Fei Chao

Lijiang Li, Huixia Li, Xiawu Zheng et al.

Diffusion models are emerging expressive generative models, in which a large number of time steps (inference steps) are required for a single image generation. To accelerate such tedious process, reducing steps uniformly is considered as an undisputed principle of diffusion models. We consider that such a uniform assumption is not the optimal solution in practice; i.e., we can find different optimal time steps for different models. Therefore, we propose to search the optimal time steps sequence and compressed model architecture in a unified framework to achieve effective image generation for diffusion models without any further training. Specifically, we first design a unified search space that consists of all possible time steps and various architectures. Then, a two stage evolutionary algorithm is introduced to find the optimal solution in the designed search space. To further accelerate the search process, we employ FID score between generated and real samples to estimate the performance of the sampled examples. As a result, the proposed method is (i).training-free, obtaining the optimal time steps and model architecture without any training process; (ii). orthogonal to most advanced diffusion samplers and can be integrated to gain better sample quality. (iii). generalized, where the searched time steps and architectures can be directly applied on different diffusion models with the same guidance scale. Experimental results show that our method achieves excellent performance by using only a few time steps, e.g. 17.86 FID score on ImageNet 64 $\times$ 64 with only four steps, compared to 138.66 with DDIM. The code is available at https://github.com/lilijiangg/AutoDiffusion.

Yuxin Zhang, Mingbao Lin, Zhihang Lin et al.

By forcing at most N out of M consecutive weights to be non-zero, the recent N:M network sparsity has received increasing attention for its two attractive advantages: 1) Promising performance at a high sparsity. 2) Significant speedups on NVIDIA A100 GPUs. Recent studies require an expensive pre-training phase or a heavy dense-gradient computation. In this paper, we show that the N:M learning can be naturally characterized as a combinatorial problem which searches for the best combination candidate within a finite collection. Motivated by this characteristic, we solve N:M sparsity in an efficient divide-and-conquer manner. First, we divide the weight vector into $C_{\text{M}}^{\text{N}}$ combination subsets of a fixed size N. Then, we conquer the combinatorial problem by assigning each combination a learnable score that is jointly optimized with its associate weights. We prove that the introduced scoring mechanism can well model the relative importance between combination subsets. And by gradually removing low-scored subsets, N:M fine-grained sparsity can be efficiently optimized during the normal training phase. Comprehensive experiments demonstrate that our learning best combination (LBC) performs consistently better than off-the-shelf N:M sparsity methods across various networks. Our project is released at \url{https://github.com/zyxxmu/LBC}.

Yunshan Zhong, Mingbao Lin, Xunchao Li et al.

Light-weight super-resolution (SR) models have received considerable attention for their serviceability in mobile devices. Many efforts employ network quantization to compress SR models. However, these methods suffer from severe performance degradation when quantizing the SR models to ultra-low precision (e.g., 2-bit and 3-bit) with the low-cost layer-wise quantizer. In this paper, we identify that the performance drop comes from the contradiction between the layer-wise symmetric quantizer and the highly asymmetric activation distribution in SR models. This discrepancy leads to either a waste on the quantization levels or detail loss in reconstructed images. Therefore, we propose a novel activation quantizer, referred to as Dynamic Dual Trainable Bounds (DDTB), to accommodate the asymmetry of the activations. Specifically, DDTB innovates in: 1) A layer-wise quantizer with trainable upper and lower bounds to tackle the highly asymmetric activations. 2) A dynamic gate controller to adaptively adjust the upper and lower bounds at runtime to overcome the drastically varying activation ranges over different samples.To reduce the extra overhead, the dynamic gate controller is quantized to 2-bit and applied to only part of the SR networks according to the introduced dynamic intensity. Extensive experiments demonstrate that our DDTB exhibits significant performance improvements in ultra-low precision. For example, our DDTB achieves a 0.70dB PSNR increase on Urban100 benchmark when quantizing EDSR to 2-bit and scaling up output images to x4. Code is at \url{https://github.com/zysxmu/DDTB}.

Yimin Xu, Mingbao Lin, Hong Yang et al.

With a wide range of shadows in many collected images, shadow removal has aroused increasing attention since uncontaminated images are of vital importance for many downstream multimedia tasks. Current methods consider the same convolution operations for both shadow and non-shadow regions while ignoring the large gap between the color mappings for the shadow region and the non-shadow region, leading to poor quality of reconstructed images and a heavy computation burden. To solve this problem, this paper introduces a novel plug-and-play Shadow-Aware Dynamic Convolution (SADC) module to decouple the interdependence between the shadow region and the non-shadow region. Inspired by the fact that the color mapping of the non-shadow region is easier to learn, our SADC processes the non-shadow region with a lightweight convolution module in a computationally cheap manner and recovers the shadow region with a more complicated convolution module to ensure the quality of image reconstruction. Given that the non-shadow region often contains more background color information, we further develop a novel intra-convolution distillation loss to strengthen the information flow from the non-shadow region to the shadow region. Extensive experiments on the ISTD and SRD datasets show our method achieves better performance in shadow removal over many state-of-the-arts. Our code is available at https://github.com/xuyimin0926/SADC.

Yuxin Zhang, Yiting Luo, Mingbao Lin et al.

We focus on addressing the dense backward propagation issue for training efficiency of N:M fine-grained sparsity that preserves at most N out of M consecutive weights and achieves practical speedups supported by the N:M sparse tensor core. Therefore, we present a novel method of Bi-directional Masks (Bi-Mask) with its two central innovations in: 1) Separate sparse masks in the two directions of forward and backward propagation to obtain training acceleration. It disentangles the forward and backward weight sparsity and overcomes the very dense gradient computation. 2) An efficient weight row permutation method to maintain performance. It picks up the permutation candidate with the most eligible N:M weight blocks in the backward to minimize the gradient gap between traditional uni-directional masks and our bi-directional masks. Compared with existing uni-directional scenario that applies a transposable mask and enables backward acceleration, our Bi-Mask is experimentally demonstrated to be more superior in performance. Also, our Bi-Mask performs on par with or even better than methods that fail to achieve backward acceleration. Project of this paper is available at \url{https://github.com/zyxxmu/Bi-Mask}.

Yuxin Zhang, Mingbao Lin, Xunchao Li et al.

