13.7CLOct 6, 2022
State-of-the-art generalisation research in NLP: A taxonomy and reviewDieuwke Hupkes, Mario Giulianelli, Verna Dankers et al. · amazon-science, cambridge
The ability to generalise well is one of the primary desiderata of natural language processing (NLP). Yet, what 'good generalisation' entails and how it should be evaluated is not well understood, nor are there any evaluation standards for generalisation. In this paper, we lay the groundwork to address both of these issues. We present a taxonomy for characterising and understanding generalisation research in NLP. Our taxonomy is based on an extensive literature review of generalisation research, and contains five axes along which studies can differ: their main motivation, the type of generalisation they investigate, the type of data shift they consider, the source of this data shift, and the locus of the shift within the modelling pipeline. We use our taxonomy to classify over 400 papers that test generalisation, for a total of more than 600 individual experiments. Considering the results of this review, we present an in-depth analysis that maps out the current state of generalisation research in NLP, and we make recommendations for which areas might deserve attention in the future. Along with this paper, we release a webpage where the results of our review can be dynamically explored, and which we intend to update as new NLP generalisation studies are published. With this work, we aim to take steps towards making state-of-the-art generalisation testing the new status quo in NLP.
Can Transformer be Too Compositional? Analysing Idiom Processing in Neural Machine TranslationVerna Dankers, Christopher G. Lucas, Ivan Titov
Unlike literal expressions, idioms' meanings do not directly follow from their parts, posing a challenge for neural machine translation (NMT). NMT models are often unable to translate idioms accurately and over-generate compositional, literal translations. In this work, we investigate whether the non-compositionality of idioms is reflected in the mechanics of the dominant NMT model, Transformer, by analysing the hidden states and attention patterns for models with English as source language and one of seven European languages as target language. When Transformer emits a non-literal translation - i.e. identifies the expression as idiomatic - the encoder processes idioms more strongly as single lexical units compared to literal expressions. This manifests in idioms' parts being grouped through attention and in reduced interaction between idioms and their context. In the decoder's cross-attention, figurative inputs result in reduced attention on source-side tokens. These results suggest that Transformer's tendency to process idioms as compositional expressions contributes to literal translations of idioms.
0.3CLOct 4, 2022
Text Characterization ToolkitDaniel Simig, Tianlu Wang, Verna Dankers et al. · meta-ai
In NLP, models are usually evaluated by reporting single-number performance scores on a number of readily available benchmarks, without much deeper analysis. Here, we argue that - especially given the well-known fact that benchmarks often contain biases, artefacts, and spurious correlations - deeper results analysis should become the de-facto standard when presenting new models or benchmarks. We present a tool that researchers can use to study properties of the dataset and the influence of those properties on their models' behaviour. Our Text Characterization Toolkit includes both an easy-to-use annotation tool, as well as off-the-shelf scripts that can be used for specific analyses. We also present use-cases from three different domains: we use the tool to predict what are difficult examples for given well-known trained models and identify (potentially harmful) biases and heuristics that are present in a dataset.
Leveraging Routing Dynamics in Mixture-of-Experts Models for Efficient Language AdaptationAditi Khandelwal, Marius Mosbach, Verna Dankers et al.
Mixture-of-Experts (MoE) models are widely used to scale language models, yet their expert routing behavior and adaptation in a multilingual setting remain underexplored. In this work, we study multilingual routing dynamics during continual pre-training of an English-centric MoE model on a multilingual corpus, analyzing how expert usage varies across languages. We find that continual multilingual pre-training leads to diffused, language-agnostic routing in early and middle layers, with language specialization primarily emerging in the final layers. We also show that token-level vocabulary overlap between languages plays an important role in how languages are routed. Motivated by these findings, we propose a parameter-efficient adaptation strategy that updates language-specific and shared experts in the final MoE layers. Experiments on MultiBLiMP and Belebele show that our method achieves a strong performance-efficiency trade-off, attaining competitive performance relative to fine-tuning complete final layers, while updating less than 2% of the parameters. Overall, our findings provide insights into where and how language specialization emerges in MoEs during continual pre-training and provide practical insights for low-resource multilingual adaptation. Our code is available at https://github.com/aditi184/moe-routing-adaptation.
Evaluating Communicative Belief Updates in Large Language Models via Implicature Recognition and CancellationCesare Spinoso-Di Piano, Verna Dankers, Marius Mosbach et al.
