Valentin Hofmann

Leonie Weissweiler, Valentin Hofmann, Anjali Kantharuban et al. · cmu, oxford

Large language models (LLMs) have recently reached an impressive level of linguistic capability, prompting comparisons with human language skills. However, there have been relatively few systematic inquiries into the linguistic capabilities of the latest generation of LLMs, and those studies that do exist (i) ignore the remarkable ability of humans to generalize, (ii) focus only on English, and (iii) investigate syntax or semantics and overlook other capabilities that lie at the heart of human language, like morphology. Here, we close these gaps by conducting the first rigorous analysis of the morphological capabilities of ChatGPT in four typologically varied languages (specifically, English, German, Tamil, and Turkish). We apply a version of Berko's (1958) wug test to ChatGPT, using novel, uncontaminated datasets for the four examined languages. We find that ChatGPT massively underperforms purpose-built systems, particularly in English. Overall, our results -- through the lens of morphology -- cast a new light on the linguistic capabilities of ChatGPT, suggesting that claims of human-like language skills are premature and misleading.

Leonie Weissweiler, Valentin Hofmann, Abdullatif Köksal et al. · oxford

Construction Grammar (CxG) is a paradigm from cognitive linguistics emphasising the connection between syntax and semantics. Rather than rules that operate on lexical items, it posits constructions as the central building blocks of language, i.e., linguistic units of different granularity that combine syntax and semantics. As a first step towards assessing the compatibility of CxG with the syntactic and semantic knowledge demonstrated by state-of-the-art pretrained language models (PLMs), we present an investigation of their capability to classify and understand one of the most commonly studied constructions, the English comparative correlative (CC). We conduct experiments examining the classification accuracy of a syntactic probe on the one hand and the models' behaviour in a semantic application task on the other, with BERT, RoBERTa, and DeBERTa as the example PLMs. Our results show that all three investigated PLMs are able to recognise the structure of the CC but fail to use its meaning. While human-like performance of PLMs on many NLP tasks has been alleged, this indicates that PLMs still suffer from substantial shortcomings in central domains of linguistic knowledge.

Valentin Hofmann, Goran Glavaš, Nikola Ljubešić et al. · oxford

While pretrained language models (PLMs) have been shown to possess a plethora of linguistic knowledge, the existing body of research has largely neglected extralinguistic knowledge, which is generally difficult to obtain by pretraining on text alone. Here, we contribute to closing this gap by examining geolinguistic knowledge, i.e., knowledge about geographic variation in language. We introduce geoadaptation, an intermediate training step that couples language modeling with geolocation prediction in a multi-task learning setup. We geoadapt four PLMs, covering language groups from three geographic areas, and evaluate them on five different tasks: fine-tuned (i.e., supervised) geolocation prediction, zero-shot (i.e., unsupervised) geolocation prediction, fine-tuned language identification, zero-shot language identification, and zero-shot prediction of dialect features. Geoadaptation is very successful at injecting geolinguistic knowledge into the PLMs: the geoadapted PLMs consistently outperform PLMs adapted using only language modeling (by especially wide margins on zero-shot prediction tasks), and we obtain new state-of-the-art results on two benchmarks for geolocation prediction and language identification. Furthermore, we show that the effectiveness of geoadaptation stems from its ability to geographically retrofit the representation space of the PLMs.

Valentin Hofmann, Janet B. Pierrehumbert, Hinrich Schütze · oxford

We propose a fully unsupervised method to detect bias in contextualized embeddings. The method leverages the assortative information latently encoded by social networks and combines orthogonality regularization, structured sparsity learning, and graph neural networks to find the embedding subspace capturing this information. As a concrete example, we focus on the phenomenon of ideological bias: we introduce the concept of an ideological subspace, show how it can be found by applying our method to online discussion forums, and present techniques to probe it. Our experiments suggest that the ideological subspace encodes abstract evaluative semantics and reflects changes in the political left-right spectrum during the presidency of Donald Trump.

