Hai Jin

Shengshan Hu, Junwei Zhang, Wei Liu et al.

Point cloud completion, as the upstream procedure of 3D recognition and segmentation, has become an essential part of many tasks such as navigation and scene understanding. While various point cloud completion models have demonstrated their powerful capabilities, their robustness against adversarial attacks, which have been proven to be fatally malicious towards deep neural networks, remains unknown. In addition, existing attack approaches towards point cloud classifiers cannot be applied to the completion models due to different output forms and attack purposes. In order to evaluate the robustness of the completion models, we propose PointCA, the first adversarial attack against 3D point cloud completion models. PointCA can generate adversarial point clouds that maintain high similarity with the original ones, while being completed as another object with totally different semantic information. Specifically, we minimize the representation discrepancy between the adversarial example and the target point set to jointly explore the adversarial point clouds in the geometry space and the feature space. Furthermore, to launch a stealthier attack, we innovatively employ the neighbourhood density information to tailor the perturbation constraint, leading to geometry-aware and distribution-adaptive modifications for each point. Extensive experiments against different premier point cloud completion networks show that PointCA can cause a performance degradation from 77.9% to 16.7%, with the structure chamfer distance kept below 0.01. We conclude that existing completion models are severely vulnerable to adversarial examples, and state-of-the-art defenses for point cloud classification will be partially invalid when applied to incomplete and uneven point cloud data.

Xiaogeng Liu, Minghui Li, Haoyu Wang et al.

Deep neural networks are proven to be vulnerable to backdoor attacks. Detecting the trigger samples during the inference stage, i.e., the test-time trigger sample detection, can prevent the backdoor from being triggered. However, existing detection methods often require the defenders to have high accessibility to victim models, extra clean data, or knowledge about the appearance of backdoor triggers, limiting their practicality. In this paper, we propose the test-time corruption robustness consistency evaluation (TeCo), a novel test-time trigger sample detection method that only needs the hard-label outputs of the victim models without any extra information. Our journey begins with the intriguing observation that the backdoor-infected models have similar performance across different image corruptions for the clean images, but perform discrepantly for the trigger samples. Based on this phenomenon, we design TeCo to evaluate test-time robustness consistency by calculating the deviation of severity that leads to predictions' transition across different corruptions. Extensive experiments demonstrate that compared with state-of-the-art defenses, which even require either certain information about the trigger types or accessibility of clean data, TeCo outperforms them on different backdoor attacks, datasets, and model architectures, enjoying a higher AUROC by 10% and 5 times of stability.

Ziqi Zhou, Shengshan Hu, Ruizhi Zhao et al.

Self-supervised learning usually uses a large amount of unlabeled data to pre-train an encoder which can be used as a general-purpose feature extractor, such that downstream users only need to perform fine-tuning operations to enjoy the benefit of "large model". Despite this promising prospect, the security of pre-trained encoder has not been thoroughly investigated yet, especially when the pre-trained encoder is publicly available for commercial use. In this paper, we propose AdvEncoder, the first framework for generating downstream-agnostic universal adversarial examples based on the pre-trained encoder. AdvEncoder aims to construct a universal adversarial perturbation or patch for a set of natural images that can fool all the downstream tasks inheriting the victim pre-trained encoder. Unlike traditional adversarial example works, the pre-trained encoder only outputs feature vectors rather than classification labels. Therefore, we first exploit the high frequency component information of the image to guide the generation of adversarial examples. Then we design a generative attack framework to construct adversarial perturbations/patches by learning the distribution of the attack surrogate dataset to improve their attack success rates and transferability. Our results show that an attacker can successfully attack downstream tasks without knowing either the pre-training dataset or the downstream dataset. We also tailor four defenses for pre-trained encoders, the results of which further prove the attack ability of AdvEncoder.

Shengshan Hu, Xiaogeng Liu, Yechao Zhang et al.

While deep face recognition (FR) systems have shown amazing performance in identification and verification, they also arouse privacy concerns for their excessive surveillance on users, especially for public face images widely spread on social networks. Recently, some studies adopt adversarial examples to protect photos from being identified by unauthorized face recognition systems. However, existing methods of generating adversarial face images suffer from many limitations, such as awkward visual, white-box setting, weak transferability, making them difficult to be applied to protect face privacy in reality. In this paper, we propose adversarial makeup transfer GAN (AMT-GAN), a novel face protection method aiming at constructing adversarial face images that preserve stronger black-box transferability and better visual quality simultaneously. AMT-GAN leverages generative adversarial networks (GAN) to synthesize adversarial face images with makeup transferred from reference images. In particular, we introduce a new regularization module along with a joint training strategy to reconcile the conflicts between the adversarial noises and the cycle consistence loss in makeup transfer, achieving a desirable balance between the attack strength and visual changes. Extensive experiments verify that compared with state of the arts, AMT-GAN can not only preserve a comfortable visual quality, but also achieve a higher attack success rate over commercial FR APIs, including Face++, Aliyun, and Microsoft.

Ziqi Zhou, Shengshan Hu, Minghui Li et al.

Multimodal contrastive learning aims to train a general-purpose feature extractor, such as CLIP, on vast amounts of raw, unlabeled paired image-text data. This can greatly benefit various complex downstream tasks, including cross-modal image-text retrieval and image classification. Despite its promising prospect, the security issue of cross-modal pre-trained encoder has not been fully explored yet, especially when the pre-trained encoder is publicly available for commercial use. In this work, we propose AdvCLIP, the first attack framework for generating downstream-agnostic adversarial examples based on cross-modal pre-trained encoders. AdvCLIP aims to construct a universal adversarial patch for a set of natural images that can fool all the downstream tasks inheriting the victim cross-modal pre-trained encoder. To address the challenges of heterogeneity between different modalities and unknown downstream tasks, we first build a topological graph structure to capture the relevant positions between target samples and their neighbors. Then, we design a topology-deviation based generative adversarial network to generate a universal adversarial patch. By adding the patch to images, we minimize their embeddings similarity to different modality and perturb the sample distribution in the feature space, achieving unviersal non-targeted attacks. Our results demonstrate the excellent attack performance of AdvCLIP on two types of downstream tasks across eight datasets. We also tailor three popular defenses to mitigate AdvCLIP, highlighting the need for new defense mechanisms to defend cross-modal pre-trained encoders.

