Cluster-Level Contrastive Learning for Emotion Recognition in ConversationsKailai Yang, Tianlin Zhang, Hassan Alhuzali et al.
A key challenge for Emotion Recognition in Conversations (ERC) is to distinguish semantically similar emotions. Some works utilise Supervised Contrastive Learning (SCL) which uses categorical emotion labels as supervision signals and contrasts in high-dimensional semantic space. However, categorical labels fail to provide quantitative information between emotions. ERC is also not equally dependent on all embedded features in the semantic space, which makes the high-dimensional SCL inefficient. To address these issues, we propose a novel low-dimensional Supervised Cluster-level Contrastive Learning (SCCL) method, which first reduces the high-dimensional SCL space to a three-dimensional affect representation space Valence-Arousal-Dominance (VAD), then performs cluster-level contrastive learning to incorporate measurable emotion prototypes. To help modelling the dialogue and enriching the context, we leverage the pre-trained knowledge adapters to infuse linguistic and factual knowledge. Experiments show that our method achieves new state-of-the-art results with 69.81% on IEMOCAP, 65.7% on MELD, and 62.51% on DailyDialog datasets. The analysis also proves that the VAD space is not only suitable for ERC but also interpretable, with VAD prototypes enhancing its performance and stabilising the training of SCCL. In addition, the pre-trained knowledge adapters benefit the performance of the utterance encoder and SCCL. Our code is available at: https://github.com/SteveKGYang/SCCL
A Survey for Biomedical Text Summarization: From Pre-trained to Large Language ModelsQianqian Xie, Zheheng Luo, Benyou Wang et al.
The exponential growth of biomedical texts such as biomedical literature and electronic health records (EHRs), poses a significant challenge for clinicians and researchers to access clinical information efficiently. To tackle this challenge, biomedical text summarization (BTS) has been proposed as a solution to support clinical information retrieval and management. BTS aims at generating concise summaries that distill key information from single or multiple biomedical documents. In recent years, the rapid advancement of fundamental natural language processing (NLP) techniques, from pre-trained language models (PLMs) to large language models (LLMs), has greatly facilitated the progress of BTS. This growth has led to numerous proposed summarization methods, datasets, and evaluation metrics, raising the need for a comprehensive and up-to-date survey for BTS. In this paper, we present a systematic review of recent advancements in BTS, leveraging cutting-edge NLP techniques from PLMs to LLMs, to help understand the latest progress, challenges, and future directions. We begin by introducing the foundational concepts of BTS, PLMs and LLMs, followed by an in-depth review of available datasets, recent approaches, and evaluation metrics in BTS. We finally discuss existing challenges and promising future directions in the era of LLMs. To facilitate the research community, we line up open resources including available datasets, recent approaches, codes, evaluation metrics, and the leaderboard in a public project: https://github.com/KenZLuo/Biomedical-Text-Summarization-Survey/tree/master. We believe that this survey will be a useful resource to researchers, allowing them to quickly track recent advancements and provide guidelines for future BTS research within the research community.
Span-based Named Entity Recognition by Generating and Compressing InformationNhung T. H. Nguyen, Makoto Miwa, Sophia Ananiadou
The information bottleneck (IB) principle has been proven effective in various NLP applications. The existing work, however, only used either generative or information compression models to improve the performance of the target task. In this paper, we propose to combine the two types of IB models into one system to enhance Named Entity Recognition (NER). For one type of IB model, we incorporate two unsupervised generative components, span reconstruction and synonym generation, into a span-based NER system. The span reconstruction ensures that the contextualised span representation keeps the span information, while the synonym generation makes synonyms have similar representations even in different contexts. For the other type of IB model, we add a supervised IB layer that performs information compression into the system to preserve useful features for NER in the resulting span representations. Experiments on five different corpora indicate that jointly training both generative and information compression models can enhance the performance of the baseline span-based NER system. Our source code is publicly available at https://github.com/nguyennth/joint-ib-models.
MentaLLaMA: Interpretable Mental Health Analysis on Social Media with Large Language ModelsKailai Yang, Tianlin Zhang, Ziyan Kuang et al.
With the development of web technology, social media texts are becoming a rich source for automatic mental health analysis. As traditional discriminative methods bear the problem of low interpretability, the recent large language models have been explored for interpretable mental health analysis on social media, which aims to provide detailed explanations along with predictions. The results show that ChatGPT can generate approaching-human explanations for its correct classifications. However, LLMs still achieve unsatisfactory classification performance in a zero-shot/few-shot manner. Domain-specific finetuning is an effective solution, but faces 2 challenges: 1) lack of high-quality training data. 2) no open-source LLMs for interpretable mental health analysis were released to lower the finetuning cost. To alleviate these problems, we build the first multi-task and multi-source interpretable mental health instruction (IMHI) dataset on social media, with 105K data samples. The raw social media data are collected from 10 existing sources covering 8 mental health analysis tasks. We use expert-written few-shot prompts and collected labels to prompt ChatGPT and obtain explanations from its responses. To ensure the reliability of the explanations, we perform strict automatic and human evaluations on the correctness, consistency, and quality of generated data. Based on the IMHI dataset and LLaMA2 foundation models, we train MentalLLaMA, the first open-source LLM series for interpretable mental health analysis with instruction-following capability. We also evaluate the performance of MentalLLaMA on the IMHI evaluation benchmark with 10 test sets, where their correctness for making predictions and the quality of explanations are examined. The results show that MentalLLaMA approaches state-of-the-art discriminative methods in correctness and generates high-quality explanations.
A Bipartite Graph is All We Need for Enhancing Emotional Reasoning with Commonsense KnowledgeKailai Yang, Tianlin Zhang, Shaoxiong Ji et al.
The context-aware emotional reasoning ability of AI systems, especially in conversations, is of vital importance in applications such as online opinion mining from social media and empathetic dialogue systems. Due to the implicit nature of conveying emotions in many scenarios, commonsense knowledge is widely utilized to enrich utterance semantics and enhance conversation modeling. However, most previous knowledge infusion methods perform empirical knowledge filtering and design highly customized architectures for knowledge interaction with the utterances, which can discard useful knowledge aspects and limit their generalizability to different knowledge sources. Based on these observations, we propose a Bipartite Heterogeneous Graph (BHG) method for enhancing emotional reasoning with commonsense knowledge. In BHG, the extracted context-aware utterance representations and knowledge representations are modeled as heterogeneous nodes. Two more knowledge aggregation node types are proposed to perform automatic knowledge filtering and interaction. BHG-based knowledge infusion can be directly generalized to multi-type and multi-grained knowledge sources. In addition, we propose a Multi-dimensional Heterogeneous Graph Transformer (MHGT) to perform graph reasoning, which can retain unchanged feature spaces and unequal dimensions for heterogeneous node types during inference to prevent unnecessary loss of information. Experiments show that BHG-based methods significantly outperform state-of-the-art knowledge infusion methods and show generalized knowledge infusion ability with higher efficiency. Further analysis proves that previous empirical knowledge filtering methods do not guarantee to provide the most useful knowledge information. Our code is available at: https://github.com/SteveKGYang/BHG.
15.7CLAug 20, 2024Code
Open-FinLLMs: Open Multimodal Large Language Models for Financial ApplicationsJimin Huang, Mengxi Xiao, Dong Li et al.