Human language is driven by unspoken beliefs and belief updates, making these critical to model for successful communication between large language models (LLMs) and their users. In this paper, we evaluate the ability of LLMs to recognize unspoken beliefs made through implicatures and to understand their updates through implicature cancellation: the pragmatic phenomenon whereby an utterance's implied meaning is weakened or negated. We create the first expert-annotated implicature cancellation dataset, [DatasetName], crowdsourced for human judgements of implicatures and their corresponding cancellations. We find that LLM belief update understanding lags behind that of humans, especially in more naturally-occurring scenarios. Additional control experiments suggest that successes in LLM belief updates may stem in part from a reliance on prior beliefs, and that failures in belief updates may depend on their type and on their form. Overall, our study suggests that current LLMs have not yet reached human-level understanding of unspoken beliefs and belief updates. Code and data are available at https://github.com/cesare-spinoso/ImplicatureX.
Recursive Neural Networks with Bottlenecks Diagnose (Non-)CompositionalityVerna Dankers, Ivan Titov
A recent line of work in NLP focuses on the (dis)ability of models to generalise compositionally for artificial languages. However, when considering natural language tasks, the data involved is not strictly, or locally, compositional. Quantifying the compositionality of data is a challenging task, which has been investigated primarily for short utterances. We use recursive neural models (Tree-LSTMs) with bottlenecks that limit the transfer of information between nodes. We illustrate that comparing data's representations in models with and without the bottleneck can be used to produce a compositionality metric. The procedure is applied to the evaluation of arithmetic expressions using synthetic data, and sentiment classification using natural language data. We demonstrate that compression through a bottleneck impacts non-compositional examples disproportionately and then use the bottleneck compositionality metric (BCM) to distinguish compositional from non-compositional samples, yielding a compositionality ranking over a dataset.
21.3CLNov 9, 2023
Memorisation Cartography: Mapping out the Memorisation-Generalisation Continuum in Neural Machine TranslationVerna Dankers, Ivan Titov, Dieuwke Hupkes
When training a neural network, it will quickly memorise some source-target mappings from your dataset but never learn some others. Yet, memorisation is not easily expressed as a binary feature that is good or bad: individual datapoints lie on a memorisation-generalisation continuum. What determines a datapoint's position on that spectrum, and how does that spectrum influence neural models' performance? We address these two questions for neural machine translation (NMT) models. We use the counterfactual memorisation metric to (1) build a resource that places 5M NMT datapoints on a memorisation-generalisation map, (2) illustrate how the datapoints' surface-level characteristics and a models' per-datum training signals are predictive of memorisation in NMT, (3) and describe the influence that subsets of that map have on NMT systems' performance.
Non-Compositionality in Sentiment: New Data and AnalysesVerna Dankers, Christopher G. Lucas
When natural language phrases are combined, their meaning is often more than the sum of their parts. In the context of NLP tasks such as sentiment analysis, where the meaning of a phrase is its sentiment, that still applies. Many NLP studies on sentiment analysis, however, focus on the fact that sentiment computations are largely compositional. We, instead, set out to obtain non-compositionality ratings for phrases with respect to their sentiment. Our contributions are as follows: a) a methodology for obtaining those non-compositionality ratings, b) a resource of ratings for 259 phrases -- NonCompSST -- along with an analysis of that resource, and c) an evaluation of computational models for sentiment analysis using this new resource.
Latent Feature-based Data Splits to Improve Generalisation Evaluation: A Hate Speech Detection Case StudyMaike Züfle, Verna Dankers, Ivan Titov
With the ever-growing presence of social media platforms comes the increased spread of harmful content and the need for robust hate speech detection systems. Such systems easily overfit to specific targets and keywords, and evaluating them without considering distribution shifts that might occur between train and test data overestimates their benefit. We challenge hate speech models via new train-test splits of existing datasets that rely on the clustering of models' hidden representations. We present two split variants (Subset-Sum-Split and Closest-Split) that, when applied to two datasets using four pretrained models, reveal how models catastrophically fail on blind spots in the latent space. This result generalises when developing a split with one model and evaluating it on another. Our analysis suggests that there is no clear surface-level property of the data split that correlates with the decreased performance, which underscores that task difficulty is not always humanly interpretable. We recommend incorporating latent feature-based splits in model development and release two splits via the GenBench benchmark.
Evaluating Subword Tokenization: Alien Subword Composition and OOV Generalization ChallengeKhuyagbaatar Batsuren, Ekaterina Vylomova, Verna Dankers et al.
The popular subword tokenizers of current language models, such as Byte-Pair Encoding (BPE), are known not to respect morpheme boundaries, which affects the downstream performance of the models. While many improved tokenization algorithms have been proposed, their evaluation and cross-comparison is still an open problem. As a solution, we propose a combined intrinsic-extrinsic evaluation framework for subword tokenization. Intrinsic evaluation is based on our new UniMorph Labeller tool that classifies subword tokenization as either morphological or alien. Extrinsic evaluation, in turn, is performed via the Out-of-Vocabulary Generalization Challenge 1.0 benchmark, which consists of three newly specified downstream text classification tasks. Our empirical findings show that the accuracy of UniMorph Labeller is 98%, and that, in all language models studied (including ALBERT, BERT, RoBERTa, and DeBERTa), alien tokenization leads to poorer generalizations compared to morphological tokenization for semantic compositionality of word meanings.