Shengshan Hu, Ziqi Zhou, Yechao Zhang et al.

Due to its powerful feature learning capability and high efficiency, deep hashing has achieved great success in large-scale image retrieval. Meanwhile, extensive works have demonstrated that deep neural networks (DNNs) are susceptible to adversarial examples, and exploring adversarial attack against deep hashing has attracted many research efforts. Nevertheless, backdoor attack, another famous threat to DNNs, has not been studied for deep hashing yet. Although various backdoor attacks have been proposed in the field of image classification, existing approaches failed to realize a truly imperceptive backdoor attack that enjoys invisible triggers and clean label setting simultaneously, and they also cannot meet the intrinsic demand of image retrieval backdoor. In this paper, we propose BadHash, the first generative-based imperceptible backdoor attack against deep hashing, which can effectively generate invisible and input-specific poisoned images with clean label. Specifically, we first propose a new conditional generative adversarial network (cGAN) pipeline to effectively generate poisoned samples. For any given benign image, it seeks to generate a natural-looking poisoned counterpart with a unique invisible trigger. In order to improve the attack effectiveness, we introduce a label-based contrastive learning network LabCLN to exploit the semantic characteristics of different labels, which are subsequently used for confusing and misleading the target model to learn the embedded trigger. We finally explore the mechanism of backdoor attacks on image retrieval in the hash space. Extensive experiments on multiple benchmark datasets verify that BadHash can generate imperceptible poisoned samples with strong attack ability and transferability over state-of-the-art deep hashing schemes.

Yechao Zhang, Shengshan Hu, Leo Yu Zhang et al.

Adversarial examples (AEs) for DNNs have been shown to be transferable: AEs that successfully fool white-box surrogate models can also deceive other black-box models with different architectures. Although a bunch of empirical studies have provided guidance on generating highly transferable AEs, many of these findings lack explanations and even lead to inconsistent advice. In this paper, we take a further step towards understanding adversarial transferability, with a particular focus on surrogate aspects. Starting from the intriguing little robustness phenomenon, where models adversarially trained with mildly perturbed adversarial samples can serve as better surrogates, we attribute it to a trade-off between two predominant factors: model smoothness and gradient similarity. Our investigations focus on their joint effects, rather than their separate correlations with transferability. Through a series of theoretical and empirical analyses, we conjecture that the data distribution shift in adversarial training explains the degradation of gradient similarity. Building on these insights, we explore the impacts of data augmentation and gradient regularization on transferability and identify that the trade-off generally exists in the various training mechanisms, thus building a comprehensive blueprint for the regulation mechanism behind transferability. Finally, we provide a general route for constructing better surrogates to boost transferability which optimizes both model smoothness and gradient similarity simultaneously, e.g., the combination of input gradient regularization and sharpness-aware minimization (SAM), validated by extensive experiments. In summary, we call for attention to the united impacts of these two factors for launching effective transfer attacks, rather than optimizing one while ignoring the other, and emphasize the crucial role of manipulating surrogate models.

Xiaohu Du, Ming Wen, Zichao Wei et al.

Transformer-based pre-trained models of code (PTMC) have been widely utilized and have achieved state-of-the-art performance in many mission-critical applications. However, they can be vulnerable to adversarial attacks through identifier substitution or coding style transformation, which can significantly degrade accuracy and may further incur security concerns. Although several approaches have been proposed to generate adversarial examples for PTMC, the effectiveness and efficiency of such approaches, especially on different code intelligence tasks, has not been well understood. To bridge this gap, this study systematically analyzes five state-of-the-art adversarial attack approaches from three perspectives: effectiveness, efficiency, and the quality of generated examples. The results show that none of the five approaches balances all these perspectives. Particularly, approaches with a high attack success rate tend to be time-consuming; the adversarial code they generate often lack naturalness, and vice versa. To address this limitation, we explore the impact of perturbing identifiers under different contexts and find that identifier substitution within for and if statements is the most effective. Based on these findings, we propose a new approach that prioritizes different types of statements for various tasks and further utilizes beam search to generate adversarial examples. Evaluation results show that it outperforms the state-of-the-art ALERT in terms of both effectiveness and efficiency while preserving the naturalness of the generated adversarial examples.

Shaoxian Xu, Zhiyuan Shao, Ci Yang et al.

The emerging Graph Convolutional Network (GCN) has now been widely used in many domains, and it is challenging to improve the efficiencies of applications by accelerating the GCN trainings. For the sparsity nature and exploding scales of input real-world graphs, state-of-the-art GCN training systems (e.g., GNNAdvisor) employ graph processing techniques to accelerate the message exchanging (i.e. aggregations) among the graph vertices. Nevertheless, these systems treat both the aggregation stages of forward and backward propagation phases as all-active graph processing procedures that indiscriminately conduct computation on all vertices of an input graph. In this paper, we first point out that in a GCN training problem with a given training set, the aggregation stages of its backward propagation phase (called as backward aggregations in this paper) can be converted to partially-active graph processing procedures, which conduct computation on only partial vertices of the input graph. By leveraging such a finding, we propose an execution path preparing method that collects and coalesces the data used during backward propagations of GCN training conducted on GPUs. The experimental results show that compared with GNNAdvisor, our approach improves the performance of the backward aggregation of GCN trainings on typical real-world graphs by 1.48x~5.65x. Moreover, the execution path preparing can be conducted either before the training (during preprocessing) or on-the-fly with the training. When used during preprocessing, our approach improves the overall GCN training by 1.05x~1.37x. And when used on-the-fly, our approach improves the overall GCN training by 1.03x~1.35x.

