Hongli Xu

Zhida Jiang, Yang Xu, Hongli Xu et al.

Federated learning (FL) allows multiple clients cooperatively train models without disclosing local data. However, the existing works fail to address all these practical concerns in FL: limited communication resources, dynamic network conditions and heterogeneous client properties, which slow down the convergence of FL. To tackle the above challenges, we propose a heterogeneity-aware FL framework, called FedCG, with adaptive client selection and gradient compression. Specifically, the parameter server (PS) selects a representative client subset considering statistical heterogeneity and sends the global model to them. After local training, these selected clients upload compressed model updates matching their capabilities to the PS for aggregation, which significantly alleviates the communication load and mitigates the straggler effect. We theoretically analyze the impact of both client selection and gradient compression on convergence performance. Guided by the derived convergence rate, we develop an iteration-based algorithm to jointly optimize client selection and compression ratio decision using submodular maximization and linear programming. Extensive experiments on both real-world prototypes and simulations show that FedCG can provide up to 5.3$\times$ speedup compared to other methods.

Zhiwei Yao, Yang Xu, Hongli Xu et al.

Deploying Large Language Models (LLMs) on resource-constrained (or weak) devices presents significant challenges due to limited resources and heterogeneous data distribution. To address the data concern, it is necessary to fine-tune LLMs using on-device private data for various downstream tasks. While Federated Learning (FL) offers a promising privacy-preserving solution, existing fine-tuning methods retain the original LLM size, leaving issues of high inference latency and excessive memory demands unresolved. Hence, we design FedSpine, an FL framework that combines Parameter- Efficient Fine-Tuning (PEFT) with structured pruning for efficient deployment of LLMs on resource-constrained devices. Specifically, FedSpine introduces an iterative process to prune and tune the parameters of LLMs. To mitigate the impact of device heterogeneity, an online Multi-Armed Bandit (MAB) algorithm is employed to adaptively determine different pruning ratios and LoRA ranks for heterogeneous devices without any prior knowledge of their computing and communication capabilities. As a result, FedSpine maintains higher inference accuracy while improving fine-tuning efficiency. Experimental results conducted on a physical platform with 80 devices demonstrate that FedSpine can speed up fine-tuning by 1.4$\times$-6.9$\times$ and improve final accuracy by 0.4%-4.5% under the same sparsity level compared to other baselines.

Jun Liu, Yunming Liao, Hongli Xu et al.

Federated fine-tuning (FedFT) has been proposed to fine-tune the pre-trained language models in a distributed manner. However, there are two critical challenges for efficient FedFT in practical applications, i.e., resource constraints and system heterogeneity. Existing works rely on parameter-efficient fine-tuning methods, e.g., low-rank adaptation (LoRA), but with major limitations. Herein, based on the inherent characteristics of FedFT, we observe that LoRA layers with higher ranks added close to the output help to save resource consumption while achieving comparable fine-tuning performance. Then we propose a novel LoRA-based FedFT framework, termed LEGEND, which faces the difficulty of determining the number of LoRA layers (called, LoRA depth) and the rank of each LoRA layer (called, rank distribution). We analyze the coupled relationship between LoRA depth and rank distribution, and design an efficient LoRA configuration algorithm for heterogeneous devices, thereby promoting fine-tuning efficiency. Extensive experiments are conducted on a physical platform with 80 commercial devices. The results show that LEGEND can achieve a speedup of 1.5-2.8$\times$ and save communication costs by about 42.3% when achieving the target accuracy, compared to the advanced solutions.

Jun Liu, Yunming Liao, Hongli Xu et al.