Moire patterns appear frequently when taking photos of digital screens, drastically degrading the image quality. Despite the advance of CNNs in image demoireing, existing networks are with heavy design, causing redundant computation burden for mobile devices. In this paper, we launch the first study on accelerating demoireing networks and propose a dynamic demoireing acceleration method (DDA) towards a real-time deployment on mobile devices. Our stimulus stems from a simple-yet-universal fact that moire patterns often unbalancedly distribute across an image. Consequently, excessive computation is wasted upon non-moire areas. Therefore, we reallocate computation costs in proportion to the complexity of image patches. In order to achieve this aim, we measure the complexity of an image patch by designing a novel moire prior that considers both colorfulness and frequency information of moire patterns. Then, we restore image patches with higher-complexity using larger networks and the ones with lower-complexity are assigned with smaller networks to relieve the computation burden. At last, we train all networks in a parameter-shared supernet paradigm to avoid additional parameter burden. Extensive experiments on several benchmarks demonstrate the efficacy of our proposed DDA. In addition, the acceleration evaluated on the VIVO X80 Pro smartphone equipped with a chip of Snapdragon 8 Gen 1 shows that our method can drastically reduce the inference time, leading to a real-time image demoireing on mobile devices. Source codes and models are released at https://github.com/zyxxmu/DDA

Mengzhao Chen, Mingbao Lin, ZhiHang Lin et al.

CutMix is a vital augmentation strategy that determines the performance and generalization ability of vision transformers (ViTs). However, the inconsistency between the mixed images and the corresponding labels harms its efficacy. Existing CutMix variants tackle this problem by generating more consistent mixed images or more precise mixed labels, but inevitably introduce heavy training overhead or require extra information, undermining ease of use. To this end, we propose an novel and effective Self-Motivated image Mixing method (SMMix), which motivates both image and label enhancement by the model under training itself. Specifically, we propose a max-min attention region mixing approach that enriches the attention-focused objects in the mixed images. Then, we introduce a fine-grained label assignment technique that co-trains the output tokens of mixed images with fine-grained supervision. Moreover, we devise a novel feature consistency constraint to align features from mixed and unmixed images. Due to the subtle designs of the self-motivated paradigm, our SMMix is significant in its smaller training overhead and better performance than other CutMix variants. In particular, SMMix improves the accuracy of DeiT-T/S/B, CaiT-XXS-24/36, and PVT-T/S/M/L by more than +1% on ImageNet-1k. The generalization capability of our method is also demonstrated on downstream tasks and out-of-distribution datasets. Our project is anonymously available at https://github.com/ChenMnZ/SMMix.

Tie Hu, Mingbao Lin, Lizhou You et al.

Despite excellent performance in image generation, Generative Adversarial Networks (GANs) are notorious for its requirements of enormous storage and intensive computation. As an awesome ''performance maker'', knowledge distillation is demonstrated to be particularly efficacious in exploring low-priced GANs. In this paper, we investigate the irreplaceability of teacher discriminator and present an inventive discriminator-cooperated distillation, abbreviated as DCD, towards refining better feature maps from the generator. In contrast to conventional pixel-to-pixel match methods in feature map distillation, our DCD utilizes teacher discriminator as a transformation to drive intermediate results of the student generator to be perceptually close to corresponding outputs of the teacher generator. Furthermore, in order to mitigate mode collapse in GAN compression, we construct a collaborative adversarial training paradigm where the teacher discriminator is from scratch established to co-train with student generator in company with our DCD. Our DCD shows superior results compared with existing GAN compression methods. For instance, after reducing over 40x MACs and 80x parameters of CycleGAN, we well decrease FID metric from 61.53 to 48.24 while the current SoTA method merely has 51.92. This work's source code has been made accessible at https://github.com/poopit/DCD-official.

Hong Yang, Gongrui Nan, Mingbao Lin et al.

This paper focuses on the limitations of current over-parameterized shadow removal models. We present a novel lightweight deep neural network that processes shadow images in the LAB color space. The proposed network termed "LAB-Net", is motivated by the following three observations: First, the LAB color space can well separate the luminance information and color properties. Second, sequentially-stacked convolutional layers fail to take full use of features from different receptive fields. Third, non-shadow regions are important prior knowledge to diminish the drastic color difference between shadow and non-shadow regions. Consequently, we design our LAB-Net by involving a two-branch structure: L and AB branches. Thus the shadow-related luminance information can well be processed in the L branch, while the color property is well retained in the AB branch. In addition, each branch is composed of several Basic Blocks, local spatial attention modules (LSA), and convolutional filters. Each Basic Block consists of multiple parallelized dilated convolutions of divergent dilation rates to receive different receptive fields that are operated with distinct network widths to save model parameters and computational costs. Then, an enhanced channel attention module (ECA) is constructed to aggregate features from different receptive fields for better shadow removal. Finally, the LSA modules are further developed to fully use the prior information in non-shadow regions to cleanse the shadow regions. We perform extensive experiments on the both ISTD and SRD datasets. Experimental results show that our LAB-Net well outperforms state-of-the-art methods. Also, our model's parameters and computational costs are reduced by several orders of magnitude. Our code is available at https://github.com/ngrxmu/LAB-Net.

Lizhou You, Mingbao Lin, Tie Hu et al.

This paper proposes a content relationship distillation (CRD) to tackle the over-parameterized generative adversarial networks (GANs) for the serviceability in cutting-edge devices. In contrast to traditional instance-level distillation, we design a novel GAN compression oriented knowledge by slicing the contents of teacher outputs into multiple fine-grained granularities, such as row/column strips (global information) and image patches (local information), modeling the relationships among them, such as pairwise distance and triplet-wise angle, and encouraging the student to capture these relationships within its output contents. Built upon our proposed content-level distillation, we also deploy an online teacher discriminator, which keeps updating when co-trained with the teacher generator and keeps freezing when co-trained with the student generator for better adversarial training. We perform extensive experiments on three benchmark datasets, the results of which show that our CRD reaches the most complexity reduction on GANs while obtaining the best performance in comparison with existing methods. For example, we reduce MACs of CycleGAN by around 40x and parameters by over 80x, meanwhile, 46.61 FIDs are obtained compared with these of 51.92 for the current state-of-the-art. Code of this project is available at https://github.com/TheKernelZ/CRD.

Yunshan Zhong, Gongrui Nan, Yuxin Zhang et al.

