Jinan Zou

Jinan Zou, Haiyao Cao, Lingqiao Liu et al.

Natural Language Processing(NLP) demonstrates a great potential to support financial decision-making by analyzing the text from social media or news outlets. In this work, we build a platform to study the NLP-aided stock auto-trading algorithms systematically. In contrast to the previous work, our platform is characterized by three features: (1) We provide financial news for each specific stock. (2) We provide various stock factors for each stock. (3) We evaluate performance from more financial-relevant metrics. Such a design allows us to develop and evaluate NLP-aided stock auto-trading algorithms in a more realistic setting. In addition to designing an evaluation platform and dataset collection, we also made a technical contribution by proposing a system to automatically learn a good feature representation from various input information. The key to our algorithm is a method called semantic role labeling Pooling (SRLP), which leverages Semantic Role Labeling (SRL) to create a compact representation of each news paragraph. Based on SRLP, we further incorporate other stock factors to make the final prediction. In addition, we propose a self-supervised learning strategy based on SRLP to enhance the out-of-distribution generalization performance of our system. Through our experimental study, we show that the proposed method achieves better performance and outperforms all the baselines' annualized rate of return as well as the maximum drawdown of the CSI300 index and XIN9 index on real trading. Our Astock dataset and code are available at https://github.com/JinanZou/Astock.

Haiyao Cao, Zhen Zhang, Panpan Cai et al.

One of the significant challenges in reinforcement learning (RL) when dealing with noise is estimating latent states from observations. Causality provides rigorous theoretical support for ensuring that the underlying states can be uniquely recovered through identifiability. Consequently, some existing work focuses on establishing identifiability from a causal perspective to aid in the design of algorithms. However, these results are often derived from a purely causal viewpoint, which may overlook the specific RL context. We revisit this research line and find that incorporating RL-specific context can reduce unnecessary assumptions in previous identifiability analyses for latent states. More importantly, removing these assumptions allows algorithm design to go beyond the earlier boundaries constrained by them. Leveraging these insights, we propose a novel approach for general partially observable Markov Decision Processes (POMDPs) by replacing the complicated structural constraints in previous methods with two simple constraints for transition and reward preservation. With the two constraints, the proposed algorithm is guaranteed to disentangle state and noise that is faithful to the underlying dynamics. Empirical evidence from extensive benchmark control tasks demonstrates the superiority of our approach over existing counterparts in effectively disentangling state belief from noise.

Yuhao Lin, Haiming Xu, Lingqiao Liu et al.

Autoencoding, which aims to reconstruct the input images through a bottleneck latent representation, is one of the classic feature representation learning strategies. It has been shown effective as an auxiliary task for semi-supervised learning but has become less popular as more sophisticated methods have been proposed in recent years. In this paper, we revisit the idea of using image reconstruction as the auxiliary task and incorporate it with a modern semi-supervised semantic segmentation framework. Surprisingly, we discover that such an old idea in semi-supervised learning can produce results competitive with state-of-the-art semantic segmentation algorithms. By visualizing the intermediate layer activations of the image reconstruction module, we show that the feature map channel could correlate well with the semantic concept, which explains why joint training with the reconstruction task is helpful for the segmentation task. Motivated by our observation, we further proposed a modification to the image reconstruction task, aiming to further disentangle the object clue from the background patterns. From experiment evaluation on various datasets, we show that using reconstruction as auxiliary loss can lead to consistent improvements in various datasets and methods. The proposed method can further lead to significant improvement in object-centric segmentation tasks.

Jinan Zou, Maihao Guo, Yu Tian et al.

Identifying unexpected domain-shifted instances in natural language processing is crucial in real-world applications. Previous works identify the out-of-distribution (OOD) instance by leveraging a single global feature embedding to represent the sentence, which cannot characterize subtle OOD patterns well. Another major challenge current OOD methods face is learning effective low-dimensional sentence representations to identify the hard OOD instances that are semantically similar to the in-distribution (ID) data. In this paper, we propose a new unsupervised OOD detection method, namely Semantic Role Labeling Guided Out-of-distribution Detection (SRLOOD), that separates, extracts, and learns the semantic role labeling (SRL) guided fine-grained local feature representations from different arguments of a sentence and the global feature representations of the full sentence using a margin-based contrastive loss. A novel self-supervised approach is also introduced to enhance such global-local feature learning by predicting the SRL extracted role. The resulting model achieves SOTA performance on four OOD benchmarks, indicating the effectiveness of our approach. The code is publicly accessible via \url{https://github.com/cytai/SRLOOD}.

Jiayu Huang, Ruoxin Ritter Wang, Jen-Hao Liu et al.

Large language models (LLMs) are increasingly positioned as solutions for education, yet evaluations often reduce their impact to narrow performance metrics. This paper reframes the question by asking "what kind of impact should LLMs have in education?" Drawing on Biesta's tripartite account of good education: qualification, socialisation, and subjectification, we present a meta-analysis of 133 experimental and quasi-experimental studies (k = 188). Overall, the impact of LLMs on student learning is positive but uneven. Strong effects emerge in qualification, particularly when LLMs function as tutors in sustained interventions. Socialisation outcomes appear more variable, concentrated in sustained, reflective interventions. Subjectification, linked to autonomy and learner development, remains fragile, with improvements confined to small-scale, long-term studies. This purpose-level view highlights design as the decisive factor: without scaffolds for participation and agency, LLMs privilege what is easiest to measure while neglecting broader aims of education. For HCI and education, the issue is not just whether LLMs work, but what futures they enable or foreclose.