Financial LLMs hold promise for advancing financial tasks and domain-specific applications. However, they are limited by scarce corpora, weak multimodal capabilities, and narrow evaluations, making them less suited for real-world application. To address this, we introduce \textit{Open-FinLLMs}, the first open-source multimodal financial LLMs designed to handle diverse tasks across text, tabular, time-series, and chart data, excelling in zero-shot, few-shot, and fine-tuning settings. The suite includes FinLLaMA, pre-trained on a comprehensive 52-billion-token corpus; FinLLaMA-Instruct, fine-tuned with 573K financial instructions; and FinLLaVA, enhanced with 1.43M multimodal tuning pairs for strong cross-modal reasoning. We comprehensively evaluate Open-FinLLMs across 14 financial tasks, 30 datasets, and 4 multimodal tasks in zero-shot, few-shot, and supervised fine-tuning settings, introducing two new multimodal evaluation datasets. Our results show that Open-FinLLMs outperforms afvanced financial and general LLMs such as GPT-4, across financial NLP, decision-making, and multi-modal tasks, highlighting their potential to tackle real-world challenges. To foster innovation and collaboration across academia and industry, we release all codes (https://anonymous.4open.science/r/PIXIU2-0D70/B1D7/LICENSE) and models under OSI-approved licenses.
LongDocFACTScore: Evaluating the Factuality of Long Document Abstractive SummarisationJennifer A Bishop, Qianqian Xie, Sophia Ananiadou
Maintaining factual consistency is a critical issue in abstractive text summarisation, however, it cannot be assessed by traditional automatic metrics used for evaluating text summarisation, such as ROUGE scoring. Recent efforts have been devoted to developing improved metrics for measuring factual consistency using pre-trained language models, but these metrics have restrictive token limits, and are therefore not suitable for evaluating long document text summarisation. Moreover, there is limited research and resources available for evaluating whether existing automatic evaluation metrics are fit for purpose when applied in long document settings. In this work, we evaluate the efficacy of automatic metrics for assessing the factual consistency of long document text summarisation. We create a human-annotated data set for evaluating automatic factuality metrics, LongSciVerify, which contains fine-grained factual consistency annotations for long document summaries from the scientific domain. We also propose a new evaluation framework, LongDocFACTScore, which is suitable for evaluating long document summarisation. This framework allows metrics to be efficiently extended to any length document and outperforms existing state-of-the-art metrics in its ability to correlate with human measures of factuality when used to evaluate long document summarisation data sets. We make our code and LongSciVerify data set publicly available: https://github.com/jbshp/LongDocFACTScore.
7.8CLApr 20, 2023
Domain-specific Continued Pretraining of Language Models for Capturing Long Context in Mental HealthShaoxiong Ji, Tianlin Zhang, Kailai Yang et al.
Pretrained language models have been used in various natural language processing applications. In the mental health domain, domain-specific language models are pretrained and released, which facilitates the early detection of mental health conditions. Social posts, e.g., on Reddit, are usually long documents. However, there are no domain-specific pretrained models for long-sequence modeling in the mental health domain. This paper conducts domain-specific continued pretraining to capture the long context for mental health. Specifically, we train and release MentalXLNet and MentalLongformer based on XLNet and Longformer. We evaluate the mental health classification performance and the long-range ability of these two domain-specific pretrained models. Our models are released in HuggingFace.
28.4CLApr 11, 2023
Zero-shot Temporal Relation Extraction with ChatGPTChenhan Yuan, Qianqian Xie, Sophia Ananiadou
The goal of temporal relation extraction is to infer the temporal relation between two events in the document. Supervised models are dominant in this task. In this work, we investigate ChatGPT's ability on zero-shot temporal relation extraction. We designed three different prompt techniques to break down the task and evaluate ChatGPT. Our experiments show that ChatGPT's performance has a large gap with that of supervised methods and can heavily rely on the design of prompts. We further demonstrate that ChatGPT can infer more small relation classes correctly than supervised methods. The current shortcomings of ChatGPT on temporal relation extraction are also discussed in this paper. We found that ChatGPT cannot keep consistency during temporal inference and it fails in actively long-dependency temporal inference.
18.4CLMar 27, 2023
ChatGPT as a Factual Inconsistency Evaluator for Text SummarizationZheheng Luo, Qianqian Xie, Sophia Ananiadou
The performance of text summarization has been greatly boosted by pre-trained language models. A main concern of existing methods is that most generated summaries are not factually inconsistent with their source documents. To alleviate the problem, many efforts have focused on developing effective factuality evaluation metrics based on natural language inference, question answering, and syntactic dependency et al. However, these approaches are limited by either their high computational complexity or the uncertainty introduced by multi-component pipelines, resulting in only partial agreement with human judgement. Most recently, large language models(LLMs) have shown excellent performance in not only text generation but also language comprehension. In this paper, we particularly explore ChatGPT's ability to evaluate factual inconsistency under a zero-shot setting by examining it on both coarse-grained and fine-grained evaluation tasks including binary entailment inference, summary ranking, and consistency rating. Experimental results indicate that ChatGPT generally outperforms previous evaluation metrics across the three tasks, indicating its great potential for factual inconsistency evaluation. However, a closer inspection of ChatGPT's output reveals certain limitations including its preference for more lexically similar candidates, false reasoning, and inadequate understanding of instructions.
4.9CLApr 19, 2023
Emotion fusion for mental illness detection from social media: A surveyTianlin Zhang, Kailai Yang, Shaoxiong Ji et al.
Mental illnesses are one of the most prevalent public health problems worldwide, which negatively influence people's lives and society's health. With the increasing popularity of social media, there has been a growing research interest in the early detection of mental illness by analysing user-generated posts on social media. According to the correlation between emotions and mental illness, leveraging and fusing emotion information has developed into a valuable research topic. In this article, we provide a comprehensive survey of approaches to mental illness detection in social media that incorporate emotion fusion. We begin by reviewing different fusion strategies, along with their advantages and disadvantages. Subsequently, we discuss the major challenges faced by researchers working in this area, including issues surrounding the availability and quality of datasets, the performance of algorithms and interpretability. We additionally suggest some potential directions for future research.
24.6CLOct 10, 2022
Readability Controllable Biomedical Document SummarizationZheheng Luo, Qianqian Xie, Sophia Ananiadou
Different from general documents, it is recognised that the ease with which people can understand a biomedical text is eminently varied, owing to the highly technical nature of biomedical documents and the variance of readers' domain knowledge. However, existing biomedical document summarization systems have paid little attention to readability control, leaving users with summaries that are incompatible with their levels of expertise. In recognition of this urgent demand, we introduce a new task of readability controllable summarization for biomedical documents, which aims to recognise users' readability demands and generate summaries that better suit their needs: technical summaries for experts and plain language summaries (PLS) for laymen. To establish this task, we construct a corpus consisting of biomedical papers with technical summaries and PLSs written by the authors, and benchmark multiple advanced controllable abstractive and extractive summarization models based on pre-trained language models (PLMs) with prevalent controlling and generation techniques. Moreover, we propose a novel masked language model (MLM) based metric and its variant to effectively evaluate the readability discrepancy between lay and technical summaries. Experimental results from automated and human evaluations show that though current control techniques allow for a certain degree of readability adjustment during generation, the performance of existing controllable summarization methods is far from desirable in this task.
31.1CLAug 21, 2022
GRETEL: Graph Contrastive Topic Enhanced Language Model for Long Document Extractive SummarizationQianqian Xie, Jimin Huang, Tulika Saha et al.
Recently, neural topic models (NTMs) have been incorporated into pre-trained language models (PLMs), to capture the global semantic information for text summarization. However, in these methods, there remain limitations in the way they capture and integrate the global semantic information. In this paper, we propose a novel model, the graph contrastive topic enhanced language model (GRETEL), that incorporates the graph contrastive topic model with the pre-trained language model, to fully leverage both the global and local contextual semantics for long document extractive summarization. To better capture and incorporate the global semantic information into PLMs, the graph contrastive topic model integrates the hierarchical transformer encoder and the graph contrastive learning to fuse the semantic information from the global document context and the gold summary. To this end, GRETEL encourages the model to efficiently extract salient sentences that are topically related to the gold summary, rather than redundant sentences that cover sub-optimal topics. Experimental results on both general domain and biomedical datasets demonstrate that our proposed method outperforms SOTA methods.
