1.8LGAug 22, 2022
Improving Sample Efficiency in Evolutionary RL Using Off-Policy RankingEshwar S R, Shishir Kolathaya, Gugan Thoppe
Evolution Strategy (ES) is a powerful black-box optimization technique based on the idea of natural evolution. In each of its iterations, a key step entails ranking candidate solutions based on some fitness score. For an ES method in Reinforcement Learning (RL), this ranking step requires evaluating multiple policies. This is presently done via on-policy approaches: each policy's score is estimated by interacting several times with the environment using that policy. This leads to a lot of wasteful interactions since, once the ranking is done, only the data associated with the top-ranked policies is used for subsequent learning. To improve sample efficiency, we propose a novel off-policy alternative for ranking, based on a local approximation for the fitness function. We demonstrate our idea in the context of a state-of-the-art ES method called the Augmented Random Search (ARS). Simulations in MuJoCo tasks show that, compared to the original ARS, our off-policy variant has similar running times for reaching reward thresholds but needs only around 70% as much data. It also outperforms the recent Trust Region ES. We believe our ideas should be extendable to other ES methods as well.
5.8AIDec 12, 2025
Reliable Policy Iteration: Performance Robustness Across Architecture and Environment PerturbationsS. R. Eshwar, Aniruddha Mukherjee, Kintan Saha et al.
In a recent work, we proposed Reliable Policy Iteration (RPI), that restores policy iteration's monotonicity-of-value-estimates property to the function approximation setting. Here, we assess the robustness of RPI's empirical performance on two classical control tasks -- CartPole and Inverted Pendulum -- under changes to neural network and environmental parameters. Relative to DQN, Double DQN, DDPG, TD3, and PPO, RPI reaches near-optimal performance early and sustains this policy as training proceeds. Because deep RL methods are often hampered by sample inefficiency, training instability, and hyperparameter sensitivity, our results highlight RPI's promise as a more reliable alternative.
4.6LGSep 16, 2024
Reinforcement Learning with Quasi-Hyperbolic DiscountingS. R. Eshwar, Mayank Motwani, Nibedita Roy et al.
Reinforcement learning has traditionally been studied with exponential discounting or the average reward setup, mainly due to their mathematical tractability. However, such frameworks fall short of accurately capturing human behavior, which has a bias towards immediate gratification. Quasi-Hyperbolic (QH) discounting is a simple alternative for modeling this bias. Unlike in traditional discounting, though, the optimal QH-policy, starting from some time $t_1,$ can be different to the one starting from $t_2.$ Hence, the future self of an agent, if it is naive or impatient, can deviate from the policy that is optimal at the start, leading to sub-optimal overall returns. To prevent this behavior, an alternative is to work with a policy anchored in a Markov Perfect Equilibrium (MPE). In this work, we propose the first model-free algorithm for finding an MPE. Using a two-timescale analysis, we show that, if our algorithm converges, then the limit must be an MPE. We also validate this claim numerically for the standard inventory system with stochastic demands. Our work significantly advances the practical application of reinforcement learning.
7.1LGJun 8, 2025
Monotone and Conservative Policy Iteration Beyond the Tabular CaseS. R. Eshwar, Gugan Thoppe, Ananyabrata Barua et al.
We introduce Reliable Policy Iteration (RPI) and Conservative RPI (CRPI), variants of Policy Iteration (PI) and Conservative PI (CPI), that retain tabular guarantees under function approximation. RPI uses a novel Bellman-constrained optimization for policy evaluation. We show that RPI restores the textbook \textit{monotonicity} of value estimates and that these estimates provably \textit{lower-bound} the true return; moreover, their limit partially satisfies the \textit{unprojected} Bellman equation. CRPI shares RPI's evaluation, but updates policies conservatively by maximizing a new performance-difference \textit{lower bound} that explicitly accounts for function-approximation-induced errors. CRPI inherits RPI's guarantees and, crucially, admits per-step improvement bounds. In initial simulations, RPI and CRPI outperform PI and its variants. Our work addresses a foundational gap in RL: popular algorithms such as TRPO and PPO derive from tabular CPI yet are deployed with function approximation, where CPI's guarantees often fail-leading to divergence, oscillations, or convergence to suboptimal policies. By restoring PI/CPI-style guarantees for \textit{arbitrary} function classes, RPI and CRPI provide a principled basis for next-generation RL.
4.1LGSep 7, 2025
Teaching Precommitted Agents: Model-Free Policy Evaluation and Control in Quasi-Hyperbolic Discounted MDPsS. R. Eshwar
Time-inconsistent preferences, where agents favor smaller-sooner over larger-later rewards, are a key feature of human and animal decision-making. Quasi-Hyperbolic (QH) discounting provides a simple yet powerful model for this behavior, but its integration into the reinforcement learning (RL) framework has been limited. This paper addresses key theoretical and algorithmic gaps for precommitted agents with QH preferences. We make two primary contributions: (i) we formally characterize the structure of the optimal policy, proving for the first time that it reduces to a simple one-step non-stationary form; and (ii) we design the first practical, model-free algorithms for both policy evaluation and Q-learning in this setting, both with provable convergence guarantees. Our results provide foundational insights for incorporating QH preferences in RL.