently and Identically Distributed) settings by integrating class prototypes. However, prototype-based federated learning faces several challenges, such as prototype redundancy and prototype failure, which limit its accuracy. It is also susceptible to poisoning attacks and server malfunctions, which can degrade the prototype quality. To address these issues, we propose FedRFQ, a prototype-based federated learning approach that aims to reduce redundancy, minimize failures, and improve \underline{q}uality. FedRFQ leverages a SoftPool mechanism, which effectively mitigates prototype redundancy and prototype failure on non-IID data. Furthermore, we introduce the BFT-detect, a BFT (Byzantine Fault Tolerance) detectable aggregation algorithm, to ensure the security of FedRFQ against poisoning attacks and server malfunctions. Finally, we conduct experiments on three different datasets, namely MNIST, FEMNIST, and CIFAR-10, and the results demonstrate that FedRFQ outperforms existing baselines in terms of accuracy when handling non-IID data.

LGMay 24, 2024
Cooperative Backdoor Attack in Decentralized Reinforcement Learning with Theoretical Guarantee

Mengtong Gao, Yifei Zou, Zuyuan Zhang et al.

The safety of decentralized reinforcement learning (RL) is a challenging problem since malicious agents can share their poisoned policies with benign agents. The paper investigates a cooperative backdoor attack in a decentralized reinforcement learning scenario. Differing from the existing methods that hide a whole backdoor attack behind their shared policies, our method decomposes the backdoor behavior into multiple components according to the state space of RL. Each malicious agent hides one component in its policy and shares its policy with the benign agents. When a benign agent learns all the poisoned policies, the backdoor attack is assembled in its policy. The theoretical proof is given to show that our cooperative method can successfully inject the backdoor into the RL policies of benign agents. Compared with the existing backdoor attacks, our cooperative method is more covert since the policy from each attacker only contains a component of the backdoor attack and is harder to detect. Extensive simulations are conducted based on Atari environments to demonstrate the efficiency and covertness of our method. To the best of our knowledge, this is the first paper presenting a provable cooperative backdoor attack in decentralized reinforcement learning.

AIApr 29, 2025
TAMO: Fine-Grained Root Cause Analysis via Tool-Assisted LLM Agent with Multi-Modality Observation Data in Cloud-Native Systems

Xiao Zhang, Qi Wang, Mingyi Li et al.

Implementing large language models (LLMs)-driven root cause analysis (RCA) in cloud-native systems has become a key topic of modern software operations and maintenance. However, existing LLM-based approaches face three key challenges: multi-modality input constraint, context window limitation, and dynamic dependence graph. To address these issues, we propose a tool-assisted LLM agent with multi-modality observation data for fine-grained RCA, namely TAMO, including multimodality alignment tool, root cause localization tool, and fault types classification tool. In detail, TAMO unifies multi-modal observation data into time-aligned representations for cross-modal feature consistency. Based on the unified representations, TAMO then invokes its specialized root cause localization tool and fault types classification tool for further identifying root cause and fault type underlying system context. This approach overcomes the limitations of LLMs in processing real-time raw observational data and dynamic service dependencies, guiding the model to generate repair strategies that align with system context through structured prompt design. Experiments on two benchmark datasets demonstrate that TAMO outperforms state-of-the-art (SOTA) approaches with comparable performance.

CRApr 23, 2025
Amplified Vulnerabilities: Structured Jailbreak Attacks on LLM-based Multi-Agent Debate

Senmao Qi, Yifei Zou, Peng Li et al.

Multi-Agent Debate (MAD), leveraging collaborative interactions among Large Language Models (LLMs), aim to enhance reasoning capabilities in complex tasks. However, the security implications of their iterative dialogues and role-playing characteristics, particularly susceptibility to jailbreak attacks eliciting harmful content, remain critically underexplored. This paper systematically investigates the jailbreak vulnerabilities of four prominent MAD frameworks built upon leading commercial LLMs (GPT-4o, GPT-4, GPT-3.5-turbo, and DeepSeek) without compromising internal agents. We introduce a novel structured prompt-rewriting framework specifically designed to exploit MAD dynamics via narrative encapsulation, role-driven escalation, iterative refinement, and rhetorical obfuscation. Our extensive experiments demonstrate that MAD systems are inherently more vulnerable than single-agent setups. Crucially, our proposed attack methodology significantly amplifies this fragility, increasing average harmfulness from 28.14% to 80.34% and achieving attack success rates as high as 80% in certain scenarios. These findings reveal intrinsic vulnerabilities in MAD architectures and underscore the urgent need for robust, specialized defenses prior to real-world deployment.