10.6CVJul 23
CRAG-MM-Diagnostics: Enabling Stage-Wise Analysis of Knowledge-Intensive VQAHanseok Oh, Parishad BehnamGhader, Benno Krojer et al.
Knowledge-Intensive Visual Question Answering (KI-VQA) benchmarks evaluate Vision-Language Models (VLMs) as multimodal knowledge assistants by requiring external information beyond a provided image to answer questions. KI-VQA involves multiple sub-problems -referring expression understanding, visual grounding, object recognition, knowledge retrieval, and reasoning-yet existing benchmarks typically report only end-task accuracy, obscuring where failures arise. To analyze the full KI-VQA pipeline, we introduce CRAG-MM-Diagnostics, a diagnostic benchmark with stage-wise data annotations that isolate 1) language-based visual grounding, 2) object identification, and 3) knowledge retrieval and reasoning. We evaluate fully parametric and retrieval-augmented VLMs, providing fine-grained analyses using newly collected metadata, such as target ROIs, entity names, and visual complexity scores. Our results point to knowledge retrieval and reasoning as the primary bottleneck, but also highlight issues in the other parts of the KI-VQA pipeline, such as the fact that VLMs struggle with target object identification or that image retrievers struggle to integrate textual cues. These findings expose fundamental limitations in current KI-VQA systems and motivate stage-aware evaluation. We, lastly, leverage these findings to propose a grounded bimodal RAG pipeline that integrates a visual grounding module to crop targets before image retrieval, boosting GPT-5 and Qwen's respective accuracies by 13.3 and 8.5 percentage points.
17.1CLJul 2
LACUNA: A Testbed for Evaluating Localization Precision for LLM UnlearningMatteo Boglioni, Thibault Rousset, Siva Reddy et al.
LLMs memorize sensitive training data, including personally identifiable information (PII), creating a pressing need for reliable post hoc removal methods. Unlearning has emerged as a promising solution, with state-of-the-art(SOTA) methods often following a localize-first, unlearn-second paradigm that targets specific model parameters. However, existing benchmarks evaluate unlearning solely at the output level, leaving open the question of whether unlearning truly erases knowledge from a model's parameters or merely obfuscates it, a concern reinforced by the success of resurfacing attacks. To bridge this gap, we introduce LACUNA: the first unlearning testbed with ground-truth parameter-level localization. LACUNA injects PII of synthetic individuals into predefined parameters of 1B and 7B OLMo-based models via masked continual pretraining, enabling direct evaluation of whether unlearning targets the weights responsible for knowledge storage. We use LACUNA to benchmark current SOTA unlearning methods and find that, despite strong output-level performance, existing methods are highly imprecise and susceptible to resurfacing attacks. We further show that when localization is successful, even a simple gradient-based unlearning method achieves strong erasure and robustness to resurfacing attacks, highlighting the importance of precise unlearning. We release LACUNA to complement behavioral evaluations and drive further advances in robust, localization-based unlearning.
8.3CLFeb 3, 2025
Memorization Inheritance in Sequence-Level Knowledge Distillation for Neural Machine TranslationVerna Dankers, Vikas Raunak
In this work, we explore how instance-level memorization in the teacher Neural Machine Translation (NMT) model gets inherited by the student model in sequence-level knowledge distillation (SeqKD). We find that despite not directly seeing the original training data, students memorize more than baseline models (models of the same size, trained on the original data) -- 3.4% for exact matches and 57% for extractive memorization -- and show increased hallucination rates. Further, under this SeqKD setting, we also characterize how students behave on specific training data subgroups, such as subgroups with low quality and specific counterfactual memorization (CM) scores, and find that students exhibit amplified denoising on low-quality subgroups. Finally, we propose a modification to SeqKD named Adaptive-SeqKD, which intervenes in SeqKD to reduce memorization and hallucinations. Overall, we recommend caution when applying SeqKD: students inherit both their teachers' superior performance and their fault modes, thereby requiring active monitoring.
15.4CRJun 19
Toward Open Weight Models Without Risks: Separating Public and Private Capabilities in LLMsCharbel El Feghali, Arkil Patel, Nicholas Meade et al.
