Jian‐Yun Nie

Tianyi Tang, Junyi Li, Zhipeng Chen et al. · pku

To facilitate research on text generation, this paper presents a comprehensive and unified library, TextBox 2.0, focusing on the use of pre-trained language models (PLMs). To be comprehensive, our library covers $13$ common text generation tasks and their corresponding $83$ datasets and further incorporates $45$ PLMs covering general, translation, Chinese, dialogue, controllable, distilled, prompting, and lightweight PLMs. We also implement $4$ efficient training strategies and provide $4$ generation objectives for pre-training new PLMs from scratch. To be unified, we design the interfaces to support the entire research pipeline (from data loading to training and evaluation), ensuring that each step can be fulfilled in a unified way. Despite the rich functionality, it is easy to use our library, either through the friendly Python API or command line. To validate the effectiveness of our library, we conduct extensive experiments and exemplify four types of research scenarios. The project is released at the link: https://github.com/RUCAIBox/TextBox.

Junyi Li, Tianyi Tang, Jian-Yun Nie et al.

Pretrained language models (PLMs) have made remarkable progress in text generation tasks via fine-tuning. While, it is challenging to fine-tune PLMs in a data-scarce situation. Therefore, it is non-trivial to develop a general and lightweight model that can adapt to various text generation tasks based on PLMs. To fulfill this purpose, the recent prompt-based learning offers a potential solution. In this paper, we improve this technique and propose a novel prompt-based method (PTG) for text generation in a transferable setting. First, PTG learns a set of source prompts for various source generation tasks and then transfers these prompts as target prompts to perform target generation tasks. To consider both task- and instance-level information, we design an adaptive attention mechanism to derive the target prompts. For each data instance, PTG learns a specific target prompt by attending to highly relevant source prompts. In extensive experiments, PTG yields competitive or better results than fine-tuning methods. We release our source prompts as an open resource, where users can add or reuse them to improve new text generation tasks for future research. Code and data can be available at https://github.com/RUCAIBox/Transfer-Prompts-for-Text-Generation.

Wayne Xin Zhao, Kun Zhou, Junyi Li et al.

Language is essentially a complex, intricate system of human expressions governed by grammatical rules. It poses a significant challenge to develop capable AI algorithms for comprehending and grasping a language. As a major approach, language modeling has been widely studied for language understanding and generation in the past two decades, evolving from statistical language models to neural language models. Recently, pre-trained language models (PLMs) have been proposed by pre-training Transformer models over large-scale corpora, showing strong capabilities in solving various NLP tasks. Since researchers have found that model scaling can lead to performance improvement, they further study the scaling effect by increasing the model size to an even larger size. Interestingly, when the parameter scale exceeds a certain level, these enlarged language models not only achieve a significant performance improvement but also show some special abilities that are not present in small-scale language models. To discriminate the difference in parameter scale, the research community has coined the term large language models (LLM) for the PLMs of significant size. Recently, the research on LLMs has been largely advanced by both academia and industry, and a remarkable progress is the launch of ChatGPT, which has attracted widespread attention from society. The technical evolution of LLMs has been making an important impact on the entire AI community, which would revolutionize the way how we develop and use AI algorithms. In this survey, we review the recent advances of LLMs by introducing the background, key findings, and mainstream techniques. In particular, we focus on four major aspects of LLMs, namely pre-training, adaptation tuning, utilization, and capacity evaluation. Besides, we also summarize the available resources for developing LLMs and discuss the remaining issues for future directions.

Wayne Xin Zhao, Kun Zhou, Junyi Li et al.

Language is essentially a complex, intricate system of human expressions governed by grammatical rules. It poses a significant challenge to develop capable AI algorithms for comprehending and grasping a language. As a major approach, language modeling has been widely studied for language understanding and generation in the past two decades, evolving from statistical language models to neural language models. Recently, pre-trained language models (PLMs) have been proposed by pre-training Transformer models over large-scale corpora, showing strong capabilities in solving various NLP tasks. Since researchers have found that model scaling can lead to performance improvement, they further study the scaling effect by increasing the model size to an even larger size. Interestingly, when the parameter scale exceeds a certain level, these enlarged language models not only achieve a significant performance improvement but also show some special abilities that are not present in small-scale language models. To discriminate the difference in parameter scale, the research community has coined the term large language models (LLM) for the PLMs of significant size. Recently, the research on LLMs has been largely advanced by both academia and industry, and a remarkable progress is the launch of ChatGPT, which has attracted widespread attention from society. The technical evolution of LLMs has been making an important impact on the entire AI community, which would revolutionize the way how we develop and use AI algorithms. In this survey, we review the recent advances of LLMs by introducing the background, key findings, and mainstream techniques. In particular, we focus on four major aspects of LLMs, namely pre-training, adaptation tuning, utilization, and capacity evaluation. Besides, we also summarize the available resources for developing LLMs and discuss the remaining issues for future directions.

Huimin Chen, Fengran Mo, Yanhao Wang et al.

As privacy issues are receiving increasing attention within the Natural Language Processing (NLP) community, numerous methods have been proposed to sanitize texts subject to differential privacy. However, the state-of-the-art text sanitization mechanisms based on metric local differential privacy (MLDP) do not apply to non-metric semantic similarity measures and cannot achieve good trade-offs between privacy and utility. To address the above limitations, we propose a novel Customized Text (CusText) sanitization mechanism based on the original $ε$-differential privacy (DP) definition, which is compatible with any similarity measure. Furthermore, CusText assigns each input token a customized output set of tokens to provide more advanced privacy protection at the token level. Extensive experiments on several benchmark datasets show that CusText achieves a better trade-off between privacy and utility than existing mechanisms. The code is available at https://github.com/sai4july/CusText.

