Jianwei Niu

Binbin Zhang, Di Wu, Zhendong Peng et al.

Recently, we made available WeNet, a production-oriented end-to-end speech recognition toolkit, which introduces a unified two-pass (U2) framework and a built-in runtime to address the streaming and non-streaming decoding modes in a single model. To further improve ASR performance and facilitate various production requirements, in this paper, we present WeNet 2.0 with four important updates. (1) We propose U2++, a unified two-pass framework with bidirectional attention decoders, which includes the future contextual information by a right-to-left attention decoder to improve the representative ability of the shared encoder and the performance during the rescoring stage. (2) We introduce an n-gram based language model and a WFST-based decoder into WeNet 2.0, promoting the use of rich text data in production scenarios. (3) We design a unified contextual biasing framework, which leverages user-specific context (e.g., contact lists) to provide rapid adaptation ability for production and improves ASR accuracy in both with-LM and without-LM scenarios. (4) We design a unified IO to support large-scale data for effective model training. In summary, the brand-new WeNet 2.0 achieves up to 10\% relative recognition performance improvement over the original WeNet on various corpora and makes available several important production-oriented features.

Haochen Zhao, Hui Meng, Deqian Yang et al.

Semi-supervised multi-organ medical image segmentation aids physicians in improving disease diagnosis and treatment planning and reduces the time and effort required for organ annotation.Existing state-of-the-art methods train the labeled data with ground truths and train the unlabeled data with pseudo-labels. However, the two training flows are separate, which does not reflect the interrelationship between labeled and unlabeled data.To address this issue, we propose a semi-supervised multi-organ segmentation method called GuidedNet, which leverages the knowledge from labeled data to guide the training of unlabeled data. The primary goals of this study are to improve the quality of pseudo-labels for unlabeled data and to enhance the network's learning capability for both small and complex organs.A key concept is that voxel features from labeled and unlabeled data that are close to each other in the feature space are more likely to belong to the same class.On this basis, a 3D Consistent Gaussian Mixture Model (3D-CGMM) is designed to leverage the feature distributions from labeled data to rectify the generated pseudo-labels.Furthermore, we introduce a Knowledge Transfer Cross Pseudo Supervision (KT-CPS) strategy, which leverages the prior knowledge obtained from the labeled data to guide the training of the unlabeled data, thereby improving the segmentation accuracy for both small and complex organs. Extensive experiments on two public datasets, FLARE22 and AMOS, demonstrated that GuidedNet is capable of achieving state-of-the-art performance. The source code with our proposed model are available at https://github.com/kimjisoo12/GuidedNet.

Guogang Zhu, Xuefeng Liu, Jianwei Niu et al.

In personalized federated learning (PFL), it is widely recognized that achieving both high model generalization and effective personalization poses a significant challenge due to their conflicting nature. As a result, existing PFL methods can only manage a trade-off between these two objectives. This raises an interesting question: Is it feasible to develop a model capable of achieving both objectives simultaneously? Our paper presents an affirmative answer, and the key lies in the observation that deep models inherently exhibit hierarchical architectures, which produce representations with various levels of generalization and personalization at different stages. A straightforward approach stemming from this observation is to select multiple representations from these layers and combine them to concurrently achieve generalization and personalization. However, the number of candidate representations is commonly huge, which makes this method infeasible due to high computational costs.To address this problem, we propose DualFed, a new method that can directly yield dual representations correspond to generalization and personalization respectively, thereby simplifying the optimization task. Specifically, DualFed inserts a personalized projection network between the encoder and classifier. The pre-projection representations are able to capture generalized information shareable across clients, and the post-projection representations are effective to capture task-specific information on local clients. This design minimizes the mutual interference between generalization and personalization, thereby achieving a win-win situation. Extensive experiments show that DualFed can outperform other FL methods. Code is available at https://github.com/GuogangZhu/DualFed.

Xinghao Wu, Xuefeng Liu, Jianwei Niu et al.

Personalized federated learning (PFL) reduces the impact of non-independent and identically distributed (non-IID) data among clients by allowing each client to train a personalized model when collaborating with others. A key question in PFL is to decide which parameters of a client should be localized or shared with others. In current mainstream approaches, all layers that are sensitive to non-IID data (such as classifier layers) are generally personalized. The reasoning behind this approach is understandable, as localizing parameters that are easily influenced by non-IID data can prevent the potential negative effect of collaboration. However, we believe that this approach is too conservative for collaboration. For example, for a certain client, even if its parameters are easily influenced by non-IID data, it can still benefit by sharing these parameters with clients having similar data distribution. This observation emphasizes the importance of considering not only the sensitivity to non-IID data but also the similarity of data distribution when determining which parameters should be localized in PFL. This paper introduces a novel guideline for client collaboration in PFL. Unlike existing approaches that prohibit all collaboration of sensitive parameters, our guideline allows clients to share more parameters with others, leading to improved model performance. Additionally, we propose a new PFL method named FedCAC, which employs a quantitative metric to evaluate each parameter's sensitivity to non-IID data and carefully selects collaborators based on this evaluation. Experimental results demonstrate that FedCAC enables clients to share more parameters with others, resulting in superior performance compared to state-of-the-art methods, particularly in scenarios where clients have diverse distributions.

