Laura Dietz

Bryan Li, William Walden, Yu Hou et al.

Evaluation of long-form, citation-backed reports has lately received significant attention due to the wide-scale adoption of retrieval-augmented generation (RAG) systems. Core to many evaluation frameworks is the use of atomic facts, or nuggets, to assess a report's coverage of query-relevant information attested in the underlying collection. While nuggets have traditionally been represented as short statements, recent work has used question-answer (QA) representations, enabling fine-grained evaluations that decouple the information need (i.e. the question) from the potentially diverse content that satisfies it (i.e. its answers). A persistent challenge for nugget-based evaluation is the need to manually curate sets of nuggets for each topic in a test collection -- a laborious process that scales poorly to novel information needs. This challenge is acute in cross-lingual settings, where information is found in multilingual source documents. Accordingly, we introduce DoGMaTiQ, a pipeline for generating high-quality QA-based nugget sets in three stages: (1) document-grounded nugget generation, (2) paraphrase clustering, and (3) nugget subselection based on principled quality criteria. We integrate DoGMaTiQ nuggets with AutoArgue -- a recent nugget-based evaluation framework -- to enable fully automatic evaluation of generated reports. We conduct extensive experiments on two cross-lingual TREC shared tasks, NeuCLIR and RAGTIME, showing strong rank correlations with both human-in-the-loop and fully manual judgments. Finally, detailed analysis of our pipeline reveals that a strong LLM nugget generator is key, and that the system rankings induced by DoGMaTiQ are robust to outlier systems. We facilitate future research in report evaluation by publicly releasing our code and artifacts at https://github.com/manestay/dogmatiq.

Saron Samuel, Alexander Martin, Eugene Yang et al.

Retrieval-augmented generation (RAG) systems combine document retrieval with a generative model to address complex information seeking tasks like report generation. While the relationship between retrieval quality and generation effectiveness seems intuitive, it has not been systematically studied. We investigate whether upstream retrieval metrics can serve as reliable early indicators of the final generated response's information coverage. Through experiments across two text RAG benchmarks (TREC NeuCLIR 2024 and TREC RAG 2024) and one multimodal benchmark (WikiVideo), we analyze 15 text retrieval stacks and 10 multimodal retrieval stacks across four RAG pipelines and multiple evaluation frameworks (Auto-ARGUE and MiRAGE). Our findings demonstrate strong correlations between coverage-based retrieval metrics and nugget coverage in generated responses at both topic and system levels. This relationship holds most strongly when retrieval objectives align with generation goals, though more complex iterative RAG pipelines can partially decouple generation quality from retrieval effectiveness. These findings provide empirical support for using retrieval metrics as proxies for RAG performance.

William Walden, Marc Mason, Orion Weller et al.

Generation of long-form, citation-backed reports is a primary use case for retrieval augmented generation (RAG) systems. While open-source evaluation tools exist for various RAG tasks, ones tailored to report generation (RG) are lacking. Accordingly, we introduce Auto-ARGUE, a robust LLM-based implementation of the recently proposed ARGUE framework for RG evaluation. We present analysis of Auto-ARGUE on the RG pilot task from the TREC 2024 NeuCLIR track, showing good system-level correlations with human judgments. We further release a web app for visualization of Auto-ARGUE outputs.

Naghmeh Farzi, Laura Dietz, Dave D. Lewis

While large language models (LLMs) are increasingly used to summarize long documents, this trend poses significant challenges in the legal domain, where the factual accuracy of deposition summaries is crucial. Nugget-based methods have been shown to be extremely helpful for the automated evaluation of summarization approaches. In this work, we translate these methods to the user side and explore how nuggets could directly assist end users. Although prior systems have demonstrated the promise of nugget-based evaluation, its potential to support end users remains underexplored. Focusing on the legal domain, we present a prototype that leverages a factual nugget-based approach to support legal professionals in two concrete scenarios: (1) determining which of two summaries is better, and (2) manually improving an automatically generated summary.