Zihan Luo, Xiran Song, Hong Huang et al.

Improving the general capabilities of large language models (LLMs) is an active research topic. As a common data structure in many real-world domains, understanding graph data is a crucial part of advancing general intelligence. To this end, we propose a dynamic benchmark named GraphInstruct in this paper, which comprehensively includes 21 classical graph reasoning tasks, providing diverse graph generation pipelines and detailed intermediate reasoning steps for each sample. Based on GraphInstruct, we develop GraphSolver via efficient instruction-tuning, which demonstrates prominent graph understanding capability compared to other open-sourced LLMs. To further endow LLMs with multi-step graph reasoning capability, we propose a label-mask training strategy and build GraphSolver+, which leverages masked supervision on intermediate reasoning tokens to emphasize crucial node-identification signals. As one of the pioneering efforts to enhance the graph understanding and reasoning abilities of LLMs, extensive experiments have demonstrated the superiority of GraphSolver and GraphSolver+ over other LLMs. We sincerely hope GraphInstruct will facilitate further research on applying LLMs to graph-structured data. Our code and data are released publicly at: https://github.com/CGCL-codes/GraphInstruct.

Yao Wan, Yang He, Zhangqian Bi et al.

Code intelligence leverages machine learning techniques to extract knowledge from extensive code corpora, with the aim of developing intelligent tools to improve the quality and productivity of computer programming. Currently, there is already a thriving research community focusing on code intelligence, with efforts ranging from software engineering, machine learning, data mining, natural language processing, and programming languages. In this paper, we conduct a comprehensive literature review on deep learning for code intelligence, from the aspects of code representation learning, deep learning techniques, and application tasks. We also benchmark several state-of-the-art neural models for code intelligence, and provide an open-source toolkit tailored for the rapid prototyping of deep-learning-based code intelligence models. In particular, we inspect the existing code intelligence models under the basis of code representation learning, and provide a comprehensive overview to enhance comprehension of the present state of code intelligence. Furthermore, we publicly release the source code and data resources to provide the community with a ready-to-use benchmark, which can facilitate the evaluation and comparison of existing and future code intelligence models (https://xcodemind.github.io). At last, we also point out several challenging and promising directions for future research.

Xianlong Wang, Shengshan Hu, Yechao Zhang et al.

Clean-label indiscriminate poisoning attacks add invisible perturbations to correctly labeled training images, thus dramatically reducing the generalization capability of the victim models. Recently, some defense mechanisms have been proposed such as adversarial training, image transformation techniques, and image purification. However, these schemes are either susceptible to adaptive attacks, built on unrealistic assumptions, or only effective against specific poison types, limiting their universal applicability. In this research, we propose a more universally effective, practical, and robust defense scheme called ECLIPSE. We first investigate the impact of Gaussian noise on the poisons and theoretically prove that any kind of poison will be largely assimilated when imposing sufficient random noise. In light of this, we assume the victim has access to an extremely limited number of clean images (a more practical scene) and subsequently enlarge this sparse set for training a denoising probabilistic model (a universal denoising tool). We then begin by introducing Gaussian noise to absorb the poisons and then apply the model for denoising, resulting in a roughly purified dataset. Finally, to address the trade-off of the inconsistency in the assimilation sensitivity of different poisons by Gaussian noise, we propose a lightweight corruption compensation module to effectively eliminate residual poisons, providing a more universal defense approach. Extensive experiments demonstrate that our defense approach outperforms 10 state-of-the-art defenses. We also propose an adaptive attack against ECLIPSE and verify the robustness of our defense scheme. Our code is available at https://github.com/CGCL-codes/ECLIPSE.

Zhangqian Bi, Yao Wan, Zhaoyang Chu et al.

Pre-training a language model and then fine-tuning it has shown to be an efficient and effective technique for a wide range of code intelligence tasks, such as code generation, code summarization, and vulnerability detection. However, pretraining language models on a large-scale code corpus is computationally expensive. Fortunately, many off-the-shelf Pre-trained Code Models (PCMs), such as CodeBERT, CodeT5, CodeGen, and Code Llama, have been released publicly. These models acquire general code understanding and generation capability during pretraining, which enhances their performance on downstream code intelligence tasks. With an increasing number of these public pre-trained models, selecting the most suitable one to reuse for a specific task is essential. In this paper, we systematically investigate the reusability of PCMs. We first explore three intuitive model selection methods that select by size, training data, or brute-force fine-tuning. Experimental results show that these straightforward techniques either perform poorly or suffer high costs. Motivated by these findings, we explore learning-based model selection strategies that utilize pre-trained models without altering their parameters. Specifically, we train proxy models to gauge the performance of pre-trained models, and measure the distribution deviation between a model's latent features and the task's labels, using their closeness as an indicator of model transferability. We conduct experiments on 100 widely-used opensource PCMs for code intelligence tasks, with sizes ranging from 42.5 million to 3 billion parameters. The results demonstrate that learning-based selection methods reduce selection time to 100 seconds, compared to 2,700 hours with brute-force fine-tuning, with less than 6% performance degradation across related tasks.

Yueming Wu, Shihan Dou, Deqing Zou et al.

Due to its open-source nature, Android operating system has been the main target of attackers to exploit. Malware creators always perform different code obfuscations on their apps to hide malicious activities. Features extracted from these obfuscated samples through program analysis contain many useless and disguised features, which leads to many false negatives. To address the issue, in this paper, we demonstrate that obfuscation-resilient malware family analysis can be achieved through contrastive learning. The key insight behind our analysis is that contrastive learning can be used to reduce the difference introduced by obfuscation while amplifying the difference between malware and other types of malware. Based on the proposed analysis, we design a system that can achieve robust and interpretable classification of Android malware. To achieve robust classification, we perform contrastive learning on malware samples to learn an encoder that can automatically extract robust features from malware samples. To achieve interpretable classification, we transform the function call graph of a sample into an image by centrality analysis. Then the corresponding heatmaps can be obtained by visualization techniques. These heatmaps can help users understand why the malware is classified as this family. We implement \emph{IFDroid} and perform extensive evaluations on two datasets. Experimental results show that \emph{IFDroid} is superior to state-of-the-art Android malware familial classification systems. Moreover, \emph{IFDroid} is capable of maintaining a 98.4\% F1 on classifying 69,421 obfuscated malware samples.