Jianwei Niu, Hok Shing Wong, Tieyong Zeng

Phase retrieval is an important problem with significant physical and industrial applications. In this paper, we consider the case where the magnitude of the measurement of an underlying signal is corrupted by Gaussian noise. We introduce a convex augmentation approach for phase retrieval based on total variation regularization. In contrast to popular convex relaxation models like PhaseLift, our model can be efficiently solved by a modified semi-proximal alternating direction method of multipliers (sPADMM). The modified sPADMM is more general and flexible than the standard one, and its convergence is also established in this paper. Extensive numerical experiments are conducted to showcase the effectiveness of the proposed method.

Hao Su, Xuefeng Liu, Jianwei Niu et al.

We propose 3Deformer, a general-purpose framework for interactive 3D shape editing. Given a source 3D mesh with semantic materials, and a user-specified semantic image, 3Deformer can accurately edit the source mesh following the shape guidance of the semantic image, while preserving the source topology as rigid as possible. Recent studies of 3D shape editing mostly focus on learning neural networks to predict 3D shapes, which requires high-cost 3D training datasets and is limited to handling objects involved in the datasets. Unlike these studies, our 3Deformer is a non-training and common framework, which only requires supervision of readily-available semantic images, and is compatible with editing various objects unlimited by datasets. In 3Deformer, the source mesh is deformed utilizing the differentiable renderer technique, according to the correspondences between semantic images and mesh materials. However, guiding complex 3D shapes with a simple 2D image incurs extra challenges, that is, the deform accuracy, surface smoothness, geometric rigidity, and global synchronization of the edited mesh should be guaranteed. To address these challenges, we propose a hierarchical optimization architecture to balance the global and local shape features, and propose further various strategies and losses to improve properties of accuracy, smoothness, rigidity, and so on. Extensive experiments show that our 3Deformer is able to produce impressive results and reaches the state-of-the-art level.

Dazhao Du, Lingyu Si, Fanjiang Xu et al.

Due to the selective absorption and scattering of light by diverse aquatic media, underwater images usually suffer from various visual degradations. Existing underwater image enhancement (UIE) approaches that combine underwater physical imaging models with neural networks often fail to accurately estimate imaging model parameters such as depth and veiling light, resulting in poor performance in certain scenarios. To address this issue, we propose a physical model-guided framework for jointly training a Deep Degradation Model (DDM) with any advanced UIE model. DDM includes three well-designed sub-networks to accurately estimate various imaging parameters: a veiling light estimation sub-network, a factors estimation sub-network, and a depth estimation sub-network. Based on the estimated parameters and the underwater physical imaging model, we impose physical constraints on the enhancement process by modeling the relationship between underwater images and desired clean images, i.e., outputs of the UIE model. Moreover, while our framework is compatible with any UIE model, we design a simple yet effective fully convolutional UIE model, termed UIEConv. UIEConv utilizes both global and local features for image enhancement through a dual-branch structure. UIEConv trained within our framework achieves remarkable enhancement results across diverse underwater scenes. Furthermore, as a byproduct of UIE, the trained depth estimation sub-network enables accurate underwater scene depth estimation. Extensive experiments conducted in various real underwater imaging scenarios, including deep-sea environments with artificial light sources, validate the effectiveness of our framework and the UIEConv model.

Haolin Wang, Xuefeng Liu, Jianwei Niu et al.

Federated learning (FL) is a new paradigm for distributed machine learning that allows a global model to be trained across multiple clients without compromising their privacy. Although FL has demonstrated remarkable success in various scenarios, recent studies mainly utilize shallow and small neural networks. In our research, we discover a significant performance decline when applying the existing FL framework to deeper neural networks, even when client data are independently and identically distributed (i.i.d.). Our further investigation shows that the decline is due to the continuous accumulation of dissimilarities among client models during the layer-by-layer back-propagation process, which we refer to as "divergence accumulation." As deeper models involve a longer chain of divergence accumulation, they tend to manifest greater divergence, subsequently leading to performance decline. Both theoretical derivations and empirical evidence are proposed to support the existence of divergence accumulation and its amplified effects in deeper models. To address this issue, we propose several technical guidelines based on reducing divergence, such as using wider models and reducing the receptive field. These approaches can greatly improve the accuracy of FL on deeper models. For example, the application of these guidelines can boost the ResNet101 model's performance by as much as 43\% on the Tiny-ImageNet dataset.

Xinghao Wu, Xuefeng Liu, Jianwei Niu et al.

Personalized Federated Learning (PFL) is a commonly used framework that allows clients to collaboratively train their personalized models. PFL is particularly useful for handling situations where data from different clients are not independent and identically distributed (non-IID). Previous research in PFL implicitly assumes that clients can gain more benefits from those with similar data distributions. Correspondingly, methods such as personalized weight aggregation are developed to assign higher weights to similar clients during training. We pose a question: can a client benefit from other clients with dissimilar data distributions and if so, how? This question is particularly relevant in scenarios with a high degree of non-IID, where clients have widely different data distributions, and learning from only similar clients will lose knowledge from many other clients. We note that when dealing with clients with similar data distributions, methods such as personalized weight aggregation tend to enforce their models to be close in the parameter space. It is reasonable to conjecture that a client can benefit from dissimilar clients if we allow their models to depart from each other. Based on this idea, we propose DiversiFed which allows each client to learn from clients with diversified data distribution in personalized federated learning. DiversiFed pushes personalized models of clients with dissimilar data distributions apart in the parameter space while pulling together those with similar distributions. In addition, to achieve the above effect without using prior knowledge of data distribution, we design a loss function that leverages the model similarity to determine the degree of attraction and repulsion between any two models. Experiments on several datasets show that DiversiFed can benefit from dissimilar clients and thus outperform the state-of-the-art methods.