Naghmeh Farzi, Laura Dietz

Traditional evaluation of information retrieval (IR) systems relies on human-annotated relevance labels, which can be both biased and costly at scale. In this context, large language models (LLMs) offer an alternative by allowing us to directly prompt them to assign relevance labels for passages associated with each query. In this study, we explore alternative methods to directly prompt LLMs for assigned relevance labels, by exploring two hypotheses: Hypothesis 1 assumes that it is helpful to break down "relevance" into specific criteria - exactness, coverage, topicality, and contextual fit. We explore different approaches that prompt large language models (LLMs) to obtain criteria-level grades for all passages, and we consider various ways to aggregate criteria-level grades into a relevance label. Hypothesis 2 assumes that differences in linguistic style between queries and passages may negatively impact the automatic relevance label prediction. We explore whether improvements can be achieved by first synthesizing a summary of the passage in the linguistic style of a query, and then using this summary in place of the passage to assess its relevance. We include an empirical evaluation of our approaches based on data from the LLMJudge challenge run in Summer 2024, where our "Four Prompts" approach obtained the highest scores in Kendall's tau.

Sepideh Koohfar, Laura Dietz

Time series forecasting is a challenging task due to the existence of complex and dynamic temporal dependencies. This can lead to incorrect predictions by even the best forecasting models. Using more training data is one way to improve the accuracy, but this source is often limited. In contrast, we are building on successful denoising approaches for image generation by advocating for an end-to-end forecasting and denoising paradigm. We propose an end-to-end forecast-blur-denoise forecasting framework by encouraging a division of labors between the forecasting and the denoising models. The initial forecasting model is directed to focus on accurately predicting the coarse-grained behavior, while the denoiser model focuses on capturing the fine-grained behavior that is locally blurred by integrating a Gaussian Process model. All three parts are interacting for the best end-to-end performance. Our extensive experiments demonstrate that our proposed approach is able to improve the forecasting accuracy of several state-of-the-art forecasting models as well as several other denoising approaches.

Laura Dietz, Bryan Li, Eugene Yang et al.

RAG systems are increasingly evaluated and optimized using LLM judges, an approach that is rapidly becoming the dominant paradigm for system assessment. Nugget-based approaches in particular are now embedded not only in evaluation frameworks but also in the architectures of RAG systems themselves. While this integration can lead to genuine improvements, it also creates a risk of faulty measurements due to circularity. In this paper, we investigate this risk through comparative experiments with nugget-based RAG systems, including Ginger and Crucible, against strong baselines such as GPT-Researcher. By deliberately modifying Crucible to generate outputs optimized for an LLM judge, we show that near-perfect evaluation scores can be achieved when elements of the evaluation - such as prompt templates or gold nuggets - are leaked or can be predicted. Our results highlight the importance of blind evaluation settings and methodological diversity to guard against mistaking metric overfitting for genuine system progress.

Laura Dietz, Bryan Li, Gabrielle Liu et al.

RAGE systems integrate ideas from automatic evaluation (E) into Retrieval-augmented Generation (RAG). As one such example, we present Crucible, a Nugget-Augmented Generation System that preserves explicit citation provenance by constructing a bank of Q&A nuggets from retrieved documents and uses them to guide extraction, selection, and report generation. Reasoning on nuggets avoids repeated information through clear and interpretable Q&A semantics - instead of opaque cluster abstractions - while maintaining citation provenance throughout the entire generation process. Evaluated on the TREC NeuCLIR 2024 collection, our Crucible system substantially outperforms Ginger, a recent nugget-based RAG system, in nugget recall, density, and citation grounding.

Joe Wilder, Nikhil Kadapala, Benji Xu et al.

We participate in CheckThat! Task 2 English and explore various methods of prompting and in-context learning, including few-shot prompting and fine-tuning with different LLM families, with the goal of extracting check-worthy claims from social media passages. Our best METEOR score is achieved by fine-tuning a FLAN-T5 model. However, we observe that higher-quality claims can sometimes be extracted using other methods, even when their METEOR scores are lower.

Laura Dietz, Bhaskar Mitra, Jeremy Pickens et al.