Le Zhang, Yihong Wu, Fengran Mo et al. · mila

Multi-modal open-domain question answering typically requires evidence retrieval from databases across diverse modalities, such as images, tables, passages, etc. Even Large Language Models (LLMs) like GPT-4 fall short in this task. To enable LLMs to tackle the task in a zero-shot manner, we introduce MoqaGPT, a straightforward and flexible framework. Using a divide-and-conquer strategy that bypasses intricate multi-modality ranking, our framework can accommodate new modalities and seamlessly transition to new models for the task. Built upon LLMs, MoqaGPT retrieves and extracts answers from each modality separately, then fuses this multi-modal information using LLMs to produce a final answer. Our methodology boosts performance on the MMCoQA dataset, improving F1 by +37.91 points and EM by +34.07 points over the supervised baseline. On the MultiModalQA dataset, MoqaGPT surpasses the zero-shot baseline, improving F1 by 9.5 points and EM by 10.1 points, and significantly closes the gap with supervised methods. Our codebase is available at https://github.com/lezhang7/MOQAGPT.

Yutao Zhu, Jian-Yun Nie, Yixuan Su et al. · cambridge

Contextual information in search sessions is important for capturing users' search intents. Various approaches have been proposed to model user behavior sequences to improve document ranking in a session. Typically, training samples of (search context, document) pairs are sampled randomly in each training epoch. In reality, the difficulty to understand user's search intent and to judge document's relevance varies greatly from one search context to another. Mixing up training samples of different difficulties may confuse the model's optimization process. In this work, we propose a curriculum learning framework for context-aware document ranking, in which the ranking model learns matching signals between the search context and the candidate document in an easy-to-hard manner. In so doing, we aim to guide the model gradually toward a global optimum. To leverage both positive and negative examples, two curricula are designed. Experiments on two real query log datasets show that our proposed framework can improve the performance of several existing methods significantly, demonstrating the effectiveness of curriculum learning for context-aware document ranking.

Hongjing Qian, Yutao Zhu, Zhicheng Dou et al.

In this paper, we introduce a new NLP task -- generating short factual articles with references for queries by mining supporting evidence from the Web. In this task, called WebBrain, the ultimate goal is to generate a fluent, informative, and factually-correct short article (e.g., a Wikipedia article) for a factual query unseen in Wikipedia. To enable experiments on WebBrain, we construct a large-scale dataset WebBrain-Raw by extracting English Wikipedia articles and their crawlable Wikipedia references. WebBrain-Raw is ten times larger than the previous biggest peer dataset, which can greatly benefit the research community. From WebBrain-Raw, we construct two task-specific datasets: WebBrain-R and WebBrain-G, which are used to train in-domain retriever and generator, respectively. Besides, we empirically analyze the performances of the current state-of-the-art NLP techniques on WebBrain and introduce a new framework ReGen, which enhances the generation factualness by improved evidence retrieval and task-specific pre-training for generation. Experiment results show that ReGen outperforms all baselines in both automatic and human evaluations.

Junyi Li, Tianyi Tang, Wayne Xin Zhao et al.

We study the text generation task under the approach of pre-trained language models (PLMs). Typically, an auto-regressive (AR) method is adopted for generating texts in a token-by-token manner. Despite many advantages of AR generation, it usually suffers from inefficient inference. Therefore, non-autoregressive (NAR) models are proposed to generate all target tokens simultaneously. However, NAR models usually generate texts of lower quality due to the absence of token dependency in the output text. In this paper, we propose ELMER: an efficient and effective PLM for NAR text generation to explicitly model the token dependency during NAR generation. By leveraging the early exit technique, ELMER enables the token generations at different layers, according to their prediction confidence (a more confident token will exit at a lower layer). Besides, we propose a novel pre-training objective, Layer Permutation Language Modeling, to pre-train ELMER by permuting the exit layer for each token in sequences. Experiments on three text generation tasks show that ELMER significantly outperforms NAR models and further narrows the performance gap with AR PLMs (\eg ELMER (29.92) vs BART (30.61) ROUGE-L in XSUM) while achieving over 10 times inference speedup.

Pan Du, Jian-Yun Nie, Yutao Zhu et al.

Beyond topical relevance, passage ranking for open-domain factoid question answering also requires a passage to contain an answer (answerability). While a few recent studies have incorporated some reading capability into a ranker to account for answerability, the ranker is still hindered by the noisy nature of the training data typically available in this area, which considers any passage containing an answer entity as a positive sample. However, the answer entity in a passage is not necessarily mentioned in relation with the given question. To address the problem, we propose an approach called \ttt{PReGAN} for Passage Reranking based on Generative Adversarial Neural networks, which incorporates a discriminator on answerability, in addition to a discriminator on topical relevance. The goal is to force the generator to rank higher a passage that is topically relevant and contains an answer. Experiments on five public datasets show that \ttt{PReGAN} can better rank appropriate passages, which in turn, boosts the effectiveness of QA systems, and outperforms the existing approaches without using external data.

Fengran Mo, Jian-Yun Nie, Kaiyu Huang et al.

Conversational search allows a user to interact with a search system in multiple turns. A query is strongly dependent on the conversation context. An effective way to improve retrieval effectiveness is to expand the current query with historical queries. However, not all the previous queries are related to, and useful for expanding the current query. In this paper, we propose a new method to select relevant historical queries that are useful for the current query. To cope with the lack of labeled training data, we use a pseudo-labeling approach to annotate useful historical queries based on their impact on the retrieval results. The pseudo-labeled data are used to train a selection model. We further propose a multi-task learning framework to jointly train the selector and the retriever during fine-tuning, allowing us to mitigate the possible inconsistency between the pseudo labels and the changed retriever. Extensive experiments on four conversational search datasets demonstrate the effectiveness and broad applicability of our method compared with several strong baselines.