Xinghao Wu, Jianwei Niu, Xuefeng Liu et al.

In traditional Federated Learning approaches like FedAvg, the global model underperforms when faced with data heterogeneity. Personalized Federated Learning (PFL) enables clients to train personalized models to fit their local data distribution better. However, we surprisingly find that the feature extractor in FedAvg is superior to those in most PFL methods. More interestingly, by applying a linear transformation on local features extracted by the feature extractor to align with the classifier, FedAvg can surpass the majority of PFL methods. This suggests that the primary cause of FedAvg's inadequate performance stems from the mismatch between the locally extracted features and the classifier. While current PFL methods mitigate this issue to some extent, their designs compromise the quality of the feature extractor, thus limiting the full potential of PFL. In this paper, we propose a new PFL framework called FedPFT to address the mismatch problem while enhancing the quality of the feature extractor. FedPFT integrates a feature transformation module, driven by personalized prompts, between the global feature extractor and classifier. In each round, clients first train prompts to transform local features to match the global classifier, followed by training model parameters. This approach can also align the training objectives of clients, reducing the impact of data heterogeneity on model collaboration. Moreover, FedPFT's feature transformation module is highly scalable, allowing for the use of different prompts to tailor local features to various tasks. Leveraging this, we introduce a collaborative contrastive learning task to further refine feature extractor quality. Our experiments demonstrate that FedPFT outperforms state-of-the-art methods by up to 7.08%.

Guogang Zhu, Xuefeng Liu, Shaojie Tang et al.

Personalized federated learning (PFL) is a popular framework that allows clients to have different models to address application scenarios where clients' data are in different domains. The typical model of a client in PFL features a global encoder trained by all clients to extract universal features from the raw data and personalized layers (e.g., a classifier) trained using the client's local data. Nonetheless, due to the differences between the data distributions of different clients (aka, domain gaps), the universal features produced by the global encoder largely encompass numerous components irrelevant to a certain client's local task. Some recent PFL methods address the above problem by personalizing specific parameters within the encoder. However, these methods encounter substantial challenges attributed to the high dimensionality and non-linearity of neural network parameter space. In contrast, the feature space exhibits a lower dimensionality, providing greater intuitiveness and interpretability as compared to the parameter space. To this end, we propose a novel PFL framework named FedPick. FedPick achieves PFL in the low-dimensional feature space by selecting task-relevant features adaptively for each client from the features generated by the global encoder based on its local data distribution. It presents a more accessible and interpretable implementation of PFL compared to those methods working in the parameter space. Extensive experimental results show that FedPick could effectively select task-relevant features for each client and improve model performance in cross-domain FL.

Rui Zhang, Jianwei Niu, Xuefeng Liu et al.

The Job-Shop Scheduling Problem (JSSP), under various forms of manufacturing uncertainty, has recently attracted considerable research attention. Most existing studies focus on parameter uncertainty, such as variable processing times, and typically adopt the actor-critic framework. In this paper, we explore a different but prevalent form of uncertainty in JSSP: structural uncertainty. Structural uncertainty arises when a job may follow one of several routing paths, and the selection is determined not by policy, but by situational factors (e.g., the quality of intermediate products) that cannot be known in advance. Existing methods struggle to address this challenge due to incorrect credit assignment: a high-quality action may be unfairly penalized if it is followed by a time-consuming path. To address this problem, we propose a novel method named UP-AAC. In contrast to conventional actor-critic methods, UP-AAC employs an asymmetric architecture. While its actor receives a standard stochastic state, the critic is crucially provided with a deterministic state reconstructed in hindsight. This design allows the critic to learn a more accurate value function, which in turn provides a lower-variance policy gradient to the actor, leading to more stable learning. In addition, we design an attention-based Uncertainty Perception Model (UPM) to enhance the actor's scheduling decisions. Extensive experiments demonstrate that our method outperforms existing approaches in reducing makespan on benchmark instances.

Dazhao Du, Enhan Li, Lingyu Si et al.

Underwater video enhancement (UVE) aims to improve the visibility and frame quality of underwater videos, which has significant implications for marine research and exploration. However, existing methods primarily focus on developing image enhancement algorithms to enhance each frame independently. There is a lack of supervised datasets and models specifically tailored for UVE tasks. To fill this gap, we construct the Synthetic Underwater Video Enhancement (SUVE) dataset, comprising 840 diverse underwater-style videos paired with ground-truth reference videos. Based on this dataset, we train a novel underwater video enhancement model, UVENet, which utilizes inter-frame relationships to achieve better enhancement performance. Through extensive experiments on both synthetic and real underwater videos, we demonstrate the effectiveness of our approach. This study represents the first comprehensive exploration of UVE to our knowledge. The code is available at https://anonymous.4open.science/r/UVENet.

Xinghao Wu, Xuefeng Liu, Jianwei Niu et al.

