Miao Pan

Peichun Li, Guoliang Cheng, Xumin Huang et al.

In this work, we investigate the challenging problem of on-demand federated learning (FL) over heterogeneous edge devices with diverse resource constraints. We propose a cost-adjustable FL framework, named AnycostFL, that enables diverse edge devices to efficiently perform local updates under a wide range of efficiency constraints. To this end, we design the model shrinking to support local model training with elastic computation cost, and the gradient compression to allow parameter transmission with dynamic communication overhead. An enhanced parameter aggregation is conducted in an element-wise manner to improve the model performance. Focusing on AnycostFL, we further propose an optimization design to minimize the global training loss with personalized latency and energy constraints. By revealing the theoretical insights of the convergence analysis, personalized training strategies are deduced for different devices to match their locally available resources. Experiment results indicate that, when compared to the state-of-the-art efficient FL algorithms, our learning framework can reduce up to 1.9 times of the training latency and energy consumption for realizing a reasonable global testing accuracy. Moreover, the results also demonstrate that, our approach significantly improves the converged global accuracy.

Rui Chen, Dian Shi, Xiaoqi Qin et al.

Federated learning (FL) over mobile devices has fostered numerous intriguing applications/services, many of which are delay-sensitive. In this paper, we propose a service delay efficient FL (SDEFL) scheme over mobile devices. Unlike traditional communication efficient FL, which regards wireless communications as the bottleneck, we find that under many situations, the local computing delay is comparable to the communication delay during the FL training process, given the development of high-speed wireless transmission techniques. Thus, the service delay in FL should be computing delay + communication delay over training rounds. To minimize the service delay of FL, simply reducing local computing/communication delay independently is not enough. The delay trade-off between local computing and wireless communications must be considered. Besides, we empirically study the impacts of local computing control and compression strategies (i.e., the number of local updates, weight quantization, and gradient quantization) on computing, communication and service delays. Based on those trade-off observation and empirical studies, we develop an optimization scheme to minimize the service delay of FL over heterogeneous devices. We establish testbeds and conduct extensive emulations/experiments to verify our theoretical analysis. The results show that SDEFL reduces notable service delay with a small accuracy drop compared to peer designs.

Liang Li, Chenpei Huang, Dian Shi et al.

Federated learning (FL) enables mobile devices to collaboratively learn a shared prediction model while keeping data locally. However, there are two major research challenges to practically deploy FL over mobile devices: (i) frequent wireless updates of huge size gradients v.s. limited spectrum resources, and (ii) energy-hungry FL communication and local computing during training v.s. battery-constrained mobile devices. To address those challenges, in this paper, we propose a novel multi-bit over-the-air computation (M-AirComp) approach for spectrum-efficient aggregation of local model updates in FL and further present an energy-efficient FL design for mobile devices. Specifically, a high-precision digital modulation scheme is designed and incorporated in the M-AirComp, allowing mobile devices to upload model updates at the selected positions simultaneously in the multi-access channel. Moreover, we theoretically analyze the convergence property of our FL algorithm. Guided by FL convergence analysis, we formulate a joint transmission probability and local computing control optimization, aiming to minimize the overall energy consumption (i.e., iterative local computing + multi-round communications) of mobile devices in FL. Extensive simulation results show that our proposed scheme outperforms existing ones in terms of spectrum utilization, energy efficiency, and learning accuracy.

Immanuel R. Santjoko, Richie R. Suganda, Miao Pan et al.

This letter proposes a distributed 3D leader-follower formation (3D-LFF) control framework for multi-UAV systems that achieves formation tracking while enforcing perception safety constraints. Maintaining safe, vision-based 3D-LFF is challenging because onboard cameras impose strict Field-of-View (FOV) limitations, and demanding formation commands can drive the leader outside the follower's camera frustum, resulting in loss of visibility. To address this issue, we develop a perception-aware safe control architecture that guarantees visibility by construction. First, we derive a relative kinematic model in a line-of-sight coordinate representation and design a distributed 3D-LFF tracking controller using only locally available relative states. Next, we embed the nominal formation controller within a Control Barrier Function-based Quadratic Program (CBF-QP) safety filter that minimally modifies the commanded velocities to maintain the leader inside the follower's camera frustum while preserving formation tracking whenever feasible. Gazebo simulations and Crazyflie hardware experiments validate the proposed approach, demonstrating accurate formation tracking and effective FOV enforcement, including scenarios in which the nominal desired formation conflicts with visibility constraints.