CLMay 28, 2025
Say What You Mean: Natural Language Access Control with Large Language Models for Internet of Things

Ye Cheng, Minghui Xu, Yue Zhang et al.

Access control in the Internet of Things (IoT) is becoming increasingly complex, as policies must account for dynamic and contextual factors such as time, location, user behavior, and environmental conditions. However, existing platforms either offer only coarse-grained controls or rely on rigid rule matching, making them ill-suited for semantically rich or ambiguous access scenarios. Moreover, the policy authoring process remains fragmented: domain experts describe requirements in natural language, but developers must manually translate them into code, introducing semantic gaps and potential misconfiguration. In this work, we present LACE, the Language-based Access Control Engine, a hybrid framework that leverages large language models (LLMs) to bridge the gap between human intent and machine-enforceable logic. LACE combines prompt-guided policy generation, retrieval-augmented reasoning, and formal validation to support expressive, interpretable, and verifiable access control. It enables users to specify policies in natural language, automatically translates them into structured rules, validates semantic correctness, and makes access decisions using a hybrid LLM-rule-based engine. We evaluate LACE in smart home environments through extensive experiments. LACE achieves 100% correctness in verified policy generation and up to 88% decision accuracy with 0.79 F1-score using DeepSeek-V3, outperforming baselines such as GPT-3.5 and Gemini. The system also demonstrates strong scalability under increasing policy volume and request concurrency. Our results highlight LACE's potential to enable secure, flexible, and user-friendly access control across real-world IoT platforms.

LGMay 21, 2025
Second-Order Convergence in Private Stochastic Non-Convex Optimization

Youming Tao, Zuyuan Zhang, Dongxiao Yu et al.

We investigate the problem of finding second-order stationary points (SOSP) in differentially private (DP) stochastic non-convex optimization. Existing methods suffer from two key limitations: (i) inaccurate convergence error rate due to overlooking gradient variance in the saddle point escape analysis, and (ii) dependence on auxiliary private model selection procedures for identifying DP-SOSP, which can significantly impair utility, particularly in distributed settings. To address these issues, we propose a generic perturbed stochastic gradient descent (PSGD) framework built upon Gaussian noise injection and general gradient oracles. A core innovation of our framework is using model drift distance to determine whether PSGD escapes saddle points, ensuring convergence to approximate local minima without relying on second-order information or additional DP-SOSP identification. By leveraging the adaptive DP-SPIDER estimator as a specific gradient oracle, we develop a new DP algorithm that rectifies the convergence error rates reported in prior work. We further extend this algorithm to distributed learning with arbitrarily heterogeneous data, providing the first formal guarantees for finding DP-SOSP in such settings. Our analysis also highlights the detrimental impacts of private selection procedures in distributed learning under high-dimensional models, underscoring the practical benefits of our design. Numerical experiments on real-world datasets validate the efficacy of our approach.

LGApr 5, 2025
SpecPipe: Accelerating Pipeline Parallelism-based LLM Inference with Speculative Decoding

Haofei Yin, Mengbai Xiao, Tinghong Li et al.

The demand for large language model inference is rapidly increasing. Pipeline parallelism offers a cost-effective deployment strategy for distributed inference but suffers from high service latency. While incorporating speculative decoding to pipeline parallelism improves performance, it still faces challenges of low hardware utilization and narrow speculative window. Inspired by branch prediction in instruction pipelining, we introduce SpecPipe, which fills the pipeline with speculative tokens of a request step-by-step. By maximizing the hardware utilization, SpecPipe decodes one token per pipeline step ideally. Specifically, SpecPipe comprises a dynamic speculative token tree and a pipelined inference framework. The tree dynamically accepts tokens from a speculative token source and outputs the tokens to the inference pipeline. Since the speculative window relaxed in our framework, a high-accuracy draft model is integrated without fine-tuning. The pipeline inference framework follows node-wise computation, pruning propagation, and inter-node communication stages. We implement SpecPipe and a variant SpecPipe-DB with dynamic batching for single- and multi-request inference, respectively. On an 8-stage pipeline, SpecPipe improves time between tokens on diverse single-request workloads by $4.19\times$-$5.53\times$ over standard pipeline parallelism and by $2.08\times$-$2.38\times$ over prior tree-based speculative decoding methods. For multi-request workloads, SpecPipe-DB achieves $1.64\times$-$2.08\times$ higher throughput and $1.61\times$-$2.06\times$ lower time between tokens than vLLM.