Open-weight Large Language Models (LLMs) enable scientific progress and broad deployment. However, they make it difficult to control access to sensitive capabilities. Current practice either suppresses dangerous capabilities before release or mediates access through closed services that use specialized model variants, input/output monitors, and API permissions. The former is susceptible to jailbreaks while sacrificing capability for all users to mitigate the risks posed by a few, and the latter is fundamentally incompatible with open-weight release. In this paper, we propose Tiered Language Models (TLMs), where a single set of released weights supports multiple capability levels. In its default public configuration, a TLM behaves as a conventional LLM. A compact secret key specifies a permutation over a small parameter subset, inducing an alternative computation graph over the same weights that exposes additional capabilities. We develop a training protocol that jointly pretrains both configurations from scratch, then fine-tunes the keyed configuration on private data with regularization to preserve the public model's behavior. We pretrain 180M- and 650M-parameter TLMs and demonstrate that the keyed configuration can acquire a new language, gain instruction-following ability, and memorize private factual knowledge, whereas the public configuration exhibits none of these capabilities. Moreover, we show that our approach extends naturally to multiple hierarchical tiers. Because authorization operates on the model's weight structure rather than in the input space, the mechanism resists fine-tuning-based extraction and partial key compromise. In general, TLMs take a step toward reconciling open-weight release with selective capability control.
31.0CLAug 12, 2021
The paradox of the compositionality of natural language: a neural machine translation case studyVerna Dankers, Elia Bruni, Dieuwke Hupkes
Obtaining human-like performance in NLP is often argued to require compositional generalisation. Whether neural networks exhibit this ability is usually studied by training models on highly compositional synthetic data. However, compositionality in natural language is much more complex than the rigid, arithmetic-like version such data adheres to, and artificial compositionality tests thus do not allow us to determine how neural models deal with more realistic forms of compositionality. In this work, we re-instantiate three compositionality tests from the literature and reformulate them for neural machine translation (NMT). Our results highlight that: i) unfavourably, models trained on more data are more compositional; ii) models are sometimes less compositional than expected, but sometimes more, exemplifying that different levels of compositionality are required, and models are not always able to modulate between them correctly; iii) some of the non-compositional behaviours are mistakes, whereas others reflect the natural variation in data. Apart from an empirical study, our work is a call to action: we should rethink the evaluation of compositionality in neural networks and develop benchmarks using real data to evaluate compositionality on natural language, where composing meaning is not as straightforward as doing the math.
Meta-Learning for Fast Cross-Lingual Adaptation in Dependency ParsingAnna Langedijk, Verna Dankers, Phillip Lippe et al.
Meta-learning, or learning to learn, is a technique that can help to overcome resource scarcity in cross-lingual NLP problems, by enabling fast adaptation to new tasks. We apply model-agnostic meta-learning (MAML) to the task of cross-lingual dependency parsing. We train our model on a diverse set of languages to learn a parameter initialization that can adapt quickly to new languages. We find that meta-learning with pre-training can significantly improve upon the performance of language transfer and standard supervised learning baselines for a variety of unseen, typologically diverse, and low-resource languages, in a few-shot learning setup.
Compositionality decomposed: how do neural networks generalise?Dieuwke Hupkes, Verna Dankers, Mathijs Mul et al.
Despite a multitude of empirical studies, little consensus exists on whether neural networks are able to generalise compositionally, a controversy that, in part, stems from a lack of agreement about what it means for a neural model to be compositional. As a response to this controversy, we present a set of tests that provide a bridge between, on the one hand, the vast amount of linguistic and philosophical theory about compositionality of language and, on the other, the successful neural models of language. We collect different interpretations of compositionality and translate them into five theoretically grounded tests for models that are formulated on a task-independent level. In particular, we provide tests to investigate (i) if models systematically recombine known parts and rules (ii) if models can extend their predictions beyond the length they have seen in the training data (iii) if models' composition operations are local or global (iv) if models' predictions are robust to synonym substitutions and (v) if models favour rules or exceptions during training. To demonstrate the usefulness of this evaluation paradigm, we instantiate these five tests on a highly compositional data set which we dub PCFG SET and apply the resulting tests to three popular sequence-to-sequence models: a recurrent, a convolution-based and a transformer model. We provide an in-depth analysis of the results, which uncover the strengths and weaknesses of these three architectures and point to potential areas of improvement.
31.2CLJun 4, 2019
Transcoding compositionally: using attention to find more generalizable solutionsKris Korrel, Dieuwke Hupkes, Verna Dankers et al.
While sequence-to-sequence models have shown remarkable generalization power across several natural language tasks, their construct of solutions are argued to be less compositional than human-like generalization. In this paper, we present seq2attn, a new architecture that is specifically designed to exploit attention to find compositional patterns in the input. In seq2attn, the two standard components of an encoder-decoder model are connected via a transcoder, that modulates the information flow between them. We show that seq2attn can successfully generalize, without requiring any additional supervision, on two tasks which are specifically constructed to challenge the compositional skills of neural networks. The solutions found by the model are highly interpretable, allowing easy analysis of both the types of solutions that are found and potential causes for mistakes. We exploit this opportunity to introduce a new paradigm to test compositionality that studies the extent to which a model overgeneralizes when confronted with exceptions. We show that seq2attn exhibits such overgeneralization to a larger degree than a standard sequence-to-sequence model.