Fine-tuning large language models (LLMs) via federated learning, i.e., FedLLM, has been proposed to adapt LLMs for various downstream applications in a privacy-preserving way. To reduce the fine-tuning costs on resource-constrained devices, FedLoRA is proposed to fine-tune only a small subset of model parameters by integrating low-rank adaptation (LoRA) into FedLLM. However, apart from resource constraints, there is still another critical challenge, i.e., data heterogeneity, severely hindering the implementation of FedLoRA in practical applications. Herein, inspired by the previous group-based federated learning paradigm, we propose a hierarchical FedLoRA framework, termed HierFedLoRA, to address these challenges. Specifically, HierFedLoRA partitions all devices into multiple near-IID groups and adjusts the intra-group aggregation frequency for each group to eliminate the negative effects of non-IID data. Meanwhile, to reduce the computation and communication cost, HierFedLoRA dynamically assigns diverse and suitable fine-tuning depth (i.e., the number of continuous fine-tuning layers from the output) for each group. HierFedLoRA explores jointly optimizing aggregation frequency and depth upon their coupled relationship to better enhance the performance of FedLoRA. Extensive experiments are conducted on a physical platform with 80 commercial devices. The results show that HierFedLoRA improves the final model accuracy by 1.6% to 4.2%, speeding up the fine-tuning process by at least 2.1$\times$, compared to the strong baselines.

Jiaming Yan, Jianchun Liu, Hongli Xu et al.

Compression is an efficient way to relieve the tremendous communication overhead of federated learning (FL) systems. However, for the existing works, the information loss under compression will lead to unexpected model/gradient deviation for the FL training, significantly degrading the training performance, especially under the challenges of data heterogeneity and model obsolescence. To strike a delicate trade-off between model accuracy and traffic cost, we propose Caesar, a novel FL framework with a low-deviation compression approach. For the global model download, we design a greedy method to optimize the compression ratio for each device based on the staleness of the local model, ensuring a precise initial model for local training. Regarding the local gradient upload, we utilize the device's local data properties (\ie, sample volume and label distribution) to quantify its local gradient's importance, which then guides the determination of the gradient compression ratio. Besides, with the fine-grained batch size optimization, Caesar can significantly diminish the devices' idle waiting time under the synchronized barrier. We have implemented Caesar on two physical platforms with 40 smartphones and 80 NVIDIA Jetson devices. Extensive results show that Caesar can reduce the traffic costs by about 25.54%$\thicksim$37.88% compared to the compression-based baselines with the same target accuracy, while incurring only a 0.68% degradation in final test accuracy relative to the full-precision communication.

Changbo Wu, Zhuolong Yu, Gongming Zhao et al.

Collective communication (CC) is widely adopted for large-scale distributed machine learning (DML) training workloads. DML's predictable traffic pattern provides a great oppotunity for applying optical network technology. Existing optical interconnects-based CC schemes adopt ``one-shot network reconfiguration'', which provisions static high-capacity topologies for an entire collective operation -- sometimes for a full training iteration. However, this approach faces significant scalability limitations when supporting more complex and efficient CC algorithms required for modern workloads: the ``one-shot'' strategies either demand excessive resource overprovisioning or suffer performance degradation due to rigid resource allocation. To address these challenges, we propose SWOT, a demand-aware optical network framework. SWOT employs ``intra-collective reconfiguration'' and can dynamically align network resources with CC traffic patterns. SWOT incorporates a novel scheduling technique that overlaps optical switch reconfigurations with ongoing transmissions, and improves communication efficiency. SWOT introduce a lightweight collective communication shim that enables coordinated optical network configuration and transmission scheduling while supporting seamless integration with existing CC libraries. Our simulation results demonstrate SWOT's significant performance improvements.

Chenxia Tang, Jianchun Liu, Hongli Xu et al.

Large language models (LLMs) inference relies heavily on KV-caches to accelerate autoregressive decoding, but the resulting memory footprint grows rapidly with sequence length, posing significant efficiency challenges. Current KV-cache compression methods suffer from a Procrustes' bed problem: they force diverse workloads into fixed compression ratios, leading to suboptimal resource allocation and inference performance. To this end, we present GVote, an adaptive KV-cache compression scheme that eliminates manual budget specification while achieving superior accuracy-efficiency trade-offs. GVote operates on the principle that the important keys are the aggregation of keys required by future queries. The method predicts future query attention demands by Monte-Carlo style sampling potential queries and aggregating selected keys to determine the optimal cache budget without manual specification. Experimental evaluation demonstrates GVote's effectiveness across multiple benchmarks, including GSM8K, RULER and Longbench. Compared to baselines, GVote exhibits 2$\times$ memory reduction while the accuracy maintains higher or comparable.