DCOct 11, 2024
Unity is Power: Semi-Asynchronous Collaborative Training of Large-Scale Models with Structured Pruning in Resource-Limited Clients

Yan Li, Xiao Zhang, Mingyi Li et al.

In this work, we study to release the potential of massive heterogeneous weak computing power to collaboratively train large-scale models on dispersed datasets. In order to improve both efficiency and accuracy in resource-adaptive collaborative learning, we take the first step to consider the \textit{unstructured pruning}, \textit{varying submodel architectures}, \textit{knowledge loss}, and \textit{straggler} challenges simultaneously. We propose a novel semi-asynchronous collaborative training framework, namely ${Co\text{-}S}^2{P}$, with data distribution-aware structured pruning and cross-block knowledge transfer mechanism to address the above concerns. Furthermore, we provide theoretical proof that ${Co\text{-}S}^2{P}$ can achieve asymptotic optimal convergence rate of $O(1/\sqrt{N^*EQ})$. Finally, we conduct extensive experiments on two types of tasks with a real-world hardware testbed including diverse IoT devices.The experimental results demonstrate that $Co\text{-}S^2P$ improves accuracy by up to 8.8\% and resource utilization by up to 1.2$\times$ compared to state-of-the-art methods, while reducing memory consumption by approximately 22\% and training time by about 24\% on all resource-limited devices.

NCMar 13
HOI-Brain: a novel multi-channel transformers framework for brain disorder diagnosis by accurately extracting signed higher-order interactions from fMRI

Dengyi Zhao, Zhiheng Zhou, Guiying Yan et al.

Accurately characterizing higher-order interactions of brain regions and extracting interpretable organizational patterns from Functional Magnetic Resonance Imaging data is crucial for brain disease diagnosis. Current graph-based deep learning models primarily focus on pairwise or triadic patterns while neglecting signed higher-order interactions, limiting comprehensive understanding of brain-wide communication. We propose HOI-Brain, a novel computational framework leveraging signed higher-order interactions and organizational patterns in fMRI data for brain disease diagnosis. First, we introduce a co-fluctuation measure based on Multiplication of Temporal Derivatives to detect higher-order interactions with temporal resolution. We then distinguish positive and negative synergistic interactions, encoding them in signed weighted simplicial complexes to reveal brain communication insights. Using Persistent Homology theory, we apply two filtration processes to these complexes to extract signed higher-dimensional neural organizations spatiotemporally. Finally, we propose a multi-channel brain Transformer to integrate heterogeneous topological features. Experiments on Alzheimer' s disease, Parkinson' s syndrome, and autism spectrum disorder datasets demonstrate our framework' s superiority, effectiveness, and interpretability. The identified key brain regions and higher-order patterns align with neuroscience literature, providing meaningful biological insights.

LGSep 30, 2025
Data-Free Continual Learning of Server Models in Model-Heterogeneous Federated learning

Xiao Zhang, Zengzhe Chen, Yuan Yuan et al.

Federated learning (FL) is a distributed learning paradigm across multiple entities while preserving data privacy. However, with the continuous emergence of new data and increasing model diversity, traditional federated learning faces significant challenges, including inherent issues of data heterogeneity, model heterogeneity and catastrophic forgetting, along with new challenge of knowledge misalignment. In this study, we introduce FedDCL, a novel framework designed to enable data-free continual learning of the server model in a model-heterogeneous federated setting. We leverage pre-trained diffusion models to extract lightweight class-specific prototypes, which confer a threefold data-free advantage, enabling: (1) generation of synthetic data for the current task to augment training and counteract non-IID data distributions; (2) exemplar-free generative replay for retaining knowledge from previous tasks; and (3) data-free dynamic knowledge transfer from heterogeneous clients to the server. Experimental results on various datasets demonstrate the effectiveness of FedDCL, showcasing its potential to enhance the generalizability and practical applicability of federated learning in dynamic settings.

DCAug 26, 2025
Federated Fine-Tuning of Sparsely-Activated Large Language Models on Resource-Constrained Devices

Fahao Chen, Jie Wan, Peng Li et al.