To address data heterogeneity, the key strategy of Personalized Federated Learning (PFL) is to decouple general knowledge (shared among clients) and client-specific knowledge, as the latter can have a negative impact on collaboration if not removed. Existing PFL methods primarily adopt a parameter partitioning approach, where the parameters of a model are designated as one of two types: parameters shared with other clients to extract general knowledge and parameters retained locally to learn client-specific knowledge. However, as these two types of parameters are put together like a jigsaw puzzle into a single model during the training process, each parameter may simultaneously absorb both general and client-specific knowledge, thus struggling to separate the two types of knowledge effectively. In this paper, we introduce FedDecomp, a simple but effective PFL paradigm that employs parameter additive decomposition to address this issue. Instead of assigning each parameter of a model as either a shared or personalized one, FedDecomp decomposes each parameter into the sum of two parameters: a shared one and a personalized one, thus achieving a more thorough decoupling of shared and personalized knowledge compared to the parameter partitioning method. In addition, as we find that retaining local knowledge of specific clients requires much lower model capacity compared with general knowledge across all clients, we let the matrix containing personalized parameters be low rank during the training process. Moreover, a new alternating training strategy is proposed to further improve the performance. Experimental results across multiple datasets and varying degrees of data heterogeneity demonstrate that FedDecomp outperforms state-of-the-art methods up to 4.9\%. The code is available at https://github.com/XinghaoWu/FedDecomp.

Hao Su, Jianwei Niu, Xuefeng Liu et al.

Manga is a fashionable Japanese-style comic form that is composed of black-and-white strokes and is generally displayed as raster images on digital devices. Typical mangas have simple textures, wide lines, and few color gradients, which are vectorizable natures to enjoy the merits of vector graphics, e.g., adaptive resolutions and small file sizes. In this paper, we propose MARVEL (MAnga's Raster to VEctor Learning), a primitive-wise approach for vectorizing raster mangas by Deep Reinforcement Learning (DRL). Unlike previous learning-based methods which predict vector parameters for an entire image, MARVEL introduces a new perspective that regards an entire manga as a collection of basic primitives\textemdash stroke lines, and designs a DRL model to decompose the target image into a primitive sequence for achieving accurate vectorization. To improve vectorization accuracies and decrease file sizes, we further propose a stroke accuracy reward to predict accurate stroke lines, and a pruning mechanism to avoid generating erroneous and repeated strokes. Extensive subjective and objective experiments show that our MARVEL can generate impressive results and reaches the state-of-the-art level. Our code is open-source at: https://github.com/SwordHolderSH/Mang2Vec.

Yuxin Fang, Bencheng Liao, Xinggang Wang et al.

Can Transformer perform 2D object- and region-level recognition from a pure sequence-to-sequence perspective with minimal knowledge about the 2D spatial structure? To answer this question, we present You Only Look at One Sequence (YOLOS), a series of object detection models based on the vanilla Vision Transformer with the fewest possible modifications, region priors, as well as inductive biases of the target task. We find that YOLOS pre-trained on the mid-sized ImageNet-1k dataset only can already achieve quite competitive performance on the challenging COCO object detection benchmark, e.g., YOLOS-Base directly adopted from BERT-Base architecture can obtain 42.0 box AP on COCO val. We also discuss the impacts as well as limitations of current pre-train schemes and model scaling strategies for Transformer in vision through YOLOS. Code and pre-trained models are available at https://github.com/hustvl/YOLOS.

Zhengsu Chen, Lingxi Xie, Jianwei Niu et al.

The past year has witnessed the rapid development of applying the Transformer module to vision problems. While some researchers have demonstrated that Transformer-based models enjoy a favorable ability of fitting data, there are still growing number of evidences showing that these models suffer over-fitting especially when the training data is limited. This paper offers an empirical study by performing step-by-step operations to gradually transit a Transformer-based model to a convolution-based model. The results we obtain during the transition process deliver useful messages for improving visual recognition. Based on these observations, we propose a new architecture named Visformer, which is abbreviated from the `Vision-friendly Transformer'. With the same computational complexity, Visformer outperforms both the Transformer-based and convolution-based models in terms of ImageNet classification accuracy, and the advantage becomes more significant when the model complexity is lower or the training set is smaller. The code is available at https://github.com/danczs/Visformer.

Jiahe Cui, Jianwei Niu, Zhenchao Ouyang et al.

Recently, the rapid development of Solid-State LiDAR (SSL) enables low-cost and efficient obtainment of 3D point clouds from the environment, which has inspired a large quantity of studies and applications. However, the non-uniformity of its scanning pattern, and the inconsistency of the ranging error distribution bring challenges to its calibration task. In this paper, we proposed a fully automatic calibration method for the non-repetitive scanning SSL and camera systems. First, a temporal-spatial-based geometric feature refinement method is presented, to extract effective features from SSL point clouds; then, the 3D corners of the calibration target (a printed checkerboard) are estimated with the reflectance distribution of points. Based on the above, a target-based extrinsic calibration method is finally proposed. We evaluate the proposed method on different types of LiDAR and camera sensor combinations in real conditions, and achieve accuracy and robustness calibration results. The code is available at https://github.com/HViktorTsoi/ACSC.git .

Zhengsu Chen, Jianwei Niu, Lingxi Xie et al.

Automatic designing computationally efficient neural networks has received much attention in recent years. Existing approaches either utilize network pruning or leverage the network architecture search methods. This paper presents a new framework named network adjustment, which considers network accuracy as a function of FLOPs, so that under each network configuration, one can estimate the FLOPs utilization ratio (FUR) for each layer and use it to determine whether to increase or decrease the number of channels on the layer. Note that FUR, like the gradient of a non-linear function, is accurate only in a small neighborhood of the current network. Hence, we design an iterative mechanism so that the initial network undergoes a number of steps, each of which has a small `adjusting rate' to control the changes to the network. The computational overhead of the entire search process is reasonable, i.e., comparable to that of re-training the final model from scratch. Experiments on standard image classification datasets and a wide range of base networks demonstrate the effectiveness of our approach, which consistently outperforms the pruning counterpart. The code is available at https://github.com/danczs/NetworkAdjustment.