Zihuai Xu, Yang Xu, Hongli Xu et al.

Considering the hardware-friendly characteristics and broad applicability, structured pruning has emerged as an efficient solution to reduce the resource demands of large language models (LLMs) on resource-constrained devices. Traditional structured pruning methods often need fine-tuning to recover performance loss, which incurs high memory overhead and substantial data requirements, rendering them unsuitable for on-device applications. Additionally, post-training structured pruning techniques typically necessitate specific activation functions or architectural modifications, thereby limiting their scope of applications. Herein, we introduce COMP, a lightweight post-training structured pruning method that employs a hybrid-granularity pruning strategy. COMP initially prunes selected model layers based on their importance at a coarse granularity, followed by fine-grained neuron pruning within the dense layers of each remaining model layer. To more accurately evaluate neuron importance, COMP introduces a new matrix condition-based metric. Subsequently, COMP utilizes mask tuning to recover accuracy without the need for fine-tuning, significantly reducing memory consumption. Experimental results demonstrate that COMP improves performance by 6.13\% on the LLaMA-2-7B model with a 20\% pruning ratio compared to LLM-Pruner, while simultaneously reducing memory overhead by 80\%.

Shilong Wang, Jianchun Liu, Hongli Xu et al.

In a federated learning (FL) system, many devices, such as smartphones, are often undependable (e.g., frequently disconnected from WiFi) during training. Existing FL frameworks always assume a dependable environment and exclude undependable devices from training, leading to poor model performance and resource wastage. In this paper, we propose FLUDE to effectively deal with undependable environments. First, FLUDE assesses the dependability of devices based on the probability distribution of their historical behaviors (e.g., the likelihood of successfully completing training). Based on this assessment, FLUDE adaptively selects devices with high dependability for training. To mitigate resource wastage during the training phase, FLUDE maintains a model cache on each device, aiming to preserve the latest training state for later use in case local training on an undependable device is interrupted. Moreover, FLUDE proposes a staleness-aware strategy to judiciously distribute the global model to a subset of devices, thus significantly reducing resource wastage while maintaining model performance. We have implemented FLUDE on two physical platforms with 120 smartphones and NVIDIA Jetson devices. Extensive experimental results demonstrate that FLUDE can effectively improve model performance and resource efficiency of FL training in undependable environments.

Xianjun Gao, Jianchun Liu, Hongli Xu et al.

Federated Graph Learning (FGL) has demonstrated the advantage of training a global Graph Neural Network (GNN) model across distributed clients using their local graph data. Unlike Euclidean data (\eg, images), graph data is composed of nodes and edges, where the overall node-edge connections determine the topological structure, and individual nodes along with their neighbors capture local node features. However, existing studies tend to prioritize one aspect over the other, leading to an incomplete understanding of the data and the potential misidentification of key characteristics across varying graph scenarios. Additionally, the non-independent and identically distributed (non-IID) nature of graph data makes the extraction of these two data characteristics even more challenging. To address the above issues, we propose a novel FGL framework, named FedGCF, which aims to simultaneously extract and fuse structural properties and node features to effectively handle diverse graph scenarios. FedGCF first clusters clients by structural similarity, performing model aggregation within each cluster to form the shared structural model. Next, FedGCF selects the clients with common node features and aggregates their models to generate a common node model. This model is then propagated to all clients, allowing common node features to be shared. By combining these two models with a proper ratio, FedGCF can achieve a comprehensive understanding of the graph data and deliver better performance, even under non-IID distributions. Experimental results show that FedGCF improves accuracy by 4.94%-7.24% under different data distributions and reduces communication cost by 64.18%-81.25% to reach the same accuracy compared to baselines.