Gaurav Bagwe, Xiaoyong Yuan, Miao Pan et al.

Federated continual learning (FCL) learns incremental tasks over time from confidential datasets distributed across clients. This paper focuses on rehearsal-free FCL, which has severe forgetting issues when learning new tasks due to the lack of access to historical task data. To address this issue, we propose Fed-CPrompt based on prompt learning techniques to obtain task-specific prompts in a communication-efficient way. Fed-CPrompt introduces two key components, asynchronous prompt learning, and contrastive continual loss, to handle asynchronous task arrival and heterogeneous data distributions in FCL, respectively. Extensive experiments demonstrate the effectiveness of Fed-CPrompt in achieving SOTA rehearsal-free FCL performance.

Shiwei Ding, Lan Zhang, Miao Pan et al.

Collaborative inference has been a promising solution to enable resource-constrained edge devices to perform inference using state-of-the-art deep neural networks (DNNs). In collaborative inference, the edge device first feeds the input to a partial DNN locally and then uploads the intermediate result to the cloud to complete the inference. However, recent research indicates model inversion attacks (MIAs) can reconstruct input data from intermediate results, posing serious privacy concerns for collaborative inference. Existing perturbation and cryptography techniques are inefficient and unreliable in defending against MIAs while performing accurate inference. This paper provides a viable solution, named PATROL, which develops privacy-oriented pruning to balance privacy, efficiency, and utility of collaborative inference. PATROL takes advantage of the fact that later layers in a DNN can extract more task-specific features. Given limited local resources for collaborative inference, PATROL intends to deploy more layers at the edge based on pruning techniques to enforce task-specific features for inference and reduce task-irrelevant but sensitive features for privacy preservation. To achieve privacy-oriented pruning, PATROL introduces two key components: Lipschitz regularization and adversarial reconstruction training, which increase the reconstruction errors by reducing the stability of MIAs and enhance the target inference model by adversarial training, respectively. On a real-world collaborative inference task, vehicle re-identification, we demonstrate the superior performance of PATROL in terms of against MIAs.

Qinfeng Li, Miao Pan, Jintao Chen et al.

Model merging has emerged as an efficient technique for expanding large language models (LLMs) by integrating specialized expert models. However, it also introduces a new threat: model merging stealing, where free-riders exploit models through unauthorized model merging. Unfortunately, existing defense mechanisms fail to provide effective protection. Specifically, we identify three critical protection properties that existing methods fail to simultaneously satisfy: (1) proactively preventing unauthorized merging; (2) ensuring compatibility with general open-source settings; (3) achieving high security with negligible performance loss. To address the above issues, we propose MergeBarrier, a plug-and-play defense that proactively prevents unauthorized merging. The core design of MergeBarrier is to disrupt the Linear Mode Connectivity (LMC) between the protected model and its homologous counterparts, thereby eliminating the low-loss path required for effective model merging. Extensive experiments show that MergeBarrier effectively prevents model merging stealing with negligible accuracy loss.

Y. Li, X. Qin, J. Geng et al.

Participant selection (PS) helps to accelerate federated learning (FL) convergence, which is essential for the practical deployment of FL over mobile devices. While most existing PS approaches focus on improving training accuracy and efficiency rather than residual energy of mobile devices, which fundamentally determines whether the selected devices can participate. Meanwhile, the impacts of mobile devices' heterogeneous wireless transmission rates on PS and FL training efficiency are largely ignored. Moreover, PS causes the staleness issue. Prior research exploits isolated functions to force long-neglected devices to participate, which is decoupled from original PS designs. In this paper, we propose a residual energy and wireless aware PS design for efficient FL training over mobile devices (REWAFL). REW AFL introduces a novel PS utility function that jointly considers global FL training utilities and local energy utility, which integrates energy consumption and residual battery energy of candidate mobile devices. Under the proposed PS utility function framework, REW AFL further presents a residual energy and wireless aware local computing policy. Besides, REWAFL buries the staleness solution into its utility function and local computing policy. The experimental results show that REW AFL is effective in improving training accuracy and efficiency, while avoiding "flat battery" of mobile devices.

Chenpei Huang, Lingfeng Yao, Kyu In Lee et al.