Xinghao Wu, Jianwei Niu, Guogang Zhu et al.

Heterogeneous federated learning (HtFL) aims to enable collaboration among clients that differ in both data distributions and model architectures. Prototype-based methods, which communicate class-level feature centers (prototypes) instead of full model parameters, have recently shown strong potential for HtFL. Existing prototype-based HtFL methods typically reuse the MSE-based or cosine-based alignment mechanism developed for homogeneous FL when aligning client-specific representations with global prototypes. These approaches are essentially coordinate alignment, where representations of clients are forced to match the global prototypes in the embedding space in an element-wise manner. Such alignment implicitly assumes that all clients should map their representations into the feature subspace defined by the global prototypes. This assumption is reasonable in homogeneous FL, where all clients share the same feature extractor. However, it becomes problematic in HtFL, since heterogeneous feature extractors naturally induce client-specific feature subspaces, and forcing all clients to optimize within a single global subspace unnecessarily suppresses their learning capacity. We observe that coordinate alignment implicitly couples two distinct objectives: aligning inter-class semantic structure, which is directly beneficial for classification, and enforcing a shared feature basis, which is unnecessary and even harmful under model heterogeneity. Building on this insight, we design FedSAF, which shifts the alignment objective from absolute coordinates to inter-class relational structure. We demonstrate that structural alignment consistently outperforms coordinate alignment in heterogeneous settings. Experiments on multiple benchmarks show that our structural alignment outperforms state-of-the-art prototype-based HtFL methods by up to 3.52\%.

Xiaoheng Jiang, Feng Yan, Yang Lu et al.

Surface defect inspection plays an important role in the process of industrial manufacture and production. Though Convolutional Neural Network (CNN) based defect inspection methods have made huge leaps, they still confront a lot of challenges such as defect scale variation, complex background, low contrast, and so on. To address these issues, we propose a joint attention-guided feature fusion network (JAFFNet) for saliency detection of surface defects based on the encoder-decoder network. JAFFNet mainly incorporates a joint attention-guided feature fusion (JAFF) module into decoding stages to adaptively fuse low-level and high-level features. The JAFF module learns to emphasize defect features and suppress background noise during feature fusion, which is beneficial for detecting low-contrast defects. In addition, JAFFNet introduces a dense receptive field (DRF) module following the encoder to capture features with rich context information, which helps detect defects of different scales. The JAFF module mainly utilizes a learned joint channel-spatial attention map provided by high-level semantic features to guide feature fusion. The attention map makes the model pay more attention to defect features. The DRF module utilizes a sequence of multi-receptive-field (MRF) units with each taking as inputs all the preceding MRF feature maps and the original input. The obtained DRF features capture rich context information with a large range of receptive fields. Extensive experiments conducted on SD-saliency-900, Magnetic tile, and DAGM 2007 indicate that our method achieves promising performance in comparison with other state-of-the-art methods. Meanwhile, our method reaches a real-time defect detection speed of 66 FPS.

Ziheng Xu, Jianwei Niu, Qingfeng Li et al.

Neural implicit representations have been explored to enhance visual SLAM algorithms, especially in providing high-fidelity dense map. Existing methods operate robustly in static scenes but struggle with the disruption caused by moving objects. In this paper we present NID-SLAM, which significantly improves the performance of neural SLAM in dynamic environments. We propose a new approach to enhance inaccurate regions in semantic masks, particularly in marginal areas. Utilizing the geometric information present in depth images, this method enables accurate removal of dynamic objects, thereby reducing the probability of camera drift. Additionally, we introduce a keyframe selection strategy for dynamic scenes, which enhances camera tracking robustness against large-scale objects and improves the efficiency of mapping. Experiments on publicly available RGB-D datasets demonstrate that our method outperforms competitive neural SLAM approaches in tracking accuracy and mapping quality in dynamic environments.

Yizhe Xiong, Xiansheng Chen, Xin Ye et al.

Recently, Large Language Models (LLMs) have been widely adopted in a wide range of tasks, leading to increasing attention towards the research on how scaling LLMs affects their performance. Existing works, termed Scaling Laws, have discovered that the final test loss of LLMs scales as power-laws with model size, computational budget, and dataset size. However, the temporal change of the test loss of an LLM throughout its pre-training process remains unexplored, though it is valuable in many aspects, such as selecting better hyperparameters \textit{directly} on the target LLM. In this paper, we propose the novel concept of Temporal Scaling Law, studying how the test loss of an LLM evolves as the training steps scale up. In contrast to modeling the test loss as a whole in a coarse-grained manner, we break it down and dive into the fine-grained test loss of each token position, and further develop a dynamic hyperbolic-law. Afterwards, we derive the much more precise temporal scaling law by studying the temporal patterns of the parameters in the dynamic hyperbolic-law. Results on both in-distribution (ID) and out-of-distribution (OOD) validation datasets demonstrate that our temporal scaling law accurately predicts the test loss of LLMs across training steps. Our temporal scaling law has broad practical applications. First, it enables direct and efficient hyperparameter selection on the target LLM, such as data mixture proportions. Secondly, viewing the LLM pre-training dynamics from the token position granularity provides some insights to enhance the understanding of LLM pre-training.