FMDLlama: Financial Misinformation Detection based on Large Language ModelsZhiwei Liu, Xin Zhang, Kailai Yang et al.
The emergence of social media has made the spread of misinformation easier. In the financial domain, the accuracy of information is crucial for various aspects of financial market, which has made financial misinformation detection (FMD) an urgent problem that needs to be addressed. Large language models (LLMs) have demonstrated outstanding performance in various fields. However, current studies mostly rely on traditional methods and have not explored the application of LLMs in the field of FMD. The main reason is the lack of FMD instruction tuning datasets and evaluation benchmarks. In this paper, we propose FMDLlama, the first open-sourced instruction-following LLMs for FMD task based on fine-tuning Llama3.1 with instruction data, the first multi-task FMD instruction dataset (FMDID) to support LLM instruction tuning, and a comprehensive FMD evaluation benchmark (FMD-B) with classification and explanation generation tasks to test the FMD ability of LLMs. We compare our models with a variety of LLMs on FMD-B, where our model outperforms other open-sourced LLMs as well as OpenAI's products. This project is available at https://github.com/lzw108/FMD.
Learning Disentangled Representations of Negation and UncertaintyJake Vasilakes, Chrysoula Zerva, Makoto Miwa et al.
Negation and uncertainty modeling are long-standing tasks in natural language processing. Linguistic theory postulates that expressions of negation and uncertainty are semantically independent from each other and the content they modify. However, previous works on representation learning do not explicitly model this independence. We therefore attempt to disentangle the representations of negation, uncertainty, and content using a Variational Autoencoder. We find that simply supervising the latent representations results in good disentanglement, but auxiliary objectives based on adversarial learning and mutual information minimization can provide additional disentanglement gains.
25.2CLSep 29, 2023
Overview of the BioLaySumm 2023 Shared Task on Lay Summarization of Biomedical Research ArticlesTomas Goldsack, Zheheng Luo, Qianqian Xie et al.
This paper presents the results of the shared task on Lay Summarisation of Biomedical Research Articles (BioLaySumm), hosted at the BioNLP Workshop at ACL 2023. The goal of this shared task is to develop abstractive summarisation models capable of generating "lay summaries" (i.e., summaries that are comprehensible to non-technical audiences) in both a controllable and non-controllable setting. There are two subtasks: 1) Lay Summarisation, where the goal is for participants to build models for lay summary generation only, given the full article text and the corresponding abstract as input; and 2) Readability-controlled Summarisation, where the goal is for participants to train models to generate both the technical abstract and the lay summary, given an article's main text as input. In addition to overall results, we report on the setup and insights from the BioLaySumm shared task, which attracted a total of 20 participating teams across both subtasks.
Graph Contrastive Topic ModelZheheng Luo, Lei Liu, Qianqian Xie et al.
Existing NTMs with contrastive learning suffer from the sample bias problem owing to the word frequency-based sampling strategy, which may result in false negative samples with similar semantics to the prototypes. In this paper, we aim to explore the efficient sampling strategy and contrastive learning in NTMs to address the aforementioned issue. We propose a new sampling assumption that negative samples should contain words that are semantically irrelevant to the prototype. Based on it, we propose the graph contrastive topic model (GCTM), which conducts graph contrastive learning (GCL) using informative positive and negative samples that are generated by the graph-based sampling strategy leveraging in-depth correlation and irrelevance among documents and words. In GCTM, we first model the input document as the document word bipartite graph (DWBG), and construct positive and negative word co-occurrence graphs (WCGs), encoded by graph neural networks, to express in-depth semantic correlation and irrelevance among words. Based on the DWBG and WCGs, we design the document-word information propagation (DWIP) process to perform the edge perturbation of DWBG, based on multi-hop correlations/irrelevance among documents and words. This yields the desired negative and positive samples, which will be utilized for GCL together with the prototypes to improve learning document topic representations and latent topics. We further show that GCL can be interpreted as the structured variational graph auto-encoder which maximizes the mutual information of latent topic representations of different perspectives on DWBG. Experiments on several benchmark datasets demonstrate the effectiveness of our method for topic coherence and document representation learning compared with existing SOTA methods.
7.3CLNov 1, 2023
Emotion Detection for Misinformation: A ReviewZhiwei Liu, Tianlin Zhang, Kailai Yang et al.
With the advent of social media, an increasing number of netizens are sharing and reading posts and news online. However, the huge volumes of misinformation (e.g., fake news and rumors) that flood the internet can adversely affect people's lives, and have resulted in the emergence of rumor and fake news detection as a hot research topic. The emotions and sentiments of netizens, as expressed in social media posts and news, constitute important factors that can help to distinguish fake news from genuine news and to understand the spread of rumors. This article comprehensively reviews emotion-based methods for misinformation detection. We begin by explaining the strong links between emotions and misinformation. We subsequently provide a detailed analysis of a range of misinformation detection methods that employ a variety of emotion, sentiment and stance-based features, and describe their strengths and weaknesses. Finally, we discuss a number of ongoing challenges in emotion-based misinformation detection based on large language models and suggest future research directions, including data collection (multi-platform, multilingual), annotation, benchmark, multimodality, and interpretability.
5.5CLNov 19, 2023
Rethinking Large Language Models in Mental Health ApplicationsShaoxiong Ji, Tianlin Zhang, Kailai Yang et al.
Large Language Models (LLMs) have become valuable assets in mental health, showing promise in both classification tasks and counseling applications. This paper offers a perspective on using LLMs in mental health applications. It discusses the instability of generative models for prediction and the potential for generating hallucinatory outputs, underscoring the need for ongoing audits and evaluations to maintain their reliability and dependability. The paper also distinguishes between the often interchangeable terms ``explainability'' and ``interpretability'', advocating for developing inherently interpretable methods instead of relying on potentially hallucinated self-explanations generated by LLMs. Despite the advancements in LLMs, human counselors' empathetic understanding, nuanced interpretation, and contextual awareness remain irreplaceable in the sensitive and complex realm of mental health counseling. The use of LLMs should be approached with a judicious and considerate mindset, viewing them as tools that complement human expertise rather than seeking to replace it.
11.2CLAug 24, 2024
Selective Preference Optimization via Token-Level Reward Function EstimationKailai Yang, Zhiwei Liu, Qianqian Xie et al.
Recent advancements in large language model alignment leverage token-level supervisions to perform fine-grained preference optimization. However, existing token-level alignment methods either optimize on all available tokens, which can be noisy and inefficient, or perform selective training with complex and expensive key token selection strategies. In this work, we propose Selective Preference Optimization (SePO), a novel selective alignment strategy that centers on efficient key token selection. SePO proposes the first token selection method based on Direct Preference Optimization (DPO), which trains an oracle model to estimate a token-level reward function on the target data. This method applies to any existing alignment datasets with response-level annotations and enables cost-efficient token selection with small-scale oracle models and training data. The estimated reward function is then utilized to score all tokens within the target dataset, where only the key tokens are selected to supervise the target policy model with a reference model-free contrastive objective function. Extensive experiments on three public evaluation benchmarks show that SePO significantly outperforms competitive baseline methods by only optimizing 30% key tokens on the target dataset. SePO applications on weak-to-strong generalization show that weak oracle models effectively supervise strong policy models with up to 16.8x more parameters. SePO also effectively selects key tokens from out-of-distribution data to enhance strong policy models and alleviate the over-optimization problem.
20.3LGAug 6, 2024
HARMONIC: Harnessing LLMs for Tabular Data Synthesis and Privacy ProtectionYuxin Wang, Duanyu Feng, Yongfu Dai et al.