Quantization-aware training (QAT) receives extensive popularity as it well retains the performance of quantized networks. In QAT, the contemporary experience is that all quantized weights are updated for an entire training process. In this paper, this experience is challenged based on an interesting phenomenon we observed. Specifically, a large portion of quantized weights reaches the optimal quantization level after a few training epochs, which we refer to as the partly scratch-off lottery ticket. This straightforward-yet-valuable observation naturally inspires us to zero out gradient calculations of these weights in the remaining training period to avoid meaningless updating. To effectively find the ticket, we develop a heuristic method, dubbed lottery ticket scratcher (LTS), which freezes a weight once the distance between the full-precision one and its quantization level is smaller than a controllable threshold. Surprisingly, the proposed LTS typically eliminates 50%-70% weight updating and 25%-35% FLOPs of the backward pass, while still resulting on par with or even better performance than the compared baseline. For example, compared with the baseline, LTS improves 2-bit MobileNetV2 by 5.05%, eliminating 46% weight updating and 23% FLOPs of the backward pass. Code is at url{https://github.com/zysxmu/LTS}.

Pengfei Jiang, Mingbao Lin, Fei Chao

Current methods commonly utilize three-branch structures of inversion, reconstruction, and editing, to tackle consistent image editing task. However, these methods lack control over the generation position of the edited object and have issues with background preservation. To overcome these limitations, we propose a tuning-free method with only two branches: inversion and editing. This approach allows users to simultaneously edit the object's action and control the generation position of the edited object. Additionally, it achieves improved background preservation. Specifically, we transfer the edited object information to the target area and repair or preserve the background of other areas during the inversion process at a specific time step. In the editing stage, we use the image features in self-attention to query the key and value of the corresponding time step in the inversion to achieve consistent image editing. Impressive image editing results and quantitative evaluation demonstrate the effectiveness of our method. The code is available at https://github.com/mobiushy/move-act.

Haojia Lin, Xiawu Zheng, Lijiang Li et al.

Recent advances in 3D point cloud analysis bring a diverse set of network architectures to the field. However, the lack of a unified framework to interpret those networks makes any systematic comparison, contrast, or analysis challenging, and practically limits healthy development of the field. In this paper, we take the initiative to explore and propose a unified framework called PointMeta, to which the popular 3D point cloud analysis approaches could fit. This brings three benefits. First, it allows us to compare different approaches in a fair manner, and use quick experiments to verify any empirical observations or assumptions summarized from the comparison. Second, the big picture brought by PointMeta enables us to think across different components, and revisit common beliefs and key design decisions made by the popular approaches. Third, based on the learnings from the previous two analyses, by doing simple tweaks on the existing approaches, we are able to derive a basic building block, termed PointMetaBase. It shows very strong performance in efficiency and effectiveness through extensive experiments on challenging benchmarks, and thus verifies the necessity and benefits of high-level interpretation, contrast, and comparison like PointMeta. In particular, PointMetaBase surpasses the previous state-of-the-art method by 0.7%/1.4/%2.1% mIoU with only 2%/11%/13% of the computation cost on the S3DIS datasets.

Haojia Lin, Yongdong Luo, Xiawu Zheng et al. · tencent-ai

Thanks to its precise spatial referencing, 3D point cloud visual grounding is essential for deep understanding and dynamic interaction in 3D environments, encompassing 3D Referring Expression Comprehension (3DREC) and Segmentation (3DRES). We argue that 3DREC and 3DRES should be unified in one framework, which is also a natural progression in the community. To explain, 3DREC help 3DRES locate the referent, while 3DRES also facilitate 3DREC via more fine-grained language-visual alignment. To achieve this, this paper takes the initiative step to integrate 3DREC and 3DRES into a unified framework, termed 3D Referring Transformer (3DRefTR). Its key idea is to build upon a mature 3DREC model and leverage ready query embeddings and visual tokens from the 3DREC model to construct a dedicated mask branch. Specially, we propose Superpoint Mask Branch, which serves a dual purpose: i) By harnessing on the inherent association between the superpoints and point cloud, it eliminates the heavy computational overhead on the high-resolution visual features for upsampling; ii) By leveraging the heterogeneous CPU-GPU parallelism, while the GPU is occupied generating visual and language tokens, the CPU concurrently produces superpoints, equivalently accomplishing the upsampling computation. This elaborate design enables 3DRefTR to achieve both well-performing 3DRES and 3DREC capacities with only a 6% additional latency compared to the original 3DREC model. Empirical evaluations affirm the superiority of 3DRefTR. Specifically, on the ScanRefer dataset, 3DRefTR surpasses the state-of-the-art 3DRES method by 12.43% in mIoU and improves upon the SOTA 3DREC method by 0.6% Acc@0.25IoU. The codes and models will be released soon.

Yuexiao Ma, Huixia Li, Xiawu Zheng et al.

Post-training quantization (PTQ) is widely regarded as one of the most efficient compression methods practically, benefitting from its data privacy and low computation costs. We argue that an overlooked problem of oscillation is in the PTQ methods. In this paper, we take the initiative to explore and present a theoretical proof to explain why such a problem is essential in PTQ. And then, we try to solve this problem by introducing a principled and generalized framework theoretically. In particular, we first formulate the oscillation in PTQ and prove the problem is caused by the difference in module capacity. To this end, we define the module capacity (ModCap) under data-dependent and data-free scenarios, where the differentials between adjacent modules are used to measure the degree of oscillation. The problem is then solved by selecting top-k differentials, in which the corresponding modules are jointly optimized and quantized. Extensive experiments demonstrate that our method successfully reduces the performance drop and is generalized to different neural networks and PTQ methods. For example, with 2/4 bit ResNet-50 quantization, our method surpasses the previous state-of-the-art method by 1.9%. It becomes more significant on small model quantization, e.g. surpasses BRECQ method by 6.61% on MobileNetV2*0.5.

Yongdong Luo, Xiawu Zheng, Xiao Yang et al.

Existing large video-language models (LVLMs) struggle to comprehend long videos correctly due to limited context. To address this problem, fine-tuning long-context LVLMs and employing GPT-based agents have emerged as promising solutions. However, fine-tuning LVLMs would require extensive high-quality data and substantial GPU resources, while GPT-based agents would rely on proprietary models (e.g., GPT-4o). In this paper, we propose Video Retrieval-Augmented Generation (Video-RAG), a training-free and cost-effective pipeline that employs visually-aligned auxiliary texts to help facilitate cross-modality alignment while providing additional information beyond the visual content. Specifically, we leverage open-source external tools to extract visually-aligned information from pure video data (e.g., audio, optical character, and object detection), and incorporate the extracted information into an existing LVLM as auxiliary texts, alongside video frames and queries, in a plug-and-play manner. Our Video-RAG offers several key advantages: (i) lightweight with low computing overhead due to single-turn retrieval; (ii) easy implementation and compatibility with any LVLM; and (iii) significant, consistent performance gains across long video understanding benchmarks, including Video-MME, MLVU, and LongVideoBench. Notably, our model demonstrates superior performance over proprietary models like Gemini-1.5-Pro and GPT-4o when utilized with a 72B model.