Dazhao Du, Enhan Li, Lingyu Si et al.

Underwater image enhancement (UIE) aims to generate clear images from low-quality underwater images. Due to the unavailability of clear reference images, researchers often synthesize them to construct paired datasets for training deep models. However, these synthesized images may sometimes lack quality, adversely affecting training outcomes. To address this issue, we propose UIE with Diffusion Prior (UIEDP), a novel framework treating UIE as a posterior distribution sampling process of clear images conditioned on degraded underwater inputs. Specifically, UIEDP combines a pre-trained diffusion model capturing natural image priors with any existing UIE algorithm, leveraging the latter to guide conditional generation. The diffusion prior mitigates the drawbacks of inferior synthetic images, resulting in higher-quality image generation. Extensive experiments have demonstrated that our UIEDP yields significant improvements across various metrics, especially no-reference image quality assessment. And the generated enhanced images also exhibit a more natural appearance.

Haoran Lian, Yizhe Xiong, Jianwei Niu et al.

Byte Pair Encoding (BPE) serves as a foundation method for text tokenization in the Natural Language Processing (NLP) field. Despite its wide adoption, the original BPE algorithm harbors an inherent flaw: it inadvertently introduces a frequency imbalance for tokens in the text corpus. Since BPE iteratively merges the most frequent token pair in the text corpus to generate a new token and keeps all generated tokens in the vocabulary, it unavoidably holds tokens that primarily act as components of a longer token and appear infrequently on their own. We term such tokens as Scaffold Tokens. Due to their infrequent occurrences in the text corpus, Scaffold Tokens pose a learning imbalance issue. To address that issue, we propose Scaffold-BPE, which incorporates a dynamic scaffold token removal mechanism by parameter-free, computation-light, and easy-to-implement modifications to the original BPE method. This novel approach ensures the exclusion of low-frequency Scaffold Tokens from the token representations for given texts, thereby mitigating the issue of frequency imbalance and facilitating model training. On extensive experiments across language modeling and even machine translation, Scaffold-BPE consistently outperforms the original BPE, well demonstrating its effectiveness.

Haoran Lian, Yizhe Xiong, Zijia Lin et al.

The prevalent use of Byte Pair Encoding (BPE) in Large Language Models (LLMs) facilitates robust handling of subword units and avoids issues of out-of-vocabulary words. Despite its success, a critical challenge persists: long tokens, rich in semantic information, have fewer occurrences in tokenized datasets compared to short tokens, which can result in imbalanced learning issue across different tokens. To address that, we propose LBPE, which prioritizes long tokens during the encoding process. LBPE generates tokens according to their reverse ranks of token length rather than their ranks in the vocabulary, granting longer tokens higher priority during the encoding process. Consequently, LBPE smooths the frequency differences between short and long tokens, and thus mitigates the learning imbalance. Extensive experiments across diverse language modeling tasks demonstrate that LBPE consistently outperforms the original BPE, well demonstrating its effectiveness.

Haolin Wang, Xuefeng Liu, Jianwei Niu et al.

Federated learning is a distributed machine learning paradigm designed to protect user data privacy, which has been successfully implemented across various scenarios. In traditional federated learning, the entire parameter set of local models is updated and averaged in each training round. Although this full network update method maximizes knowledge acquisition and sharing for each model layer, it prevents the layers of the global model from cooperating effectively to complete the tasks of each client, a challenge we refer to as layer mismatch. This mismatch problem recurs after every parameter averaging, consequently slowing down model convergence and degrading overall performance. To address the layer mismatch issue, we introduce the FedPart method, which restricts model updates to either a single layer or a few layers during each communication round. Furthermore, to maintain the efficiency of knowledge acquisition and sharing, we develop several strategies to select trainable layers in each round, including sequential updating and multi-round cycle training. Through both theoretical analysis and experiments, our findings demonstrate that the FedPart method significantly surpasses conventional full network update strategies in terms of convergence speed and accuracy, while also reducing communication and computational overheads.

Haoran Lian, Junmin Chen, Wei Huang et al.

Recently, Large language models (LLMs) have revolutionized Natural Language Processing (NLP). Pretrained LLMs, due to limited training context size, struggle with handling long token sequences, limiting their performance on various downstream tasks. Current solutions toward long context modeling often employ multi-stage continual pertaining, which progressively increases the effective context length through several continual pretraining stages. However, those approaches require extensive manual tuning and human expertise. In this paper, we introduce a novel single-stage continual pretraining method, Head-Adaptive Rotary Position Encoding (HARPE), to equip LLMs with long context modeling capabilities while simplifying the training process. Our HARPE leverages different Rotary Position Encoding (RoPE) base frequency values across different attention heads and directly trains LLMs on the target context length. Extensive experiments on 4 language modeling benchmarks, including the latest RULER benchmark, demonstrate that HARPE excels in understanding and integrating long-context tasks with single-stage training, matching and even outperforming existing multi-stage methods. Our results highlight that HARPE successfully breaks the stage barrier for training LLMs with long context modeling capabilities.

Wenkai Guo, Xuefeng Liu, Haolin Wang et al.