Data serves as the fundamental foundation for advancing deep learning, particularly tabular data presented in a structured format, which is highly conducive to modeling. However, even in the era of LLM, obtaining tabular data from sensitive domains remains a challenge due to privacy or copyright concerns. Hence, exploring how to effectively use models like LLMs to generate realistic and privacy-preserving synthetic tabular data is urgent. In this paper, we take a step forward to explore LLMs for tabular data synthesis and privacy protection, by introducing a new framework HARMONIC for tabular data generation and evaluation. In the tabular data generation of our framework, unlike previous small-scale LLM-based methods that rely on continued pre-training, we explore the larger-scale LLMs with fine-tuning to generate tabular data and enhance privacy. Based on idea of the k-nearest neighbors algorithm, an instruction fine-tuning dataset is constructed to inspire LLMs to discover inter-row relationships. Then, with fine-tuning, LLMs are trained to remember the format and connections of the data rather than the data itself, which reduces the risk of privacy leakage. In the evaluation part of our framework, we develop specific privacy risk metrics DLT for LLM synthetic data generation, as well as performance evaluation metrics LLE for downstream LLM tasks. Our experiments find that this tabular data generation framework achieves equivalent performance to existing methods with better privacy, which also demonstrates our evaluation framework for the effectiveness of synthetic data and privacy risks in LLM scenarios.
FinBen: A Holistic Financial Benchmark for Large Language ModelsQianqian Xie, Weiguang Han, Zhengyu Chen et al.
LLMs have transformed NLP and shown promise in various fields, yet their potential in finance is underexplored due to a lack of comprehensive evaluation benchmarks, the rapid development of LLMs, and the complexity of financial tasks. In this paper, we introduce FinBen, the first extensive open-source evaluation benchmark, including 36 datasets spanning 24 financial tasks, covering seven critical aspects: information extraction (IE), textual analysis, question answering (QA), text generation, risk management, forecasting, and decision-making. FinBen offers several key innovations: a broader range of tasks and datasets, the first evaluation of stock trading, novel agent and Retrieval-Augmented Generation (RAG) evaluation, and three novel open-source evaluation datasets for text summarization, question answering, and stock trading. Our evaluation of 15 representative LLMs, including GPT-4, ChatGPT, and the latest Gemini, reveals several key findings: While LLMs excel in IE and textual analysis, they struggle with advanced reasoning and complex tasks like text generation and forecasting. GPT-4 excels in IE and stock trading, while Gemini is better at text generation and forecasting. Instruction-tuned LLMs improve textual analysis but offer limited benefits for complex tasks such as QA. FinBen has been used to host the first financial LLMs shared task at the FinNLP-AgentScen workshop during IJCAI-2024, attracting 12 teams. Their novel solutions outperformed GPT-4, showcasing FinBen's potential to drive innovation in financial LLMs. All datasets, results, and codes are released for the research community: https://github.com/The-FinAI/PIXIU.
Neuron-Level Knowledge Attribution in Large Language ModelsZeping Yu, Sophia Ananiadou
Identifying important neurons for final predictions is essential for understanding the mechanisms of large language models. Due to computational constraints, current attribution techniques struggle to operate at neuron level. In this paper, we propose a static method for pinpointing significant neurons. Compared to seven other methods, our approach demonstrates superior performance across three metrics. Additionally, since most static methods typically only identify "value neurons" directly contributing to the final prediction, we propose a method for identifying "query neurons" which activate these "value neurons". Finally, we apply our methods to analyze six types of knowledge across both attention and feed-forward network (FFN) layers. Our method and analysis are helpful for understanding the mechanisms of knowledge storage and set the stage for future research in knowledge editing. The code is available on https://github.com/zepingyu0512/neuron-attribution.
10.9CLDec 10, 2025
MentraSuite: Post-Training Large Language Models for Mental Health Reasoning and AssessmentMengxi Xiao, Kailai Yang, Pengde Zhao et al.
Mental health disorders affect hundreds of millions globally, and the Web now serves as a primary medium for accessing support, information, and assessment. Large language models (LLMs) offer scalable and accessible assistance, yet their deployment in mental-health settings remains risky when their reasoning is incomplete, inconsistent, or ungrounded. Existing psychological LLMs emphasize emotional understanding or knowledge recall but overlook the step-wise, clinically aligned reasoning required for appraisal, diagnosis, intervention planning, abstraction, and verification. To address these issues, we introduce MentraSuite, a unified framework for advancing reliable mental-health reasoning. We propose MentraBench, a comprehensive benchmark spanning five core reasoning aspects, six tasks, and 13 datasets, evaluating both task performance and reasoning quality across five dimensions: conciseness, coherence, hallucination avoidance, task understanding, and internal consistency. We further present Mindora, a post-trained model optimized through a hybrid SFT-RL framework with an inconsistency-detection reward to enforce faithful and coherent reasoning. To support training, we construct high-quality trajectories using a novel reasoning trajectory generation strategy, that strategically filters difficult samples and applies a structured, consistency-oriented rewriting process to produce concise, readable, and well-balanced trajectories. Across 20 evaluated LLMs, Mindora achieves the highest average performance on MentraBench and shows remarkable performances in reasoning reliability, demonstrating its effectiveness for complex mental-health scenarios.
Understanding Multimodal LLMs: the Mechanistic Interpretability of Llava in Visual Question AnsweringZeping Yu, Sophia Ananiadou
Understanding the mechanisms behind Large Language Models (LLMs) is crucial for designing improved models and strategies. While recent studies have yielded valuable insights into the mechanisms of textual LLMs, the mechanisms of Multi-modal Large Language Models (MLLMs) remain underexplored. In this paper, we apply mechanistic interpretability methods to analyze the visual question answering (VQA) mechanisms in the first MLLM, Llava. We compare the mechanisms between VQA and textual QA (TQA) in color answering tasks and find that: a) VQA exhibits a mechanism similar to the in-context learning mechanism observed in TQA; b) the visual features exhibit significant interpretability when projecting the visual embeddings into the embedding space; and c) Llava enhances the existing capabilities of the corresponding textual LLM Vicuna during visual instruction tuning. Based on these findings, we develop an interpretability tool to help users and researchers identify important visual locations for final predictions, aiding in the understanding of visual hallucination. Our method demonstrates faster and more effective results compared to existing interpretability approaches. Code: \url{https://github.com/zepingyu0512/llava-mechanism}
1.0CLFeb 21, 2024Code
Factual consistency evaluation of summarization in the Era of large language modelsZheheng Luo, Qianqian Xie, Sophia Ananiadou
Factual inconsistency with source documents in automatically generated summaries can lead to misinformation or pose risks. Existing factual consistency (FC) metrics are constrained by their performance, efficiency, and explainability. Recent advances in Large language models (LLMs) have demonstrated remarkable potential in text evaluation but their effectiveness in assessing FC in summarization remains underexplored. Prior research has mostly focused on proprietary LLMs, leaving essential factors that affect their assessment capabilities unexplored. Additionally, current FC evaluation benchmarks are restricted to news articles, casting doubt on the generality of the FC methods tested on them. In this paper, we first address the gap by introducing TreatFact a dataset of LLM-generated summaries of clinical texts, annotated for FC by domain experts. Moreover, we benchmark 11 LLMs for FC evaluation across news and clinical domains and analyse the impact of model size, prompts, pre-training and fine-tuning data. Our findings reveal that despite proprietary models prevailing on the task, open-source LLMs lag behind. Nevertheless, there is potential for enhancing the performance of open-source LLMs through increasing model size, expanding pre-training data, and developing well-curated fine-tuning data. Experiments on TreatFact suggest that both previous methods and LLM-based evaluators are unable to capture factual inconsistencies in clinical summaries, posing a new challenge for FC evaluation.