Federated fine-tuning of Mixture-of-Experts (MoE)-based large language models (LLMs) is challenging due to their massive computational requirements and the resource constraints of participants. Existing working attempts to fill this gap through model quantization, computation offloading, or expert pruning. However, they cannot achieve desired performance due to impractical system assumptions and a lack of consideration for MoE-specific characteristics. In this paper, we propose FLUX, a system designed to enable federated fine-tuning of MoE-based LLMs across participants with constrained computing resources (e.g., consumer-grade GPUs), aiming to minimize time-to-accuracy. FLUX introduces three key innovations: (1) quantization-based local profiling to estimate expert activation with minimal overhead, (2) adaptive layer-aware expert merging to reduce resource consumption while preserving accuracy, and (3) dynamic expert role assignment using an exploration-exploitation strategy to balance tuning and non-tuning experts. Extensive experiments on LLaMA-MoE and DeepSeek-MoE with multiple benchmark datasets demonstrate that FLUX significantly outperforms existing methods, achieving up to 4.75X speedup in time-to-accuracy.

LGJul 23, 2025
DistrAttention: An Efficient and Flexible Self-Attention Mechanism on Modern GPUs

Haolin Jin, Mengbai Xiao, Yuan Yuan et al.

The Transformer architecture has revolutionized deep learning, delivering the state-of-the-art performance in areas such as natural language processing, computer vision, and time series prediction. However, its core component, self-attention, has the quadratic time complexity relative to input sequence length, which hinders the scalability of Transformers. The exsiting approaches on optimizing self-attention either discard full-contextual information or lack of flexibility. In this work, we design DistrAttention, an effcient and flexible self-attention mechanism with the full context. DistrAttention achieves this by grouping data on the embedding dimensionality, usually referred to as $d$. We realize DistrAttention with a lightweight sampling and fusion method that exploits locality-sensitive hashing to group similar data. A block-wise grouping framework is further designed to limit the errors introduced by locality sensitive hashing. By optimizing the selection of block sizes, DistrAttention could be easily integrated with FlashAttention-2, gaining high-performance on modern GPUs. We evaluate DistrAttention with extensive experiments. The results show that our method is 37% faster than FlashAttention-2 on calculating self-attention. In ViT inference, DistrAttention is the fastest and the most accurate among approximate self-attention mechanisms. In Llama3-1B, DistrAttention still achieves the lowest inference time with only 1% accuray loss.

AIJun 20, 2024
Efficient Strategy Learning by Decoupling Searching and Pathfinding for Object Navigation

Yanwei Zheng, Shaopu Feng, Bowen Huang et al.

Inspired by human-like behaviors for navigation: first searching to explore unknown areas before discovering the target, and then the pathfinding of moving towards the discovered target, recent studies design parallel submodules to achieve different functions in the searching and pathfinding stages, while ignoring the differences in reward signals between the two stages. As a result, these models often cannot be fully trained or are overfitting on training scenes. Another bottleneck that restricts agents from learning two-stage strategies is spatial perception ability, since the studies used generic visual encoders without considering the depth information of navigation scenes. To release the potential of the model on strategy learning, we propose the Two-Stage Reward Mechanism (TSRM) for object navigation that decouples the searching and pathfinding behaviours in an episode, enabling the agent to explore larger area in searching stage and seek the optimal path in pathfinding stage. Also, we propose a pretraining method Depth Enhanced Masked Autoencoders (DE-MAE) that enables agent to determine explored and unexplored areas during the searching stage, locate target object and plan paths during the pathfinding stage more accurately. In addition, we propose a new metric of Searching Success weighted by Searching Path Length (SSSPL) that assesses agent's searching ability and exploring efficiency. Finally, we evaluated our method on AI2-Thor and RoboTHOR extensively and demonstrated it can outperform the state-of-the-art (SOTA) methods in both the success rate and the navigation efficiency.

AIJun 19, 2024
Federating to Grow Transformers with Constrained Resources without Model Sharing

Shikun Shen, Yifei Zou, Yuan Yuan et al.