Acoustic Environment Matching (AEM) is the task of transferring clean audio into a target acoustic environment, enabling engaging applications such as audio dubbing and auditory immersive virtual reality (VR). Recovering similar room impulse response (RIR) directly from reverberant speech offers more accessible and flexible AEM solution. However, this capability also introduces vulnerabilities of arbitrary ``relocation" if misused by malicious user, such as facilitating advanced voice spoofing attacks or undermining the authenticity of recorded evidence. To address this issue, we propose EchoMark, the first deep learning-based AEM framework that generates perceptually similar RIRs with embedded watermark. Our design tackle the challenges posed by variable RIR characteristics, such as different durations and energy decays, by operating in the latent domain. By jointly optimizing the model with a perceptual loss for RIR reconstruction and a loss for watermark detection, EchoMark achieves both high-quality environment transfer and reliable watermark recovery. Experiments on diverse datasets validate that EchoMark achieves room acoustic parameter matching performance comparable to FiNS, the state-of-the-art RIR estimator. Furthermore, a high Mean Opinion Score (MOS) of 4.22 out of 5, watermark detection accuracy exceeding 99\%, and bit error rates (BER) below 0.3\% collectively demonstrate the effectiveness of EchoMark in preserving perceptual quality while ensuring reliable watermark embedding.

Jiaxiang Geng, Boyu Li, Xiaoqi Qin et al.

Training latency is critical for the success of numerous intrigued applications ignited by federated learning (FL) over heterogeneous mobile devices. By revolutionarily overlapping local gradient transmission with continuous local computing, FL can remarkably reduce its training latency over homogeneous clients, yet encounter severe model staleness, model drifts, memory cost and straggler issues in heterogeneous environments. To unleash the full potential of overlapping, we propose, FedEx, a novel \underline{fed}erated learning approach to \underline{ex}pedite FL training over mobile devices under data, computing and wireless heterogeneity. FedEx redefines the overlapping procedure with staleness ceilings to constrain memory consumption and make overlapping compatible with participation selection (PS) designs. Then, FedEx characterizes the PS utility function by considering the latency reduced by overlapping, and provides a holistic PS solution to address the straggler issue. FedEx also introduces a simple but effective metric to trigger overlapping, in order to avoid model drifts. Experimental results show that compared with its peer designs, FedEx demonstrates substantial reductions in FL training latency over heterogeneous mobile devices with limited memory cost.

Zixun Xiong, Gaoyi Wu, Qingyang Yu et al.

Given the high cost of large language model (LLM) training from scratch, safeguarding LLM intellectual property (IP) has become increasingly crucial. As the standard paradigm for IP ownership verification, LLM fingerprinting thus plays a vital role in addressing this challenge. Existing LLM fingerprinting methods verify ownership by extracting or injecting model-specific features. However, they overlook potential attacks during the verification process, leaving them ineffective when the model thief fully controls the LLM's inference process. In such settings, attackers may share prompt-response pairs to enable fingerprint unlearning or manipulate outputs to evade exact-match verification. We propose iSeal, the first fingerprinting method designed for reliable verification when the model thief controls the suspected LLM in an end-to-end manner. It injects unique features into both the model and an external module, reinforced by an error-correction mechanism and a similarity-based verification strategy. These components are resistant to verification-time attacks, including collusion-based fingerprint unlearning and response manipulation, backed by both theoretical analysis and empirical results. iSeal achieves 100 percent Fingerprint Success Rate (FSR) on 12 LLMs against more than 10 attacks, while baselines fail under unlearning and response manipulations.

Keyi Ju, Xiaoqi Qin, Hui Zhong et al.

Quantum computing revolutionizes the way of solving complex problems and handling vast datasets, which shows great potential to accelerate the machine learning process. However, data leakage in quantum machine learning (QML) may present privacy risks. Although differential privacy (DP), which protects privacy through the injection of artificial noise, is a well-established approach, its application in the QML domain remains under-explored. In this paper, we propose to harness inherent quantum noises to protect data privacy in QML. Especially, considering the Noisy Intermediate-Scale Quantum (NISQ) devices, we leverage the unavoidable shot noise and incoherent noise in quantum computing to preserve the privacy of QML models for binary classification. We mathematically analyze that the gradient of quantum circuit parameters in QML satisfies a Gaussian distribution, and derive the upper and lower bounds on its variance, which can potentially provide the DP guarantee. Through simulations, we show that a target privacy protection level can be achieved by running the quantum circuit a different number of times.

Xingke Yang, Liang Li, Sicong Li et al.

