Ming Hu

Anran Li, Rui Liu, Ming Hu et al. · mit

Federated learning (FL) enables multiple data owners to build machine learning models collaboratively without exposing their private local data. In order for FL to achieve widespread adoption, it is important to balance the need for performance, privacy-preservation and interpretability, especially in mission critical applications such as finance and healthcare. Thus, interpretable federated learning (IFL) has become an emerging topic of research attracting significant interest from the academia and the industry alike. Its interdisciplinary nature can be challenging for new researchers to pick up. In this paper, we bridge this gap by providing (to the best of our knowledge) the first survey on IFL. We propose a unique IFL taxonomy which covers relevant works enabling FL models to explain the prediction results, support model debugging, and provide insights into the contributions made by individual data owners or data samples, which in turn, is crucial for allocating rewards fairly to motivate active and reliable participation in FL. We conduct comprehensive analysis of the representative IFL approaches, the commonly adopted performance evaluation metrics, and promising directions towards building versatile IFL techniques.

Ningyuan Chen, Ming Hu, Wenhao Li

Commercial AI solutions provide analysts and managers with data-driven business intelligence for a wide range of decisions, such as demand forecasting and pricing. However, human analysts may have their own insights and experiences about the decision-making that is at odds with the algorithmic recommendation. In view of such a conflict, we provide a general analytical framework to study the augmentation of algorithmic decisions with human knowledge: the analyst uses the knowledge to set a guardrail by which the algorithmic decision is clipped if the algorithmic output is out of bound, and seems unreasonable. We study the conditions under which the augmentation is beneficial relative to the raw algorithmic decision. We show that when the algorithmic decision is asymptotically optimal with large data, the non-data-driven human guardrail usually provides no benefit. However, we point out three common pitfalls of the algorithmic decision: (1) lack of domain knowledge, such as the market competition, (2) model misspecification, and (3) data contamination. In these cases, even with sufficient data, the augmentation from human knowledge can still improve the performance of the algorithmic decision.

Zeke Xia, Ming Hu, Dengke Yan et al.

Federated Learning (FL) as a promising distributed machine learning paradigm has been widely adopted in Artificial Intelligence of Things (AIoT) applications. However, the efficiency and inference capability of FL is seriously limited due to the presence of stragglers and data imbalance across massive AIoT devices, respectively. To address the above challenges, we present a novel asynchronous FL approach named CaBaFL, which includes a hierarchical Cache-based aggregation mechanism and a feature Balance-guided device selection strategy. CaBaFL maintains multiple intermediate models simultaneously for local training. The hierarchical cache-based aggregation mechanism enables each intermediate model to be trained on multiple devices to align the training time and mitigate the straggler issue. In specific, each intermediate model is stored in a low-level cache for local training and when it is trained by sufficient local devices, it will be stored in a high-level cache for aggregation. To address the problem of imbalanced data, the feature balance-guided device selection strategy in CaBaFL adopts the activation distribution as a metric, which enables each intermediate model to be trained across devices with totally balanced data distributions before aggregation. Experimental results show that compared with the state-of-the-art FL methods, CaBaFL achieves up to 9.26X training acceleration and 19.71\% accuracy improvements.

Zeke Xia, Ming Hu, Dengke Yan et al.

Although Split Federated Learning (SFL) is good at enabling knowledge sharing among resource-constrained clients, it suffers from the problem of low training accuracy due to the neglect of data heterogeneity and catastrophic forgetting. To address this issue, we propose a novel SFL approach named KoReA-SFL, which adopts a multi-model aggregation mechanism to alleviate gradient divergence caused by heterogeneous data and a knowledge replay strategy to deal with catastrophic forgetting. Specifically, in KoReA-SFL cloud servers (i.e., fed server and main server) maintain multiple branch model portions rather than a global portion for local training and an aggregated master-model portion for knowledge sharing among branch portions. To avoid catastrophic forgetting, the main server of KoReA-SFL selects multiple assistant devices for knowledge replay according to the training data distribution of each server-side branch-model portion. Experimental results obtained from non-IID and IID scenarios demonstrate that KoReA-SFL significantly outperforms conventional SFL methods (by up to 23.25\% test accuracy improvement).

Mingfei Cheng, Xiaofei Xie, Renzhi Wang et al.

Autonomous Driving Systems (ADSs) continue to face safety-critical risks due to the inherent limitations in their design and performance capabilities. Online repair plays a crucial role in mitigating such limitations, ensuring the runtime safety and reliability of ADSs. Existing online repair solutions enforce ADS compliance by transforming unacceptable trajectories into acceptable ones based on predefined specifications, such as rule-based constraints or training datasets. However, these approaches often lack generalizability, adaptability and tend to be overly conservative, resulting in ineffective repairs that not only fail to mitigate safety risks sufficiently but also degrade the overall driving experience. To address this issue, we propose Adaptive Decision Repair (ADReFT), a novel and effective repair method that identifies safety-critical states through offline learning from failed tests and generates appropriate mitigation actions to improve ADS safety. Specifically, ADReFT incorporates a transformer-based model with two joint heads, State Monitor and Decision Adapter, designed to capture complex driving environment interactions to evaluate state safety severity and generate adaptive repair actions. Given the absence of oracles for state safety identification, we first pretrain ADReFT using supervised learning with coarse annotations, i.e., labeling states preceding violations as positive samples and others as negative samples. It establishes ADReFT's foundational capability to mitigate safety-critical violations, though it may result in somewhat conservative mitigation strategies. Therefore, we subsequently finetune ADReFT using reinforcement learning to improve its initial capability and generate more precise and contextually appropriate repair decisions. Our evaluation results illustrate that ADReFT achieves better repair performance.

Fei Gao, Ming Hu, Zhiyu Xie et al.

With advancements in AI infrastructure and Trusted Execution Environment (TEE) technology, Federated Learning as a Service (FLaaS) through JointCloud Computing (JCC) is promising to break through the resource constraints caused by heterogeneous edge devices in the traditional Federated Learning (FL) paradigm. Specifically, with the protection from TEE, data owners can achieve efficient model training with high-performance AI services in the cloud. By providing additional FL services, cloud service providers can achieve collaborative learning among data owners. However, FLaaS still faces three challenges, i.e., i) low training performance caused by heterogeneous data among data owners, ii) high communication overhead among different clouds (i.e., data centers), and iii) lack of efficient resource scheduling strategies to balance training time and cost. To address these challenges, this paper presents a novel asynchronous FL approach named NebulaFL for collaborative model training among multiple clouds. To address data heterogeneity issues, NebulaFL adopts a version control-based asynchronous FL training scheme in each data center to balance training time among data owners. To reduce communication overhead, NebulaFL adopts a decentralized model rotation mechanism to achieve effective knowledge sharing among data centers. To balance training time and cost, NebulaFL integrates a reward-guided strategy for data owners selection and resource scheduling. The experimental results demonstrate that, compared to the state-of-the-art FL methods, NebulaFL can achieve up to 5.71\% accuracy improvement. In addition, NebulaFL can reduce up to 50% communication overhead and 61.94% costs under a target accuracy.