Yang Wu, Yao Wan, Hongyu Zhang et al.

The Natural Language to Visualization (NL2Vis) task aims to transform natural-language descriptions into visual representations for a grounded table, enabling users to gain insights from vast amounts of data. Recently, many deep learning-based approaches have been developed for NL2Vis. Despite the considerable efforts made by these approaches, challenges persist in visualizing data sourced from unseen databases or spanning multiple tables. Taking inspiration from the remarkable generation capabilities of Large Language Models (LLMs), this paper conducts an empirical study to evaluate their potential in generating visualizations, and explore the effectiveness of in-context learning prompts for enhancing this task. In particular, we first explore the ways of transforming structured tabular data into sequential text prompts, as to feed them into LLMs and analyze which table content contributes most to the NL2Vis. Our findings suggest that transforming structured tabular data into programs is effective, and it is essential to consider the table schema when formulating prompts. Furthermore, we evaluate two types of LLMs: finetuned models (e.g., T5-Small) and inference-only models (e.g., GPT-3.5), against state-of-the-art methods, using the NL2Vis benchmarks (i.e., nvBench). The experimental results reveal that LLMs outperform baselines, with inference-only models consistently exhibiting performance improvements, at times even surpassing fine-tuned models when provided with certain few-shot demonstrations through in-context learning. Finally, we analyze when the LLMs fail in NL2Vis, and propose to iteratively update the results using strategies such as chain-of-thought, role-playing, and code-interpreter. The experimental results confirm the efficacy of iterative updates and hold great potential for future study.

Zhangqian Bi, Yao Wan, Zheng Wang et al.

Large Language Models (LLMs) have shown remarkable progress in automated code generation. Yet, LLM-generated code may contain errors in API usage, class, data structure, or missing project-specific information. As much of this project-specific context cannot fit into the prompts of LLMs, we must find ways to allow the model to explore the project-level code context. We present CoCoGen, a new code generation approach that uses compiler feedback to improve the LLM-generated code. CoCoGen first leverages static analysis to identify mismatches between the generated code and the project's context. It then iteratively aligns and fixes the identified errors using information extracted from the code repository. We integrate CoCoGen with two representative LLMs, i.e., GPT-3.5-Turbo and Code Llama (13B), and apply it to Python code generation. Experimental results show that CoCoGen significantly improves the vanilla LLMs by over 80% in generating code dependent on the project context and consistently outperforms the existing retrieval-based code generation baselines.

Zhaoyang Chu, Yao Wan, Qian Li et al.

Vulnerability detection is crucial for ensuring the security and reliability of software systems. Recently, Graph Neural Networks (GNNs) have emerged as a prominent code embedding approach for vulnerability detection, owing to their ability to capture the underlying semantic structure of source code. However, GNNs face significant challenges in explainability due to their inherently black-box nature. To this end, several factual reasoning-based explainers have been proposed. These explainers provide explanations for the predictions made by GNNs by analyzing the key features that contribute to the outcomes. We argue that these factual reasoning-based explanations cannot answer critical what-if questions: What would happen to the GNN's decision if we were to alter the code graph into alternative structures? Inspired by advancements of counterfactual reasoning in artificial intelligence, we propose CFExplainer, a novel counterfactual explainer for GNN-based vulnerability detection. Unlike factual reasoning-based explainers, CFExplainer seeks the minimal perturbation to the input code graph that leads to a change in the prediction, thereby addressing the what-if questions for vulnerability detection. We term this perturbation a counterfactual explanation, which can pinpoint the root causes of the detected vulnerability and furnish valuable insights for developers to undertake appropriate actions for fixing the vulnerability. Extensive experiments on four GNN-based vulnerability detection models demonstrate the effectiveness of CFExplainer over existing state-of-the-art factual reasoning-based explainers.

Ziqi Zhou, Minghui Li, Wei Liu et al.

With the evolution of self-supervised learning, the pre-training paradigm has emerged as a predominant solution within the deep learning landscape. Model providers furnish pre-trained encoders designed to function as versatile feature extractors, enabling downstream users to harness the benefits of expansive models with minimal effort through fine-tuning. Nevertheless, recent works have exposed a vulnerability in pre-trained encoders, highlighting their susceptibility to downstream-agnostic adversarial examples (DAEs) meticulously crafted by attackers. The lingering question pertains to the feasibility of fortifying the robustness of downstream models against DAEs, particularly in scenarios where the pre-trained encoders are publicly accessible to the attackers. In this paper, we initially delve into existing defensive mechanisms against adversarial examples within the pre-training paradigm. Our findings reveal that the failure of current defenses stems from the domain shift between pre-training data and downstream tasks, as well as the sensitivity of encoder parameters. In response to these challenges, we propose Genetic Evolution-Nurtured Adversarial Fine-tuning (Gen-AF), a two-stage adversarial fine-tuning approach aimed at enhancing the robustness of downstream models. Our extensive experiments, conducted across ten self-supervised training methods and six datasets, demonstrate that Gen-AF attains high testing accuracy and robust testing accuracy against state-of-the-art DAEs.

Ziqi Zhou, Bowen Li, Yufei Song et al.