Collaboratively fine-tuning (FT) large language models (LLMs) over heterogeneous mobile devices fosters immense potential applications of personalized intelligence. However, such a vision faces critical system challenges. Conventional federated LLM FT approaches place prohibitive computational and memory burdens on mobile hardware, and their synchronous model aggregation protocols stall for slower devices. In this paper, we propose Fed MobiLLM, a novel design to facilitate efficient federated LLM FT across mobile devices with diverse computing/communication speeds and local model architectures. In particular, Fed MobiLLM implements a pioneering server-assisted federated side-tuning paradigm. Briefly, mobile devices perform lightweight forward propagation computations on local data using their frozen pre-scaled backbone LLMs, and then upload selected intermediate activations. The server trains a shared side-network independently, eliminating client-side backpropagation and enabling asynchronous updates. To bridge model heterogeneity across different devices, we introduce an adaptive layer-wise feature alignment method, which ensures consistent representations for collaboratively tuning a shared side network. Extensive experimental results demonstrate that Fed MobiLLM can maintain robust fine-tuning performance while achieving extremely low on-device memory, with at least 95.2% reduction in computation overhead, 93.2% reduction in communication costs and 5.1x faster convergence compared to existing methods, validating its efficacy for practical LLM adaptation over heterogeneous mobile devices.

Xingke Yang, Liang Li, Zhiyi Wan et al.

There is a huge gap between numerous intriguing applications fostered by on-device large language model (LLM) fine-tuning (FT) from fresh mobile data and the limited resources of a mobile device. While existing server-assisted methods (e.g., split learning or side-tuning) may enable LLM FT on the local mobile device, they suffer from heavy communication burdens of activation transmissions, and may disclose data and labels to the server. To address those issues, we develop PAE MobiLLM, a a privacy-aware and efficient LLM FT method which can be deployed on the mobile device via server-assisted additive side-tuning. To further accelerate FT convergence and improve computing efficiency, PAE MobiLLM integrates activation caching on the server side, which allows the server to reuse historical activations and saves the mobile device from repeatedly computing forward passes for the recurring data samples. Besides, to reduce communication cost, PAE MobiLLM develops an activation shortcut that transmits only the token involved in the loss calculation instead of full activation matrices to guide the side network tuning. Last but not least, PAE MobiLLM introduces the additive adapter side-network design which makes the server train the adapter modules based on device-defined prediction differences rather than raw ground-truth labels. In this way, the server can only assist device-defined side-network computing, and learn nothing about data and labels. Extensive experimental results demonstrate PAE MobiLLM's superiority.

Huai-an Su, Jiaxiang Geng, Liang Li et al.

As a popular distributed learning paradigm, federated learning (FL) over mobile devices fosters numerous applications, while their practical deployment is hindered by participating devices' computing and communication heterogeneity. Some pioneering research efforts proposed to extract subnetworks from the global model, and assign as large a subnetwork as possible to the device for local training based on its full computing and communications capacity. Although such fixed size subnetwork assignment enables FL training over heterogeneous mobile devices, it is unaware of (i) the dynamic changes of devices' communication and computing conditions and (ii) FL training progress and its dynamic requirements of local training contributions, both of which may cause very long FL training delay. Motivated by those dynamics, in this paper, we develop a wireless and heterogeneity aware latency efficient FL (WHALE-FL) approach to accelerate FL training through adaptive subnetwork scheduling. Instead of sticking to the fixed size subnetwork, WHALE-FL introduces a novel subnetwork selection utility function to capture device and FL training dynamics, and guides the mobile device to adaptively select the subnetwork size for local training based on (a) its computing and communication capacity, (b) its dynamic computing and/or communication conditions, and (c) FL training status and its corresponding requirements for local training contributions. Our evaluation shows that, compared with peer designs, WHALE-FL effectively accelerates FL training without sacrificing learning accuracy.

Jiaru Zhang, Zesong Wang, Hao Wang et al.