Junyi Li, Wayne Xin Zhao, Jian-Yun Nie et al.

Diffusion models have become a new generative paradigm for text generation. Considering the discrete categorical nature of text, in this paper, we propose GlyphDiffusion, a novel diffusion approach for text generation via text-guided image generation. Our key idea is to render the target text as a glyph image containing visual language content. In this way, conditional text generation can be cast as a glyph image generation task, and it is then natural to apply continuous diffusion models to discrete texts. Specially, we utilize a cascaded architecture (ie a base and a super-resolution diffusion model) to generate high-fidelity glyph images, conditioned on the input text. Furthermore, we design a text grounding module to transform and refine the visual language content from generated glyph images into the final texts. In experiments over four conditional text generation tasks and two classes of metrics (ie quality and diversity), GlyphDiffusion can achieve comparable or even better results than several baselines, including pretrained language models. Our model also makes significant improvements compared to the recent diffusion model.

Yihan Wu, Xi Wang, Shaofei Zhang et al.

Expressive speech synthesis, like audiobook synthesis, is still challenging for style representation learning and prediction. Deriving from reference audio or predicting style tags from text requires a huge amount of labeled data, which is costly to acquire and difficult to define and annotate accurately. In this paper, we propose a novel framework for learning style representation from abundant plain text in a self-supervised manner. It leverages an emotion lexicon and uses contrastive learning and deep clustering. We further integrate the style representation as a conditioned embedding in a multi-style Transformer TTS. Comparing with multi-style TTS by predicting style tags trained on the same dataset but with human annotations, our method achieves improved results according to subjective evaluations on both in-domain and out-of-domain test sets in audiobook speech. Moreover, with implicit context-aware style representation, the emotion transition of synthesized audio in a long paragraph appears more natural. The audio samples are available on the demo web.

Fengran Mo, Chen Qu, Kelong Mao et al.

Conversational search supports multi-turn user-system interactions to solve complex information needs. Different from the traditional single-turn ad-hoc search, conversational search encounters a more challenging problem of context-dependent query understanding with the lengthy and long-tail conversational history context. While conversational query rewriting methods leverage explicit rewritten queries to train a rewriting model to transform the context-dependent query into a stand-stone search query, this is usually done without considering the quality of search results. Conversational dense retrieval methods use fine-tuning to improve a pre-trained ad-hoc query encoder, but they are limited by the conversational search data available for training. In this paper, we leverage both rewritten queries and relevance judgments in the conversational search data to train a better query representation model. The key idea is to align the query representation with those of rewritten queries and relevant documents. The proposed model -- Query Representation Alignment Conversational Dense Retriever, QRACDR, is tested on eight datasets, including various settings in conversational search and ad-hoc search. The results demonstrate the strong performance of QRACDR compared with state-of-the-art methods, and confirm the effectiveness of representation alignment.

Fengran Mo, Longxiang Zhao, Kaiyu Huang et al.

Personalized conversational information retrieval (CIR) combines conversational and personalizable elements to satisfy various users' complex information needs through multi-turn interaction based on their backgrounds. The key promise is that the personal textual knowledge base (PTKB) can improve the CIR effectiveness because the retrieval results can be more related to the user's background. However, PTKB is noisy: not every piece of knowledge in PTKB is relevant to the specific query at hand. In this paper, we explore and test several ways to select knowledge from PTKB and use it for query reformulation by using a large language model (LLM). The experimental results show the PTKB might not always improve the search results when used alone, but LLM can help generate a more appropriate personalized query when high-quality guidance is provided.

Xinying Qiu, Shuxuan Liao, Jiajun Xie et al.

In the prompt-specific holistic score prediction task for Automatic Essay Scoring, the general approaches include pre-trained neural model, coherence model, and hybrid model that incorporate syntactic features with neural model. In this paper, we propose a novel approach to extract and represent essay coherence features with prompt-learning NSP that shows to match the state-of-the-art AES coherence model, and achieves the best performance for long essays. We apply syntactic feature dense embedding to augment BERT-based model and achieve the best performance for hybrid methodology for AES. In addition, we explore various ideas to combine coherence, syntactic information and semantic embeddings, which no previous study has done before. Our combined model also performs better than the SOTA available for combined model, even though it does not outperform our syntactic enhanced neural model. We further offer analyses that can be useful for future study.

Junyi Li, Jie Chen, Ruiyang Ren et al.

In the era of large language models (LLMs), hallucination (i.e., the tendency to generate factually incorrect content) poses great challenge to trustworthy and reliable deployment of LLMs in real-world applications. To tackle the LLM hallucination, three key questions should be well studied: how to detect hallucinations (detection), why do LLMs hallucinate (source), and what can be done to mitigate them (mitigation). To address these challenges, this work presents a systematic empirical study on LLM hallucination, focused on the the three aspects of hallucination detection, source and mitigation. Specially, we construct a new hallucination benchmark HaluEval 2.0, and designs a simple yet effective detection method for LLM hallucination. Furthermore, we zoom into the different training or utilization stages of LLMs and extensively analyze the potential factors that lead to the LLM hallucination. Finally, we implement and examine a series of widely used techniques to mitigate the hallucinations in LLMs. Our work has led to several important findings to understand the hallucination origin and mitigate the hallucinations in LLMs. Our code and data can be accessed at https://github.com/RUCAIBox/HaluEval-2.0.

Jiayin Wang, Fengran Mo, Weizhi Ma et al.