With the advancement of deep learning, object detectors (ODs) with various architectures have achieved significant success in complex scenarios like autonomous driving. Previous adversarial attacks against ODs have been focused on designing customized attacks targeting their specific structures (e.g., NMS and RPN), yielding some results but simultaneously constraining their scalability. Moreover, most efforts against ODs stem from image-level attacks originally designed for classification tasks, resulting in redundant computations and disturbances in object-irrelevant areas (e.g., background). Consequently, how to design a model-agnostic efficient attack to comprehensively evaluate the vulnerabilities of ODs remains challenging and unresolved. In this paper, we propose NumbOD, a brand-new spatial-frequency fusion attack against various ODs, aimed at disrupting object detection within images. We directly leverage the features output by the OD without relying on its internal structures to craft adversarial examples. Specifically, we first design a dual-track attack target selection strategy to select high-quality bounding boxes from OD outputs for targeting. Subsequently, we employ directional perturbations to shift and compress predicted boxes and change classification results to deceive ODs. Additionally, we focus on manipulating the high-frequency components of images to confuse ODs' attention on critical objects, thereby enhancing the attack efficiency. Our extensive experiments on nine ODs and two datasets show that NumbOD achieves powerful attack performance and high stealthiness.

Wei Wan, Yuxuan Ning, Shengshan Hu et al.

\textit{Federated learning} (FL) and \textit{split learning} (SL) are prevailing distributed paradigms in recent years. They both enable shared global model training while keeping data localized on users' devices. The former excels in parallel execution capabilities, while the latter enjoys low dependence on edge computing resources and strong privacy protection. \textit{Split federated learning} (SFL) combines the strengths of both FL and SL, making it one of the most popular distributed architectures. Furthermore, a recent study has claimed that SFL exhibits robustness against poisoning attacks, with a fivefold improvement compared to FL in terms of robustness. In this paper, we present a novel poisoning attack known as MISA. It poisons both the top and bottom models, causing a \textbf{\underline{misa}}lignment in the global model, ultimately leading to a drastic accuracy collapse. This attack unveils the vulnerabilities in SFL, challenging the conventional belief that SFL is robust against poisoning attacks. Extensive experiments demonstrate that our proposed MISA poses a significant threat to the availability of SFL, underscoring the imperative for academia and industry to accord this matter due attention.

Yao Wan, Guanghua Wan, Shijie Zhang et al.

Recent years have witnessed significant progress in developing deep learning-based models for automated code completion. Although using source code in GitHub has been a common practice for training deep-learning-based models for code completion, it may induce some legal and ethical issues such as copyright infringement. In this paper, we investigate the legal and ethical issues of current neural code completion models by answering the following question: Is my code used to train your neural code completion model? To this end, we tailor a membership inference approach (termed CodeMI) that was originally crafted for classification tasks to a more challenging task of code completion. In particular, since the target code completion models perform as opaque black boxes, preventing access to their training data and parameters, we opt to train multiple shadow models to mimic their behavior. The acquired posteriors from these shadow models are subsequently employed to train a membership classifier. Subsequently, the membership classifier can be effectively employed to deduce the membership status of a given code sample based on the output of a target code completion model. We comprehensively evaluate the effectiveness of this adapted approach across a diverse array of neural code completion models, (i.e., LSTM-based, CodeGPT, CodeGen, and StarCoder). Experimental results reveal that the LSTM-based and CodeGPT models suffer the membership leakage issue, which can be easily detected by our proposed membership inference approach with an accuracy of 0.842, and 0.730, respectively. Interestingly, our experiments also show that the data membership of current large language models of code, e.g., CodeGen and StarCoder, is difficult to detect, leaving ampler space for further improvement. Finally, we also try to explain the findings from the perspective of model memorization.

Zhaoyang Chu, Yao Wan, Zhikun Zhang et al.

While Code Language Models (CLMs) have demonstrated superior performance in software engineering tasks such as code generation and summarization, recent empirical studies reveal a critical privacy vulnerability: these models exhibit unintended memorization of sensitive training data, enabling verbatim reproduction of confidential information when specifically prompted. To address this issue, several approaches, including training data de-duplication and differential privacy augmentation, have been proposed. However, these methods require full-model retraining for deployed CLMs, which incurs substantial computational costs. In this paper, we aim to answer the following research question: Can sensitive information memorized by CLMs be erased effectively and efficiently? We conduct a pioneering investigation into erasing sensitive memorization in CLMs through machine unlearning - a post-hoc modification method that removes specific information from trained models without requiring full retraining. Specifically, we first quantify the memorization risks of sensitive data within CLM training datasets and curate a high-risk dataset of 50,000 sensitive memorized samples as unlearning targets. We study two widely used gradient ascent-based unlearning approaches: the vanilla and constraint-based methods, and introduce CodeEraser, an advanced variant that selectively unlearns sensitive memorized segments in code while preserving the structural integrity and functional correctness of the surrounding code. Extensive experiments on three families of CLMs, i.e., CodeParrot, CodeGen-Mono, and Qwen2.5-Coder, validate the effectiveness and efficiency of CodeEraser in erasing targeted sensitive memorization while maintaining model utility.

Yahao Pang, Xingyuan Wu, Xiaojin Zhang et al.

Significant advancements have been made by Large Language Models (LLMs) in the domains of natural language understanding and automated content creation. However, they still face persistent problems, including substantial computational costs and inadequate availability of training data. The combination of Federated Learning (FL) and LLMs (federated LLMs) offers a solution by leveraging distributed data while protecting privacy, which positions it as an ideal choice for sensitive domains. However, Federated LLMs still suffer from robustness challenges, including data heterogeneity, malicious clients, and adversarial attacks, which greatly hinder their applications. We first introduce the robustness problems in federated LLMs, to address these challenges, we propose FedEAT (Federated Embedding space Adversarial Training), a novel framework that applies adversarial training in the embedding space of client LLM and employs a robust aggregation approach, specifically geometric median aggregation, to enhance the robustness of Federated LLMs. Our experiments demonstrate that FedEAT effectively improves the robustness of Federated LLMs with minimal performance loss.

Mengfan Li, Xuanhua Shi, Chenqi Qiao et al.