Battery-powered mobile devices (e.g., smartphones, AR/VR glasses, and various IoT devices) are increasingly being used for AI training due to their growing computational power and easy access to valuable, diverse, and real-time data. On-device training is highly energy-intensive, making accurate energy consumption estimation crucial for effective job scheduling and sustainable AI. However, the heterogeneity of devices and the complexity of models challenge the accuracy and generalizability of existing estimation methods. This paper proposes THOR, a generic approach for energy consumption estimation in deep neural network (DNN) training. First, we examine the layer-wise energy additivity property of DNNs and strategically partition the entire model into layers for fine-grained energy consumption profiling. Then, we fit Gaussian Process (GP) models to learn from layer-wise energy consumption measurements and estimate a DNN's overall energy consumption based on its layer-wise energy additivity property. We conduct extensive experiments with various types of models across different real-world platforms. The results demonstrate that THOR has effectively reduced the Mean Absolute Percentage Error (MAPE) by up to 30%. Moreover, THOR is applied in guiding energy-aware pruning, successfully reducing energy consumption by 50%, thereby further demonstrating its generality and potential.

Tian Liu, Jiahao Ding, Ting Wang et al.

As a promising method of central model training on decentralized device data while securing user privacy, Federated Learning (FL)is becoming popular in Internet of Things (IoT) design. However, when the data collected by IoT devices are highly skewed in a non-independent and identically distributed (non-IID) manner, the accuracy of vanilla FL method cannot be guaranteed. Although there exist various solutions that try to address the bottleneck of FL with non-IID data, most of them suffer from extra intolerable communication overhead and low model accuracy. To enable fast and accurate FL, this paper proposes a novel data-based device grouping approach that can effectively reduce the disadvantages of weight divergence during the training of non-IID data. However, since our grouping method is based on the similarity of extracted feature maps from IoT devices, it may incur additional risks of privacy exposure. To solve this problem, we propose an improved version by exploiting similarity information using the Locality-Sensitive Hashing (LSH) algorithm without exposing extracted feature maps. Comprehensive experimental results on well-known benchmarks show that our approach can not only accelerate the convergence rate, but also improve the prediction accuracy for FL with non-IID data.

Peichun Li, Xumin Huang, Miao Pan et al.

Federated learning (FL) enables devices in mobile edge computing (MEC) to collaboratively train a shared model without uploading the local data. Gradient compression may be applied to FL to alleviate the communication overheads but current FL with gradient compression still faces great challenges. To deploy green MEC, we propose FedGreen, which enhances the original FL with fine-grained gradient compression to efficiently control the total energy consumption of the devices. Specifically, we introduce the relevant operations including device-side gradient reduction and server-side element-wise aggregation to facilitate the gradient compression in FL. According to a public dataset, we investigate the contributions of the compressed local gradients with respect to different compression ratios. After that, we formulate and tackle a learning accuracy-energy efficiency tradeoff problem where the optimal compression ratio and computing frequency are derived for each device. Experiments results demonstrate that given the 80% test accuracy requirement, compared with the baseline schemes, FedGreen reduces at least 32% of the total energy consumption of the devices.

Pavana Prakash, Jiahao Ding, Maoqiang Wu et al.

Federated learning (FL), an emerging distributed machine learning paradigm, in conflux with edge computing is a promising area with novel applications over mobile edge devices. In FL, since mobile devices collaborate to train a model based on their own data under the coordination of a central server by sharing just the model updates, training data is maintained private. However, without the central availability of data, computing nodes need to communicate the model updates often to attain convergence. Hence, the local computation time to create local model updates along with the time taken for transmitting them to and from the server result in a delay in the overall time. Furthermore, unreliable network connections may obstruct an efficient communication of these updates. To address these, in this paper, we propose a delay-efficient FL mechanism that reduces the overall time (consisting of both the computation and communication latencies) and communication rounds required for the model to converge. Exploring the impact of various parameters contributing to delay, we seek to balance the trade-off between wireless communication (to talk) and local computation (to work). We formulate a relation with overall time as an optimization problem and demonstrate the efficacy of our approach through extensive simulations.

Dian Shi, Liang Li, Rui Chen et al.

The continuous convergence of machine learning algorithms, 5G and beyond (5G+) wireless communications, and artificial intelligence (AI) hardware implementation hastens the birth of federated learning (FL) over 5G+ mobile devices, which pushes AI functions to mobile devices and initiates a new era of on-device AI applications. Despite the remarkable progress made in FL, huge energy consumption is one of the most significant obstacles restricting the development of FL over battery-constrained 5G+ mobile devices. To address this issue, in this paper, we investigate how to develop energy efficient FL over 5G+ mobile devices by making a trade-off between energy consumption for "working" (i.e., local computing) and that for "talking" (i.e., wireless communications) in order to boost the overall energy efficiency. Specifically, we first examine energy consumption models for graphics processing unit (GPU) computation and wireless transmissions. Then, we overview the state of the art of integrating FL procedure with energy-efficient learning techniques (e.g., gradient sparsification, weight quantization, pruning, etc.). Finally, we present several potential future research directions for FL over 5G+ mobile devices from the perspective of energy efficiency.