The high resource consumption of large-scale models discourages resource-constrained users from developing their customized transformers. To this end, this paper considers a federated framework named Fed-Grow for multiple participants to cooperatively scale a transformer from their pre-trained small models. Under the Fed-Grow, a Dual-LiGO (Dual Linear Growth Operator) architecture is designed to help participants expand their pre-trained small models to a transformer. In Dual-LiGO, the Local-LiGO part is used to address the heterogeneity problem caused by the various pre-trained models, and the Global-LiGO part is shared to exchange the implicit knowledge from the pre-trained models, local data, and training process of participants. Instead of model sharing, only sharing the Global-LiGO strengthens the privacy of our approach. Compared with several state-of-the-art methods in simulation, our approach has higher accuracy, better precision, and lower resource consumption on computations and communications. To the best of our knowledge, most of the previous model-scaling works are centralized, and our work is the first one that cooperatively grows a transformer from multiple pre-trained heterogeneous models with the user privacy protected in terms of local data and models. We hope that our approach can extend the transformers to the broadly distributed scenarios and encourage more resource-constrained users to enjoy the bonus taken by the large-scale transformers.

LGJun 19, 2024
A Resource-Adaptive Approach for Federated Learning under Resource-Constrained Environments

Ruirui Zhang, Xingze Wu, Yifei Zou et al.

The paper studies a fundamental federated learning (FL) problem involving multiple clients with heterogeneous constrained resources. Compared with the numerous training parameters, the computing and communication resources of clients are insufficient for fast local training and real-time knowledge sharing. Besides, training on clients with heterogeneous resources may result in the straggler problem. To address these issues, we propose Fed-RAA: a Resource-Adaptive Asynchronous Federated learning algorithm. Different from vanilla FL methods, where all parameters are trained by each participating client regardless of resource diversity, Fed-RAA adaptively allocates fragments of the global model to clients based on their computing and communication capabilities. Each client then individually trains its assigned model fragment and asynchronously uploads the updated result. Theoretical analysis confirms the convergence of our approach. Additionally, we design an online greedy-based algorithm for fragment allocation in Fed-RAA, achieving fairness comparable to an offline strategy. We present numerical results on MNIST, CIFAR-10, and CIFAR-100, along with necessary comparisons and ablation studies, demonstrating the advantages of our work. To the best of our knowledge, this paper represents the first resource-adaptive asynchronous method for fragment-based FL with guaranteed theoretical convergence.

CVMar 23, 2024
Temporal-Spatial Object Relations Modeling for Vision-and-Language Navigation

Bowen Huang, Yanwei Zheng, Chuanlin Lan et al.

Vision-and-Language Navigation (VLN) is a challenging task where an agent is required to navigate to a natural language described location via vision observations. The navigation abilities of the agent can be enhanced by the relations between objects, which are usually learned using internal objects or external datasets. The relationships between internal objects are modeled employing graph convolutional network (GCN) in traditional studies. However, GCN tends to be shallow, limiting its modeling ability. To address this issue, we utilize a cross attention mechanism to learn the connections between objects over a trajectory, which takes temporal continuity into account, termed as Temporal Object Relations (TOR). The external datasets have a gap with the navigation environment, leading to inaccurate modeling of relations. To avoid this problem, we construct object connections based on observations from all viewpoints in the navigational environment, which ensures complete spatial coverage and eliminates the gap, called Spatial Object Relations (SOR). Additionally, we observe that agents may repeatedly visit the same location during navigation, significantly hindering their performance. For resolving this matter, we introduce the Turning Back Penalty (TBP) loss function, which penalizes the agent's repetitive visiting behavior, substantially reducing the navigational distance. Experimental results on the REVERIE, SOON, and R2R datasets demonstrate the effectiveness of the proposed method.

LGJan 19, 2024
Communication Efficient and Provable Federated Unlearning

Youming Tao, Cheng-Long Wang, Miao Pan et al.

We study federated unlearning, a novel problem to eliminate the impact of specific clients or data points on the global model learned via federated learning (FL). This problem is driven by the right to be forgotten and the privacy challenges in FL. We introduce a new framework for exact federated unlearning that meets two essential criteria: \textit{communication efficiency} and \textit{exact unlearning provability}. To our knowledge, this is the first work to tackle both aspects coherently. We start by giving a rigorous definition of \textit{exact} federated unlearning, which guarantees that the unlearned model is statistically indistinguishable from the one trained without the deleted data. We then pinpoint the key property that enables fast exact federated unlearning: total variation (TV) stability, which measures the sensitivity of the model parameters to slight changes in the dataset. Leveraging this insight, we develop a TV-stable FL algorithm called \texttt{FATS}, which modifies the classical \texttt{\underline{F}ed\underline{A}vg} algorithm for \underline{T}V \underline{S}tability and employs local SGD with periodic averaging to lower the communication round. We also design efficient unlearning algorithms for \texttt{FATS} under two settings: client-level and sample-level unlearning. We provide theoretical guarantees for our learning and unlearning algorithms, proving that they achieve exact federated unlearning with reasonable convergence rates for both the original and unlearned models. We empirically validate our framework on 6 benchmark datasets, and show its superiority over state-of-the-art methods in terms of accuracy, communication cost, computation cost, and unlearning efficacy.