Knowledge hypergraphs generalize knowledge graphs using hyperedges to connect multiple entities and depict complicated relations. Existing methods either transform hyperedges into an easier-to-handle set of binary relations or view hyperedges as isolated and ignore their adjacencies. Both approaches have information loss and may potentially lead to the creation of sub-optimal models. To fix these issues, we propose the Hyperbolic Hypergraph Neural Network (H2GNN), whose essential component is the hyper-star message passing, a novel scheme motivated by a lossless expansion of hyperedges into hierarchies. It implements a direct embedding that consciously incorporates adjacent entities, hyper-relations, and entity position-aware information. As the name suggests, H2GNN operates in the hyperbolic space, which is more adept at capturing the tree-like hierarchy. We compare H2GNN with 15 baselines on knowledge hypergraphs, and it outperforms state-of-the-art approaches in both node classification and link prediction tasks.

Zhenyu Qian, Yiming Qian, Yuting Song et al.

Handling graph data is one of the most difficult tasks. Traditional techniques, such as those based on geometry and matrix factorization, rely on assumptions about the data relations that become inadequate when handling large and complex graph data. On the other hand, deep learning approaches demonstrate promising results in handling large graph data, but they often fall short of providing interpretable explanations. To equip the graph processing with both high accuracy and explainability, we introduce a novel approach that harnesses the power of a large language model (LLM), enhanced by an uncertainty-aware module to provide a confidence score on the generated answer. We experiment with our approach on two graph processing tasks: few-shot knowledge graph completion and graph classification. Our results demonstrate that through parameter efficient fine-tuning, the LLM surpasses state-of-the-art algorithms by a substantial margin across ten diverse benchmark datasets. Moreover, to address the challenge of explainability, we propose an uncertainty estimation based on perturbation, along with a calibration scheme to quantify the confidence scores of the generated answers. Our confidence measure achieves an AUC of 0.8 or higher on seven out of the ten datasets in predicting the correctness of the answer generated by LLM.

Dezhong Yao, Tongtong Liu, Qi Cao et al.

Federated Learning (FL) has emerged as a promising approach for preserving data privacy in recommendation systems by training models locally. Recently, Graph Neural Networks (GNN) have gained popularity in recommendation tasks due to their ability to capture high-order interactions between users and items. However, privacy concerns prevent the global sharing of the entire user-item graph. To address this limitation, some methods create pseudo-interacted items or users in the graph to compensate for missing information for each client. Unfortunately, these methods introduce random noise and raise privacy concerns. In this paper, we propose FedRKG, a novel federated recommendation system, where a global knowledge graph (KG) is constructed and maintained on the server using publicly available item information, enabling higher-order user-item interactions. On the client side, a relation-aware GNN model leverages diverse KG relationships. To protect local interaction items and obscure gradients, we employ pseudo-labeling and Local Differential Privacy (LDP). Extensive experiments conducted on three real-world datasets demonstrate the competitive performance of our approach compared to centralized algorithms while ensuring privacy preservation. Moreover, FedRKG achieves an average accuracy improvement of 4% compared to existing federated learning baselines.

Yilin Wang, Nan Cao, Teng Zhang et al.

Optimal margin Distribution Machine (ODM) is a newly proposed statistical learning framework rooting in the novel margin theory, which demonstrates better generalization performance than the traditional large margin based counterparts. Nonetheless, it suffers from the ubiquitous scalability problem regarding both computation time and memory as other kernel methods. This paper proposes a scalable ODM, which can achieve nearly ten times speedup compared to the original ODM training method. For nonlinear kernels, we propose a novel distribution-aware partition method to make the local ODM trained on each partition be close and converge fast to the global one. When linear kernel is applied, we extend a communication efficient SVRG method to accelerate the training further. Extensive empirical studies validate that our proposed method is highly computational efficient and almost never worsen the generalization.

Yao Wan, Wei Zhao, Hongyu Zhang et al.

Recently, many pre-trained language models for source code have been proposed to model the context of code and serve as a basis for downstream code intelligence tasks such as code completion, code search, and code summarization. These models leverage masked pre-training and Transformer and have achieved promising results. However, currently there is still little progress regarding interpretability of existing pre-trained code models. It is not clear why these models work and what feature correlations they can capture. In this paper, we conduct a thorough structural analysis aiming to provide an interpretation of pre-trained language models for source code (e.g., CodeBERT, and GraphCodeBERT) from three distinctive perspectives: (1) attention analysis, (2) probing on the word embedding, and (3) syntax tree induction. Through comprehensive analysis, this paper reveals several insightful findings that may inspire future studies: (1) Attention aligns strongly with the syntax structure of code. (2) Pre-training language models of code can preserve the syntax structure of code in the intermediate representations of each Transformer layer. (3) The pre-trained models of code have the ability of inducing syntax trees of code. Theses findings suggest that it may be helpful to incorporate the syntax structure of code into the process of pre-training for better code representations.

Yi Gui, Yao Wan, Hongyu Zhang et al.

Binary-source code matching plays an important role in many security and software engineering related tasks such as malware detection, reverse engineering and vulnerability assessment. Currently, several approaches have been proposed for binary-source code matching by jointly learning the embeddings of binary code and source code in a common vector space. Despite much effort, existing approaches target on matching the binary code and source code written in a single programming language. However, in practice, software applications are often written in different programming languages to cater for different requirements and computing platforms. Matching binary and source code across programming languages introduces additional challenges when maintaining multi-language and multi-platform applications. To this end, this paper formulates the problem of cross-language binary-source code matching, and develops a new dataset for this new problem. We present a novel approach XLIR, which is a Transformer-based neural network by learning the intermediate representations for both binary and source code. To validate the effectiveness of XLIR, comprehensive experiments are conducted on two tasks of cross-language binary-source code matching, and cross-language source-source code matching, on top of our curated dataset. Experimental results and analysis show that our proposed XLIR with intermediate representations significantly outperforms other state-of-the-art models in both of the two tasks.

Xiangyong Lu, Kaoru Ota, Mianxiong Dong et al.