Luca Soldaini, Rodney Kinney, Akshita Bhagia et al. · allen-ai, cmu

Information about pretraining corpora used to train the current best-performing language models is seldom discussed: commercial models rarely detail their data, and even open models are often released without accompanying training data or recipes to reproduce them. As a result, it is challenging to conduct and advance scientific research on language modeling, such as understanding how training data impacts model capabilities and limitations. To facilitate scientific research on language model pretraining, we curate and release Dolma, a three-trillion-token English corpus, built from a diverse mixture of web content, scientific papers, code, public-domain books, social media, and encyclopedic materials. We extensively document Dolma, including its design principles, details about its construction, and a summary of its contents. We present analyses and experimental results on intermediate states of Dolma to share what we have learned about important data curation practices. Finally, we open-source our data curation toolkit to enable reproduction of our work as well as support further research in large-scale data curation.

Fangru Lin, Valentin Hofmann, Xingchen Wan et al.

Large language models (LLMs) are trained and tested extensively on symbolic representations such as code and graphs, yet real-world user tasks are often specified in natural language. To what extent can LLMs generalize across these representations? Here, we approach this question by studying isomorphic tasks involving procedures represented in code, graphs, and natural language (e.g., scheduling steps in planning). We find that training LLMs with popular post-training methods on graphs or code data alone does not reliably generalize to corresponding natural language tasks, while training solely on natural language can lead to inefficient performance gains. To address this gap, we propose a two-stage data curriculum that first trains on symbolic, then natural language data. The curriculum substantially improves model performance across model families and tasks. Remarkably, a 1.5B Qwen model trained by our method can closely match zero-shot GPT-4o in naturalistic planning. Finally, our analysis suggests that successful cross-representation generalization can be interpreted as a form of generative analogy, which our curriculum effectively encourages.

Andrew M. Bean, Ryan Othniel Kearns, Angelika Romanou et al.

Evaluating large language models (LLMs) is crucial for both assessing their capabilities and identifying safety or robustness issues prior to deployment. Reliably measuring abstract and complex phenomena such as 'safety' and 'robustness' requires strong construct validity, that is, having measures that represent what matters to the phenomenon. With a team of 29 expert reviewers, we conduct a systematic review of 445 LLM benchmarks from leading conferences in natural language processing and machine learning. Across the reviewed articles, we find patterns related to the measured phenomena, tasks, and scoring metrics which undermine the validity of the resulting claims. To address these shortcomings, we provide eight key recommendations and detailed actionable guidance to researchers and practitioners in developing LLM benchmarks.

Fangru Lin, Emanuele La Malfa, Valentin Hofmann et al. · oxford

Planning is a fundamental property of human intelligence. Reasoning about asynchronous plans is challenging since it requires sequential and parallel planning to optimize time costs. Can large language models (LLMs) succeed at this task? Here, we present the first large-scale study investigating this question. We find that a representative set of closed and open-source LLMs, including GPT-4 and LLaMA-2, behave poorly when not supplied with illustrations about the task-solving process in our benchmark AsyncHow. We propose a novel technique called Plan Like a Graph (PLaG) that combines graphs with natural language prompts and achieves state-of-the-art results. We show that although PLaG can boost model performance, LLMs still suffer from drastic degradation when task complexity increases, highlighting the limits of utilizing LLMs for simulating digital devices. We see our study as an exciting step towards using LLMs as efficient autonomous agents. Our code and data are available at https://github.com/fangru-lin/graph-llm-asynchow-plan.

Manuel Tonneau, Neil K. R. Seghal, Niyati Malhotra et al.

