Anran Li

Anran Li, Rui Liu, Ming Hu et al. · mit

Federated learning (FL) enables multiple data owners to build machine learning models collaboratively without exposing their private local data. In order for FL to achieve widespread adoption, it is important to balance the need for performance, privacy-preservation and interpretability, especially in mission critical applications such as finance and healthcare. Thus, interpretable federated learning (IFL) has become an emerging topic of research attracting significant interest from the academia and the industry alike. Its interdisciplinary nature can be challenging for new researchers to pick up. In this paper, we bridge this gap by providing (to the best of our knowledge) the first survey on IFL. We propose a unique IFL taxonomy which covers relevant works enabling FL models to explain the prediction results, support model debugging, and provide insights into the contributions made by individual data owners or data samples, which in turn, is crucial for allocating rewards fairly to motivate active and reliable participation in FL. We conduct comprehensive analysis of the representative IFL approaches, the commonly adopted performance evaluation metrics, and promising directions towards building versatile IFL techniques.

Anran Li, Hongyi Peng, Lan Zhang et al.

Vertical Federated Learning (VFL) enables multiple data owners, each holding a different subset of features about largely overlapping sets of data sample(s), to jointly train a useful global model. Feature selection (FS) is important to VFL. It is still an open research problem as existing FS works designed for VFL either assumes prior knowledge on the number of noisy features or prior knowledge on the post-training threshold of useful features to be selected, making them unsuitable for practical applications. To bridge this gap, we propose the Federated Stochastic Dual-Gate based Feature Selection (FedSDG-FS) approach. It consists of a Gaussian stochastic dual-gate to efficiently approximate the probability of a feature being selected, with privacy protection through Partially Homomorphic Encryption without a trusted third-party. To reduce overhead, we propose a feature importance initialization method based on Gini impurity, which can accomplish its goals with only two parameter transmissions between the server and the clients. Extensive experiments on both synthetic and real-world datasets show that FedSDG-FS significantly outperforms existing approaches in terms of achieving accurate selection of high-quality features as well as building global models with improved performance.