Large language models (LLMs) are essential tools that users employ across various scenarios, so evaluating their performance and guiding users in selecting the suitable service is important. Although many benchmarks exist, they mainly focus on specific predefined model abilities, such as world knowledge, reasoning, etc. Based on these ability scores, it is hard for users to determine which LLM best suits their particular needs. To address these issues, we propose to evaluate LLMs from a user-centric perspective and design this benchmark to measure their efficacy in satisfying user needs under distinct intents. Firstly, we collect 1,846 real-world use cases from a user study with 712 participants from 23 countries. This first-hand data helps us understand actual user intents and needs in LLM interactions, forming the User Reported Scenarios (URS) dataset, which is categorized with six types of user intents. Secondly, based on this authentic dataset, we benchmark 10 LLM services with GPT-4-as-Judge. Thirdly, we show that benchmark scores align well with human preference in both real-world experience and pair-wise annotations, achieving Pearson correlations of 0.95 and 0.94, respectively. This alignment confirms that the URS dataset and our evaluation method establish an effective user-centric benchmark. The dataset, code, and process data are available at https://github.com/Alice1998/URS.

Qiwei Shao, Fengran Mo, Jian-Yun Nie

Document-level biomedical concept extraction is the task of identifying biomedical concepts mentioned in a given document. Recent advancements have adapted pre-trained language models for this task. However, the scarcity of domain-specific data and the deviation of concepts from their canonical names often hinder these models' effectiveness. To tackle this issue, we employ MetaMapLite, an existing rule-based concept mapping system, to generate additional pseudo-annotated data from PubMed and PMC. The annotated data are used to augment the limited training data. Through extensive experiments, this study demonstrates the utility of a manually crafted concept mapping tool for training a better concept extraction model.

Long Yuan, Fengran Mo, Kaiyu Huang et al.

The rapid advancement of multimodal large language models (LLMs) has opened new frontiers in artificial intelligence, enabling the integration of diverse large-scale data types such as text, images, and spatial information. In this paper, we explore the potential of multimodal LLMs (MLLM) for geospatial artificial intelligence (GeoAI), a field that leverages spatial data to address challenges in domains including Geospatial Semantics, Health Geography, Urban Geography, Urban Perception, and Remote Sensing. We propose a MLLM (OmniGeo) tailored to geospatial applications, capable of processing and analyzing heterogeneous data sources, including satellite imagery, geospatial metadata, and textual descriptions. By combining the strengths of natural language understanding and spatial reasoning, our model enhances the ability of instruction following and the accuracy of GeoAI systems. Results demonstrate that our model outperforms task-specific models and existing LLMs on diverse geospatial tasks, effectively addressing the multimodality nature while achieving competitive results on the zero-shot geospatial tasks. Our code will be released after publication.

Fengran Mo, Abbas Ghaddar, Kelong Mao et al.

In this paper, we study how open-source large language models (LLMs) can be effectively deployed for improving query rewriting in conversational search, especially for ambiguous queries. We introduce CHIQ, a two-step method that leverages the capabilities of LLMs to resolve ambiguities in the conversation history before query rewriting. This approach contrasts with prior studies that predominantly use closed-source LLMs to directly generate search queries from conversation history. We demonstrate on five well-established benchmarks that CHIQ leads to state-of-the-art results across most settings, showing highly competitive performances with systems leveraging closed-source LLMs. Our study provides a first step towards leveraging open-source LLMs in conversational search, as a competitive alternative to the prevailing reliance on commercial LLMs. Data, models, and source code will be publicly available upon acceptance at https://github.com/fengranMark/CHIQ.

Junyi Li, Xiaoxue Cheng, Wayne Xin Zhao et al.

Large language models (LLMs), such as ChatGPT, are prone to generate hallucinations, i.e., content that conflicts with the source or cannot be verified by the factual knowledge. To understand what types of content and to which extent LLMs are apt to hallucinate, we introduce the Hallucination Evaluation benchmark for Large Language Models (HaluEval), a large collection of generated and human-annotated hallucinated samples for evaluating the performance of LLMs in recognizing hallucination. To generate these samples, we propose a ChatGPT-based two-step framework, i.e., sampling-then-filtering. Besides, we also hire some human labelers to annotate the hallucinations in ChatGPT responses. The empirical results suggest that ChatGPT is likely to generate hallucinated content in specific topics by fabricating unverifiable information (i.e., about $19.5\%$ responses). Moreover, existing LLMs face great challenges in recognizing the hallucinations in texts. However, our experiments also prove that providing external knowledge or adding reasoning steps can help LLMs recognize hallucinations. Our benchmark can be accessed at https://github.com/RUCAIBox/HaluEval.

Yutao Zhu, Jian-Yun Nie, Kun Zhou et al.

A proactive dialogue system has the ability to proactively lead the conversation. Different from the general chatbots which only react to the user, proactive dialogue systems can be used to achieve some goals, e.g., to recommend some items to the user. Background knowledge is essential to enable smooth and natural transitions in dialogue. In this paper, we propose a new multi-task learning framework for retrieval-based knowledge-grounded proactive dialogue. To determine the relevant knowledge to be used, we frame knowledge prediction as a complementary task and use explicit signals to supervise its learning. The final response is selected according to the predicted knowledge, the goal to achieve, and the context. Experimental results show that explicit modeling of knowledge prediction and goal selection can greatly improve the final response selection. Our code is available at https://github.com/DaoD/KPN/.

Yutao Zhu, Kun Zhou, Jian-Yun Nie et al.

Sentence ordering aims at arranging a list of sentences in the correct order. Based on the observation that sentence order at different distances may rely on different types of information, we devise a new approach based on multi-granular orders between sentences. These orders form multiple constraint graphs, which are then encoded by Graph Isomorphism Networks and fused into sentence representations. Finally, sentence order is determined using the order-enhanced sentence representations. Our experiments on five benchmark datasets show that our method outperforms all the existing baselines significantly, achieving a new state-of-the-art performance. The results demonstrate the advantage of considering multiple types of order information and using graph neural networks to integrate sentence content and order information for the task. Our code is available at https://github.com/DaoD/ConstraintGraph4NSO.