Religious Bias Landscape in Language and Text-to-Image Models: Analysis, Detection, and Debiasing StrategiesAjwad Abrar, Nafisa Tabassum Oeshy, Mohsinul Kabir et al.
Note: This paper includes examples of potentially offensive content related to religious bias, presented solely for academic purposes. The widespread adoption of language models highlights the need for critical examinations of their inherent biases, particularly concerning religion. This study systematically investigates religious bias in both language models and text-to-image generation models, analyzing both open-source and closed-source systems. We construct approximately 400 unique, naturally occurring prompts to probe language models for religious bias across diverse tasks, including mask filling, prompt completion, and image generation. Our experiments reveal concerning instances of underlying stereotypes and biases associated disproportionately with certain religions. Additionally, we explore cross-domain biases, examining how religious bias intersects with demographic factors such as gender, age, and nationality. This study further evaluates the effectiveness of targeted debiasing techniques by employing corrective prompts designed to mitigate the identified biases. Our findings demonstrate that language models continue to exhibit significant biases in both text and image generation tasks, emphasizing the urgent need to develop fairer language models to achieve global acceptability.
ConspEmoLLM: Conspiracy Theory Detection Using an Emotion-Based Large Language ModelZhiwei Liu, Boyang Liu, Paul Thompson et al.
The internet has brought both benefits and harms to society. A prime example of the latter is misinformation, including conspiracy theories, which flood the web. Recent advances in natural language processing, particularly the emergence of large language models (LLMs), have improved the prospects of accurate misinformation detection. However, most LLM-based approaches to conspiracy theory detection focus only on binary classification and fail to account for the important relationship between misinformation and affective features (i.e., sentiment and emotions). Driven by a comprehensive analysis of conspiracy text that reveals its distinctive affective features, we propose ConspEmoLLM, the first open-source LLM that integrates affective information and is able to perform diverse tasks relating to conspiracy theories. These tasks include not only conspiracy theory detection, but also classification of theory type and detection of related discussion (e.g., opinions towards theories). ConspEmoLLM is fine-tuned based on an emotion-oriented LLM using our novel ConDID dataset, which includes five tasks to support LLM instruction tuning and evaluation. We demonstrate that when applied to these tasks, ConspEmoLLM largely outperforms several open-source general domain LLMs and ChatGPT, as well as an LLM that has been fine-tuned using ConDID, but which does not use affective features. This project will be released on https://github.com/lzw108/ConspEmoLLM/.
ConspEmoLLM-v2: A robust and stable model to detect sentiment-transformed conspiracy theoriesZhiwei Liu, Paul Thompson, Jiaqi Rong et al.
Despite the many benefits of large language models (LLMs), they can also cause harm, e.g., through automatic generation of misinformation, including conspiracy theories. Moreover, LLMs can also ''disguise'' conspiracy theories by altering characteristic textual features, e.g., by transforming their typically strong negative emotions into a more positive tone. Although several studies have proposed automated conspiracy theory detection methods, they are usually trained using human-authored text, whose features can vary from LLM-generated text. Furthermore, several conspiracy detection models, including the previously proposed ConspEmoLLM, rely heavily on the typical emotional features of human-authored conspiracy content. As such, intentionally disguised content may evade detection. To combat such issues, we firstly developed an augmented version of the ConDID conspiracy detection dataset, ConDID-v2, which supplements human-authored conspiracy tweets with versions rewritten by an LLM to reduce the negativity of their original sentiment. The quality of the rewritten tweets was verified by combining human and LLM-based assessment. We subsequently used ConDID-v2 to train ConspEmoLLM-v2, an enhanced version of ConspEmoLLM. Experimental results demonstrate that ConspEmoLLM-v2 retains or exceeds the performance of ConspEmoLLM on the original human-authored content in ConDID, and considerably outperforms both ConspEmoLLM and several other baselines when applied to sentiment-transformed tweets in ConDID-v2. The project will be available at https://github.com/lzw108/ConspEmoLLM.
MMAFFBen: A Multilingual and Multimodal Affective Analysis Benchmark for Evaluating LLMs and VLMsZhiwei Liu, Lingfei Qian, Qianqian Xie et al.
Large language models and vision-language models (which we jointly call LMs) have transformed NLP and CV, demonstrating remarkable potential across various fields. However, their capabilities in affective analysis (i.e. sentiment analysis and emotion detection) remain underexplored. This gap is largely due to the absence of comprehensive evaluation benchmarks, and the inherent complexity of affective analysis tasks. In this paper, we introduce MMAFFBen, the first extensive open-source benchmark for multilingual multimodal affective analysis. MMAFFBen encompasses text, image, and video modalities across 35 languages, covering four key affective analysis tasks: sentiment polarity, sentiment intensity, emotion classification, and emotion intensity. Moreover, we construct the MMAFFIn dataset for fine-tuning LMs on affective analysis tasks, and further develop MMAFFLM-3b and MMAFFLM-7b based on it. We evaluate various representative LMs, including GPT-4o-mini, providing a systematic comparison of their affective understanding capabilities. This project is available at https://github.com/lzw108/MMAFFBen.
Are Large Language Models True Healthcare Jacks-of-All-Trades? Benchmarking Across Health Professions Beyond Physician ExamsZheheng Luo, Chenhan Yuan, Qianqian Xie et al.
Recent advancements in Large Language Models (LLMs) have demonstrated their potential in delivering accurate answers to questions about world knowledge. Despite this, existing benchmarks for evaluating LLMs in healthcare predominantly focus on medical doctors, leaving other critical healthcare professions underrepresented. To fill this research gap, we introduce the Examinations for Medical Personnel in Chinese (EMPEC), a pioneering large-scale healthcare knowledge benchmark in traditional Chinese. EMPEC consists of 157,803 exam questions across 124 subjects and 20 healthcare professions, including underrepresented occupations like Optometrists and Audiologists. Each question is tagged with its release time and source, ensuring relevance and authenticity. We conducted extensive experiments on 17 LLMs, including proprietary, open-source models, general domain models and medical specific models, evaluating their performance under various settings. Our findings reveal that while leading models like GPT-4 achieve over 75\% accuracy, they still struggle with specialized fields and alternative medicine. Surprisingly, general-purpose LLMs outperformed medical-specific models, and incorporating EMPEC's training data significantly enhanced performance. Additionally, the results on questions released after the models' training cutoff date were consistent with overall performance trends, suggesting that the models' performance on the test set can predict their effectiveness in addressing unseen healthcare-related queries. The transition from traditional to simplified Chinese characters had a negligible impact on model performance, indicating robust linguistic versatility. Our study underscores the importance of expanding benchmarks to cover a broader range of healthcare professions to better assess the applicability of LLMs in real-world healthcare scenarios.
RAEmoLLM: Retrieval Augmented LLMs for Cross-Domain Misinformation Detection Using In-Context Learning Based on Emotional InformationZhiwei Liu, Kailai Yang, Qianqian Xie et al.
Misinformation is prevalent in various fields such as education, politics, health, etc., causing significant harm to society. However, current methods for cross-domain misinformation detection rely on effort- and resource-intensive fine-tuning and complex model structures. With the outstanding performance of LLMs, many studies have employed them for misinformation detection. Unfortunately, they focus on in-domain tasks and do not incorporate significant sentiment and emotion features (which we jointly call {\em affect}). In this paper, we propose RAEmoLLM, the first retrieval augmented (RAG) LLMs framework to address cross-domain misinformation detection using in-context learning based on affective information. RAEmoLLM includes three modules. (1) In the index construction module, we apply an emotional LLM to obtain affective embeddings from all domains to construct a retrieval database. (2) The retrieval module uses the database to recommend top K examples (text-label pairs) from source domain data for target domain contents. (3) These examples are adopted as few-shot demonstrations for the inference module to process the target domain content. The RAEmoLLM can effectively enhance the general performance of LLMs in cross-domain misinformation detection tasks through affect-based retrieval, without fine-tuning. We evaluate our framework on three misinformation benchmarks. Results show that RAEmoLLM achieves significant improvements compared to the other few-shot methods on three datasets, with the highest increases of 15.64%, 31.18%, and 15.73% respectively. This project is available at https://github.com/lzw108/RAEmoLLM.