Fine-tuning large language models (LLMs) with local data is a widely adopted approach for organizations seeking to adapt LLMs to their specific domains. Given the shared characteristics in data across different organizations, the idea of collaboratively fine-tuning an LLM using data from multiple sources presents an appealing opportunity. However, organizations are often reluctant to share local data, making centralized fine-tuning impractical. Federated learning (FL), a privacy-preserving framework, enables clients to retain local data while sharing only model parameters for collaborative training, offering a potential solution. While fine-tuning LLMs on centralized datasets risks data leakage through next-token prediction, the iterative aggregation process in FL results in a global model that encapsulates generalized knowledge, which some believe protects client privacy. In this paper, however, we present contradictory findings through extensive experiments. We show that attackers can still extract training data from the global model, even using straightforward generation methods, with leakage increasing as the model size grows. Moreover, we introduce an enhanced attack strategy tailored to FL, which tracks global model updates during training to intensify privacy leakage. To mitigate these risks, we evaluate privacy-preserving techniques in FL, including differential privacy, regularization-constrained updates and adopting LLMs with safety alignment. Our results provide valuable insights and practical guidelines for reducing privacy risks when training LLMs with FL.

Xinghao Wu, Jianwei Niu, Xuefeng Liu et al.

Federated Prototype Learning (FedPL) has emerged as an effective strategy for handling data heterogeneity in Federated Learning (FL). In FedPL, clients collaboratively construct a set of global feature centers (prototypes), and let local features align with these prototypes to mitigate the effects of data heterogeneity. The performance of FedPL highly depends on the quality of prototypes. Existing methods assume that larger inter-class distances among prototypes yield better performance, and thus design different methods to increase these distances. However, we observe that while these methods increase prototype distances to enhance class discrimination, they inevitably disrupt essential semantic relationships among classes, which are crucial for model generalization. This raises an important question: how to construct prototypes that inherently preserve semantic relationships among classes? Directly learning these relationships from limited and heterogeneous client data can be problematic in FL. Recently, the success of pre-trained language models (PLMs) demonstrates their ability to capture semantic relationships from vast textual corpora. Motivated by this, we propose FedTSP, a novel method that leverages PLMs to construct semantically enriched prototypes from the textual modality, enabling more effective collaboration in heterogeneous data settings. We first use a large language model (LLM) to generate fine-grained textual descriptions for each class, which are then processed by a PLM on the server to form textual prototypes. To address the modality gap between client image models and the PLM, we introduce trainable prompts, allowing prototypes to adapt better to client tasks. Extensive experiments demonstrate that FedTSP mitigates data heterogeneity while significantly accelerating convergence.

Guogang Zhu, Xuefeng Liu, Jianwei Niu et al.

It is often observed that the aggregated model in FL underperforms on local data until after several rounds of local training. This temporary performance drop can potentially slow down the convergence of the FL model. Prior work regards this performance drop as an inherent cost of knowledge sharing among clients and does not give it special attention. While some studies directly focus on designing techniques to alleviate the issue, its root causes remain poorly understood. To bridge this gap, we construct a framework that enables layer-peeled analysis of how feature representations evolve during model aggregation in FL. It focuses on two key aspects: (1) the intrinsic quality of extracted features, and (2) the alignment between features and their subsequent parameters -- both of which are critical to downstream performance. Using this framework, we first investigate how model aggregation affects internal feature extraction process. Our analysis reveals that aggregation degrades feature quality and weakens the coupling between intermediate features and subsequent layers, both of which are well shaped during local training. More importantly, this degradation is not confined to specific layers but progressively accumulates with network depth -- a phenomenon we term Cumulative Feature Degradation (CFD). CFD significantly impairs the quality of penultimate-layer features and weakens their coupling with the classifier, ultimately degrading model performance. We further revisit several widely adopted solutions through the lens of layer-peeled feature extraction to understand why they are effective in addressing aggregation-induced performance drop. Our results show that their effectiveness lies in mitigating the feature degradation described above, which is well aligned with our observations.

Boyu Fan, Xiang Su, Jianwei Niu et al.

Screen lock is a critical security feature for smartphones to prevent unauthorized access. Although various screen unlocking technologies, including fingerprint and facial recognition, have been widely adopted, they still have some limitations. For example, fingerprints can be stolen by special material stickers and facial recognition systems can be cheated by 3D-printed head models. In this paper, we propose EmgAuth, a novel electromyography(EMG)-based smartphone unlocking system based on the Siamese network. EmgAuth enables users to unlock their smartphones by leveraging the EMG data of the smartphone users collected from Myo armbands. When training the Siamese network, we design a special data augmentation technique to make the system resilient to the rotation of the armband, which makes EmgAuth free of calibration. We conduct extensive experiments including 53 participants and the evaluation results verify that EmgAuth can effectively authenticate users with an average true acceptance rate of 91.81% while keeping the average false acceptance rate of 7.43%. In addition, we also demonstrate that EmgAuth can work well for smartphones with different screen sizes and for different scenarios when users are placing smartphones at different locations and with different orientations. EmgAuth shows great promise to serve as a good supplement for existing screen unlocking systems to improve the safety of smartphones.

Zhengsu Chen, Jianwei Niu, Xuefeng Liu et al.