CVJan 18, 2024
CPCL: Cross-Modal Prototypical Contrastive Learning for Weakly Supervised Text-based Person Retrieval

Xinpeng Zhao, Yanwei Zheng, Chuanlin Lan et al.

Weakly supervised text-based person retrieval seeks to retrieve images of a target person using textual descriptions, without relying on identity annotations and is more challenging and practical. The primary challenge is the intra-class differences, encompassing intra-modal feature variations and cross-modal semantic gaps. Prior works have focused on instance-level samples and ignored prototypical features of each person which are intrinsic and invariant. Toward this, we propose a Cross-Modal Prototypical Contrastive Learning (CPCL) method. In practice, the CPCL introduces the CLIP model to weakly supervised text-based person retrieval to map visual and textual instances into a shared latent space. Subsequently, the proposed Prototypical Multi-modal Memory (PMM) module captures associations between heterogeneous modalities of image-text pairs belonging to the same person through the Hybrid Cross-modal Matching (HCM) module in a many-to-many mapping fashion. Moreover, the Outlier Pseudo Label Mining (OPLM) module further distinguishes valuable outlier samples from each modality, enhancing the creation of more reliable clusters by mining implicit relationships between image-text pairs. We conduct extensive experiments on popular benchmarks of weakly supervised text-based person retrieval, which validate the effectiveness, generalizability of CPCL.

LGJan 29, 2022
Collaborative Learning in General Graphs with Limited Memorization: Complexity, Learnability, and Reliability

Feng Li, Xuyang Yuan, Lina Wang et al.

We consider a K-armed bandit problem in general graphs where agents are arbitrarily connected and each of them has limited memorizing capabilities and communication bandwidth. The goal is to let each of the agents eventually learn the best arm. It is assumed in these studies that the communication graph should be complete or well-structured, whereas such an assumption is not always valid in practice. Furthermore, limited memorization and communication bandwidth also restrict the collaborations of the agents, since the agents memorize and communicate very few experiences. Additionally, an agent may be corrupted to share falsified experiences to its peers, while the resource limit in terms of memorization and communication may considerably restrict the reliability of the learning process. To address the above issues, we propose a three-staged collaborative learning algorithm. In each step, the agents share their latest experiences with each other through light-weight random walks in a general communication graph, and then make decisions on which arms to pull according to the recommendations received from their peers. The agents finally update their adoptions (i.e., preferences to the arms) based on the reward obtained by pulling the arms. Our theoretical analysis shows that, when there are a sufficient number of agents participating in the collaborative learning process, all the agents eventually learn the best arm with high probability, even with limited memorizing capabilities and light-weight communications. We also reveal in our theoretical analysis the upper bound on the number of corrupted agents our algorithm can tolerate. The efficacy of our proposed three-staged collaborative learning algorithm is finally verified by extensive experiments on both synthetic and real datasets.

CRJan 6, 2022
SPDL: Blockchain-secured and Privacy-preserving Decentralized Learning

Minghui Xu, Zongrui Zou, Ye Cheng et al.

Decentralized learning involves training machine learning models over remote mobile devices, edge servers, or cloud servers while keeping data localized. Even though many studies have shown the feasibility of preserving privacy, enhancing training performance or introducing Byzantine resilience, but none of them simultaneously considers all of them. Therefore we face the following problem: \textit{how can we efficiently coordinate the decentralized learning process while simultaneously maintaining learning security and data privacy?} To address this issue, in this paper we propose SPDL, a blockchain-secured and privacy-preserving decentralized learning scheme. SPDL integrates blockchain, Byzantine Fault-Tolerant (BFT) consensus, BFT Gradients Aggregation Rule (GAR), and differential privacy seamlessly into one system, ensuring efficient machine learning while maintaining data privacy, Byzantine fault tolerance, transparency, and traceability. To validate our scheme, we provide rigorous analysis on convergence and regret in the presence of Byzantine nodes. We also build a SPDL prototype and conduct extensive experiments to demonstrate that SPDL is effective and efficient with strong security and privacy guarantees.