EmoLLMs: A Series of Emotional Large Language Models and Annotation Tools for Comprehensive Affective AnalysisZhiwei Liu, Kailai Yang, Tianlin Zhang et al.
Sentiment analysis and emotion detection are important research topics in natural language processing (NLP) and benefit many downstream tasks. With the widespread application of LLMs, researchers have started exploring the application of LLMs based on instruction-tuning in the field of sentiment analysis. However, these models only focus on single aspects of affective classification tasks (e.g. sentimental polarity or categorical emotions), and overlook the regression tasks (e.g. sentiment strength or emotion intensity), which leads to poor performance in downstream tasks. The main reason is the lack of comprehensive affective instruction tuning datasets and evaluation benchmarks, which cover various affective classification and regression tasks. Moreover, although emotional information is useful for downstream tasks, existing downstream datasets lack high-quality and comprehensive affective annotations. In this paper, we propose EmoLLMs, the first series of open-sourced instruction-following LLMs for comprehensive affective analysis based on fine-tuning various LLMs with instruction data, the first multi-task affective analysis instruction dataset (AAID) with 234K data samples based on various classification and regression tasks to support LLM instruction tuning, and a comprehensive affective evaluation benchmark (AEB) with 14 tasks from various sources and domains to test the generalization ability of LLMs. We propose a series of EmoLLMs by fine-tuning LLMs with AAID to solve various affective instruction tasks. We compare our model with a variety of LLMs on AEB, where our models outperform all other open-sourced LLMs, and surpass ChatGPT and GPT-4 in most tasks, which shows that the series of EmoLLMs achieve the ChatGPT-level and GPT-4-level generalization capabilities on affective analysis tasks, and demonstrates our models can be used as affective annotation tools.
Back to the Future: Towards Explainable Temporal Reasoning with Large Language ModelsChenhan Yuan, Qianqian Xie, Jimin Huang et al.
Temporal reasoning is a crucial NLP task, providing a nuanced understanding of time-sensitive contexts within textual data. Although recent advancements in LLMs have demonstrated their potential in temporal reasoning, the predominant focus has been on tasks such as temporal expression and temporal relation extraction. These tasks are primarily designed for the extraction of direct and past temporal cues and to engage in simple reasoning processes. A significant gap remains when considering complex reasoning tasks such as event forecasting, which requires multi-step temporal reasoning on events and prediction on the future timestamp. Another notable limitation of existing methods is their incapability to provide an illustration of their reasoning process, hindering explainability. In this paper, we introduce the first task of explainable temporal reasoning, to predict an event's occurrence at a future timestamp based on context which requires multiple reasoning over multiple events, and subsequently provide a clear explanation for their prediction. Our task offers a comprehensive evaluation of both the LLMs' complex temporal reasoning ability, the future event prediction ability, and explainability-a critical attribute for AI applications. To support this task, we present the first multi-source instruction-tuning dataset of explainable temporal reasoning (ExpTime) with 26k derived from the temporal knowledge graph datasets and their temporal reasoning paths, using a novel knowledge-graph-instructed-generation strategy. Based on the dataset, we propose the first open-source LLM series TimeLlaMA based on the foundation LlaMA2, with the ability of instruction following for explainable temporal reasoning. We compare the performance of our method and a variety of LLMs, where our method achieves the state-of-the-art performance of temporal prediction and explanation.
Disentangled Variational Autoencoder for Emotion Recognition in ConversationsKailai Yang, Tianlin Zhang, Sophia Ananiadou
In Emotion Recognition in Conversations (ERC), the emotions of target utterances are closely dependent on their context. Therefore, existing works train the model to generate the response of the target utterance, which aims to recognise emotions leveraging contextual information. However, adjacent response generation ignores long-range dependencies and provides limited affective information in many cases. In addition, most ERC models learn a unified distributed representation for each utterance, which lacks interpretability and robustness. To address these issues, we propose a VAD-disentangled Variational AutoEncoder (VAD-VAE), which first introduces a target utterance reconstruction task based on Variational Autoencoder, then disentangles three affect representations Valence-Arousal-Dominance (VAD) from the latent space. We also enhance the disentangled representations by introducing VAD supervision signals from a sentiment lexicon and minimising the mutual information between VAD distributions. Experiments show that VAD-VAE outperforms the state-of-the-art model on two datasets. Further analysis proves the effectiveness of each proposed module and the quality of disentangled VAD representations. The code is available at https://github.com/SteveKGYang/VAD-VAE.
14.9CLJan 1, 2024
Large Language Models in Mental Health Care: a Scoping ReviewYining Hua, Fenglin Liu, Kailai Yang et al.
Objectieve:This review aims to deliver a comprehensive analysis of Large Language Models (LLMs) utilization in mental health care, evaluating their effectiveness, identifying challenges, and exploring their potential for future application. Materials and Methods: A systematic search was performed across multiple databases including PubMed, Web of Science, Google Scholar, arXiv, medRxiv, and PsyArXiv in November 2023. The review includes all types of original research, regardless of peer-review status, published or disseminated between October 1, 2019, and December 2, 2023. Studies were included without language restrictions if they employed LLMs developed after T5 and directly investigated research questions within mental health care settings. Results: Out of an initial 313 articles, 34 were selected based on their relevance to LLMs applications in mental health care and the rigor of their reported outcomes. The review identified various LLMs applications in mental health care, including diagnostics, therapy, and enhancing patient engagement. Key challenges highlighted were related to data availability and reliability, the nuanced handling of mental states, and effective evaluation methods. While LLMs showed promise in improving accuracy and accessibility, significant gaps in clinical applicability and ethical considerations were noted. Conclusion: LLMs hold substantial promise for enhancing mental health care. For their full potential to be realized, emphasis must be placed on developing robust datasets, development and evaluation frameworks, ethical guidelines, and interdisciplinary collaborations to address current limitations.
MetaAligner: Towards Generalizable Multi-Objective Alignment of Language ModelsKailai Yang, Zhiwei Liu, Qianqian Xie et al.
Recent advancements in large language models (LLMs) focus on aligning to heterogeneous human expectations and values via multi-objective preference alignment. However, existing methods are dependent on the policy model parameters, which require high-cost repetition of their alignment algorithms for each new policy model, and they cannot expand to unseen objectives due to their static alignment objectives. In this work, we propose Meta-Objective Aligner (MetaAligner), the first policy-agnostic and generalizable method for multi-objective preference alignment. MetaAligner models multi-objective alignment into three stages: (1) dynamic objectives reformulation algorithm reorganizes traditional alignment datasets to supervise the model on performing flexible alignment across different objectives; (2) conditional weak-to-strong correction paradigm aligns the weak outputs of fixed policy models to approach strong outputs with higher preferences in the corresponding alignment objectives, enabling plug-and-play inferences on any policy models, which significantly reduces training costs and facilitates alignment on close-source policy models; (3) generalizable inference method flexibly adjusts target objectives by updating their text descriptions in the prompts, facilitating generalizable alignment to unseen objectives. Experimental results show that MetaAligner achieves significant and balanced improvements in multi-objective alignments on 10 state-of-the-art policy models, and saves up to 93.63% of GPU training hours compared to previous alignment methods. The model also effectively aligns unseen objectives, marking the first step towards generalizable multi-objective preference alignment.
