Qi Tang

Xinxi Chen, Li Wang, Wei Wu et al.

Hallucination is a key roadblock for applications of Large Language Models (LLMs), particularly for enterprise applications that are sensitive to information accuracy. To address this issue, two general approaches have been explored: Retrieval-Augmented Generation (RAG) to supply LLMs with updated information as context, and fine-tuning the LLMs with new information and desired output styles. In this paper, we propose Honest AI: a novel strategy to fine-tune "small" language models to say "I don't know" to reduce hallucination, along with several alternative RAG approaches. The solution ranked 1st in Task 2 for the false premise question. The alternative approaches include using RAG with search engine and knowledge graph results, fine-tuning base LLMs with new information and combinations of both approaches. Although all approaches improve the performance of the LLMs, RAG alone does not significantly improve the performance and fine-tuning is needed for better results. Finally, the hybrid approach achieved the highest score in the CRAG benchmark. In addition, our approach emphasizes the use of relatively small models with fewer than 10 billion parameters, promoting resource efficiency.

Qi Tang, Tongmei Fan, Ruchen Shi et al.

In order to further overcome the difficulties of the existing models in dealing with the non-stationary and nonlinear characteristics of high-frequency financial time series data, especially its weak generalization ability, this paper proposes an ensemble method based on data denoising methods, including the wavelet transform (WT) and singular spectrum analysis (SSA), and long-term short-term memory neural network (LSTM) to build a data prediction model, The financial time series is decomposed and reconstructed by WT and SSA to denoise. Under the condition of denoising, the smooth sequence with effective information is reconstructed. The smoothing sequence is introduced into LSTM and the predicted value is obtained. With the Dow Jones industrial average index (DJIA) as the research object, the closing price of the DJIA every five minutes is divided into short-term (1 hour), medium-term (3 hours) and long-term (6 hours) respectively. . Based on root mean square error (RMSE), mean absolute error (MAE), mean absolute percentage error (MAPE) and absolute percentage error standard deviation (SDAPE), the experimental results show that in the short-term, medium-term and long-term, data denoising can greatly improve the accuracy and stability of the prediction, and can effectively improve the generalization ability of LSTM prediction model. As WT and SSA can extract useful information from the original sequence and avoid overfitting, the hybrid model can better grasp the sequence pattern of the closing price of the DJIA. And the WT-LSTM model is better than the benchmark LSTM model and SSA-LSTM model.