Penglei Gao

Kai Yao, Penglei Gao, Xi Yang et al.

Image outpainting, which is well studied with Convolution Neural Network (CNN) based framework, has recently drawn more attention in computer vision. However, CNNs rely on inherent inductive biases to achieve effective sample learning, which may degrade the performance ceiling. In this paper, motivated by the flexible self-attention mechanism with minimal inductive biases in transformer architecture, we reframe the generalised image outpainting problem as a patch-wise sequence-to-sequence autoregression problem, enabling query-based image outpainting. Specifically, we propose a novel hybrid vision-transformer-based encoder-decoder framework, named \textbf{Query} \textbf{O}utpainting \textbf{TR}ansformer (\textbf{QueryOTR}), for extrapolating visual context all-side around a given image. Patch-wise mode's global modeling capacity allows us to extrapolate images from the attention mechanism's query standpoint. A novel Query Expansion Module (QEM) is designed to integrate information from the predicted queries based on the encoder's output, hence accelerating the convergence of the pure transformer even with a relatively small dataset. To further enhance connectivity between each patch, the proposed Patch Smoothing Module (PSM) re-allocates and averages the overlapped regions, thus providing seamless predicted images. We experimentally show that QueryOTR could generate visually appealing results smoothly and realistically against the state-of-the-art image outpainting approaches.

Penglei Gao, Xi Yang, Rui Zhang et al.

While exogenous variables have a major impact on performance improvement in time series analysis, inter-series correlation and time dependence among them are rarely considered in the present continuous methods. The dynamical systems of multivariate time series could be modelled with complex unknown partial differential equations (PDEs) which play a prominent role in many disciplines of science and engineering. In this paper, we propose a continuous-time model for arbitrary-step prediction to learn an unknown PDE system in multivariate time series whose governing equations are parameterised by self-attention and gated recurrent neural networks. The proposed model, \underline{E}xogenous-\underline{g}uided \underline{P}artial \underline{D}ifferential \underline{E}quation Network (EgPDE-Net), takes account of the relationships among the exogenous variables and their effects on the target series. Importantly, the model can be reduced into a regularised ordinary differential equation (ODE) problem with special designed regularisation guidance, which makes the PDE problem tractable to obtain numerical solutions and feasible to predict multiple future values of the target series at arbitrary time points. Extensive experiments demonstrate that our proposed model could achieve competitive accuracy over strong baselines: on average, it outperforms the best baseline by reducing $9.85\%$ on RMSE and $13.98\%$ on MAE for arbitrary-step prediction.

Penglei Gao, Kai Yao, Tiandi Ye et al.

In this paper, we tackle the recently popular topic of generating 360-degree images given the conventional narrow field of view (NFoV) images that could be taken from a single camera or cellphone. This task aims to predict the reasonable and consistent surroundings from the NFoV images. Existing methods for feature extraction and fusion, often built with transformer-based architectures, incur substantial memory usage and computational expense. They also have limitations in maintaining visual continuity across the entire 360-degree images, which could cause inconsistent texture and style generation. To solve the aforementioned issues, we propose a novel text-guided out-painting framework equipped with a State-Space Model called Mamba to utilize its long-sequence modelling and spatial continuity. Furthermore, incorporating textual information is an effective strategy for guiding image generation, enriching the process with detailed context and increasing diversity. Efficiently extracting textual features and integrating them with image attributes presents a significant challenge for 360-degree image out-painting. To address this, we develop two modules, Visual-textual Consistency Refiner (VCR) and Global-local Mamba Adapter (GMA). VCR enhances contextual richness by fusing the modified text features with the image features, while GMA provides adaptive state-selective conditions by capturing the information flow from global to local representations. Our proposed method achieves state-of-the-art performance with extensive experiments on two broadly used 360-degree image datasets, including indoor and outdoor settings.

Kai Yao, Penglei Gao, Lichun Li et al.

Parameter-Efficient Fine-Tuning (PEFT) methods have gained significant popularity for adapting pre-trained Large Language Models (LLMs) to downstream tasks, primarily due to their potential to significantly reduce memory and computational overheads. However, a common limitation in most PEFT approaches is their application of a uniform architectural design across all layers. This uniformity involves identical trainable modules and ignores the varying importance of each layer, leading to sub-optimal fine-tuning results. To overcome the above limitation and obtain better performance, we develop a novel approach, Importance-aware Sparse Tuning (IST), to fully utilize the inherent sparsity and select the most important subset of full layers with effective layer-wise importance scoring. The proposed IST is a versatile and plug-and-play technique compatible with various PEFT methods that operate on a per-layer basis. By leveraging the estimated importance scores, IST dynamically updates these selected layers in PEFT modules, leading to reduced memory demands. We further provide theoretical proof of convergence and empirical evidence of superior performance to demonstrate the advantages of IST over uniform updating strategies. Extensive experiments on a range of LLMs, PEFTs, and downstream tasks substantiate the effectiveness of our proposed method, showcasing IST's capacity to enhance existing layer-based PEFT methods. Our code is available at https://github.com/Kaiseem/IST.

Kai Yao, Zhenghan Song, Kaixin Wu et al.