Demographic probing is widely used to study how large language models (LLMs) adapt their behavior to signaled demographic attributes. This approach typically uses a single demographic cue in isolation (e.g., a name or dialect) as a signal for group membership, implicitly assuming strong construct validity: that such cues are interchangeable operationalizations of the same underlying, demographically conditioned behavior. We test this assumption in realistic advice-seeking interactions, focusing on race and gender in a U.S. context. We find that cues intended to represent the same demographic group induce only partially overlapping changes in model behavior, while differentiation between groups within a given cue is weak and uneven. Consequently, estimated disparities are unstable, with both magnitude and direction varying across cues. We further show that these inconsistencies partly arise from variation in how strongly cues encode demographic attributes and from linguistic confounders that independently shape model behavior. Together, our findings suggest that demographic probing lacks construct validity: it does not yield a single, stable characterization of how LLMs condition on demographic information, which may reflect a misspecified or fragmented construct. We conclude by recommending the use of multiple, ecologically valid cues and explicit control of confounders to support more defensible claims about demographic effects in LLMs.

Paul Röttger, Valentin Hofmann, Valentina Pyatkin et al. · allen-ai, oxford

Much recent work seeks to evaluate values and opinions in large language models (LLMs) using multiple-choice surveys and questionnaires. Most of this work is motivated by concerns around real-world LLM applications. For example, politically-biased LLMs may subtly influence society when they are used by millions of people. Such real-world concerns, however, stand in stark contrast to the artificiality of current evaluations: real users do not typically ask LLMs survey questions. Motivated by this discrepancy, we challenge the prevailing constrained evaluation paradigm for values and opinions in LLMs and explore more realistic unconstrained evaluations. As a case study, we focus on the popular Political Compass Test (PCT). In a systematic review, we find that most prior work using the PCT forces models to comply with the PCT's multiple-choice format. We show that models give substantively different answers when not forced; that answers change depending on how models are forced; and that answers lack paraphrase robustness. Then, we demonstrate that models give different answers yet again in a more realistic open-ended answer setting. We distill these findings into recommendations and open challenges in evaluating values and opinions in LLMs.

Valentin Hofmann, Pratyusha Ria Kalluri, Dan Jurafsky et al.

Hundreds of millions of people now interact with language models, with uses ranging from serving as a writing aid to informing hiring decisions. Yet these language models are known to perpetuate systematic racial prejudices, making their judgments biased in problematic ways about groups like African Americans. While prior research has focused on overt racism in language models, social scientists have argued that racism with a more subtle character has developed over time. It is unknown whether this covert racism manifests in language models. Here, we demonstrate that language models embody covert racism in the form of dialect prejudice: we extend research showing that Americans hold raciolinguistic stereotypes about speakers of African American English and find that language models have the same prejudice, exhibiting covert stereotypes that are more negative than any human stereotypes about African Americans ever experimentally recorded, although closest to the ones from before the civil rights movement. By contrast, the language models' overt stereotypes about African Americans are much more positive. We demonstrate that dialect prejudice has the potential for harmful consequences by asking language models to make hypothetical decisions about people, based only on how they speak. Language models are more likely to suggest that speakers of African American English be assigned less prestigious jobs, be convicted of crimes, and be sentenced to death. Finally, we show that existing methods for alleviating racial bias in language models such as human feedback training do not mitigate the dialect prejudice, but can exacerbate the discrepancy between covert and overt stereotypes, by teaching language models to superficially conceal the racism that they maintain on a deeper level. Our findings have far-reaching implications for the fair and safe employment of language technology.

Ian Magnusson, Akshita Bhagia, Valentin Hofmann et al. · allen-ai, cmu

Evaluations of language models (LMs) commonly report perplexity on monolithic data held out from training. Implicitly or explicitly, this data is composed of domains--varying distributions of language. We introduce Perplexity Analysis for Language Model Assessment (Paloma), a benchmark to measure LM fit to 546 English and code domains, instead of assuming perplexity on one distribution extrapolates to others. We include two new datasets of the top 100 subreddits (e.g., r/depression on Reddit) and programming languages (e.g., Java on GitHub), both sources common in contemporary LMs. With our benchmark, we release 6 baseline 1B LMs carefully controlled to provide fair comparisons about which pretraining corpus is best and code for others to apply those controls to their own experiments. Our case studies demonstrate how the fine-grained results from Paloma surface findings such as that models pretrained without data beyond Common Crawl exhibit anomalous gaps in LM fit to many domains or that loss is dominated by the most frequently occurring strings in the vocabulary.