Song Guo, Fan Wu, Lei Zhang et al.

Existing methods for fine-tuning sparse LLMs often suffer from resource-intensive requirements and high retraining costs. Additionally, many fine-tuning methods often rely on approximations or heuristic optimization strategies, which may lead to suboptimal solutions. To address these issues, we propose an efficient and fast framework for fine-tuning sparse LLMs based on minimizing reconstruction error. Our approach involves sampling a small dataset for calibration and utilizing backpropagation to iteratively optimize block-wise reconstruction error, on a block-by-block basis, aiming for optimal solutions. Extensive experiments on various benchmarks consistently demonstrate the superiority of our method over other baselines. For instance, on the Wikitext2 dataset with LlamaV1-7B at 70% sparsity, our proposed EBFT achieves a perplexity of 16.88, surpassing the state-of-the-art DSnoT with a perplexity of 75.14. Moreover, with a structured sparsity ratio of 26\%, EBFT achieves a perplexity of 16.27, outperforming LoRA (perplexity 16.44). Furthermore, the fine-tuning process of EBFT for LlamaV1-7B only takes approximately 30 minutes, and the entire framework can be executed on a single 16GB GPU. The source code is available at https://github.com/sunggo/EBFT.

Yunshan Zhong, Yuyao Zhou, Yuxin Zhang et al.

This paper focuses on addressing the issue of image demoireing. Unlike the large volume of existing studies that rely on learning from paired real data, we attempt to learn a demoireing model from unpaired real data, i.e., moire images associated with irrelevant clean images. The proposed method, referred to as Unpaired Demoireing (UnDeM), synthesizes pseudo moire images from unpaired datasets, generating pairs with clean images for training demoireing models. To achieve this, we divide real moire images into patches and group them in compliance with their moire complexity. We introduce a novel moire generation framework to synthesize moire images with diverse moire features, resembling real moire patches, and details akin to real moire-free images. Additionally, we introduce an adaptive denoise method to eliminate the low-quality pseudo moire images that adversely impact the learning of demoireing models. We conduct extensive experiments on the commonly-used FHDMi and UHDM datasets. Results manifest that our UnDeM performs better than existing methods when using existing demoireing models such as MBCNN and ESDNet-L. Code: https://github.com/zysxmu/UnDeM

Lirui Zhao, Yuxin Zhang, Fei Chao et al.

The poor cross-architecture generalization of dataset distillation greatly weakens its practical significance. This paper attempts to mitigate this issue through an empirical study, which suggests that the synthetic datasets undergo an inductive bias towards the distillation model. Therefore, the evaluation model is strictly confined to having similar architectures of the distillation model. We propose a novel method of EvaLuation with distillation Feature (ELF), which utilizes features from intermediate layers of the distillation model for the cross-architecture evaluation. In this manner, the evaluation model learns from bias-free knowledge therefore its architecture becomes unfettered while retaining performance. By performing extensive experiments, we successfully prove that ELF can well enhance the cross-architecture generalization of current DD methods. Code of this project is at \url{https://github.com/Lirui-Zhao/ELF}.

Pengfei Jiang, Hanjun Li, Linglan Zhao et al.

In this study, we introduce a novel method called group-wise \textbf{VI}sual token \textbf{S}election and \textbf{A}ggregation (VISA) to address the issue of inefficient inference stemming from excessive visual tokens in multimoal large language models (MLLMs). Compared with previous token pruning approaches, our method can preserve more visual information while compressing visual tokens. We first propose a graph-based visual token aggregation (VTA) module. VTA treats each visual token as a node, forming a graph based on semantic similarity among visual tokens. It then aggregates information from removed tokens into kept tokens based on this graph, producing a more compact visual token representation. Additionally, we introduce a group-wise token selection strategy (GTS) to divide visual tokens into kept and removed ones, guided by text tokens from the final layers of each group. This strategy progressively aggregates visual information, enhancing the stability of the visual information extraction process. We conduct comprehensive experiments on LLaVA-1.5, LLaVA-NeXT, and Video-LLaVA across various benchmarks to validate the efficacy of VISA. Our method consistently outperforms previous methods, achieving a superior trade-off between model performance and inference speed. The code is available at https://github.com/mobiushy/VISA.

Tianshuo Xu, Kai Wang, Zhifei Chen et al.

Computational replication of Chinese calligraphy remains challenging. Existing methods falter, either creating high-quality isolated characters while ignoring page-level aesthetics like ligatures and spacing, or attempting page synthesis at the expense of calligraphic correctness. We introduce \textbf{UniCalli}, a unified diffusion framework for column-level recognition and generation. Training both tasks jointly is deliberate: recognition constrains the generator to preserve character structure, while generation provides style and layout priors. This synergy fosters concept-level abstractions that improve both tasks, especially in limited-data regimes. We curated a dataset of over 8,000 digitized pieces, with ~4,000 densely annotated. UniCalli employs asymmetric noising and a rasterized box map for spatial priors, trained on a mix of synthetic, labeled, and unlabeled data. The model achieves state-of-the-art generative quality with superior ligature continuity and layout fidelity, alongside stronger recognition. The framework successfully extends to other ancient scripts, including Oracle bone inscriptions and Egyptian hieroglyphs. Code and data can be viewed in \href{https://github.com/EnVision-Research/UniCalli}{this URL}.

Yongdong Luo, Haojia Lin, Xiawu Zheng et al.

3D Visual Grounding (3DVG) and 3D Dense Captioning (3DDC) are two crucial tasks in various 3D applications, which require both shared and complementary information in localization and visual-language relationships. Therefore, existing approaches adopt the two-stage "detect-then-describe/discriminate" pipeline, which relies heavily on the performance of the detector, resulting in suboptimal performance. Inspired by DETR, we propose a unified framework, 3DGCTR, to jointly solve these two distinct but closely related tasks in an end-to-end fashion. The key idea is to reconsider the prompt-based localization ability of the 3DVG model. In this way, the 3DVG model with a well-designed prompt as input can assist the 3DDC task by extracting localization information from the prompt. In terms of implementation, we integrate a Lightweight Caption Head into the existing 3DVG network with a Caption Text Prompt as a connection, effectively harnessing the existing 3DVG model's inherent localization capacity, thereby boosting 3DDC capability. This integration facilitates simultaneous multi-task training on both tasks, mutually enhancing their performance. Extensive experimental results demonstrate the effectiveness of this approach. Specifically, on the ScanRefer dataset, 3DGCTR surpasses the state-of-the-art 3DDC method by 4.3% in CIDEr@0.5IoU in MLE training and improves upon the SOTA 3DVG method by 3.16% in Acc@0.25IoU. The codes are at https://github.com/Leon1207/3DGCTR.