CRAug 9, 2021
Malware-on-the-Brain: Illuminating Malware Byte Codes with Images for Malware Classification

Fangtian Zhong, Zekai Chen, Minghui Xu et al.

Malware is a piece of software that was written with the intent of doing harm to data, devices, or people. Since a number of new malware variants can be generated by reusing codes, malware attacks can be easily launched and thus become common in recent years, incurring huge losses in businesses, governments, financial institutes, health providers, etc. To defeat these attacks, malware classification is employed, which plays an essential role in anti-virus products. However, existing works that employ either static analysis or dynamic analysis have major weaknesses in complicated reverse engineering and time-consuming tasks. In this paper, we propose a visualized malware classification framework called VisMal, which provides highly efficient categorization with acceptable accuracy. VisMal converts malware samples into images and then applies a contrast-limited adaptive histogram equalization algorithm to enhance the similarity between malware image regions in the same family. We provided a proof-of-concept implementation and carried out an extensive evaluation to verify the performance of our framework. The evaluation results indicate that VisMal can classify a malware sample within 4.0ms and have an average accuracy of 96.0%. Moreover, VisMal provides security engineers with a simple visualization approach to further validate its performance.

CRJun 30, 2021
Extending On-chain Trust to Off-chain -- Trustworthy Blockchain Data Collection using Trusted Execution Environment (TEE)

Chunchi Liu, Hechuan Guo, Minghui Xu et al.

Blockchain creates a secure environment on top of strict cryptographic assumptions and rigorous security proofs. It permits on-chain interactions to achieve trustworthy properties such as traceability, transparency, and accountability. However, current blockchain trustworthiness is only confined to on-chain, creating a "trust gap" to the physical, off-chain environment. This is due to the lack of a scheme that can truthfully reflect the physical world in a real-time and consistent manner. Such an absence hinders further real-world blockchain applications, especially for security-sensitive ones. In this paper, we propose a scheme to extend blockchain trust from on-chain to off-chain, and take trustworthy vaccine transportation as an example. Our scheme consists of 1) a Trusted Execution Environment (TEE)-enabled trusted environment monitoring system built with the Arm Cortex-M33 microcontroller that continuously senses the inside of a vaccine box through trusted sensors and generates anti-forgery data; and 2) a consistency protocol to upload the environment status data from the TEE system to blockchain in a truthful, real-time consistent, continuous and fault-tolerant fashion. Our security analysis indicates that no adversary can tamper with the vaccine in any way without being captured. We carry out an experiment to record the internal status of a vaccine shipping box during transportation, and the results indicate that the proposed system incurs an average latency of 84 ms in local sensing and processing followed by an average latency of 130 ms to have the sensed data transmitted to and available in the blockchain.

SINov 15, 2020
A Distributed Privacy-Preserving Learning Dynamics in General Social Networks

Youming Tao, Shuzhen Chen, Feng Li et al.

In this paper, we study a distributed privacy-preserving learning problem in social networks with general topology. The agents can communicate with each other over the network, which may result in privacy disclosure, since the trustworthiness of the agents cannot be guaranteed. Given a set of options which yield unknown stochastic rewards, each agent is required to learn the best one, aiming at maximizing the resulting expected average cumulative reward. To serve the above goal, we propose a four-staged distributed algorithm which efficiently exploits the collaboration among the agents while preserving the local privacy for each of them. In particular, our algorithm proceeds iteratively, and in every round, each agent i) randomly perturbs its adoption for the privacy-preserving purpose, ii) disseminates the perturbed adoption over the social network in a nearly uniform manner through random walking, iii) selects an option by referring to the perturbed suggestions received from its peers, and iv) decides whether or not to adopt the selected option as preference according to its latest reward feedback. Through solid theoretical analysis, we quantify the trade-off among the number of agents (or communication overhead), privacy preserving and learning utility. We also perform extensive simulations to verify the efficacy of our proposed social learning algorithm.