Paul Röttger, Musashi Hinck, Valentin Hofmann et al. · allen-ai

Large language models (LLMs) are helping millions of users write texts about diverse issues, and in doing so expose users to different ideas and perspectives. This creates concerns about issue bias, where an LLM tends to present just one perspective on a given issue, which in turn may influence how users think about this issue. So far, it has not been possible to measure which issue biases LLMs manifest in real user interactions, making it difficult to address the risks from biased LLMs. Therefore, we create IssueBench: a set of 2.49m realistic English-language prompts to measure issue bias in LLM writing assistance, which we construct based on 3.9k templates (e.g. "write a blog about") and 212 political issues (e.g. "AI regulation") from real user interactions. Using IssueBench, we show that issue biases are common and persistent in 10 state-of-the-art LLMs. We also show that biases are very similar across models, and that all models align more with US Democrat than Republican voter opinion on a subset of issues. IssueBench can easily be adapted to include other issues, templates, or tasks. By enabling robust and realistic measurement, we hope that IssueBench can bring a new quality of evidence to ongoing discussions about LLM biases and how to address them.

Valentin Hofmann, David Heineman, Ian Magnusson et al. · allen-ai, cmu

Language model (LM) benchmarking faces several challenges: comprehensive evaluations are costly, benchmarks often fail to measure the intended capabilities, and evaluation quality can degrade due to labeling errors and benchmark saturation. Although various strategies have been proposed to mitigate these issues, they tend to address individual aspects in isolation, neglecting broader questions about overall evaluation quality. Here, we introduce Fluid Benchmarking, a new evaluation approach that advances LM benchmarking across multiple dimensions. Inspired by psychometrics, Fluid Benchmarking is based on the insight that the relative value of benchmark items depends on an LM's capability level, suggesting that evaluation should adapt to each LM. Methodologically, Fluid Benchmarking estimates an item response model based on existing LM evaluation results and uses the inferred quantities to select evaluation items dynamically, similar to computerized adaptive testing in education. In our experiments, we compare Fluid Benchmarking against the common practice of random item sampling as well as more sophisticated baselines, including alternative methods grounded in item response theory. We examine four dimensions -- efficiency, validity, variance, and saturation -- and find that Fluid Benchmarking achieves superior performance in all of them (e.g., higher validity and less variance on MMLU with fifty times fewer items). Our analysis shows that the two components of Fluid Benchmarking have distinct effects: item response theory, used to map performance into a latent ability space, increases validity, while dynamic item selection reduces variance. Overall, our results suggest that LM benchmarking can be substantially improved by moving beyond static evaluation.

Lihao Sun, Chengzhi Mao, Valentin Hofmann et al.

Although value-aligned language models (LMs) appear unbiased in explicit bias evaluations, they often exhibit stereotypes in implicit word association tasks, raising concerns about their fair usage. We investigate the mechanisms behind this discrepancy and find that alignment surprisingly amplifies implicit bias in model outputs. Specifically, we show that aligned LMs, unlike their unaligned counterparts, overlook racial concepts in early internal representations when the context is ambiguous. Not representing race likely fails to activate safety guardrails, leading to unintended biases. Inspired by this insight, we propose a new bias mitigation strategy that works by incentivizing the representation of racial concepts in the early model layers. In contrast to conventional mitigation methods of machine unlearning, our interventions find that steering the model to be more aware of racial concepts effectively mitigates implicit bias. Similar to race blindness in humans, ignoring racial nuances can inadvertently perpetuate subtle biases in LMs.

