Pengyang Shao

CV
h-index18
13papers
222citations
Novelty53%
AI Score58

13 Papers

CLApr 20Code
Maximizing Local Entropy Where It Matters: Prefix-Aware Localized LLM Unlearning

Naixin Zhai, Pengyang Shao, Binbin Zheng et al.

Machine unlearning aims to forget sensitive knowledge from Large Language Models (LLMs) while maintaining general utility. However, existing approaches typically treat all tokens in a response indiscriminately and enforce uncertainty over the entire vocabulary. This global treatment results in unnecessary utility degradation and extends optimization to content-agnostic regions. To address these limitations, we propose PALU (Prefix-Aware Localized Unlearning), a framework driven by a local entropy maximization objective across both temporal and vocabulary dimensions. PALU reveals that (i) suppressing the sensitive prefix alone is sufficient to sever the causal generation link, and (ii) flattening only the top-$k$ logits is adequate to maximize uncertainty in the critical subspace. These findings allow PALU to alleviate redundant optimization across the full vocabulary and parameter space while minimizing collateral damage to general model performance. Extensive experiments validate that PALU achieves superior forgetting efficacy and utility preservation compared to state-of-the-art baselines. Our code is available at https://github.com/nxZhai/PALU.

CVJan 30Code
Lingua-SafetyBench: A Benchmark for Safety Evaluation of Multilingual Vision-Language Models

Enyi Shi, Pengyang Shao, Yanxin Zhang et al.

Robust safety of vision-language large models (VLLMs) under joint multilingual and multimodal inputs remains underexplored. Existing benchmarks are typically multilingual but text-only, or multimodal but monolingual. Recent multilingual multimodal red-teaming efforts render harmful prompts into images, yet rely heavily on typography-style visuals and lack semantically grounded image-text pairs, limiting coverage of realistic cross-modal interactions. We introduce Lingua-SafetyBench, a benchmark of 100,440 harmful image-text pairs across 10 languages, explicitly partitioned into image-dominant and text-dominant subsets to disentangle risk sources. Evaluating 11 open-source VLLMs reveals a consistent asymmetry: image-dominant risks yield higher ASR in high-resource languages, while text-dominant risks are more severe in non-high-resource languages. A controlled study on the Qwen series shows that scaling and version upgrades reduce Attack Success Rate (ASR) overall but disproportionately benefit HRLs, widening the gap between HRLs and Non-HRLs under text-dominant risks. This underscores the necessity of language- and modality-aware safety alignment beyond mere scaling.To facilitate reproducibility and future research, we will publicly release our benchmark, model checkpoints, and source code.The code and dataset will be available at https://github.com/zsxr15/Lingua-SafetyBench.Warning: this paper contains examples with unsafe content.

CVMar 7
MURE: Hierarchical Multi-Resolution Encoding via Vision-Language Models for Visual Document Retrieval

Fengbin Zhu, Zijing Cai, Yuzhe Wang et al.

Visual Document Retrieval (VDR) requires representations that capture both fine-grained visual details and global document structure to ensure retrieval efficacy while maintaining computational efficiency. Existing VDR models struggle to balance effectiveness and efficiency when processing high-resolution documents: they often either lose fine-grained information or generate an excessive number of visual tokens, resulting in significant indexing overhead and high retrieval latency. In this work, we rethink the visual encoding mechanism and propose a new X-VisEmb paradigm that progresses from multi-resolution sampling and encoding, through cross-granularity feature fusion, to adaptive representation distillation. A preliminary study validates its feasibility and effectiveness in capturing complementary visual cues at varying scales. Building on the insights, we develop MURE, a novel framework that employs VLMs as a hierarchical multi-resolution encoder, integrates resolution-level Matryoshka representation learning (RMRL) for effective feature fusion, and applies a semantic-aware hierarchical clustering mechanism for visual token compression. Experiments on two widely used VDR benchmarks show that our MURE framework consistently beats strong baselines. Furthermore, it significantly outperforms ColPali with only 50% of its visual token budget.

LGApr 24
Sharpness-Aware Poisoning: Enhancing Transferability of Injective Attacks on Recommender Systems

Junsong Xie, Yonghui Yang, Pengyang Shao et al.