Parameter-Efficient Fine-Tuning (PEFT) has become a key strategy for adapting large language models, with recent advances in sparse tuning reducing overhead by selectively updating key parameters or subsets of data. Existing approaches generally focus on two distinct paradigms: layer-selective methods aiming to fine-tune critical layers to minimize computational load, and data-selective methods aiming to select effective training subsets to boost training. However, current methods typically overlook the fact that different data points contribute varying degrees to distinct model layers, and they often discard potentially valuable information from data perceived as of low quality. To address these limitations, we propose Gradient-aligned Sparse Tuning (GAST), an innovative method that simultaneously performs selective fine-tuning at both data and layer dimensions as integral components of a unified optimization strategy. GAST specifically targets redundancy in information by employing a layer-sparse strategy that adaptively selects the most impactful data points for each layer, providing a more comprehensive and sophisticated solution than approaches restricted to a single dimension. Experiments demonstrate that GAST consistently outperforms baseline methods, establishing a promising direction for future research in PEFT strategies.

Xueqing Peng, Lingfei Qian, Yan Wang et al.

Real-world financial analysis involves information across multiple languages and modalities, from reports and news to scanned filings and meeting recordings. Yet most existing evaluations of LLMs in finance remain text-only, monolingual, and largely saturated by current models. To bridge these gaps, we present MultiFinBen, the first expert-annotated multilingual (five languages) and multimodal (text, vision, audio) benchmark for evaluating LLMs in realistic financial contexts. MultiFinBen introduces two new task families: multilingual financial reasoning, which tests cross-lingual evidence integration from filings and news, and financial OCR, which extracts structured text from scanned documents containing tables and charts. Rather than aggregating all available datasets, we apply a structured, difficulty-aware selection based on advanced model performance, ensuring balanced challenge and removing redundant tasks. Evaluating 21 leading LLMs shows that even frontier multimodal models like GPT-4o achieve only 46.01% overall, stronger on vision and audio but dropping sharply in multilingual settings. These findings expose persistent limitations in multilingual, multimodal, and expert-level financial reasoning. All datasets, evaluation scripts, and leaderboards are publicly released.

Penglei Gao, Yan Zou, Abhijit Duggal et al.

We introduce the Functional Competing Risk Net (FCRN), a unified deep-learning framework for discrete-time survival analysis under competing risks, which seamlessly integrates functional covariates and handles missing data within an end-to-end model. By combining a micro-network Basis Layer for functional data representation with a gradient-based imputation module, FCRN simultaneously learns to impute missing values and predict event-specific hazards. Evaluated on multiple simulated datasets and a real-world ICU case study using the MIMIC-IV and Cleveland Clinic datasets, FCRN demonstrates substantial improvements in prediction accuracy over random survival forests and traditional competing risks models. This approach advances prognostic modeling in critical care by more effectively capturing dynamic risk factors and static predictors while accommodating irregular and incomplete data.

Kai Yao, Zhaorui Tan, Penglei Gao et al.

The rapid growth of large language models (LLMs) with traditional centralized fine-tuning emerges as a key technique for adapting these models to domain-specific challenges, yielding privacy risks for both model and data owners. One promising solution, called offsite-tuning (OT), is proposed to address these challenges, where a weaker emulator is compressed from the original model and further fine-tuned with adapter to enhance privacy. However, the existing OT-based methods require high computational costs and lack theoretical analysis. This paper introduces a novel OT approach based on gradient-preserving compression, named GradOT. By analyzing the OT problem through the lens of optimization, we propose a method that selectively applies compression techniques such as rank compression and channel pruning, preserving the gradients of fine-tuned adapters while ensuring privacy. Extensive experiments demonstrate that our approach surpasses existing OT methods, both in terms of privacy protection and model performance. Our method provides a theoretical foundation for OT and offers a practical, training-free solution for offsite-tuning of large-scale LLMs.

Penglei Gao, Xi Yang, Rui Zhang et al.

In this paper, we develop a novel transformer-based generative adversarial neural network called U-Transformer for generalised image outpainting problem. Different from most present image outpainting methods conducting horizontal extrapolation, our generalised image outpainting could extrapolate visual context all-side around a given image with plausible structure and details even for complicated scenery, building, and art images. Specifically, we design a generator as an encoder-to-decoder structure embedded with the popular Swin Transformer blocks. As such, our novel neural network can better cope with image long-range dependencies which are crucially important for generalised image outpainting. We propose additionally a U-shaped structure and multi-view Temporal Spatial Predictor (TSP) module to reinforce image self-reconstruction as well as unknown-part prediction smoothly and realistically. By adjusting the predicting step in the TSP module in the testing stage, we can generate arbitrary outpainting size given the input sub-image. We experimentally demonstrate that our proposed method could produce visually appealing results for generalized image outpainting against the state-of-the-art image outpainting approaches.

Penglei Gao, Xi Yang, Rui Zhang et al.

We propose a continuous neural network architecture, termed Explainable Tensorized Neural Ordinary Differential Equations (ETN-ODE), for multi-step time series prediction at arbitrary time points. Unlike the existing approaches, which mainly handle univariate time series for multi-step prediction or multivariate time series for single-step prediction, ETN-ODE could model multivariate time series for arbitrary-step prediction. In addition, it enjoys a tandem attention, w.r.t. temporal attention and variable attention, being able to provide explainable insights into the data. Specifically, ETN-ODE combines an explainable Tensorized Gated Recurrent Unit (Tensorized GRU or TGRU) with Ordinary Differential Equations (ODE). The derivative of the latent states is parameterized with a neural network. This continuous-time ODE network enables a multi-step prediction at arbitrary time points. We quantitatively and qualitatively demonstrate the effectiveness and the interpretability of ETN-ODE on five different multi-step prediction tasks and one arbitrary-step prediction task. Extensive experiments show that ETN-ODE can lead to accurate predictions at arbitrary time points while attaining best performance against the baseline methods in standard multi-step time series prediction.