Yutao Zhu, Jian-Yun Nie, Kun Zhou et al.

Grounding human-machine conversation in a document is an effective way to improve the performance of retrieval-based chatbots. However, only a part of the document content may be relevant to help select the appropriate response at a round. It is thus crucial to select the part of document content relevant to the current conversation context. In this paper, we propose a document content selection network (CSN) to perform explicit selection of relevant document contents, and filter out the irrelevant parts. We show in experiments on two public document-grounded conversation datasets that CSN can effectively help select the relevant document contents to the conversation context, and it produces better results than the state-of-the-art approaches. Our code and datasets are available at https://github.com/DaoD/CSN.

Kaiyu Huang, Fengran Mo, Xinyu Zhang et al. · tsinghua

The rapid development of Large Language Models (LLMs) demonstrates remarkable multilingual capabilities in natural language processing, attracting global attention in both academia and industry. To mitigate potential discrimination and enhance the overall usability and accessibility for diverse language user groups, it is important for the development of language-fair technology. Despite the breakthroughs of LLMs, the investigation into the multilingual scenario remains insufficient, where a comprehensive survey to summarize recent approaches, developments, limitations, and potential solutions is desirable. To this end, we provide a survey with multiple perspectives on the utilization of LLMs in the multilingual scenario. We first rethink the transitions between previous and current research on pre-trained language models. Then we introduce several perspectives on the multilingualism of LLMs, including training and inference methods, information retrieval, model security, multi-domain with language culture, and usage of datasets. We also discuss the major challenges that arise in these aspects, along with possible solutions. Besides, we highlight future research directions that aim at further enhancing LLMs with multilingualism. The survey aims to help the research community address multilingual problems and provide a comprehensive understanding of the core concepts, key techniques, and latest developments in multilingual natural language processing based on LLMs.

Yujia Zhou, Zheng Liu, Jiajie Jin et al.

Retrieval-augmented generation have become central in natural language processing due to their efficacy in generating factual content. While traditional methods employ single-time retrieval, more recent approaches have shifted towards multi-time retrieval for multi-hop reasoning tasks. However, these strategies are bound by predefined reasoning steps, potentially leading to inaccuracies in response generation. This paper introduces MetaRAG, an approach that combines the retrieval-augmented generation process with metacognition. Drawing from cognitive psychology, metacognition allows an entity to self-reflect and critically evaluate its cognitive processes. By integrating this, MetaRAG enables the model to monitor, evaluate, and plan its response strategies, enhancing its introspective reasoning abilities. Through a three-step metacognitive regulation pipeline, the model can identify inadequacies in initial cognitive responses and fixes them. Empirical evaluations show that MetaRAG significantly outperforms existing methods.

Fengran Mo, Bole Yi, Kelong Mao et al.

Conversational search provides a more convenient interface for users to search by allowing multi-turn interaction with the search engine. However, the effectiveness of the conversational dense retrieval methods is limited by the scarcity of training data required for their fine-tuning. Thus, generating more training conversational sessions with relevant labels could potentially improve search performance. Based on the promising capabilities of large language models (LLMs) on text generation, we propose ConvSDG, a simple yet effective framework to explore the feasibility of boosting conversational search by using LLM for session data generation. Within this framework, we design dialogue/session-level and query-level data generation with unsupervised and semi-supervised learning, according to the availability of relevance judgments. The generated data are used to fine-tune the conversational dense retriever. Extensive experiments on four widely used datasets demonstrate the effectiveness and broad applicability of our ConvSDG framework compared with several strong baselines.

Fengran Mo, Chuan Meng, Mohammad Aliannejadi et al.

Conversational search enables multi-turn interactions between users and systems to fulfill users' complex information needs. During this interaction, the system should understand the users' search intent within the conversational context and then return the relevant information through a flexible, dialogue-based interface. The recent powerful large language models (LLMs) with capacities of instruction following, content generation, and reasoning, attract significant attention and advancements, providing new opportunities and challenges for building up intelligent conversational search systems. This tutorial aims to introduce the connection between fundamentals and the emerging topics revolutionized by LLMs in the context of conversational search. It is designed for students, researchers, and practitioners from both academia and industry. Participants will gain a comprehensive understanding of both the core principles and cutting-edge developments driven by LLMs in conversational search, equipping them with the knowledge needed to contribute to the development of next-generation conversational search systems.

Yupeng Cao, Haohang Li, Yangyang Yu et al.

Audio Large Language Models (AudioLLMs) have received widespread attention and have significantly improved performance on audio tasks such as conversation, audio understanding, and automatic speech recognition (ASR). Despite these advancements, there is an absence of a benchmark for assessing AudioLLMs in financial scenarios, where audio data, such as earnings conference calls and CEO speeches, are crucial resources for financial analysis and investment decisions. In this paper, we introduce \textsc{FinAudio}, the first benchmark designed to evaluate the capacity of AudioLLMs in the financial domain. We first define three tasks based on the unique characteristics of the financial domain: 1) ASR for short financial audio, 2) ASR for long financial audio, and 3) summarization of long financial audio. Then, we curate two short and two long audio datasets, respectively, and develop a novel dataset for financial audio summarization, comprising the \textsc{FinAudio} benchmark. Then, we evaluate seven prevalent AudioLLMs on \textsc{FinAudio}. Our evaluation reveals the limitations of existing AudioLLMs in the financial domain and offers insights for improving AudioLLMs. All datasets and codes will be released.

Pierre Erbacher, Jian-Yun Nie, Philippe Preux et al.