How do Large Language Models Learn In-Context? Query and Key Matrices of In-Context Heads are Two Towers for Metric LearningZeping Yu, Sophia Ananiadou
We investigate the mechanism of in-context learning (ICL) on sentence classification tasks with semantically-unrelated labels ("foo"/"bar"). We find intervening in only 1\% heads (named "in-context heads") significantly affects ICL accuracy from 87.6\% to 24.4\%. To understand this phenomenon, we analyze the value-output vectors in these heads and discover that the vectors at each label position contain substantial information about the corresponding labels. Furthermore, we observe that the prediction shift from "foo" to "bar" is due to the respective reduction and increase in these heads' attention scores at "foo" and "bar" positions. Therefore, we propose a hypothesis for ICL: in in-context heads, the value-output matrices extract label features, while the query-key matrices compute the similarity between the features at the last position and those at each label position. The query and key matrices can be considered as two towers that learn the similarity metric between the last position's features and each demonstration at label positions. Using this hypothesis, we explain the majority label bias and recency bias in ICL and propose two methods to reduce these biases by 22\% and 17\%, respectively.
Dólares or Dollars? Unraveling the Bilingual Prowess of Financial LLMs Between Spanish and EnglishXiao Zhang, Ruoyu Xiang, Chenhan Yuan et al.
Despite Spanish's pivotal role in the global finance industry, a pronounced gap exists in Spanish financial natural language processing (NLP) and application studies compared to English, especially in the era of large language models (LLMs). To bridge this gap, we unveil Toisón de Oro, the first bilingual framework that establishes instruction datasets, finetuned LLMs, and evaluation benchmark for financial LLMs in Spanish joint with English. We construct a rigorously curated bilingual instruction dataset including over 144K Spanish and English samples from 15 datasets covering 7 tasks. Harnessing this, we introduce FinMA-ES, an LLM designed for bilingual financial applications. We evaluate our model and existing LLMs using FLARE-ES, the first comprehensive bilingual evaluation benchmark with 21 datasets covering 9 tasks. The FLARE-ES benchmark results reveal a significant multilingual performance gap and bias in existing LLMs. FinMA-ES models surpass SOTA LLMs such as GPT-4 in Spanish financial tasks, due to strategic instruction tuning and leveraging data from diverse linguistic resources, highlighting the positive impact of cross-linguistic transfer. All our datasets, models, and benchmarks have been released.
21.9AIFeb 17, 2025
FLAG-Trader: Fusion LLM-Agent with Gradient-based Reinforcement Learning for Financial TradingGuojun Xiong, Zhiyang Deng, Keyi Wang et al.
Large language models (LLMs) fine-tuned on multimodal financial data have demonstrated impressive reasoning capabilities in various financial tasks. However, they often struggle with multi-step, goal-oriented scenarios in interactive financial markets, such as trading, where complex agentic approaches are required to improve decision-making. To address this, we propose \textsc{FLAG-Trader}, a unified architecture integrating linguistic processing (via LLMs) with gradient-driven reinforcement learning (RL) policy optimization, in which a partially fine-tuned LLM acts as the policy network, leveraging pre-trained knowledge while adapting to the financial domain through parameter-efficient fine-tuning. Through policy gradient optimization driven by trading rewards, our framework not only enhances LLM performance in trading but also improves results on other financial-domain tasks. We present extensive empirical evidence to validate these enhancements.
21.3CLFeb 15, 2025
Back Attention: Understanding and Enhancing Multi-Hop Reasoning in Large Language ModelsZeping Yu, Yonatan Belinkov, Sophia Ananiadou
We investigate how large language models perform latent multi-hop reasoning in prompts like "Wolfgang Amadeus Mozart's mother's spouse is". To analyze this process, we introduce logit flow, an interpretability method that traces how logits propagate across layers and positions toward the final prediction. Using logit flow, we identify four distinct stages in single-hop knowledge prediction: (A) entity subject enrichment, (B) entity attribute extraction, (C) relation subject enrichment, and (D) relation attribute extraction. Extending this analysis to multi-hop reasoning, we find that failures often stem from the relation attribute extraction stage, where conflicting logits reduce prediction accuracy. To address this, we propose back attention, a novel mechanism that enables lower layers to leverage higher-layer hidden states from different positions during attention computation. With back attention, a 1-layer transformer achieves the performance of a 2-layer transformer. Applied to four LLMs, back attention improves accuracy on five reasoning datasets, demonstrating its effectiveness in enhancing latent multi-hop reasoning ability.
18.8CLFeb 26, 2025
Plutus: Benchmarking Large Language Models in Low-Resource Greek FinanceXueqing Peng, Triantafillos Papadopoulos, Efstathia Soufleri et al.
Despite Greece's pivotal role in the global economy, large language models (LLMs) remain underexplored for Greek financial context due to the linguistic complexity of Greek and the scarcity of domain-specific datasets. Previous efforts in multilingual financial natural language processing (NLP) have exposed considerable performance disparities, yet no dedicated Greek financial benchmarks or Greek-specific financial LLMs have been developed until now. To bridge this gap, we introduce Plutus-ben, the first Greek Financial Evaluation Benchmark, and Plutus-8B, the pioneering Greek Financial LLM, fine-tuned with Greek domain-specific data. Plutus-ben addresses five core financial NLP tasks in Greek: numeric and textual named entity recognition, question answering, abstractive summarization, and topic classification, thereby facilitating systematic and reproducible LLM assessments. To underpin these tasks, we present three novel, high-quality Greek financial datasets, thoroughly annotated by expert native Greek speakers, augmented by two existing resources. Our comprehensive evaluation of 22 LLMs on Plutus-ben reveals that Greek financial NLP remains challenging due to linguistic complexity, domain-specific terminology, and financial reasoning gaps. These findings underscore the limitations of cross-lingual transfer, the necessity for financial expertise in Greek-trained models, and the challenges of adapting financial LLMs to Greek text. We release Plutus-ben, Plutus-8B, and all associated datasets publicly to promote reproducible research and advance Greek financial NLP, fostering broader multilingual inclusivity in finance.
15.5CLFeb 9, 2025
Retrieval-augmented Large Language Models for Financial Time Series ForecastingMengxi Xiao, Zihao Jiang, Lingfei Qian et al.
Accurately forecasting stock price movements is critical for informed financial decision-making, supporting applications ranging from algorithmic trading to risk management. However, this task remains challenging due to the difficulty of retrieving subtle yet high-impact patterns from noisy financial time-series data, where conventional retrieval methods, whether based on generic language models or simplistic numeric similarity, often fail to capture the intricate temporal dependencies and context-specific signals essential for precise market prediction. To bridge this gap, we introduce FinSrag, the first retrieval-augmented generation (RAG) framework with a novel domain-specific retriever FinSeer for financial time-series forecasting. FinSeer leverages a candidate selection mechanism refined by LLM feedback and a similarity-driven training objective to align queries with historically influential sequences while filtering out financial noise. Such training enables FinSeer to identify the most relevant time-series data segments for downstream forecasting tasks, unlike embedding or distance-based retrieval methods used in existing RAG frameworks. The retrieved patterns are then fed into StockLLM, a 1B-parameter LLM fine-tuned for stock movement prediction, which serves as the generative backbone. Beyond the retrieval method, we enrich the retrieval corpus by curating new datasets that integrate a broader set of financial indicators, capturing previously overlooked market dynamics. Experiments demonstrate that FinSeer outperforms existing textual retrievers and traditional distance-based retrieval approaches in enhancing the prediction accuracy of StockLLM, underscoring the importance of domain-specific retrieval frameworks in handling the complexity of financial time-series data.
No Language is an Island: Unifying Chinese and English in Financial Large Language Models, Instruction Data, and BenchmarksGang Hu, Ke Qin, Chenhan Yuan et al.