The vision of HIPstIR is that early stage information retrieval (IR) researchers get together to develop a future for non-mainstream ideas and research agendas in IR. The first iteration of this vision materialized in the form of a three day workshop in Portsmouth, New Hampshire attended by 24 researchers across academia and industry. Attendees pre-submitted one or more topics that they want to pitch at the meeting. Then over the three days during the workshop, we self-organized into groups and worked on six specific proposals of common interest. In this report, we present an overview of the workshop and brief summaries of the six proposals that resulted from the workshop.

Lydia Weiland, Ioana Hulpus, Simone Paolo Ponzetto et al.

We investigate the problem of understanding the message (gist) conveyed by images and their captions as found, for instance, on websites or news articles. To this end, we propose a methodology to capture the meaning of image-caption pairs on the basis of large amounts of machine-readable knowledge that has previously been shown to be highly effective for text understanding. Our method identifies the connotation of objects beyond their denotation: where most approaches to image understanding focus on the denotation of objects, i.e., their literal meaning, our work addresses the identification of connotations, i.e., iconic meanings of objects, to understand the message of images. We view image understanding as the task of representing an image-caption pair on the basis of a wide-coverage vocabulary of concepts such as the one provided by Wikipedia, and cast gist detection as a concept-ranking problem with image-caption pairs as queries. To enable a thorough investigation of the problem of gist understanding, we produce a gold standard of over 300 image-caption pairs and over 8,000 gist annotations covering a wide variety of topics at different levels of abstraction. We use this dataset to experimentally benchmark the contribution of signals from heterogeneous sources, namely image and text. The best result with a Mean Average Precision (MAP) of 0.69 indicate that by combining both dimensions we are able to better understand the meaning of our image-caption pairs than when using language or vision information alone. We test the robustness of our gist detection approach when receiving automatically generated input, i.e., using automatically generated image tags or generated captions, and prove the feasibility of an end-to-end automated process.

Lydia Weiland, Simone Paolo Ponzetto, Wolfgang Effelsberg et al.

Nowadays, where multimedia data is continuously generated, stored, and distributed, multimedia indexing, with its purpose of group- ing similar data, becomes more important than ever. Understanding the gist (=message) of multimedia instances is framed in related work as a ranking of concepts from a knowledge base, i.e., Wikipedia. We cast the task of multimedia indexing as a gist understanding problem. Our pipeline benefits from external knowledge and two subsequent learning- to-rank (l2r) settings. The first l2r produces a ranking of concepts rep- resenting the respective multimedia instance. The second l2r produces a mapping between the concept representation of an instance and the targeted class topic(s) for the multimedia indexing task. The evaluation on an established big size corpus (MIRFlickr25k, with 25,000 images), shows that multimedia indexing benefits from understanding the gist. Finally, with a MAP of 61.42, it can be shown that the multimedia in- dexing task benefits from understanding the gist. Thus, the presented end-to-end setting outperforms DBM and competes with Hashing-based methods.

Laura Dietz, John Foley

The sequential dependence model (SDM) is a popular retrieval model which is based on the theory of probabilistic graphical models. While it was originally introduced by Metzler and Croft as a Markov Random Field (aka discriminative probabilistic model), in this paper we demonstrate that it is equivalent to a generative probabilistic model. To build an foundation for future retrieval models, this paper details the axiomatic underpinning of the SDM model as discriminative and generative probabilistic model. The only difference arises whether model parameters are estimated in log-space or Multinomial-space. We demonstrate that parameter-estimation with grid-tuning is negatively impacting the generative formulation, an effect that vanishes when parameters are estimated with coordinate-gradient descent. This is concerning, since empirical differences may be falsely attributed to improved models.

Federico Nanni, Bhaskar Mitra, Matt Magnusson et al.

Retrieving paragraphs to populate a Wikipedia article is a challenging task. The new TREC Complex Answer Retrieval (TREC CAR) track introduces a comprehensive dataset that targets this retrieval scenario. We present early results from a variety of approaches -- from standard information retrieval methods (e.g., tf-idf) to complex systems that using query expansion using knowledge bases and deep neural networks. The goal is to offer future participants of this track an overview of some promising approaches to tackle this problem.