Conversational systems have made significant progress in generating natural language responses. However, their potential as conversational search systems is currently limited due to their passive role in the information-seeking process. One major limitation is the scarcity of datasets that provide labelled ambiguous questions along with a supporting corpus of documents and relevant clarifying questions. This work aims to tackle the challenge of generating relevant clarifying questions by taking into account the inherent ambiguities present in both user queries and documents. To achieve this, we propose PAQA, an extension to the existing AmbiNQ dataset, incorporating clarifying questions. We then evaluate various models and assess how passage retrieval impacts ambiguity detection and the generation of clarifying questions. By addressing this gap in conversational search systems, we aim to provide additional supervision to enhance their active participation in the information-seeking process and provide users with more accurate results.

Fengran Mo, Chen Qu, Kelong Mao et al.

Conversational search facilitates complex information retrieval by enabling multi-turn interactions between users and the system. Supporting such interactions requires a comprehensive understanding of the conversational inputs to formulate a good search query based on historical information. In particular, the search query should include the relevant information from the previous conversation turns. However, current approaches for conversational dense retrieval primarily rely on fine-tuning a pre-trained ad-hoc retriever using the whole conversational search session, which can be lengthy and noisy. Moreover, existing approaches are limited by the amount of manual supervision signals in the existing datasets. To address the aforementioned issues, we propose a History-Aware Conversational Dense Retrieval (HAConvDR) system, which incorporates two ideas: context-denoised query reformulation and automatic mining of supervision signals based on the actual impact of historical turns. Experiments on two public conversational search datasets demonstrate the improved history modeling capability of HAConvDR, in particular for long conversations with topic shifts.

Jia Ao Sun, Hao Yu, Fabrizio Gotti et al.

Large language models (LLMs) have demonstrated impressive reasoning abilities yet remain unreliable on knowledge-intensive, multi-hop questions -- they miss long-tail facts, hallucinate when uncertain, and their internal knowledge lags behind real-world change. Knowledge graphs (KGs) offer a structured source of relational evidence, but existing KGQA methods face fundamental trade-offs: compiling complete SPARQL queries without knowing available relations proves brittle, retrieving large subgraphs introduces noise, and complex agent frameworks with parallel exploration exponentially expand search spaces. To address these limitations, we propose Search-on-Graph (SoG), a simple yet effective framework that enables LLMs to perform iterative informed graph navigation using a single, carefully designed \textsc{Search} function. Rather than pre-planning paths or retrieving large subgraphs, SoG follows an ``observe-then-navigate'' principle: at each step, the LLM examines actual available relations from the current entity before deciding on the next hop. This approach further adapts seamlessly to different KG schemas and handles high-degree nodes through adaptive filtering. Across six KGQA benchmarks spanning Freebase and Wikidata, SoG achieves state-of-the-art performance without fine-tuning. We demonstrate particularly strong gains on Wikidata benchmarks (+16\% improvement over previous best methods) alongside consistent improvements on Freebase benchmarks.

Yihong Wu, Liheng Ma, Lei Ding et al.

Group Relative Policy Optimization (GRPO) is a prominent reinforcement learning algorithm for post-training Large Language Models (LLMs). It is commonly believed that GRPO necessitates a large group size to ensure stable training via precise statistical estimation, which incurs substantial computational overhead. In this work, we challenge this assumption by reframing GRPO as a form of contrastive learning, which reveals a fundamental connection to Direct Preference Optimization (DPO). Motivated by DPO's empirical success, we investigate the minimal two-rollout case (2-GRPO), a configuration previously deemed infeasible. We provide a rigorous theoretical analysis to validate 2-GRPO and demonstrate empirically that it achieves performance on par with 16-GRPO, despite using only 1/8 of the rollouts and reducing training time by over 70%.

Fengran Mo, Yuchen Hui, Yuxing Tian et al.

Personalized conversational information retrieval (CIR) systems aim to satisfy users' complex information needs through multi-turn interactions by considering user profiles. However, not all search queries require personalization. The challenge lies in appropriately incorporating personalization elements into search when needed. Most existing studies implicitly incorporate users' personal information and conversational context using large language models without distinguishing the specific requirements for each query turn. Such a ``one-size-fits-all'' personalization strategy might lead to sub-optimal results. In this paper, we propose an adaptive personalization method, in which we first identify the required personalization level for a query and integrate personalized queries with other query reformulations to produce various enhanced queries. Then, we design a personalization-aware ranking fusion approach to assign fusion weights dynamically to different reformulated queries, depending on the required personalization level. The proposed adaptive personalized conversational information retrieval framework APCIR is evaluated on two TREC iKAT datasets. The results confirm the effectiveness of adaptive personalization of APCIR by outperforming state-of-the-art methods.

Fengran Mo, Kelong Mao, Yutao Zhu et al.

In conversational search, the user's real search intent for the current turn is dependent on the previous conversation history. It is challenging to determine a good search query from the whole conversation context. To avoid the expensive re-training of the query encoder, most existing methods try to learn a rewriting model to de-contextualize the current query by mimicking the manual query rewriting. However, manually rewritten queries are not always the best search queries. Training a rewriting model on them would limit the model's ability to produce good search queries. Another useful hint is the potential answer to the question. In this paper, we propose ConvGQR, a new framework to reformulate conversational queries based on generative pre-trained language models (PLMs), one for query rewriting and another for generating potential answers. By combining both, ConvGQR can produce better search queries. In addition, to relate query reformulation to retrieval performance, we propose a knowledge infusion mechanism to optimize both query reformulation and retrieval. Extensive experiments on four conversational search datasets demonstrate the effectiveness of ConvGQR.

Junyi Li, Tianyi Tang, Wayne Xin Zhao et al.