CRNov 10, 2020
Tokoin: A Coin-Based Accountable Access Control Scheme for Internet of Things

Chunchi Liu, Minghui Xu, Hechuan Guo et al.

With the prevalence of Internet of Things (IoT) applications, IoT devices interact closely with our surrounding environments, bringing us unparalleled smartness and convenience. However, the development of secure IoT solutions is getting a long way lagged behind, making us exposed to common unauthorized accesses that may bring malicious attacks and unprecedented danger to our daily life. Overprivilege attack, a widely reported phenomenon in IoT that accesses unauthorized or excessive resources, is notoriously hard to prevent, trace and mitigate. To tackle this challenge, we propose Tokoin-Based Access Control (TBAC), an accountable access control model enabled by blockchain and Trusted Execution Environment (TEE) technologies, to offer fine-graininess, strong auditability, and access procedure control for IoT. TBAC materializes the virtual access power into a definite-amount and secure cryptographic coin termed "tokoin" (token+coin), and manages it using atomic and accountable state-transition functions in a blockchain. We also realize access procedure control by mandating every tokoin a fine-grained access policy defining who is allowed to do what at when in where by how. The tokoin is peer-to-peer transferable, and can be modified only by the resource owner when necessary. We fully implement TBAC with well-studied cryptographic primitives and blockchain platforms and present a readily available APP for regular users. We also present a case study to demonstrate how TBAC is employed to enable autonomous in-home cargo delivery while guaranteeing the access policy compliance and home owner's physical security by regulating the physical behaviors of the deliveryman.

CRNov 3, 2020
MalFox: Camouflaged Adversarial Malware Example Generation Based on Conv-GANs Against Black-Box Detectors

Fangtian Zhong, Xiuzhen Cheng, Dongxiao Yu et al.

Deep learning is a thriving field currently stuffed with many practical applications and active research topics. It allows computers to learn from experience and to understand the world in terms of a hierarchy of concepts, with each being defined through its relations to simpler concepts. Relying on the strong capabilities of deep learning, we propose a convolutional generative adversarial network-based (Conv-GAN) framework titled MalFox, targeting adversarial malware example generation against third-party black-box malware detectors. Motivated by the rival game between malware authors and malware detectors, MalFox adopts a confrontational approach to produce perturbation paths, with each formed by up to three methods (namely Obfusmal, Stealmal, and Hollowmal) to generate adversarial malware examples. To demonstrate the effectiveness of MalFox, we collect a large dataset consisting of both malware and benignware programs, and investigate the performance of MalFox in terms of accuracy, detection rate, and evasive rate of the generated adversarial malware examples. Our evaluation indicates that the accuracy can be as high as 99.0% which significantly outperforms the other 12 well-known learning models. Furthermore, the detection rate is dramatically decreased by 56.8% on average, and the average evasive rate is noticeably improved by up to 56.2%.

IROct 22, 2019
Meta Matrix Factorization for Federated Rating Predictions

Yujie Lin, Pengjie Ren, Zhumin Chen et al.

Federated recommender systems have distinct advantages in terms of privacy protection over traditional recommender systems that are centralized at a data center. However, previous work on federated recommender systems does not fully consider the limitations of storage, RAM, energy and communication bandwidth in a mobile environment. The scales of the models proposed are too large to be easily run on mobile devices. And existing federated recommender systems need to fine-tune recommendation models on each device, making it hard to effectively exploit collaborative filtering information among users/devices. Our goal in this paper is to design a novel federated learning framework for rating prediction (RP) for mobile environments. We introduce a federated matrix factorization (MF) framework, named meta matrix factorization (MetaMF). Given a user, we first obtain a collaborative vector by collecting useful information with a collaborative memory module. Then, we employ a meta recommender module to generate private item embeddings and a RP model based on the collaborative vector in the server. To address the challenge of generating a large number of high-dimensional item embeddings, we devise a rise-dimensional generation strategy that first generates a low-dimensional item embedding matrix and a rise-dimensional matrix, and then multiply them to obtain high-dimensional embeddings. We use the generated model to produce private RPs for the given user on her device. MetaMF shows a high capacity even with a small RP model, which can adapt to the limitations of a mobile environment. We conduct extensive experiments on four benchmark datasets to compare MetaMF with existing MF methods and find that MetaMF can achieve competitive performance. Moreover, we find MetaMF achieves higher RP performance over existing federated methods by better exploiting collaborative filtering among users/devices.