Nowadays many cities around the world have introduced electric buses to optimize urban traffic and reduce local carbon emissions. In order to cut carbon emissions and maximize the utility of electric buses, it is important to choose suitable routes for them. Traditionally, route selection is on the basis of dedicated surveys, which are costly in time and labor. In this paper, we mainly focus attention on planning electric bus routes intelligently, depending on the unique needs of each region throughout the city. We propose Clairvoyance, a route planning system that leverages a deep neural network and a multilayer perceptron to predict the future people's trips and the future transportation carbon emission in the whole city, respectively. Given the future information of people's trips and transportation carbon emission, we utilize a greedy mechanism to recommend bus routes for electric buses that will depart in an ideal state. Furthermore, representative features of the two neural networks are extracted from the heterogeneous urban datasets. We evaluate our approach through extensive experiments on real-world data sources in Zhuhai, China. The results show that our designed neural network-based algorithms are consistently superior to the typical baselines. Additionally, the recommended routes for electric buses are helpful in reducing the peak value of carbon emissions and making full use of electric buses in the city.

Dezhong Yao, Wanning Pan, Michael J O'Neill et al.

One underlying assumption of recent federated learning (FL) paradigms is that all local models usually share the same network architecture and size, which becomes impractical for devices with different hardware resources. A scalable federated learning framework should address the heterogeneity that clients have different computing capacities and communication capabilities. To this end, this paper proposes FedHM, a novel heterogeneous federated model compression framework, distributing the heterogeneous low-rank models to clients and then aggregating them into a full-rank model. Our solution enables the training of heterogeneous models with varying computational complexities and aggregates them into a single global model. Furthermore, FedHM significantly reduces the communication cost by using low-rank models. Extensive experimental results demonstrate that FedHM is superior in the performance and robustness of models of different sizes, compared with state-of-the-art heterogeneous FL methods under various FL settings. Additionally, the convergence guarantee of FL for heterogeneous devices is first theoretically analyzed.

Yu Song, Jianxun Lian, Shuai Sun et al.

User interest exploration is an important and challenging topic in recommender systems, which alleviates the closed-loop effects between recommendation models and user-item interactions. Contextual bandit (CB) algorithms strive to make a good trade-off between exploration and exploitation so that users' potential interests have chances to expose. However, classical CB algorithms can only be applied to a small, sampled item set (usually hundreds), which forces the typical applications in recommender systems limited to candidate post-ranking, homepage top item ranking, ad creative selection, or online model selection (A/B test). In this paper, we introduce two simple but effective hierarchical CB algorithms to make a classical CB model (such as LinUCB and Thompson Sampling) capable to explore users' interest in the entire item space without limiting it to a small item set. We first construct a hierarchy item tree via a bottom-up clustering algorithm to organize items in a coarse-to-fine manner. Then we propose a hierarchical CB (HCB) algorithm to explore users' interest in the hierarchy tree. HCB takes the exploration problem as a series of decision-making processes, where the goal is to find a path from the root to a leaf node, and the feedback will be back-propagated to all the nodes in the path. We further propose a progressive hierarchical CB (pHCB) algorithm, which progressively extends visible nodes which reach a confidence level for exploration, to avoid misleading actions on upper-level nodes in the sequential decision-making process. Extensive experiments on two public recommendation datasets demonstrate the effectiveness and flexibility of our methods.

Zhen Li, Jing Tang, Deqing Zou et al.

Automatically detecting software vulnerabilities in source code is an important problem that has attracted much attention. In particular, deep learning-based vulnerability detectors, or DL-based detectors, are attractive because they do not need human experts to define features or patterns of vulnerabilities. However, such detectors' robustness is unclear. In this paper, we initiate the study in this aspect by demonstrating that DL-based detectors are not robust against simple code transformations, dubbed attacks in this paper, as these transformations may be leveraged for malicious purposes. As a first step towards making DL-based detectors robust against such attacks, we propose an innovative framework, dubbed ZigZag, which is centered at (i) decoupling feature learning and classifier learning and (ii) using a ZigZag-style strategy to iteratively refine them until they converge to robust features and robust classifiers. Experimental results show that the ZigZag framework can substantially improve the robustness of DL-based detectors.

Yueming Wu, Deqing Zou, Wei Yang et al.

Android has become the most popular mobile operating system. Correspondingly, an increasing number of Android malware has been developed and spread to steal users' private information. There exists one type of malware whose benign behaviors are developed to camouflage malicious behaviors. The malicious component occupies a small part of the entire code of the application (app for short), and the malicious part is strongly coupled with the benign part. In this case, the malware may cause false negatives when malware detectors extract features from the entire apps to conduct classification because the malicious features of these apps may be hidden among benign features. Moreover, some previous work aims to divide the entire app into several parts to discover the malicious part. However, the premise of these methods to commence app partition is that the connections between the normal part and the malicious part are weak. In this paper, we call this type of malware as Android covert malware and generate the first dataset of covert malware. To detect them, we first conduct static analysis to extract the call graphs. Through the deep analysis on graphs, we observe that although the correlations between the normal part and the malicious part in these graphs are high, the degree of these correlations has a distribution. Based on the observation, we design HomDroid to detect covert malware by analyzing the homophily of call graphs. We identify the ideal threshold of correlation to distinguish the normal part and the malicious part based on the evaluation results on a dataset of 4,840 benign apps and 3,385 covert malicious apps. According to our evaluation results, HomDroid is capable of detecting 96.8% of covert malware while the False Negative Rates of another four state-of-the-art systems (i.e., PerDroid, Drebin, MaMaDroid, and IntDroid) are 30.7%, 16.3%, 15.2%, and 10.4%, respectively.

Dezhong Yao, Wanning Pan, Yutong Dai et al.