Large language models (LLMs) encode a large amount of world knowledge. However, as such knowledge is frozen at the time of model training, the models become static and limited by the training data at that time. In order to further improve the capacity of LLMs for knowledge-intensive tasks, we consider augmenting LLMs with the large-scale web using search engine. Unlike previous augmentation sources (e.g., Wikipedia data dump), the web provides broader, more comprehensive and constantly updated information. In this paper, we present a web-augmented LLM UNIWEB, which is trained over 16 knowledge-intensive tasks in a unified text-to-text format. Instead of simply using the retrieved contents from web, our approach has made two major improvements. Firstly, we propose an adaptive search engine assisted learning method that can self-evaluate the confidence level of LLM's predictions, and adaptively determine when to refer to the web for more data, which can avoid useless or noisy augmentation from web. Secondly, we design a pretraining task, i.e., continual knowledge learning, based on salient spans prediction, to reduce the discrepancy between the encoded and retrieved knowledge. Experiments on a wide range of knowledge-intensive tasks show that our model significantly outperforms previous retrieval-augmented methods.

Zhibin Lu, Qianqian Xie, Benyou Wang et al.

Graph Convolutional Networks (GCNs) have shown strong performance in learning text representations for various tasks such as text classification, due to its expressive power in modeling graph structure data (e.g., a literature citation network). Most existing GCNs are limited to deal with documents included in a pre-defined graph, i.e., it cannot be generalized to out-of-graph documents. To address this issue, we propose to transform the document graph into a word graph, to decouple data samples (i.e., documents in training and test sets) and a GCN model by using a document-independent graph. Such word-level GCN could therefore naturally inference out-of-graph documents in an inductive way. The proposed Word-level Graph (WGraph) can not only implicitly learning word presentation with commonly-used word co-occurrences in corpora, but also incorporate extra global semantic dependency derived from inter-document relationships (e.g., literature citations). An inductive Word-grounded Graph Convolutional Network (WGCN) is proposed to learn word and document representations based on WGraph in a supervised manner. Experiments on text classification with and without citation networks evidence that the proposed WGCN model outperforms existing methods in terms of effectiveness and efficiency.

Junyi Li, Tianyi Tang, Wayne Xin Zhao et al.

Text Generation aims to produce plausible and readable text in a human language from input data. The resurgence of deep learning has greatly advanced this field, in particular, with the help of neural generation models based on pre-trained language models (PLMs). Text generation based on PLMs is viewed as a promising approach in both academia and industry. In this paper, we provide a survey on the utilization of PLMs in text generation. We begin with introducing three key aspects of applying PLMs to text generation: 1) how to encode the input into representations preserving input semantics which can be fused into PLMs; 2) how to design an effective PLM to serve as the generation model; and 3) how to effectively optimize PLMs given the reference text and to ensure that the generated texts satisfy special text properties. Then, we show the major challenges arisen in these aspects, as well as possible solutions for them. We also include a summary of various useful resources and typical text generation applications based on PLMs. Finally, we highlight the future research directions which will further improve these PLMs for text generation. This comprehensive survey is intended to help researchers interested in text generation problems to learn the core concepts, the main techniques and the latest developments in this area based on PLMs.

Hao Fu, Yan Wang, Ruihua Song et al.

The ability of a dialog system to express consistent language style during conversations has a direct, positive impact on its usability and on user satisfaction. Although previous studies have demonstrated that style transfer is feasible with a large amount of parallel data, it is often impossible to collect such data for different styles. In this paper, instead of manually constructing conversation data with a certain style, we propose a flexible framework that adapts a generic retrieval-based dialogue system to mimic the language style of a specified persona without any parallel data. Our approach is based on automatic generation of stylized data by learning the usage of jargon, and then rewriting the generic conversations to a stylized one by incorporating the jargon. In experiments we implemented dialogue systems with five distinct language styles, and the result shows our framework significantly outperforms baselines in terms of the average score of responses' relevance and style degree, and content diversity. A/B testing on a commercial chatbot shows that users are more satisfied with our system. This study demonstrates the feasibility of building stylistic dialogue systems by simple data augmentation.

Xinying Qiu, Yuan Chen, Hanwu Chen et al.

Deep learning models for automatic readability assessment generally discard linguistic features traditionally used in machine learning models for the task. We propose to incorporate linguistic features into neural network models by learning syntactic dense embeddings based on linguistic features. To cope with the relationships between the features, we form a correlation graph among features and use it to learn their embeddings so that similar features will be represented by similar embeddings. Experiments with six data sets of two proficiency levels demonstrate that our proposed methodology can complement BERT-only model to achieve significantly better performances for automatic readability assessment.

Florian Boudin, Béatrice Daille, Evelyne Jacquey et al.

Scientific digital libraries play a critical role in the development and dissemination of scientific literature. Despite dedicated search engines, retrieving relevant publications from the ever-growing body of scientific literature remains challenging and time-consuming. Indexing scientific articles is indeed a difficult matter, and current models solely rely on a small portion of the articles (title and abstract) and on author-assigned keyphrases when available. This results in a frustratingly limited access to scientific knowledge. The goal of the DELICES project is to address this pitfall by exploiting semantic relations between scientific articles to both improve and enrich indexing. To this end, we will rely on the latest advances in semantic representations to both increase the relevance of keyphrases extracted from the documents, and extend indexing to new terms borrowed from semantically similar documents.

Yutao Zhu, Jian-Yun Nie, Kun Zhou et al.

Sentence ordering aims to arrange the sentences of a given text in the correct order. Recent work frames it as a ranking problem and applies deep neural networks to it. In this work, we propose a new method, named BERT4SO, by fine-tuning BERT for sentence ordering. We concatenate all sentences and compute their representations by using multiple special tokens and carefully designed segment (interval) embeddings. The tokens across multiple sentences can attend to each other which greatly enhances their interactions. We also propose a margin-based listwise ranking loss based on ListMLE to facilitate the optimization process. Experimental results on five benchmark datasets demonstrate the effectiveness of our proposed method.