While the progression of Large Language Models (LLMs) has notably propelled financial analysis, their application has largely been confined to singular language realms, leaving untapped the potential of bilingual Chinese-English capacity. To bridge this chasm, we introduce ICE-PIXIU, seamlessly amalgamating the ICE-INTENT model and ICE-FLARE benchmark for bilingual financial analysis. ICE-PIXIU uniquely integrates a spectrum of Chinese tasks, alongside translated and original English datasets, enriching the breadth and depth of bilingual financial modeling. It provides unrestricted access to diverse model variants, a substantial compilation of diverse cross-lingual and multi-modal instruction data, and an evaluation benchmark with expert annotations, comprising 10 NLP tasks, 20 bilingual specific tasks, totaling 95k datasets. Our thorough evaluation emphasizes the advantages of incorporating these bilingual datasets, especially in translation tasks and utilizing original English data, enhancing both linguistic flexibility and analytical acuity in financial contexts. Notably, ICE-INTENT distinguishes itself by showcasing significant enhancements over conventional LLMs and existing financial LLMs in bilingual milieus, underscoring the profound impact of robust bilingual data on the accuracy and efficacy of financial NLP.
3.3CEMar 26, 2025
FinAudio: A Benchmark for Audio Large Language Models in Financial ApplicationsYupeng Cao, Haohang Li, Yangyang Yu et al.
Audio Large Language Models (AudioLLMs) have received widespread attention and have significantly improved performance on audio tasks such as conversation, audio understanding, and automatic speech recognition (ASR). Despite these advancements, there is an absence of a benchmark for assessing AudioLLMs in financial scenarios, where audio data, such as earnings conference calls and CEO speeches, are crucial resources for financial analysis and investment decisions. In this paper, we introduce \textsc{FinAudio}, the first benchmark designed to evaluate the capacity of AudioLLMs in the financial domain. We first define three tasks based on the unique characteristics of the financial domain: 1) ASR for short financial audio, 2) ASR for long financial audio, and 3) summarization of long financial audio. Then, we curate two short and two long audio datasets, respectively, and develop a novel dataset for financial audio summarization, comprising the \textsc{FinAudio} benchmark. Then, we evaluate seven prevalent AudioLLMs on \textsc{FinAudio}. Our evaluation reveals the limitations of existing AudioLLMs in the financial domain and offers insights for improving AudioLLMs. All datasets and codes will be released.
21.3CLFeb 12, 2025
Break the Checkbox: Challenging Closed-Style Evaluations of Cultural Alignment in LLMsMohsinul Kabir, Ajwad Abrar, Sophia Ananiadou
A large number of studies rely on closed-style multiple-choice surveys to evaluate cultural alignment in Large Language Models (LLMs). In this work, we challenge this constrained evaluation paradigm and explore more realistic, unconstrained approaches. Using the World Values Survey (WVS) and Hofstede Cultural Dimensions as case studies, we demonstrate that LLMs exhibit stronger cultural alignment in less constrained settings, where responses are not forced. Additionally, we show that even minor changes, such as reordering survey choices, lead to inconsistent outputs, exposing the limitations of closed-style evaluations. Our findings advocate for more robust and flexible evaluation frameworks that focus on specific cultural proxies, encouraging more nuanced and accurate assessments of cultural alignment in LLMs.
8.3CLMay 22, 2025
Locate-then-Merge: Neuron-Level Parameter Fusion for Mitigating Catastrophic Forgetting in Multimodal LLMsZeping Yu, Sophia Ananiadou
Although multimodal large language models (MLLMs) have achieved impressive performance, the multimodal instruction tuning stage often causes catastrophic forgetting of the base LLM's language ability, even in strong models like Llama3. To address this, we propose Locate-then-Merge, a training-free parameter fusion framework that first locates important parameters and then selectively merges them. We further introduce Neuron-Fusion, a neuron-level strategy that preserves the influence of neurons with large parameter shifts--neurons likely responsible for newly acquired visual capabilities--while attenuating the influence of neurons with smaller changes that likely encode general-purpose language skills. This design enables better retention of visual adaptation while mitigating language degradation. Experiments on 13 benchmarks across both language and visual tasks show that Neuron-Fusion consistently outperforms existing model merging methods. Further analysis reveals that our method effectively reduces context hallucination in generation.
1.9CLFeb 21, 2024
The Lay Person's Guide to Biomedicine: Orchestrating Large Language ModelsZheheng Luo, Qianqian Xie, Sophia Ananiadou
Automated lay summarisation (LS) aims to simplify complex technical documents into a more accessible format to non-experts. Existing approaches using pre-trained language models, possibly augmented with external background knowledge, tend to struggle with effective simplification and explanation. Moreover, automated methods that can effectively assess the `layness' of generated summaries are lacking. Recently, large language models (LLMs) have demonstrated a remarkable capacity for text simplification, background information generation, and text evaluation. This has motivated our systematic exploration into using LLMs to generate and evaluate lay summaries of biomedical articles. We propose a novel \textit{Explain-then-Summarise} LS framework, which leverages LLMs to generate high-quality background knowledge to improve supervised LS. We also evaluate the performance of LLMs for zero-shot LS and propose two novel LLM-based LS evaluation metrics, which assess layness from multiple perspectives. Finally, we conduct a human assessment of generated lay summaries. Our experiments reveal that LLM-generated background information can support improved supervised LS. Furthermore, our novel zero-shot LS evaluation metric demonstrates a high degree of alignment with human preferences. We conclude that LLMs have an important part to play in improving both the performance and evaluation of LS methods.
4.9CLFeb 26, 2025
Disentangled VAD Representations via a Variational Framework for Political Stance DetectionBeiyu Xu, Zhiwei Liu, Sophia Ananiadou
The stance detection task aims to categorise the stance regarding specified targets. Current methods face challenges in effectively integrating sentiment information for stance detection. Moreover, the role of highly granular sentiment labelling in stance detection has been largely overlooked. This study presents a novel stance detection framework utilizing a variational autoencoder (VAE) to disentangle latent emotional features-value, arousal, and dominance (VAD)-from political discourse on social media. This approach addresses limitations in current methods, particularly in in-target and cross-target stance detection scenarios. This research uses an advanced emotional annotation tool to annotate seven-class sentiment labels for P-STANCE. Evaluations on benchmark datasets, including P-STANCE and SemEval-2016, reveal that PoliStance-VAE achieves state-of-the-art performance, surpassing models like BERT, BERTweet, and GPT-4o. PoliStance-VAE offers a robust and interpretable solution for stance detection, demonstrating the effectiveness of integrating nuanced emotional representations. This framework paves the way for advancements in natural language processing tasks, particularly those requiring detailed emotional understanding.
6.7CLFeb 20, 2025
Rumor Detection by Multi-task Suffix Learning based on Time-series Dual SentimentsZhiwei Liu, Kailai Yang, Eduard Hovy et al.
The widespread dissemination of rumors on social media has a significant impact on people's lives, potentially leading to public panic and fear. Rumors often evoke specific sentiments, resonating with readers and prompting sharing. To effectively detect and track rumors, it is essential to observe the fine-grained sentiments of both source and response message pairs as the rumor evolves over time. However, current rumor detection methods fail to account for this aspect. In this paper, we propose MSuf, the first multi-task suffix learning framework for rumor detection and tracking using time series dual (coupled) sentiments. MSuf includes three modules: (1) an LLM to extract sentiment intensity features and sort them chronologically; (2) a module that fuses the sorted sentiment features with their source text word embeddings to obtain an aligned embedding; (3) two hard prompts are combined with the aligned vector to perform rumor detection and sentiment analysis using one frozen LLM. MSuf effectively enhances the performance of LLMs for rumor detection with only minimal parameter fine-tuning. Evaluating MSuf on four rumor detection benchmarks, we find significant improvements compared to other emotion-based methods.