Yimin Xu, Nanxi Gao, Zhongyun Shan et al.

In contrast to traditional image restoration methods, all-in-one image restoration techniques are gaining increased attention for their ability to restore images affected by diverse and unknown corruption types and levels. However, contemporary all-in-one image restoration methods omit task-wise difficulties and employ the same networks to reconstruct images afflicted by diverse degradations. This practice leads to an underestimation of the task correlations and suboptimal allocation of computational resources. To elucidate task-wise complexities, we introduce a novel concept positing that intricate image degradation can be represented in terms of elementary degradation. Building upon this foundation, we propose an innovative approach, termed the Unified-Width Adaptive Dynamic Network (U-WADN), consisting of two pivotal components: a Width Adaptive Backbone (WAB) and a Width Selector (WS). The WAB incorporates several nested sub-networks with varying widths, which facilitates the selection of the most apt computations tailored to each task, thereby striking a balance between accuracy and computational efficiency during runtime. For different inputs, the WS automatically selects the most appropriate sub-network width, taking into account both task-specific and sample-specific complexities. Extensive experiments across a variety of image restoration tasks demonstrate that the proposed U-WADN achieves better performance while simultaneously reducing up to 32.3\% of FLOPs and providing approximately 15.7\% real-time acceleration. The code has been made available at \url{https://github.com/xuyimin0926/U-WADN}.

Mengzhao Chen, Wenqi Shao, Peng Xu et al.

Token compression aims to speed up large-scale vision transformers (e.g. ViTs) by pruning (dropping) or merging tokens. It is an important but challenging task. Although recent advanced approaches achieved great success, they need to carefully handcraft a compression rate (i.e. number of tokens to remove), which is tedious and leads to sub-optimal performance. To tackle this problem, we propose Differentiable Compression Rate (DiffRate), a novel token compression method that has several appealing properties prior arts do not have. First, DiffRate enables propagating the loss function's gradient onto the compression ratio, which is considered as a non-differentiable hyperparameter in previous work. In this case, different layers can automatically learn different compression rates layer-wisely without extra overhead. Second, token pruning and merging can be naturally performed simultaneously in DiffRate, while they were isolated in previous works. Third, extensive experiments demonstrate that DiffRate achieves state-of-the-art performance. For example, by applying the learned layer-wise compression rates to an off-the-shelf ViT-H (MAE) model, we achieve a 40% FLOPs reduction and a 1.5x throughput improvement, with a minor accuracy drop of 0.16% on ImageNet without fine-tuning, even outperforming previous methods with fine-tuning. Codes and models are available at https://github.com/OpenGVLab/DiffRate.

Yunshan Zhong, Yuyao Zhou, Fei Chao et al.

Arbitrary bit-width network quantization has received significant attention due to its high adaptability to various bit-width requirements during runtime. However, in this paper, we investigate existing methods and observe a significant accumulation of quantization errors caused by switching weight and activations bit-widths, leading to limited performance. To address this issue, we propose MBQuant, a novel method that utilizes a multi-branch topology for arbitrary bit-width quantization. MBQuant duplicates the network body into multiple independent branches, where the weights of each branch are quantized to a fixed 2-bit and the activations remain in the input bit-width. The computation of a desired bit-width is completed by selecting an appropriate number of branches that satisfy the original computational constraint. By fixing the weight bit-width, this approach substantially reduces quantization errors caused by switching weight bit-widths. Additionally, we introduce an amortization branch selection strategy to distribute quantization errors caused by switching activation bit-widths among branches to improve performance. Finally, we adopt an in-place distillation strategy that facilitates guidance between branches to further enhance MBQuant's performance. Extensive experiments demonstrate that MBQuant achieves significant performance gains compared to existing arbitrary bit-width quantization methods. Code is at https://github.com/zysxmu/MultiQuant.

Yunshan Zhong, Mingbao Lin, Jingjing Xie et al.

This paper introduces Distribution-Flexible Subset Quantization (DFSQ), a post-training quantization method for super-resolution networks. Our motivation for developing DFSQ is based on the distinctive activation distributions of current super-resolution models, which exhibit significant variance across samples and channels. To address this issue, DFSQ conducts channel-wise normalization of the activations and applies distribution-flexible subset quantization (SQ), wherein the quantization points are selected from a universal set consisting of multi-word additive log-scale values. To expedite the selection of quantization points in SQ, we propose a fast quantization points selection strategy that uses K-means clustering to select the quantization points closest to the centroids. Compared to the common iterative exhaustive search algorithm, our strategy avoids the enumeration of all possible combinations in the universal set, reducing the time complexity from exponential to linear. Consequently, the constraint of time costs on the size of the universal set is greatly relaxed. Extensive evaluations of various super-resolution models show that DFSQ effectively retains performance even without fine-tuning. For example, when quantizing EDSRx2 on the Urban benchmark, DFSQ achieves comparable performance to full-precision counterparts on 6- and 8-bit quantization, and incurs only a 0.1 dB PSNR drop on 4-bit quantization. Code is at \url{https://github.com/zysxmu/DFSQ}

Yuxin Zhang, Mingbao Lin, Mengzhao Chen et al.

Network sparsity receives popularity mostly due to its capability to reduce the network complexity. Extensive studies excavate gradient-driven sparsity. Typically, these methods are constructed upon premise of weight independence, which however, is contrary to the fact that weights are mutually influenced. Thus, their performance remains to be improved. In this paper, we propose to optimize gradient-driven sparsity (OptG) by solving this independence paradox. Our motive comes from the recent advances in supermask training which shows that high-performing sparse subnetworks can be located by simply updating mask values without modifying any weight. We prove that supermask training is to accumulate the criteria of gradient-driven sparsity for both removed and preserved weights, and it can partly solve the independence paradox. Consequently, OptG integrates supermask training into gradient-driven sparsity, and a novel supermask optimizer is further proposed to comprehensively mitigate the independence paradox. Experiments show that OptG can well surpass many existing state-of-the-art competitors, especially at ultra-high sparsity levels. Our code is available at \url{https://github.com/zyxxmu/OptG}.

Shaojie Li, Jie Wu, Xuefeng Xiao et al.