Yan Zeng, Jian-Yun Nie

We investigate the problem of multi-domain Dialogue State Tracking (DST) with open vocabulary. Existing approaches exploit BERT encoder and copy-based RNN decoder, where the encoder predicts the state operation, and the decoder generates new slot values. However, in such a stacked encoder-decoder structure, the operation prediction objective only affects the BERT encoder and the value generation objective mainly affects the RNN decoder. In this paper, we propose a purely Transformer-based framework, where a single BERT works as both the encoder and the decoder. In so doing, the operation prediction objective and the value generation objective can jointly optimize this BERT for DST. At the decoding step, we re-use the hidden states of the encoder in the self-attention mechanism of the corresponding decoder layers to construct a flat encoder-decoder architecture for effective parameter updating. Experimental results show that our approach substantially outperforms the existing state-of-the-art framework, and it also achieves very competitive performance to the best ontology-based approaches.

Yan Zeng, Jian-Yun Nie

Pre-trained language models have been successfully used in response generation for open-domain dialogue. Four main frameworks have been proposed: (1) Transformer-ED using Transformer encoder and decoder separately for source and target sentences; (2) Transformer-Dec using Transformer decoder for both source and target sentences; (3) Transformer-MLM using Transformer decoder that applies bi-directional attention on the source side and left-to-right attention on the target side with masked language model objective; and (4) Transformer-AR that uses auto-regressive objective instead. In this study, we compare these frameworks on 3 datasets, and our comparison reveals that the best framework uses bidirectional attention on the source side and does not separate encoder and decoder. We also examine model discrepancy, and our experiments confirm that the performance of a model is directly impacted by the underlying discrepancies. We then propose two correction methods to reduce the discrepancies, and both improve the model performance. These results show that discrepancies is an important factor to consider when we use a pre-trained model, and a reduction in discrepancies can lead to improved performance.

Yan Zeng, Jian-Yun Nie

Conditioned dialogue generation suffers from the scarcity of labeled responses. In this work, we exploit labeled non-dialogue text data related to the condition, which are much easier to collect. We propose a multi-task learning approach to leverage both labeled dialogue and text data. The 3 tasks jointly optimize the same pre-trained Transformer -- conditioned dialogue generation task on the labeled dialogue data, conditioned language encoding task and conditioned language generation task on the labeled text data. Experimental results show that our approach outperforms the state-of-the-art models by leveraging the labeled texts, and it also obtains larger improvement in performance comparing to the previous methods to leverage text data.

Yan Zeng, Jian-Yun Nie

We investigate the problem of multi-domain Dialogue State Tracking (DST) with open vocabulary, which aims to extract the state from the dialogue. Existing approaches usually concatenate previous dialogue state with dialogue history as the input to a bi-directional Transformer encoder. They rely on the self-attention mechanism of Transformer to connect tokens in them. However, attention may be paid to spurious connections, leading to wrong inference. In this paper, we propose to construct a dialogue state graph in which domains, slots and values from the previous dialogue state are connected properly. Through training, the graph node and edge embeddings can encode co-occurrence relations between domain-domain, slot-slot and domain-slot, reflecting the strong transition paths in general dialogue. The state graph, encoded with relational-GCN, is fused into the Transformer encoder. Experimental results show that our approach achieves a new state of the art on the task while remaining efficient. It outperforms existing open-vocabulary DST approaches.

Yutao Zhu, Ruihua Song, Zhicheng Dou et al.

It is appealing to have a system that generates a story or scripts automatically from a story-line, even though this is still out of our reach. In dialogue systems, it would also be useful to drive dialogues by a dialogue plan. In this paper, we address a key problem involved in these applications -- guiding a dialogue by a narrative. The proposed model ScriptWriter selects the best response among the candidates that fit the context as well as the given narrative. It keeps track of what in the narrative has been said and what is to be said. A narrative plays a different role than the context (i.e., previous utterances), which is generally used in current dialogue systems. Due to the unavailability of data for this new application, we construct a new large-scale data collection GraphMovie from a movie website where end-users can upload their narratives freely when watching a movie. Experimental results on the dataset show that our proposed approach based on narratives significantly outperforms the baselines that simply use the narrative as a kind of context.

Zhibin Lu, Pan Du, Jian-Yun Nie

Much progress has been made recently on text classification with methods based on neural networks. In particular, models using attention mechanism such as BERT have shown to have the capability of capturing the contextual information within a sentence or document. However, their ability of capturing the global information about the vocabulary of a language is more limited. This latter is the strength of Graph Convolutional Networks (GCN). In this paper, we propose VGCN-BERT model which combines the capability of BERT with a Vocabulary Graph Convolutional Network (VGCN). Local information and global information interact through different layers of BERT, allowing them to influence mutually and to build together a final representation for classification. In our experiments on several text classification datasets, our approach outperforms BERT and GCN alone, and achieve higher effectiveness than that reported in previous studies.

Songwei Ge, Zhicheng Dou, Zhengbao Jiang et al.

Search results personalization has become an effective way to improve the quality of search engines. Previous studies extracted information such as past clicks, user topical interests, query click entropy and so on to tailor the original ranking. However, few studies have taken into account the sequential information underlying previous queries and sessions. Intuitively, the order of issued queries is important in inferring the real user interests. And more recent sessions should provide more reliable personal signals than older sessions. In addition, the previous search history and user behaviors should influence the personalization of the current query depending on their relatedness. To implement these intuitions, in this paper we employ a hierarchical recurrent neural network to exploit such sequential information and automatically generate user profile from historical data. We propose a query-aware attention model to generate a dynamic user profile based on the input query. Significant improvement is observed in the experiment with data from a commercial search engine when compared with several traditional personalization models. Our analysis reveals that the attention model is able to attribute higher weights to more related past sessions after fine training.