Federated learning enables multiple clients to collaboratively learn a global model by periodically aggregating the clients' models without transferring the local data. However, due to the heterogeneity of the system and data, many approaches suffer from the "client-drift" issue that could significantly slow down the convergence of the global model training. As clients perform local updates on heterogeneous data through heterogeneous systems, their local models drift apart. To tackle this issue, one intuitive idea is to guide the local model training by the global teachers, i.e., past global models, where each client learns the global knowledge from past global models via adaptive knowledge distillation techniques. Coming from these insights, we propose a novel approach for heterogeneous federated learning, namely FedGKD, which fuses the knowledge from historical global models for local training to alleviate the "client-drift" issue. In this paper, we evaluate FedGKD with extensive experiments on various CV/NLP datasets (i.e., CIFAR-10/100, Tiny-ImageNet, AG News, SST5) and different heterogeneous settings. The proposed method is guaranteed to converge under common assumptions, and achieves superior empirical accuracy in fewer communication runs than five state-of-the-art methods.

Zhexue Chen, Hong Huang, Bang Liu et al.

Aspect Sentiment Triplet Extraction (ASTE) aims to extract triplets from sentences, where each triplet includes an entity, its associated sentiment, and the opinion span explaining the reason for the sentiment. Most existing research addresses this problem in a multi-stage pipeline manner, which neglects the mutual information between such three elements and has the problem of error propagation. In this paper, we propose a Semantic and Syntactic Enhanced aspect Sentiment triplet Extraction model (S3E2) to fully exploit the syntactic and semantic relationships between the triplet elements and jointly extract them. Specifically, we design a Graph-Sequence duel representation and modeling paradigm for the task of ASTE: we represent the semantic and syntactic relationships between word pairs in a sentence by graph and encode it by Graph Neural Networks (GNNs), as well as modeling the original sentence by LSTM to preserve the sequential information. Under this setting, we further apply a more efficient inference strategy for the extraction of triplets. Extensive evaluations on four benchmark datasets show that S3E2 significantly outperforms existing approaches, which proves our S3E2's superiority and flexibility in an end-to-end fashion.

Dezhong Yao, Peilin Zhao, Chen Yu et al.

For many data mining and machine learning tasks, the quality of a similarity measure is the key for their performance. To automatically find a good similarity measure from datasets, metric learning and similarity learning are proposed and studied extensively. Metric learning will learn a Mahalanobis distance based on positive semi-definite (PSD) matrix, to measure the distances between objectives, while similarity learning aims to directly learn a similarity function without PSD constraint so that it is more attractive. Most of the existing similarity learning algorithms are online similarity learning method, since online learning is more scalable than offline learning. However, most existing online similarity learning algorithms learn a full matrix with d 2 parameters, where d is the dimension of the instances. This is clearly inefficient for high dimensional tasks due to its high memory and computational complexity. To solve this issue, we introduce several Sparse Online Relative Similarity (SORS) learning algorithms, which learn a sparse model during the learning process, so that the memory and computational cost can be significantly reduced. We theoretically analyze the proposed algorithms, and evaluate them on some real-world high dimensional datasets. Encouraging empirical results demonstrate the advantages of our approach in terms of efficiency and efficacy.

Yao Wan, Yang He, Jian-Guo Zhang et al.

We present NaturalCC, an efficient and extensible toolkit to bridge the gap between natural language and programming language, and facilitate the research on big code analysis. Using NaturalCC, researchers both from natural language or programming language communities can quickly and easily reproduce the state-of-the-art baselines and implement their approach. NaturalCC is built upon Fairseq and PyTorch, providing (1) an efficient computation with multi-GPU and mixed-precision data processing for fast model training, (2) a modular and extensible framework that makes it easy to reproduce or implement an approach for big code analysis, and (3) a command line interface and a graphical user interface to demonstrate each model's performance. Currently, we have included several state-of-the-art baselines across different tasks (e.g., code completion, code comment generation, and code retrieval) for demonstration. The video of this demo is available at https://www.youtube.com/watch?v=q4W5VSI-u3E&t=25s.

Deqing Zou, Sujuan Wang, Shouhuai Xu et al.

Fine-grained software vulnerability detection is an important and challenging problem. Ideally, a detection system (or detector) not only should be able to detect whether or not a program contains vulnerabilities, but also should be able to pinpoint the type of a vulnerability in question. Existing vulnerability detection methods based on deep learning can detect the presence of vulnerabilities (i.e., addressing the binary classification or detection problem), but cannot pinpoint types of vulnerabilities (i.e., incapable of addressing multiclass classification). In this paper, we propose the first deep learning-based system for multiclass vulnerability detection, dubbed $μ$VulDeePecker. The key insight underlying $μ$VulDeePecker is the concept of code attention, which can capture information that can help pinpoint types of vulnerabilities, even when the samples are small. For this purpose, we create a dataset from scratch and use it to evaluate the effectiveness of $μ$VulDeePecker. Experimental results show that $μ$VulDeePecker is effective for multiclass vulnerability detection and that accommodating control-dependence (other than data-dependence) can lead to higher detection capabilities.

Pan Zhou, Yingxue Zhou, Dapeng Wu et al.

With the rapid growth in multimedia services and the enormous offers of video contents in online social networks, users have difficulty in obtaining their interests. Therefore, various personalized recommendation systems have been proposed. However, they ignore that the accelerated proliferation of social media data has led to the big data era, which has greatly impeded the process of video recommendation. In addition, none of them has considered both the privacy of users' contexts (e,g., social status, ages and hobbies) and video service vendors' repositories, which are extremely sensitive and of significant commercial value. To handle the problems, we propose a cloud-assisted differentially private video recommendation system based on distributed online learning. In our framework, service vendors are modeled as distributed cooperative learners, recommending videos according to user's context, while simultaneously adapting the video-selection strategy based on user-click feedback to maximize total user clicks (reward). Considering the sparsity and heterogeneity of big social media data, we also propose a novel geometric differentially private model, which can greatly reduce the performance (recommendation accuracy) loss. Our simulation shows the proposed algorithms outperform other existing methods and keep a delicate balance between computing accuracy and privacy preserving level.