Fangru Lin, Shaoguang Mao, Emanuele La Malfa et al. · oxford

Language is not monolithic. While benchmarks, including those designed for multiple languages, are often used as proxies to evaluate the performance of Large Language Models (LLMs), they tend to overlook the nuances of within-language variation and thus fail to model the experience of speakers of non-standard dialects. Focusing on African American Vernacular English (AAVE), we present the first study aimed at objectively assessing the fairness and robustness of LLMs in handling dialects across canonical reasoning tasks, including algorithm, math, logic, and integrated reasoning. We introduce ReDial (Reasoning with Dialect Queries), a benchmark containing 1.2K+ parallel query pairs in Standardized English and AAVE. We hire AAVE speakers, including experts with computer science backgrounds, to rewrite seven popular benchmarks, such as HumanEval and GSM8K. With ReDial, we evaluate widely used LLMs, including GPT, Claude, Llama, Mistral, and the Phi model families. Our findings reveal that almost all of these widely used models show significant brittleness and unfairness to queries in AAVE. Our work establishes a systematic and objective framework for analyzing LLM bias in dialectal queries. Moreover, it highlights how mainstream LLMs provide unfair service to dialect speakers in reasoning tasks, laying a critical foundation for future research.

David Heineman, Valentin Hofmann, Ian Magnusson et al. · allen-ai, uw

Developing large language models is expensive and involves making decisions with small experiments, typically by evaluating on large, multi-task evaluation suites. In this work, we analyze specific properties which make a benchmark more reliable for such decisions, and interventions to design higher-quality evaluation benchmarks. We introduce two key metrics that show differences in current benchmarks: signal, a benchmark's ability to separate better models from worse models, and noise, a benchmark's sensitivity to random variability between training steps. We demonstrate that benchmarks with a better signal-to-noise ratio are more reliable when making decisions at small scale, and those with less noise have lower scaling law prediction error. These results suggest that improving signal or noise will lead to more useful benchmarks, so we introduce three interventions designed to directly affect signal or noise. For example, we propose that switching to a metric that has better signal and noise (e.g., perplexity rather than accuracy) leads to better reliability and improved scaling law error. We also find that filtering noisy subtasks, to improve an aggregate signal-to-noise ratio, leads to more reliable multi-task evaluations. We also find that averaging the output of a model's intermediate checkpoints to reduce noise leads to consistent improvements. We conclude by recommending that those creating new benchmarks, or selecting which existing benchmarks to use, aim for high signal and low noise. We use 30 benchmarks for these experiments, and 375 open-weight language models from 60M to 32B parameters, resulting in a new, publicly available dataset of 900K evaluation benchmark results, totaling 200M instances.

Valentin Hofmann, Leonie Weissweiler, David Mortensen et al. · cmu, oxford

What mechanisms underlie linguistic generalization in large language models (LLMs)? This question has attracted considerable attention, with most studies analyzing the extent to which the language skills of LLMs resemble rules. As of yet, it is not known whether linguistic generalization in LLMs could equally well be explained as the result of analogical processes, which can be formalized as similarity operations on stored exemplars. A key shortcoming of prior research is its focus on linguistic phenomena with a high degree of regularity, for which rule-based and analogical approaches make the same predictions. Here, we instead examine derivational morphology, specifically English adjective nominalization, which displays notable variability. We introduce a new method for investigating linguistic generalization in LLMs: focusing on GPT-J, we fit cognitive models that instantiate rule-based and analogical learning to the LLM training data and compare their predictions on a set of nonce adjectives with those of the LLM, allowing us to draw direct conclusions regarding underlying mechanisms. As expected, rule-based and analogical models explain the predictions of GPT-J equally well for adjectives with regular nominalization patterns. However, for adjectives with variable nominalization patterns, the analogical model provides a much better match. Furthermore, GPT-J's behavior is sensitive to the individual word frequencies, even for regular forms, a behavior that is consistent with an analogical account of regular forms but not a rule-based one. These findings refute the hypothesis that GPT-J's linguistic generalization on adjective nominalization involves rules, suggesting similarity operations on stored exemplars as the underlying mechanism. Overall, our study suggests that analogical processes play a bigger role in the linguistic generalization of LLMs than previously thought.