Liang Li, Dian Shi, Ronghui Hou et al.

Recent advances in machine learning, wireless communication, and mobile hardware technologies promisingly enable federated learning (FL) over massive mobile edge devices, which opens new horizons for numerous intelligent mobile applications. Despite the potential benefits, FL imposes huge communication and computation burdens on participating devices due to periodical global synchronization and continuous local training, raising great challenges to battery constrained mobile devices. In this work, we target at improving the energy efficiency of FL over mobile edge networks to accommodate heterogeneous participating devices without sacrificing the learning performance. To this end, we develop a convergence-guaranteed FL algorithm enabling flexible communication compression. Guided by the derived convergence bound, we design a compression control scheme to balance the energy consumption of local computing (i.e., "working") and wireless communication (i.e., "talking") from the long-term learning perspective. In particular, the compression parameters are elaborately chosen for FL participants adapting to their computing and communication environments. Extensive simulations are conducted using various datasets to validate our theoretical analysis, and the results also demonstrate the efficacy of the proposed scheme in energy saving.

Rui Chen, Liang Li, Kaiping Xue et al.

Federated learning (FL) is a popular collaborative distributed machine learning paradigm across mobile devices. However, practical FL over resource constrained mobile devices confronts multiple challenges, e.g., the local on-device training and model updates in FL are power hungry and radio resource intensive for mobile devices. To address these challenges, in this paper, we attempt to take FL into the design of future wireless networks and develop a novel joint design of wireless transmission and weight quantization for energy efficient FL over mobile devices. Specifically, we develop flexible weight quantization schemes to facilitate on-device local training over heterogeneous mobile devices. Based on the observation that the energy consumption of local computing is comparable to that of model updates, we formulate the energy efficient FL problem into a mixed-integer programming problem where the quantization and spectrum resource allocation strategies are jointly determined for heterogeneous mobile devices to minimize the overall FL energy consumption (computation + transmissions) while guaranteeing model performance and training latency. Since the optimization variables of the problem are strongly coupled, an efficient iterative algorithm is proposed, where the bandwidth allocation and weight quantization levels are derived. Extensive simulations are conducted to verify the effectiveness of the proposed scheme.

Maoqiang Wu, Xinyue Zhang, Jiahao Ding et al.

Deep learning has attracted broad interest in healthcare and medical communities. However, there has been little research into the privacy issues created by deep networks trained for medical applications. Recently developed inference attack algorithms indicate that images and text records can be reconstructed by malicious parties that have the ability to query deep networks. This gives rise to the concern that medical images and electronic health records containing sensitive patient information are vulnerable to these attacks. This paper aims to attract interest from researchers in the medical deep learning community to this important problem. We evaluate two prominent inference attack models, namely, attribute inference attack and model inversion attack. We show that they can reconstruct real-world medical images and clinical reports with high fidelity. We then investigate how to protect patients' privacy using defense mechanisms, such as label perturbation and model perturbation. We provide a comparison of attack results between the original and the medical deep learning models with defenses. The experimental evaluations show that our proposed defense approaches can effectively reduce the potential privacy leakage of medical deep learning from the inference attacks.

Di Wang, Jiahao Ding, Lijie Hu et al.

(Gradient) Expectation Maximization (EM) is a widely used algorithm for estimating the maximum likelihood of mixture models or incomplete data problems. A major challenge facing this popular technique is how to effectively preserve the privacy of sensitive data. Previous research on this problem has already lead to the discovery of some Differentially Private (DP) algorithms for (Gradient) EM. However, unlike in the non-private case, existing techniques are not yet able to provide finite sample statistical guarantees. To address this issue, we propose in this paper the first DP version of (Gradient) EM algorithm with statistical guarantees. Moreover, we apply our general framework to three canonical models: Gaussian Mixture Model (GMM), Mixture of Regressions Model (MRM) and Linear Regression with Missing Covariates (RMC). Specifically, for GMM in the DP model, our estimation error is near optimal in some cases. For the other two models, we provide the first finite sample statistical guarantees. Our theory is supported by thorough numerical experiments.

Guannan Liang, Qianqian Tong, Jiahao Ding et al.