Convolutional neural networks (CNNs) have achieved remarkable success in image recognition. Although the internal patterns of the input images are effectively learned by the CNNs, these patterns only constitute a small proportion of useful patterns contained in the input images. This can be attributed to the fact that the CNNs will stop learning if the learned patterns are enough to make a correct classification. Network regularization methods like dropout and SpatialDropout can ease this problem. During training, they randomly drop the features. These dropout methods, in essence, change the patterns learned by the networks, and in turn, forces the networks to learn other patterns to make the correct classification. However, the above methods have an important drawback. Randomly dropping features is generally inefficient and can introduce unnecessary noise. To tackle this problem, we propose SelectScale. Instead of randomly dropping units, SelectScale selects the important features in networks and adjusts them during training. Using SelectScale, we improve the performance of CNNs on CIFAR and ImageNet.

Hao Su, Jianwei Niu, Xuefeng Liu et al.

Quick Response (QR) code is one of the most worldwide used two-dimensional codes.~Traditional QR codes appear as random collections of black-and-white modules that lack visual semantics and aesthetic elements, which inspires the recent works to beautify the appearances of QR codes. However, these works adopt fixed generation algorithms and therefore can only generate QR codes with a pre-defined style. In this paper, combining the Neural Style Transfer technique, we propose a novel end-to-end method, named ArtCoder, to generate the stylized QR codes that are personalized, diverse, attractive, and scanning-robust.~To guarantee that the generated stylized QR codes are still scanning-robust, we propose a Sampling-Simulation layer, a module-based code loss, and a competition mechanism. The experimental results show that our stylized QR codes have high-quality in both the visual effect and the scanning-robustness, and they are able to support the real-world application.

Xiaozheng Xie, Jianwei Niu, Xuefeng Liu et al.

Although deep learning models like CNNs have achieved great success in medical image analysis, the small size of medical datasets remains a major bottleneck in this area. To address this problem, researchers have started looking for external information beyond current available medical datasets. Traditional approaches generally leverage the information from natural images via transfer learning. More recent works utilize the domain knowledge from medical doctors, to create networks that resemble how medical doctors are trained, mimic their diagnostic patterns, or focus on the features or areas they pay particular attention to. In this survey, we summarize the current progress on integrating medical domain knowledge into deep learning models for various tasks, such as disease diagnosis, lesion, organ and abnormality detection, lesion and organ segmentation. For each task, we systematically categorize different kinds of medical domain knowledge that have been utilized and their corresponding integrating methods. We also provide current challenges and directions for future research.

Hao Su, Jianwei Niu, Xuefeng Liu et al.

Manga is a world popular comic form originated in Japan, which typically employs black-and-white stroke lines and geometric exaggeration to describe humans' appearances, poses, and actions. In this paper, we propose MangaGAN, the first method based on Generative Adversarial Network (GAN) for unpaired photo-to-manga translation. Inspired by how experienced manga artists draw manga, MangaGAN generates the geometric features of manga face by a designed GAN model and delicately translates each facial region into the manga domain by a tailored multi-GANs architecture. For training MangaGAN, we construct a new dataset collected from a popular manga work, containing manga facial features, landmarks, bodies, and so on. Moreover, to produce high-quality manga faces, we further propose a structural smoothing loss to smooth stroke-lines and avoid noisy pixels, and a similarity preserving module to improve the similarity between domains of photo and manga. Extensive experiments show that MangaGAN can produce high-quality manga faces which preserve both the facial similarity and a popular manga style, and outperforms other related state-of-the-art methods.

Mingliang Xu, Qingfeng Li, Jianwei Niu et al.

QR codes are usually scanned in different environments, so they must be robust to variations in illumination, scale, coverage, and camera angles. Aesthetic QR codes improve the visual quality, but subtle changes in their appearance may cause scanning failure. In this paper, a new method to generate scanning-robust aesthetic QR codes is proposed, which is based on a module-based scanning probability estimation model that can effectively balance the tradeoff between visual quality and scanning robustness. Our method locally adjusts the luminance of each module by estimating the probability of successful sampling. The approach adopts the hierarchical, coarse-to-fine strategy to enhance the visual quality of aesthetic QR codes, which sequentially generate the following three codes: a binary aesthetic QR code, a grayscale aesthetic QR code, and the final color aesthetic QR code. Our approach also can be used to create QR codes with different visual styles by adjusting some initialization parameters. User surveys and decoding experiments were adopted for evaluating our method compared with state-of-the-art algorithms, which indicates that the proposed approach has excellent performance in terms of both visual quality and scanning robustness.

Mingliang Xu, Hao Su, Yafei Li et al.

With the continued proliferation of smart mobile devices, Quick Response (QR) code has become one of the most-used types of two-dimensional code in the world. Aiming at beautifying the visual-unpleasant appearance of QR codes, existing works have developed a series of techniques. However, these works still leave much to be desired, such as personalization, artistry, and robustness. To address these issues, in this paper, we propose a novel type of aesthetic QR codes, SEE (Stylize aEsthEtic) QR code, and a three-stage approach to automatically produce such robust style-oriented codes. Specifically, in the first stage, we propose a method to generate an optimized baseline aesthetic QR code, which reduces the visual contrast between the noise-like black/white modules and the blended image. In the second stage, to obtain art style QR code, we tailor an appropriate neural style transformation network to endow the baseline aesthetic QR code with artistic elements. In the third stage, we design an error-correction mechanism by balancing two competing terms, visual quality and readability, to ensure the performance robust. Extensive experiments demonstrate that SEE QR code has high quality in terms of both visual appearance and robustness, and also offers a greater variety of personalized choices to users.