Minh Duc Bui, Carolin Holtermann, Valentin Hofmann et al.

Dialects represent a significant component of human culture and are found across all regions of the world. In Germany, more than 40% of the population speaks a regional dialect (Adler and Hansen, 2022). However, despite cultural importance, individuals speaking dialects often face negative societal stereotypes. We examine whether such stereotypes are mirrored by large language models (LLMs). We draw on the sociolinguistic literature on dialect perception to analyze traits commonly associated with dialect speakers. Based on these traits, we assess the dialect naming bias and dialect usage bias expressed by LLMs in two tasks: an association task and a decision task. To assess a model's dialect usage bias, we construct a novel evaluation corpus that pairs sentences from seven regional German dialects (e.g., Alemannic and Bavarian) with their standard German counterparts. We find that: (1) in the association task, all evaluated LLMs exhibit significant dialect naming and dialect usage bias against German dialect speakers, reflected in negative adjective associations; (2) all models reproduce these dialect naming and dialect usage biases in their decision making; and (3) contrary to prior work showing minimal bias with explicit demographic mentions, we find that explicitly labeling linguistic demographics--German dialect speakers--amplifies bias more than implicit cues like dialect usage.

Valentin Hofmann, Xiaowen Dong, Janet B. Pierrehumbert et al.

The increasing polarization of online political discourse calls for computational tools that automatically detect and monitor ideological divides in social media. We introduce a minimally supervised method that leverages the network structure of online discussion forums, specifically Reddit, to detect polarized concepts. We model polarization along the dimensions of salience and framing, drawing upon insights from moral psychology. Our architecture combines graph neural networks with structured sparsity learning and results in representations for concepts and subreddits that capture temporal ideological dynamics such as right-wing and left-wing radicalization.

Valentin Hofmann, Janet B. Pierrehumbert, Hinrich Schütze

How does the input segmentation of pretrained language models (PLMs) affect their interpretations of complex words? We present the first study investigating this question, taking BERT as the example PLM and focusing on its semantic representations of English derivatives. We show that PLMs can be interpreted as serial dual-route models, i.e., the meanings of complex words are either stored or else need to be computed from the subwords, which implies that maximally meaningful input tokens should allow for the best generalization on new words. This hypothesis is confirmed by a series of semantic probing tasks on which DelBERT (Derivation leveraging BERT), a model with derivational input segmentation, substantially outperforms BERT with WordPiece segmentation. Our results suggest that the generalization capabilities of PLMs could be further improved if a morphologically-informed vocabulary of input tokens were used.

Valentin Hofmann, Janet B. Pierrehumbert, Hinrich Schütze

Static word embeddings that represent words by a single vector cannot capture the variability of word meaning in different linguistic and extralinguistic contexts. Building on prior work on contextualized and dynamic word embeddings, we introduce dynamic contextualized word embeddings that represent words as a function of both linguistic and extralinguistic context. Based on a pretrained language model (PLM), dynamic contextualized word embeddings model time and social space jointly, which makes them attractive for a range of NLP tasks involving semantic variability. We highlight potential application scenarios by means of qualitative and quantitative analyses on four English datasets.

Valentin Hofmann, Janet B. Pierrehumbert, Hinrich Schütze

Can pretrained language models (PLMs) generate derivationally complex words? We present the first study investigating this question, taking BERT as the example PLM. We examine BERT's derivational capabilities in different settings, ranging from using the unmodified pretrained model to full finetuning. Our best model, DagoBERT (Derivationally and generatively optimized BERT), clearly outperforms the previous state of the art in derivation generation (DG). Furthermore, our experiments show that the input segmentation crucially impacts BERT's derivational knowledge, suggesting that the performance of PLMs could be further improved if a morphologically informed vocabulary of units were used.