Minjae Kwon

Minjae Kwon, Amir Moeini, Shangtong Zhang et al.

Safe in-context reinforcement learning (ICRL) adapts online from interaction history without test-time parameter updates while controlling episode cost under a safety budget. Under out-of-distribution (OOD) deployment shifts, pretraining-only safe ICRL can give poor reward-safety tradeoffs because the remaining budget affects behavior only through frozen policy conditioning, not an explicit action-level check against predicted future cost. We propose a latent Q-Barrier shield that learns a context representation, latent dynamics, and an ensemble cost critic before deployment. Without parameter updates, the shield infers context from history and filters or softly reweights candidate actions using the remaining budget and predicted future cost. We prove a conditional, error-decomposed barrier-margin result: a Q-Barrier-satisfying action leaves the next latent-budget state with an approximately budget-safe continuation under the learned critic, up to Bellman and latent-prediction errors. Across five safe ICRL benchmarks, the shield improves deployment-time reward-safety tradeoffs over a strong safe-ICRL baseline: after a short context window, it achieves higher return in four of five benchmarks while matching or lowering average episode cost in all five.

Minjae Kwon, Josephine Lamp, Lu Feng

Safe Reinforcement Learning (RL) algorithms are typically evaluated under fixed training conditions. We investigate whether training-time safety guarantees transfer to deployment under distribution shift, using diabetes management as a safety-critical testbed. We benchmark safe RL algorithms on a unified clinical simulator and reveal a safety generalization gap: policies satisfying constraints during training frequently violate safety requirements on unseen patients. We demonstrate that test-time shielding, which filters unsafe actions using learned dynamics models, effectively restores safety across algorithms and patient populations. Across eight safe RL algorithms, three diabetes types, and three age groups, shielding achieves Time-in-Range gains of 13--14\% for strong baselines such as PPO-Lag and CPO while reducing clinical risk index and glucose variability. Our simulator and benchmark provide a platform for studying safety under distribution shift in safety-critical control domains. Code is available at https://github.com/safe-autonomy-lab/GlucoSim and https://github.com/safe-autonomy-lab/GlucoAlg.

Minjae Kwon, Ingy ElSayed-Aly, Lu Feng

There is a surge of interest in using formal languages such as Linear Temporal Logic (LTL) to precisely and succinctly specify complex tasks and derive reward functions for Reinforcement Learning (RL). However, existing methods often assign sparse rewards (e.g., giving a reward of 1 only if a task is completed and 0 otherwise). By providing feedback solely upon task completion, these methods fail to encourage successful subtask completion. This is particularly problematic in environments with inherent uncertainty, where task completion may be unreliable despite progress on intermediate goals. To address this limitation, we propose a suite of reward functions that incentivize an RL agent to complete a task specified by an LTL formula as much as possible, and develop an adaptive reward shaping approach that dynamically updates reward functions during the learning process. Experimental results on a range of benchmark RL environments demonstrate that the proposed approach generally outperforms baselines, achieving earlier convergence to a better policy with higher expected return and task completion rate.

Amir Moeini, Minjae Kwon, Alper Kamil Bozkurt et al.

In-context reinforcement learning (ICRL) is an emerging RL paradigm where the agent, after some pretraining procedure, is able to adapt to out-of-distribution test tasks without any parameter updates. The agent achieves this by continually expanding the input (i.e., the context) to its policy neural networks. For example, the input could be all the history experience that the agent has access to until the current time step. The agent's performance improves as the input grows, without any parameter updates. In this work, we propose the first method that promotes the safety of ICRL's adaptation process in the framework of constrained Markov Decision Processes. In other words, during the parameter-update-free adaptation process, the agent not only maximizes the reward but also minimizes an additional cost function. We also demonstrate that our agent actively reacts to the threshold (i.e., budget) of the cost tolerance. With a higher cost budget, the agent behaves more aggressively, and with a lower cost budget, the agent behaves more conservatively.

Minjae Kwon, Tyler Ingebrand, Ufuk Topcu et al.

Variations in hidden parameters, such as a robot's mass distribution or friction, pose safety risks during execution. We develop a runtime shielding mechanism for reinforcement learning, building on the formalism of constrained hidden-parameter Markov decision processes. Function encoders enable real-time inference of hidden parameters from observations, allowing the shield and the underlying policy to adapt online. The shield constrains the action space by forecasting future safety risks (such as obstacle proximity) and accounts for uncertainty via conformal prediction. We prove that the proposed mechanism satisfies probabilistic safety guarantees and yields optimal policies among the set of safety-compliant policies. Experiments across diverse environments with varying hidden parameters show that our method significantly reduces safety violations and achieves strong out-of-distribution generalization, while incurring minimal runtime overhead.