Recently, a series of algorithms have been explored for GAN compression, which aims to reduce tremendous computational overhead and memory usages when deploying GANs on resource-constrained edge devices. However, most of the existing GAN compression work only focuses on how to compress the generator, while fails to take the discriminator into account. In this work, we revisit the role of discriminator in GAN compression and design a novel generator-discriminator cooperative compression scheme for GAN compression, termed GCC. Within GCC, a selective activation discriminator automatically selects and activates convolutional channels according to a local capacity constraint and a global coordination constraint, which help maintain the Nash equilibrium with the lightweight generator during the adversarial training and avoid mode collapse. The original generator and discriminator are also optimized from scratch, to play as a teacher model to progressively refine the pruned generator and the selective activation discriminator. A novel online collaborative distillation scheme is designed to take full advantage of the intermediate feature of the teacher generator and discriminator to further boost the performance of the lightweight generator. Extensive experiments on various GAN-based generation tasks demonstrate the effectiveness and generalization of GCC. Among them, GCC contributes to reducing 80% computational costs while maintains comparable performance in image translation tasks. Our code and models are available at https://github.com/SJLeo/GCC.

Yunshan Zhong, Mingbao Lin, Mengzhao Chen et al.

While post-training quantization receives popularity mostly due to its evasion in accessing the original complete training dataset, its poor performance also stems from scarce images. To alleviate this limitation, in this paper, we leverage the synthetic data introduced by zero-shot quantization with calibration dataset and propose a fine-grained data distribution alignment (FDDA) method to boost the performance of post-training quantization. The method is based on two important properties of batch normalization statistics (BNS) we observed in deep layers of the trained network, (i.e.), inter-class separation and intra-class incohesion. To preserve this fine-grained distribution information: 1) We calculate the per-class BNS of the calibration dataset as the BNS centers of each class and propose a BNS-centralized loss to force the synthetic data distributions of different classes to be close to their own centers. 2) We add Gaussian noise into the centers to imitate the incohesion and propose a BNS-distorted loss to force the synthetic data distribution of the same class to be close to the distorted centers. By utilizing these two fine-grained losses, our method manifests the state-of-the-art performance on ImageNet, especially when both the first and last layers are quantized to the low-bit. Code is at \url{https://github.com/zysxmu/FDDA}.

Mingbao Lin, Bohong Chen, Fei Chao et al.

The mainstream approach for filter pruning is usually either to force a hard-coded importance estimation upon a computation-heavy pretrained model to select "important" filters, or to impose a hyperparameter-sensitive sparse constraint on the loss objective to regularize the network training. In this paper, we present a novel filter pruning method, dubbed dynamic-coded filter fusion (DCFF), to derive compact CNNs in a computation-economical and regularization-free manner for efficient image classification. Each filter in our DCFF is firstly given an inter-similarity distribution with a temperature parameter as a filter proxy, on top of which, a fresh Kullback-Leibler divergence based dynamic-coded criterion is proposed to evaluate the filter importance. In contrast to simply keeping high-score filters in other methods, we propose the concept of filter fusion, i.e., the weighted averages using the assigned proxies, as our preserved filters. We obtain a one-hot inter-similarity distribution as the temperature parameter approaches infinity. Thus, the relative importance of each filter can vary along with the training of the compact CNN, leading to dynamically changeable fused filters without both the dependency on the pretrained model and the introduction of sparse constraints. Extensive experiments on classification benchmarks demonstrate the superiority of our DCFF over the compared counterparts. For example, our DCFF derives a compact VGGNet-16 with only 72.77M FLOPs and 1.06M parameters while reaching top-1 accuracy of 93.47% on CIFAR-10. A compact ResNet-50 is obtained with 63.8% FLOPs and 58.6% parameter reductions, retaining 75.60% top-1 accuracy on ILSVRC-2012. Our code, narrower models and training logs are available at https://github.com/lmbxmu/DCFF.

Shaokun Zhang, Xiawu Zheng, Chenyi Yang et al.

Despite superior performance on various natural language processing tasks, pre-trained models such as BERT are challenged by deploying on resource-constraint devices. Most existing model compression approaches require re-compression or fine-tuning across diverse constraints to accommodate various hardware deployments. This practically limits the further application of model compression. Moreover, the ineffective training and searching process of existing elastic compression paradigms[4,27] prevents the direct migration to BERT compression. Motivated by the necessity of efficient inference across various constraints on BERT, we propose a novel approach, YOCO-BERT, to achieve compress once and deploy everywhere. Specifically, we first construct a huge search space with 10^13 architectures, which covers nearly all configurations in BERT model. Then, we propose a novel stochastic nature gradient optimization method to guide the generation of optimal candidate architecture which could keep a balanced trade-off between explorations and exploitation. When a certain resource constraint is given, a lightweight distribution optimization approach is utilized to obtain the optimal network for target deployment without fine-tuning. Compared with state-of-the-art algorithms, YOCO-BERT provides more compact models, yet achieving 2.1%-4.5% average accuracy improvement on the GLUE benchmark. Besides, YOCO-BERT is also more effective, e.g.,the training complexity is O(1)for N different devices. Code is availablehttps://github.com/MAC-AutoML/YOCO-BERT.

Mingbao Lin, Yuxin Zhang, Yuchao Li et al.

Though network pruning receives popularity in reducing the complexity of convolutional neural networks (CNNs), it remains an open issue to concurrently maintain model accuracy as well as achieve significant speedups on general CPUs. In this paper, we propose a novel 1xN pruning pattern to break this limitation. In particular, consecutive N output kernels with the same input channel index are grouped into one block, which serves as a basic pruning granularity of our pruning pattern. Our 1xN pattern prunes these blocks considered unimportant. We also provide a workflow of filter rearrangement that first rearranges the weight matrix in the output channel dimension to derive more influential blocks for accuracy improvements and then applies similar rearrangement to the next-layer weights in the input channel dimension to ensure correct convolutional operations. Moreover, the output computation after our 1xN pruning can be realized via a parallelized block-wise vectorized operation, leading to significant speedups on general CPUs. The efficacy of our pruning pattern is proved with experiments on ILSVRC-2012. For example, given the pruning rate of 50% and N=4, our pattern obtains about 3.0% improvements over filter pruning in the top-1 accuracy of MobileNet-V2. Meanwhile, it obtains 56.04ms inference savings on Cortex-A7 CPU over weight pruning. Our project is made available at https://github.com/lmbxmu/1xN.

Yuxin Zhang, Mingbao Lin, Yunshan Zhong et al.