Recommender Systems~(RS) have been shown to be vulnerable to injective attacks, where attackers inject limited fake user profiles to promote the exposure of target items to real users for unethical gains (e.g., economic or political advantages). Since attackers typically lack knowledge of the victim model deployed in the target RS, existing methods resort to using a fixed surrogate model to mimic the potential victim model. Despite considerable progress, we argue that the assumption that \textit{poisoned data generated for the surrogate model can be used to attack other victim models} is wishful. When there are significant structural discrepancies between the surrogate and victim models, the attack transferability inevitably suffers. Intuitively, if we can identify the worst-case victim model and iteratively optimize the poisoning effect specifically against it, then the generated poisoned data would be better transferred to other victim models. However, exactly identifying the worst-case victim model during the attack process is challenging due to the large space of victim models. To this end, in this work, we propose a novel attack method called Sharpness-Aware Poisoning (\textit{SharpAP}). Specifically, it employs the sharpness-aware minimization principle to seek the approximately worst-case victim model and optimizes the poisoned data specifically for this worst-case model. The poisoning attack with SharpAP is formulated as a min-max-min tri-level optimization problem. By integrating SharpAP into the iterative process for attacks, our method can generate more robust poisoned data which is less sensitive to the shift of model structure, mitigating the overfitting to the surrogate model. Comprehensive experimental comparisons on three real-world datasets demonstrate that \name~can significantly enhance the attack transferability.

SEMar 27
StressWeb: A Diagnostic Benchmark for Web Agent Robustness under Realistic Interaction Variability

Haoyue Bai, Dong Wang, Long Chen et al.

Large language model-based web agents have demonstrated strong performance on realistic web interaction tasks. However, existing evaluations are predominantly conducted under relatively stable and well-behaved interaction conditions, which may overestimate agent robustness. High task success in such idealized settings does not necessarily reflect performance under realistic web interaction. To address this limitation, we introduce a diagnostic stress-testing benchmark for web agents. We first construct realistic and controllable web environments that provide clean and stable interaction workflows as reference baselines. We then introduce structured and controlled perturbations that emulate interaction variability, including shifting layouts, altered interaction semantics, and execution disruptions. By comparing agent behavior between clean and perturbed settings, our framework enables systematic diagnosis of robustness under what-if interaction scenarios. Through extensive evaluation of state-of-the-art multimodal web agents, we show that stress-based evaluation exposes failure modes and substantial robustness gaps that remain hidden under clean benchmark conditions.

AINov 15, 2025
Debate over Mixed-knowledge: A Robust Multi-Agent Framework for Incomplete Knowledge Graph Question Answering

Jilong Liu, Pengyang Shao, Wei Qin et al.

Knowledge Graph Question Answering (KGQA) aims to improve factual accuracy by leveraging structured knowledge. However, real-world Knowledge Graphs (KGs) are often incomplete, leading to the problem of Incomplete KGQA (IKGQA). A common solution is to incorporate external data to fill knowledge gaps, but existing methods lack the capacity to adaptively and contextually fuse multiple sources, failing to fully exploit their complementary strengths. To this end, we propose Debate over Mixed-knowledge (DoM), a novel framework that enables dynamic integration of structured and unstructured knowledge for IKGQA. Built upon the Multi-Agent Debate paradigm, DoM assigns specialized agents to perform inference over knowledge graphs and external texts separately, and coordinates their outputs through iterative interaction. It decomposes the input question into sub-questions, retrieves evidence via dual agents (KG and Retrieval-Augmented Generation, RAG), and employs a judge agent to evaluate and aggregate intermediate answers. This collaboration exploits knowledge complementarity and enhances robustness to KG incompleteness. In addition, existing IKGQA datasets simulate incompleteness by randomly removing triples, failing to capture the irregular and unpredictable nature of real-world knowledge incompleteness. To address this, we introduce a new dataset, Incomplete Knowledge Graph WebQuestions, constructed by leveraging real-world knowledge updates. These updates reflect knowledge beyond the static scope of KGs, yielding a more realistic and challenging benchmark. Through extensive experiments, we show that DoM consistently outperforms state-of-the-art baselines.

LGJan 14
BalDRO: A Distributionally Robust Optimization based Framework for Large Language Model Unlearning

Pengyang Shao, Naixin Zhai, Lei Chen et al.