Yaqi Wang, Haipei Xu

Recently, as Large Language Models (LLMs) have shown impressive emerging capabilities and gained widespread popularity, research on LLM-based search agents has proliferated. In real-world situations, users often input contextual and highly personalized queries to chatbots, challenging LLMs to capture context and generate appropriate answers. However, much of the prior research has not focused specifically on authentic human-machine dialogue scenarios. It also ignores the important balance between response quality and computational cost by forcing all queries to follow the same agent process. To address these gaps, we propose a Strategy-Router Search Agent (SRSA), routing different queries to appropriate search strategies and enabling fine-grained serial searches to obtain high-quality results at a relatively low cost. To evaluate our work, we introduce a new dataset, Contextual Query Enhancement Dataset (CQED), comprising contextual queries to simulate authentic and daily interactions between humans and chatbots. Using LLM-based automatic evaluation metrics, we assessed SRSA's performance in terms of informativeness, completeness, novelty, and actionability. To conclude, SRSA provides an approach that resolves the issue of simple serial searches leading to degenerate answers for lengthy and contextual queries, effectively and efficiently parses complex user queries, and generates more comprehensive and informative responses without fine-tuning an LLM.

Shaowei Wang, Jiachun Du, Wei Yang et al.

Voting plays a central role in bringing crowd wisdom to collective decision making, meanwhile data privacy has been a common ethical/legal issue in eliciting preferences from individuals. This work studies the problem of aggregating individual's voting data under the local differential privacy setting, where usefulness and soundness of the aggregated scores are of major concern. One naive approach to the problem is adding Laplace random noises, however, it makes aggregated scores extremely fragile to new types of strategic behaviors tailored to the local privacy setting: data amplification attack and view disguise attack. The data amplification attack means an attacker's manipulation power is amplified by the privacy-preserving procedure when contributing a fraud vote. The view disguise attack happens when an attacker could disguise malicious data as valid private views to manipulate the voting result. In this work, after theoretically quantifying the estimation error bound and the manipulating risk bound of the Laplace mechanism, we propose two mechanisms improving the usefulness and soundness simultaneously: the weighted sampling mechanism and the additive mechanism. The former one interprets the score vector as probabilistic data. Compared to the Laplace mechanism for Borda voting rule with $d$ candidates, it reduces the mean squared error bound by half and lowers the maximum magnitude risk bound from $+\infty$ to $O(\frac{d^3}{nε})$. The latter one randomly outputs a subset of candidates according to their total scores. Its mean squared error bound is optimized from $O(\frac{d^5}{nε^2})$ to $O(\frac{d^4}{nε^2})$, and its maximum magnitude risk bound is reduced to $O(\frac{d^2}{nε})$. Experimental results validate that our proposed approaches averagely reduce estimation error by $50\%$ and are more robust to adversarial attacks.

Shaowei Wang, Liusheng Huang, Pengzhan Wang et al.

Ensemble learning has been widely employed by mobile applications, ranging from environmental sensing to activity recognitions. One of the fundamental issue in ensemble learning is the trade-off between classification accuracy and computational costs, which is the goal of ensemble pruning. During crowdsourcing, the centralized aggregator releases ensemble learning models to a large number of mobile participants for task evaluation or as the crowdsourcing learning results, while different participants may seek for different levels of the accuracy-cost trade-off. However, most of existing ensemble pruning approaches consider only one identical level of such trade-off. In this study, we present an efficient ensemble pruning framework for personalized accuracy-cost trade-offs via multi-objective optimization. Specifically, for the commonly used linear-combination style of the trade-off, we provide an objective-mixture optimization to further reduce the number of ensemble candidates. Experimental results show that our framework is highly efficient for personalized ensemble pruning, and achieves much better pruning performance with objective-mixture optimization when compared to state-of-art approaches.