Sparse learning is a very important tool for mining useful information and patterns from high dimensional data. Non-convex non-smooth regularized learning problems play essential roles in sparse learning, and have drawn extensive attentions recently. We design a family of stochastic proximal gradient methods by applying arbitrary sampling to solve the empirical risk minimization problem with a non-convex and non-smooth regularizer. These methods draw mini-batches of training examples according to an arbitrary probability distribution when computing stochastic gradients. A unified analytic approach is developed to examine the convergence and computational complexity of these methods, allowing us to compare the different sampling schemes. We show that the independent sampling scheme tends to improve performance over the commonly-used uniform sampling scheme. Our new analysis also derives a tighter bound on convergence speed for the uniform sampling than the best one available so far. Empirical evaluations demonstrate that the proposed algorithms converge faster than the state of the art.

Jinglin Zhang, Wenjun Xu, Hui Gao et al.

Millimeter wave (mmWave) communications can potentially meet the high data-rate requirements of unmanned aerial vehicle (UAV) networks. However, as the prerequisite of mmWave communications, the narrow directional beam tracking is very challenging because of the three-dimensional (3D) mobility and attitude variation of UAVs. Aiming to address the beam tracking difficulties, we propose to integrate the conformal array (CA) with the surface of each UAV, which enables the full spatial coverage and the agile beam tracking in highly dynamic UAV mmWave networks. More specifically, the key contributions of our work are three-fold. 1) A new mmWave beam tracking framework is established for the CA-enabled UAV mmWave network. 2) A specialized hierarchical codebook is constructed to drive the directional radiating element (DRE)-covered cylindrical conformal array (CCA), which contains both the angular beam pattern and the subarray pattern to fully utilize the potential of the CA. 3) A codebook-based multiuser beam tracking scheme is proposed, where the Gaussian process machine learning enabled UAV position/attitude predication is developed to improve the beam tracking efficiency in conjunction with the tracking-error aware adaptive beamwidth control. Simulation results validate the effectiveness of the proposed codebook-based beam tracking scheme in the CA-enabled UAV mmWave network, and demonstrate the advantages of CA over the conventional planner array in terms of spectrum efficiency and outage probability in the highly dynamic scenarios.

Jiahao Ding, Xinyue Zhang, Xiaohuan Li et al.

Machine learning is increasingly becoming a powerful tool to make decisions in a wide variety of applications, such as medical diagnosis and autonomous driving. Privacy concerns related to the training data and unfair behaviors of some decisions with regard to certain attributes (e.g., sex, race) are becoming more critical. Thus, constructing a fair machine learning model while simultaneously providing privacy protection becomes a challenging problem. In this paper, we focus on the design of classification model with fairness and differential privacy guarantees by jointly combining functional mechanism and decision boundary fairness. In order to enforce $ε$-differential privacy and fairness, we leverage the functional mechanism to add different amounts of Laplace noise regarding different attributes to the polynomial coefficients of the objective function in consideration of fairness constraint. We further propose an utility-enhancement scheme, called relaxed functional mechanism by adding Gaussian noise instead of Laplace noise, hence achieving $(ε,δ)$-differential privacy. Based on the relaxed functional mechanism, we can design $(ε,δ)$-differentially private and fair classification model. Moreover, our theoretical analysis and empirical results demonstrate that our two approaches achieve both fairness and differential privacy while preserving good utility and outperform the state-of-the-art algorithms.

Jiahao Ding, Xiaoqi Qin, Wenjun Xu et al.

Due to massive amounts of data distributed across multiple locations, distributed machine learning has attracted a lot of research interests. Alternating Direction Method of Multipliers (ADMM) is a powerful method of designing distributed machine learning algorithm, whereby each agent computes over local datasets and exchanges computation results with its neighbor agents in an iterative procedure. There exists significant privacy leakage during this iterative process if the local data is sensitive. In this paper, we propose a differentially private ADMM algorithm (P-ADMM) to provide dynamic zero-concentrated differential privacy (dynamic zCDP), by inserting Gaussian noise with linearly decaying variance. We prove that P-ADMM has the same convergence rate compared to the non-private counterpart, i.e., $\mathcal{O}(1/K)$ with $K$ being the number of iterations and linear convergence for general convex and strongly convex problems while providing differentially private guarantee. Moreover, through our experiments performed on real-world datasets, we empirically show that P-ADMM has the best-known performance among the existing differentially private ADMM based algorithms.