Network pruning is an effective approach to reduce network complexity with acceptable performance compromise. Existing studies achieve the sparsity of neural networks via time-consuming weight training or complex searching on networks with expanded width, which greatly limits the applications of network pruning. In this paper, we show that high-performing and sparse sub-networks without the involvement of weight training, termed "lottery jackpots", exist in pre-trained models with unexpanded width. Furthermore, we improve the efficiency for searching lottery jackpots from two perspectives. Firstly, we observe that the sparse masks derived from many existing pruning criteria have a high overlap with the searched mask of our lottery jackpot, among which, the magnitude-based pruning results in the most similar mask with ours. Consequently, our searched lottery jackpot removes 90% weights in ResNet-50, while it easily obtains more than 70% top-1 accuracy using only 5 searching epochs on ImageNet. In compliance with this insight, we initialize our sparse mask using the magnitude-based pruning, resulting in at least 3x cost reduction on the lottery jackpot searching while achieving comparable or even better performance. Secondly, we conduct an in-depth analysis of the searching process for lottery jackpots. Our theoretical result suggests that the decrease in training loss during weight searching can be disturbed by the dependency between weights in modern networks. To mitigate this, we propose a novel short restriction method to restrict change of masks that may have potential negative impacts on the training loss. Our code is available at https://github.com/zyxxmu/lottery-jackpots.

Mingbao Lin, Rongrong Ji, Zihan Xu et al.

Binary neural networks (BNNs) have attracted broad research interest due to their efficient storage and computational ability. Nevertheless, a significant challenge of BNNs lies in handling discrete constraints while ensuring bit entropy maximization, which typically makes their weight optimization very difficult. Existing methods relax the learning using the sign function, which simply encodes positive weights into +1s, and -1s otherwise. Alternatively, we formulate an angle alignment objective to constrain the weight binarization to {0,+1} to solve the challenge. In this paper, we show that our weight binarization provides an analytical solution by encoding high-magnitude weights into +1s, and 0s otherwise. Therefore, a high-quality discrete solution is established in a computationally efficient manner without the sign function. We prove that the learned weights of binarized networks roughly follow a Laplacian distribution that does not allow entropy maximization, and further demonstrate that it can be effectively solved by simply removing the $\ell_2$ regularization during network training. Our method, dubbed sign-to-magnitude network binarization (SiMaN), is evaluated on CIFAR-10 and ImageNet, demonstrating its superiority over the sign-based state-of-the-arts. Our source code, experimental settings, training logs and binary models are available at https://github.com/lmbxmu/SiMaN.

Shaojie Li, Mingbao Lin, Yan Wang et al.

Generative Adversarial Networks (GANs) have been widely-used in image translation, but their high computation and storage costs impede the deployment on mobile devices. Prevalent methods for CNN compression cannot be directly applied to GANs due to the peculiarties of GAN tasks and the unstable adversarial training. To solve these, in this paper, we introduce a novel GAN compression method, termed DMAD, by proposing a Differentiable Mask and a co-Attention Distillation. The former searches for a light-weight generator architecture in a training-adaptive manner. To overcome channel inconsistency when pruning the residual connections, an adaptive cross-block group sparsity is further incorporated. The latter simultaneously distills informative attention maps from both the generator and discriminator of a pre-trained model to the searched generator, effectively stabilizing the adversarial training of our light-weight model. Experiments show that DMAD can reduce the Multiply Accumulate Operations (MACs) of CycleGAN by 13x and that of Pix2Pix by 4x while retaining a comparable performance against the full model. Our code can be available at https://github.com/SJLeo/DMAD.

Jialin Liu, Fei Chao, Chih-Min Lin

Data augmentation is one of the most effective approaches for improving the accuracy of modern machine learning models, and it is also indispensable to train a deep model for meta-learning. In this paper, we introduce a task augmentation method by rotating, which increases the number of classes by rotating the original images 90, 180 and 270 degrees, different from traditional augmentation methods which increase the number of images. With a larger amount of classes, we can sample more diverse task instances during training. Therefore, task augmentation by rotating allows us to train a deep network by meta-learning methods with little over-fitting. Experimental results show that our approach is better than the rotation for increasing the number of images and achieves state-of-the-art performance on miniImageNet, CIFAR-FS, and FC100 few-shot learning benchmarks. The code is available on \url{www.github.com/AceChuse/TaskLevelAug}.

Chengqian Ma, Zhengyi Shi, Zhiqiang Lu et al.

Image quality assessment (IQA) represents a pivotal challenge in image-focused technologies, significantly influencing the advancement trajectory of image processing and computer vision. Recently, IQA has witnessed a notable surge in innovative research efforts, driven by the emergence of novel architectural paradigms and sophisticated computational techniques. This survey delivers an extensive analysis of contemporary IQA methodologies, organized according to their application scenarios, serving as a beneficial reference for both beginners and experienced researchers. We analyze the advantages and limitations of current approaches and suggest potential future research pathways. The survey encompasses both general and specific IQA methodologies, including conventional statistical measures, machine learning techniques, and cutting-edge deep learning models such as convolutional neural networks (CNNs) and Transformer models. The analysis within this survey highlights the necessity for distortion-specific IQA methods tailored to various application scenarios, emphasizing the significance of practicality, interpretability, and ease of implementation in future developments.

Yuexiao Ma, Huixia Li, Xiawu Zheng et al.

The significant resource requirements associated with Large-scale Language Models (LLMs) have generated considerable interest in the development of techniques aimed at compressing and accelerating neural networks. Among these techniques, Post-Training Quantization (PTQ) has emerged as a subject of considerable interest due to its noteworthy compression efficiency and cost-effectiveness in the context of training. Existing PTQ methods for LLMs limit the optimization scope to scaling transformations between pre- and post-quantization weights. In this paper, we advocate for the direct optimization using equivalent Affine transformations in PTQ (AffineQuant). This approach extends the optimization scope and thus significantly minimizing quantization errors. Additionally, by employing the corresponding inverse matrix, we can ensure equivalence between the pre- and post-quantization outputs of PTQ, thereby maintaining its efficiency and generalization capabilities. To ensure the invertibility of the transformation during optimization, we further introduce a gradual mask optimization method. This method initially focuses on optimizing the diagonal elements and gradually extends to the other elements. Such an approach aligns with the Levy-Desplanques theorem, theoretically ensuring invertibility of the transformation. As a result, significant performance improvements are evident across different LLMs on diverse datasets. To illustrate, we attain a C4 perplexity of 15.76 (2.26 lower vs 18.02 in OmniQuant) on the LLaMA2-7B model of W4A4 quantization without overhead. On zero-shot tasks, AffineQuant achieves an average of 58.61 accuracy (1.98 lower vs 56.63 in OmniQuant) when using 4/4-bit quantization for LLaMA-30B, which setting a new state-of-the-art benchmark for PTQ in LLMs.