As Large Language Models (LLMs) increasingly shape online content, removing targeted information from well-trained LLMs (also known as LLM unlearning) has become critical for web governance. A key challenge lies in sample-wise imbalance within the forget set: different samples exhibit widely varying unlearning difficulty, leading to asynchronous forgetting where some knowledge remains insufficiently erased while others become over-forgotten. To address this, we propose BalDRO, a novel and efficient framework for balanced LLM unlearning. BalDRO formulates unlearning as a min-sup process: an inner step identifies a worst-case data distribution that emphasizes hard-to-unlearn samples, while an outer step updates model parameters under this distribution. We instantiate BalDRO via two efficient variants: BalDRO-G, a discrete GroupDRO-based approximation focusing on high-loss subsets, and BalDRO-DV, a continuous Donsker-Varadhan dual method enabling smooth adaptive weighting within standard training pipelines. Experiments on TOFU and MUSE show that BalDRO significantly improves both forgetting quality and model utility over existing methods, and we release code for reproducibility.

IRFeb 18, 2021Code
Learning Fair Representations for Recommendation: A Graph-based Perspective

Le Wu, Lei Chen, Pengyang Shao et al.

As a key application of artificial intelligence, recommender systems are among the most pervasive computer aided systems to help users find potential items of interests. Recently, researchers paid considerable attention to fairness issues for artificial intelligence applications. Most of these approaches assumed independence of instances, and designed sophisticated models to eliminate the sensitive information to facilitate fairness. However, recommender systems differ greatly from these approaches as users and items naturally form a user-item bipartite graph, and are collaboratively correlated in the graph structure. In this paper, we propose a novel graph based technique for ensuring fairness of any recommendation models. Here, the fairness requirements refer to not exposing sensitive feature set in the user modeling process. Specifically, given the original embeddings from any recommendation models, we learn a composition of filters that transform each user's and each item's original embeddings into a filtered embedding space based on the sensitive feature set. For each user, this transformation is achieved under the adversarial learning of a user-centric graph, in order to obfuscate each sensitive feature between both the filtered user embedding and the sub graph structures of this user. Finally, extensive experimental results clearly show the effectiveness of our proposed model for fair recommendation. We publish the source code at https://github.com/newlei/FairGo.

CVApr 10
Precise Shield: Explaining and Aligning VLLM Safety via Neuron-Level Guidance

Enyi Shi, Fei Shen, Shuyi Miao et al.

In real-world deployments, Vision-Language Large Models (VLLMs) face critical challenges from multilingual and multimodal composite attacks: harmful images paired with low-resource language texts can easily bypass defenses designed for high-resource language scenarios, exposing structural blind spots in current cross-lingual and cross-modal safety methods. This raises a mechanistic question: where is safety capability instantiated within the model, and how is it distributed across languages and modalities? Prior studies on pure-text LLMs have identified cross-lingual shared safety neurons, suggesting that safety may be governed by a small subset of critical neurons. Leveraging this insight, we propose Precise Shield, a two-stage framework that first identifies safety neurons by contrasting activation patterns between harmful and benign inputs, and then constrains parameter updates strictly within this subspace via gradient masking with affecting fewer than 0.03% of parameters. This strategy substantially improves safety while preserving multilingual and multimodal generalization. Further analysis reveals a moderate overlap of safety neurons across languages and modalities, enabling zero-shot cross-lingual and cross-modal transfer of safety capabilities, and offering a new direction for neuron-level, transfer-based safety enhancement.

CYFeb 15, 2024
Exploring Heterogeneity and Uncertainty for Graph-based Cognitive Diagnosis Models in Intelligent Education

Pengyang Shao, Yonghui Yang, Chen Gao et al.

Graph-based Cognitive Diagnosis (CD) has attracted much research interest due to its strong ability on inferring students' proficiency levels on knowledge concepts. While graph-based CD models have demonstrated remarkable performance, we contend that they still cannot achieve optimal performance due to the neglect of edge heterogeneity and uncertainty. Edges involve both correct and incorrect response logs, indicating heterogeneity. Meanwhile, a response log can have uncertain semantic meanings, e.g., a correct log can indicate true mastery or fortunate guessing, and a wrong log can indicate a lack of understanding or a careless mistake. In this paper, we propose an Informative Semantic-aware Graph-based Cognitive Diagnosis model (ISG-CD), which focuses on how to utilize the heterogeneous graph in CD and minimize effects of uncertain edges. Specifically, to explore heterogeneity, we propose a semantic-aware graph neural networks based CD model. To minimize effects of edge uncertainty, we propose an Informative Edge Differentiation layer from an information bottleneck perspective, which suggests keeping a minimal yet sufficient reliable graph for CD in an unsupervised way. We formulate this process as maximizing mutual information between the reliable graph and response logs, while minimizing mutual information between the reliable graph and the original graph. After that, we prove that mutual information maximization can be theoretically converted to the classic binary cross entropy loss function, while minimizing mutual information can be realized by the Hilbert-Schmidt Independence Criterion. Finally, we adopt an alternating training strategy for optimizing learnable parameters of both the semantic-aware graph neural networks based CD model and the edge differentiation layer. Extensive experiments on three real-world datasets have demonstrated the effectiveness of ISG-CD.

LGMar 7
wDPO: Winsorized Direct Preference Optimization for Robust LLM Alignment

Jilong Liu, Yonghui Yang, Pengyang Shao et al.

Direct Preference Optimization (DPO) aligns large language models by optimizing pairwise preferences and has shown remarkable effectiveness as a simple and scalable alternative to RLHF. However, in practice, preference data are often noisy. Existing robust variants of DPO mainly rely on uniform objective modifications or global reweighting. While partially effective, these methods treat noisy samples as a homogeneous source of uncertainty and fail to distinguish between different noise types, leading to sub-optimal alignment robustness. In this work, we show that robust preference alignment benefits from addressing different noise types with targeted interventions rather than uniform regularization. We propose winsorized Direct Preference Optimization~(wDPO), a robust LLM alignment approach with hierarchical winsorization. Specifically, wDPO adopts a reward-free hierarchical intervention strategy that leverages only signals already available during DPO training. It first uses the implicit margin from DPO log-ratio to identify heterogeneous noise patterns without relying on external reward models. For hard noise, wDPO performs a data-level intervention by sparsely correcting strongly inconsistent preference pairs. For ambiguous comparisons, it applies a gradient-level intervention through soft winsorization, capping extreme losses in the high-loss tail to prevent weakly informative samples from dominating gradient updates. Extensive experiments on PKU-SafeRLHF and multiple external safety benchmarks demonstrate that wDPO consistently improves preference alignment quality and robustness over vanilla DPO and strong DPO-family baselines, with particularly pronounced gains under controlled label-flip noise.

CLOct 15, 2025
FinDeepResearch: Evaluating Deep Research Agents in Rigorous Financial Analysis

Fengbin Zhu, Xiang Yao Ng, Ziyang Liu et al.

Deep Research (DR) agents, powered by advanced Large Language Models (LLMs), have recently garnered increasing attention for their capability in conducting complex research tasks. However, existing literature lacks a rigorous and systematic evaluation of DR Agent's capabilities in critical research analysis. To address this gap, we first propose HisRubric, a novel evaluation framework with a hierarchical analytical structure and a fine-grained grading rubric for rigorously assessing DR agents' capabilities in corporate financial analysis. This framework mirrors the professional analyst's workflow, progressing from data recognition to metric calculation, and finally to strategic summarization and interpretation. Built on this framework, we construct a FinDeepResearch benchmark that comprises 64 listed companies from 8 financial markets across 4 languages, encompassing a total of 15,808 grading items. We further conduct extensive experiments on the FinDeepResearch using 16 representative methods, including 6 DR agents, 5 LLMs equipped with both deep reasoning and search capabilities, and 5 LLMs with deep reasoning capabilities only. The results reveal the strengths and limitations of these approaches across diverse capabilities, financial markets, and languages, offering valuable insights for future research and development. The benchmark and evaluation code will be made publicly available.

AIJun 1, 2021
Graph-based Exercise- and Knowledge-Aware Learning Network for Student Performance Prediction

Mengfan Liu, Pengyang Shao, Kun Zhang

Predicting student performance is a fundamental task in Intelligent Tutoring Systems (ITSs), by which we can learn about students' knowledge level and provide personalized teaching strategies for them. Researchers have made plenty of efforts on this task. They either leverage educational psychology methods to predict students' scores according to the learned knowledge proficiency, or make full use of Collaborative Filtering (CF) models to represent latent factors of students and exercises. However, most of these methods either neglect the exercise-specific characteristics (e.g., exercise materials), or cannot fully explore the high-order interactions between students, exercises, as well as knowledge concepts. To this end, we propose a Graph-based Exercise- and Knowledge-Aware Learning Network for accurate student score prediction. Specifically, we learn students' mastery of exercises and knowledge concepts respectively to model the two-fold effects of exercises and knowledge concepts. Then, to model the high-order interactions, we apply graph convolution techniques in the prediction process. Extensive experiments on two real-world datasets prove the effectiveness of our proposed Graph-EKLN.