Tianshuo Xu, Lijiang Li, Peng Mi et al.

PSNR-oriented models are a critical class of super-resolution models with applications across various fields. However, these models tend to generate over-smoothed images, a problem that has been analyzed previously from the perspectives of models or loss functions, but without taking into account the impact of data properties. In this paper, we present a novel phenomenon that we term the center-oriented optimization (COO) problem, where a model's output converges towards the center point of similar high-resolution images, rather than towards the ground truth. We demonstrate that the strength of this problem is related to the uncertainty of data, which we quantify using entropy. We prove that as the entropy of high-resolution images increases, their center point will move further away from the clean image distribution, and the model will generate over-smoothed images. Implicitly optimizing the COO problem, perceptual-driven approaches such as perceptual loss, model structure optimization, or GAN-based methods can be viewed. We propose an explicit solution to the COO problem, called Detail Enhanced Contrastive Loss (DECLoss). DECLoss utilizes the clustering property of contrastive learning to directly reduce the variance of the potential high-resolution distribution and thereby decrease the entropy. We evaluate DECLoss on multiple super-resolution benchmarks and demonstrate that it improves the perceptual quality of PSNR-oriented models. Moreover, when applied to GAN-based methods, such as RaGAN, DECLoss helps to achieve state-of-the-art performance, such as 0.093 LPIPS with 24.51 PSNR on 4x downsampled Urban100, validating the effectiveness and generalization of our approach.

Xingen Gao, Fei Chao, Changle Zhou et al.

On error of value function inevitably causes an overestimation phenomenon and has a negative impact on the convergence of the algorithms. To mitigate the negative effects of the approximation error, we propose Error Controlled Actor-critic which ensures confining the approximation error in value function. We present an analysis of how the approximation error can hinder the optimization process of actor-critic methods.Then, we derive an upper boundary of the approximation error of Q function approximator and find that the error can be lowered by restricting on the KL-divergence between every two consecutive policies when training the policy. The results of experiments on a range of continuous control tasks demonstrate that the proposed actor-critic algorithm apparently reduces the approximation error and significantly outperforms other model-free RL algorithms.

Yuchao Li, Shaohui Lin, Jianzhuang Liu et al.

Channel pruning and tensor decomposition have received extensive attention in convolutional neural network compression. However, these two techniques are traditionally deployed in an isolated manner, leading to significant accuracy drop when pursuing high compression rates. In this paper, we propose a Collaborative Compression (CC) scheme, which joints channel pruning and tensor decomposition to compress CNN models by simultaneously learning the model sparsity and low-rankness. Specifically, we first investigate the compression sensitivity of each layer in the network, and then propose a Global Compression Rate Optimization that transforms the decision problem of compression rate into an optimization problem. After that, we propose multi-step heuristic compression to remove redundant compression units step-by-step, which fully considers the effect of the remaining compression space (i.e., unremoved compression units). Our method demonstrates superior performance gains over previous ones on various datasets and backbone architectures. For example, we achieve 52.9% FLOPs reduction by removing 48.4% parameters on ResNet-50 with only a Top-1 accuracy drop of 0.56% on ImageNet 2012.

Noe Elisa, Longzhi Yang, Fei Chao et al.

Electronic government (e-government) uses information and communication technologies to deliver public services to individuals and organisations effectively, efficiently and transparently. E-government is one of the most complex systems which needs to be distributed, secured and privacy-preserved, and the failure of these can be very costly both economically and socially. Most of the existing e-government systems such as websites and electronic identity management systems (eIDs) are centralized at duplicated servers and databases. A centralized management and validation system may suffer from a single point of failure and make the system a target to cyber attacks such as malware, denial of service attacks (DoS), and distributed denial of service attacks (DDoS). The blockchain technology enables the implementation of highly secure and privacy-preserving decentralized systems where transactions are not under the control of any third party organizations. Using the blockchain technology, exiting data and new data are stored in a sealed compartment of blocks (i.e., ledger) distributed across the network in a verifiable and immutable way. Information security and privacy are enhanced by the blockchain technology in which data are encrypted and distributed across the entire network. This paper proposes a framework of a decentralized e-government peer-to-peer (p2p) system using the blockchain technology, which can ensure both information security and privacy while simultaneously increasing the trust of the public sectors. In addition, a prototype of the proposed system is presented, with the support of a theoretical and qualitative analysis of the security and privacy implications of such system.

Jialin Liu, Fei Chao, Longzhi Yang et al.

Meta-learning has been widely used for implementing few-shot learning and fast model adaptation. One kind of meta-learning methods attempt to learn how to control the gradient descent process in order to make the gradient-based learning have high speed and generalization. This work proposes a method that controls the gradient descent process of the model parameters of a neural network by limiting the model parameters in a low-dimensional latent space. The main challenge of this idea is that a decoder with too many parameters is required. This work designs a decoder with typical structure and shares a part of weights in the decoder to reduce the number of the required parameters. Besides, this work has introduced ensemble learning to work with the proposed approach for improving performance. The results show that the proposed approach is witnessed by the superior performance over the Omniglot classification and the miniImageNet classification tasks.

Jialin Liu, Fei Chao, Yu-Chen Lin et al.

Financial markets have a vital role in the development of modern society. They allow the deployment of economic resources. Changes in stock prices reflect changes in the market. In this study, we focus on predicting stock prices by deep learning model. This is a challenge task, because there is much noise and uncertainty in information that is related to stock prices. So this work uses sparse autoencoders with one-dimension (1-D) residual convolutional networks which is a deep learning model, to de-noise the data. Long-short term memory (LSTM) is then used to predict the stock price. The prices, indices and macroeconomic variables in past are the features used to predict the next day's price. Experiment results show that 1-D residual convolutional networks can de-noise data and extract deep features better than a model that combines wavelet transforms (WT) and stacked autoencoders (SAEs). In addition, we compare the performances of model with two different forecast targets of stock price: absolute stock price and price rate of change. The results show that predicting stock price through price rate of change is better than predicting absolute prices directly.

Jialin Liu, Chih-Min Lin, Fei Chao

Market economy closely connects aspects to all walks of life. The stock forecast is one of task among studies on the market economy. However, information on markets economy contains a lot of noise and uncertainties, which lead economy forecasting to become a challenging task. Ensemble learning and deep learning are the most methods to solve the stock forecast task. In this paper, we present a model combining the advantages of two methods to forecast the change of stock price. The proposed method combines CNN and GBoost. The experimental results on six market indexes show that the proposed method has better performance against current popular methods.